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Guangyue Han

Publications and source records attributed to Guangyue Han.

At least 19 recordsLinked to original sources

$r$-Minimal Poset Codes

In this paper, we propose and study $r$-minimal codes with respect to $\mathbf{P}$-support, where $\mathbf{P}=(\Omega,\preccurlyeq_{\mathbf{P}})$ is a poset defined on the coordinate set of the ambient space $\mathbf{H}$. $r$-Minimal $\mathbf{P}$-codes are natural extensions of Hamming metric minimal codes that have been extensively studied in the literature. We characterize $r$-minimal $\mathbf{P}$-codes in terms of the notion so called cutting $r$-blocking maps, which generalizes the well-known equivalence between minimal Hamming metric codes and cutting blocking sets. We also give a necessary and sufficient condition for $r$-minimality in terms of $(\mathbf{P},\omega)$-weight defined on $\mathbf{H}$, where $\omega:\Omega\longrightarrow\mathbb{R}^{+}$ is an arbitrary weight function. This leads to a generalization of the well-known Ashikhmin-Barg criterion for Hamming metric minimal codes. We then prove two existence results for $r$-minimal $\mathbf{P}$-codes, both for general $\mathbf{P}$ and for the special case that $\mathbf{P}$ is a disjoint union of chains. When $\mathbf{P}$ is hierarchical, we characterize $r$-minimal $\mathbf{P}$-codes in terms of $r$-minimal Hamming metric codes. Finally, we characterize cutting $r$-blocking sets induced by hierarchical posets with two levels, which further enables us to answer a question raised in Hyun, Kim, Wu and Yue \cite{28}.

cs.IT

Generalized Rank Weight and Extended Generalized Poset Weight Defined For Codes Over Rings: A Galois Connection Approach

In this paper, we study generalized rank weights (GRWs) and extended generalized poset weight (EGPWs) of codes over rings via a Galois connection approach. First, we show that various coding-theoretic properties related to generalized weights, including security drops of a code employed in wire-tap channel of type II, connections between generalized weights of a Gabidulin code and its associated Delsarte code, (generalized) Singleton bound, MDS discrepancy of a code, characterizations of MDS, near MDS, $i$-MDS, MRD, near MRD, $i$-MRD, (dually) quasi-MRD codes as well as evasive property of subspaces, can be reformulated in terms of Galois connections. Next, we study GRWs and rank profiles defined for modules over principal ideal rings, especially those over chain rings. Generalizing GRWs defined for vector spaces over fields, we establish a singleton bound and a Wei-type duality theorem, characterize MRD, near MRD and dually quasi-MRD codes and determine their GRWs; moreover, we characterize $i$-MRD codes and establish a scattered bound for $(h,h)$-evasive codes over chain rings, generalizing counterpart result established for vector space over finite fields. Finally, we propose and study EGPWs and extended poset profiles defined for modules with a composition series, which in fact form a Galois connection. Generalizing EGPWs defined for modules over finite Galois rings, we establish a Wei-type duality theorem for modules over arbitrary quasi-Frobenius rings, which unifies the two Wei-type duality theorems derived in both \cite{32} and \cite{33}.

cs.IT

High-Order Talagrand and Eldan--Gross Inequalities via Besov-Type Variance Functionals

By introducing high-order Besov-type variance functionals that generalize the canonical variance, we develop a unified framework for proving high-order Talagrand-type inequalities that relate high-order energies to Fourier weights. Applying this machinery, we establish high-order Poincar\'e-type, $L^p$--$L^q$, isoperimetric-type, Falik--Samorodnitsky and Eldan--Gross inequalities, all with explicit constants, in both the Boolean and Gaussian settings. Fundamentally, our semigroup-based framework relies primarily on hypercontractivity and high-order Bismut-type derivative estimates, and is broadly applicable.

math.PR

Information-Theoretic Bounds for Sparse Covariance Estimation in the Vertical-Split Distributed Model

We study the minimax estimation error for distributed covariance matrix estimation in the vertical-split (feature-split) setting, where two agents each observe different coordinates of $m$ i.i.d. sub-Gaussian samples and communicate a limited number of bits to a central server. While Rahmani et al. [2025] established nearly tight bounds for dense (unstructured) cross-covariance matrices, we investigate whether imposing elementwise $s$-sparsity on the cross-covariance $C_{21}$ can reduce the required communication and sample complexity. In contrast to the horizontal-split setting, where Braverman et al. [2016] showed that sparsity does not reduce communication cost for mean estimation, we prove that sparsity does help for cross-covariance estimation in the vertical split. Specifically, we establish minimax lower bounds showing that the communication budget per agent scales as $B_k = \Omega(\sigma^4 d_k\, s' \log(d_1 d_2/s')/\varepsilon^2)$ and the sample complexity for cross-covariance estimation as $m = \Omega(\sigma^4\, s' \log(d_1 d_2/s')/\varepsilon^2)$, where $s' = s \wedge d_{\min}$. For the $1$-sparse case, this yields an exponential improvement from $d_1 d_2$ to $\log(d_1 d_2)$ compared to the dense rate. Our lower bounds are established via Fano's method with an explicit sparse packing using a Varshamov--Gilbert-type argument for signed partial permutation matrices combined with the Conditional Strong Data Processing Inequality of Rahmani et al. [2025]. We show the bounds are tight with a matching achievable scheme, based on covering-net quantization and entry-wise hard thresholding, that attains the $s$-sparse lower bound up to polylogarithmic factors.

cs.IT

Universal Feature Selection with Noisy Observations and Weak Symmetry Conditions

This paper relaxes the restrictive symmetry conditions adopted in [4], [5] and extends their universal feature selection framework to accommodate noisy observations as well as attribute structures that may exhibit directional preferences. We introduce the notion of weak spherical symmetry, quantified by second-moment distances, which allows controlled deviations from rotational invariance. Under this relaxed condition, we develop a universal feature selection framework based on the singular value decomposition of the canonical dependence matrix computed from noisy data. Our main result shows that the selected features achieve asymptotically optimal error exponents up to a residual term that depends on the symmetry deviation $\delta$ and the noise levels $\eta_1, \eta_2$. When $\delta, \eta_1, \eta_2$ are relatively small, our result recovers that of [5], thereby demonstrating that exact spherical symmetry is unnecessary. Overall, our findings highlight the robustness of the selection framework against second-moment deviations and observation noise, thereby broadening its applicability across diverse inference tasks and providing a theoretically grounded tool for universal feature selection in practical scenarios.

cs.IT

Second-Order Schalkwijk-Kailath Coding for Autoregressive Gaussian Channels

We study communication with noiseless feedback over Gaussian channels with stationary autoregressive noise of arbitrary finite order. We introduce a class of Gaussian feedback coding schemes, called SK(2), in which the message process follows a second-order deterministic recursion, and derive a closed-form characterization of its maximal achievable rate under an average-power constraint. As a first-order benchmark, we formulate the SK(1) scheme and show that it provides the branch-complete and sign-consistent reformulation of Butman's equal-energy linear-feedback construction. The SK(2) coding scheme achieves feedback capacity for the additive white Gaussian noise channel and stationary AR(1) Gaussian channels. For certain stationary AR(2) Gaussian channels, genuinely second-order SK(2) scheme strictly outperforms SK(1); for the subclass obtained by interleaving two independent AR(1) noise processes, SK(2) also achieves feedback capacity. These results show that first-order SK/Butman coding scheme is not universally optimal beyond first-order autoregressive noise and disprove the corrected form of Butman's conjecture.

cs.IT

Strengthening Han's Fourier Entropy-Influence Inequality via an Information-Theoretic Proof

We strengthen Han's Fourier entropy-influence inequality $$ H[\widehat{f}] \leq C_{1}I(f) + C_{2}\sum_{i\in [n]}I_{i}(f)\ln\frac{1}{I_{i}(f)} $$ originally proved for $\{-1,1\}$-valued Boolean functions with $C_{1}=3+2\ln 2$ and $C_{2}=1$. We show, by a short information-theoretic proof, that it in fact holds with sharp constants $C_{1}=C_{2}=1$ for all real-valued Boolean functions of unit $L^{2}$-norm, thereby establishing the inequality as an elementary structural property of Shannon entropy and influence.

cs.IT

An Elementary Approach to MacWilliams Extension Property and Constant Weight Code with Respect to Weighted Hamming Metric

In this paper, we characterize the MacWilliams extension property (MEP) and constant weight codes with respect to $\omega$-weight defined on $\mathbb{F}^{\Omega}$ via an elementary approach, where $\mathbb{F}$ is a finite field, $\Omega$ is a finite set, and $\omega:\Omega\longrightarrow\mathbb{R}^{+}$ is a weight function. Our approach relies solely on elementary linear algebra and two key identities for $\omega$-weight of subspaces derived from a double-counting argument. When $\omega$ is the constant $1$ map, our results recover two well-known results for Hamming metric code: (1) any Hamming weight preserving map between linear codes extends to a Hamming weight isometry of the entire ambient space; and (2) any constant weight Hamming metric code is a repetition of the dual of Hamming code.

cs.IT

Reflexive Partitions Induced by Rank Support and Non-Reflexive Partitions Induced by Rank Weight

In this paper, we study partitions of finite modules induced by rank support and rank weight. First, we show that partitions induced by rank support are mutually dual with respect to suitable non-degenerate pairings, and hence are reflexive; moreover, we compute the associated generalized Krawtchouk matrices. Similar results are established for partitions induced by isomorphic relation of rank support. These results generalize counterpart results established for row space partitions and rank partitions of matrix spaces over finite fields. Next, we show that partitions of free modules over a finite chain ring $R$ induced by rank weight are non-reflexive provided that $R$ is not a field; moreover, we characterize the dual partitions explicitly. As a corollary, we show that rank partitions of matrix spaces over $R$ are reflexive if and only if $R$ is a field; moreover, two matrices belong to the same member of the dual partition if and only if their transposes are equivalent. In particular, we show that opposite to matrices over finite fields, rank metric does not induce an association scheme provided that $R$ is not a field, which further settles an open question proposed by Blanco-Chac\'{o}n, Boix, Greferath and Hieta-Aho in \cite{2}.

cs.IT

$r$-Minimal Codes with Respect to Rank Metric

In this paper, we propose and study $r$-minimal codes, a natural extension of minimal codes which have been extensively studied with respect to Hamming metric, rank metric and sum-rank metric. We first propose $r$-minimal codes in a general setting where the ambient space is a finite dimensional left module over a division ring and is supported on a lattice. We characterize minimal subcodes and $r$-minimal codes, derive a general singleton bound, and give existence results for $r$-minimal codes by using combinatorial arguments. We then consider $r$-minimal rank metric codes over a field extension $\mathbb{E}/\mathbb{F}$ of degree $m$, where $\mathbb{E}$ can be infinite. We characterize these codes in terms of cutting $r$-blocking sets, generalized rank weights of the codes and those of the dual codes, and classify codes whose $r$-dimensional subcodes have constant rank support weight. Next, with the help of the evasiveness property of cutting $r$-blocking sets and some upper bounds for the dimensions of evasive subspaces, we derive several lower and upper bounds for the minimal length of $r$-minimal codes. Furthermore, when $\mathbb{E}$ is finite, we establish a general upper bound which generalizes and improves the counterpart for minimal codes in the literature. As a corollary, we show that if $m=3$, then for any $k\geqslant2$, the minimal length of $k$-dimensional minimal codes is equal to $2k$. To the best of our knowledge, when $m\geqslant3$, there was no known explicit formula for the minimal length of $k$-dimensional minimal codes for arbitrary $k$ in the literature.

cs.IT

Feedback Capacity of the Continuous-Time ARMA(1,1) Gaussian Channel

We consider the continuous-time ARMA(1,1) Gaussian channel and derive its feedback capacity in closed form. More specifically, the channel is given by $\boldsymbol{y}(t) =\boldsymbol{x}(t) +\boldsymbol{z}(t)$, where the channel input $\{\boldsymbol{x}(t) \}$ satisfies average power constraint $P$ and the noise $\{\boldsymbol{z}(t)\}$ is a first-order {\em autoregressive moving average} (ARMA(1,1)) Gaussian process satisfying $$ \boldsymbol{z}^\prime(t)+κ\boldsymbol{z}(t)=(κ+λ)\boldsymbol{w}(t)+\boldsymbol{w}^\prime(t), $$ where $κ>0,~λ\in\mathbb{R}$ and $\{\boldsymbol{w}(t) \}$ is a white Gaussian process with unit double-sided spectral density. We show that the feedback capacity of this channel is equal to the unique positive root of the equation $$ P(x+κ)^2 = 2x(x+\vert κ+λ\vert)^2 $$ when $-2κ<λ<0$ and is equal to $P/2$ otherwise. Among many others, this result shows that, as opposed to a discrete-time additive Gaussian channel, feedback may not increase the capacity of a continuous-time additive Gaussian channel even if the noise process is colored. The formula enables us to conduct a thorough analysis of the effect of feedback on the capacity for such a channel. We characterize when the feedback capacity equals or doubles the non-feedback capacity; moreover, we disprove continuous-time analogues of the half-bit bound and Cover's $2P$ conjecture for discrete-time additive Gaussian channels.

cs.IT

A Gröbner Basis Approach to Combinatorial Nullstellensatz

In this paper, using some conditions that arise naturally in Alon's combinatorial Nullstellensatz as well as its various extensions and generalizations, we characterize Gröbner bases consisting of monic polynomials, which helps us to establish a Nullstellensatz from a Gröbner basis perspective. As corollaries of this general Nullstellensatz, we establish four special Nullstellensatz, which, among others, include a common generalization of the Nullstellensatz for multisets established in Kós, Rónyai and Mészáros \cite{23,24} and the Nullstellensatz with multiplicity established in Ball and Serra \cite{9}, and include a punctured Nullstellensatz, generalizing several existing results in the literature. As applications of our punctured Nullstellensatz, we extend some results on hyperplane covering in \cite{9,23,24} to wider settings, and give an alternative proof of the generalized Alon-Füredi theorem established in Bishnoi, Clark, Potukuchi and Schmitt \cite{12}. Unless specified otherwise, all our results are established over an arbitrary commutative ring $R$.

math.CO

Markov Capacity for Factor Codes with an Unambiguous Symbol

In this paper, we first give a necessary and sufficient condition for a factor code with an unambiguous symbol to admit a subshift of finite type restricted to which it is one-to-one and onto. We then give a necessary and sufficient condition for the standard factor code on a spoke graph to admit a subshift of finite type restricted to which it is finite-to-one and onto. We also conjecture that for such a code, this finite-to-one property is equivalent to the existence of a stationary Markov chain that achieves the capacity of the corresponding deterministic channel.

math.DS

Reflexivity of Partitions Induced by Weighted Poset Metric and Combinatorial Metric

Let $\mathbf{H}$ be the Cartesian product of a family of finite abelian groups. Via a polynomial approach, we give sufficient conditions for a partition of $\mathbf{H}$ induced by weighted poset metric to be reflexive, which also become necessary for some special cases. Moreover, by examining the roots of the Krawtchouk polynomials, we establish non-reflexive partitions of $\mathbf{H}$ induced by combinatorial metric. When $\mathbf{H}$ is a vector space over a finite field $\mathbb{F}$, we consider the property of admitting MacWilliams identity (PAMI) and the MacWilliams extension property (MEP) for partitions of $\mathbf{H}$. With some invariance assumptions, we show that two partitions of $\mathbf{H}$ admit MacWilliams identity if and only if they are mutually dual and reflexive, and any partition of $\mathbf{H}$ satisfying the MEP is in fact an orbit partition induced by some subgroup of $\Aut_{\mathbb{F}}(\mathbf{H})$, which is necessarily reflexive. As an application of the aforementioned results, we establish partitions of $\mathbf{H}$ induced by combinatorial metric that do not satisfy the MEP, which further enable us to provide counter-examples to a conjecture proposed by Pinheiro, Machado and Firer in \cite{39}.

cs.IT

Isometries and MacWilliams Extension Property for Weighted Poset Metric

Let $\mathbf{H}$ be the cartesian product of a family of left modules over a ring $S$, indexed by a finite set $Ω$. We are concerned with the $(\mathbf{P},ω)$-weight on $\mathbf{H}$, where $\mathbf{P}=(Ω,\preccurlyeq_{\mathbf{P}})$ is a poset and $ω:Ω\longrightarrow\mathbb{R}^{+}$ is a weight function. We characterize the group of $(\mathbf{P},ω)$-weight isometries of $\mathbf{H}$, and give a canonical decomposition for semi-simple subcodes of $\mathbf{H}$ when $\mathbf{P}$ is hierarchical. We then study the MacWilliams extension property (MEP) for $(\mathbf{P},ω)$-weight. We show that the MEP implies the unique decomposition property (UDP) of $(\mathbf{P},ω)$, which further implies that $\mathbf{P}$ is hierarchical if $ω$ is identically $1$. For the case that either $\mathbf{P}$ is hierarchical or $ω$ is identically $1$, we show that the MEP for $(\mathbf{P},ω)$-weight can be characterized in terms of the MEP for Hamming weight, and give necessary and sufficient conditions for $\mathbf{H}$ to satisfy the MEP for $(\mathbf{P},ω)$-weight when $S$ is an Artinian simple ring (either finite or infinite). When $S$ is a finite field, in the context of $(\mathbf{P},ω)$-weight, we compare the MEP with other coding theoretic properties including the MacWilliams identity, Fourier-reflexivity of partitions and the UDP, and show that the MEP is strictly stronger than all the rest among them.

cs.IT

Renyi Entropy Rate of Stationary Ergodic Processes

In this paper, we examine the Renyi entropy rate of stationary ergodic processes. For a special class of stationary ergodic processes, we prove that the Renyi entropy rate always exists and can be polynomially approximated by its defining sequence; moreover, using the Markov approximation method, we show that the Renyi entropy rate can be exponentially approximated by that of the Markov approximating sequence, as the Markov order goes to infinity. For the general case, by constructing a counterexample, we disprove the conjecture that the Renyi entropy rate of a general stationary ergodic process always converges to its Shannon entropy rate as α goes to 1.

cs.IT

A Galois Connection Approach to Wei-Type Duality Theorems

In $1991$, Wei proved a duality theorem that established an interesting connection between the generalized Hamming weights of a linear code and those of its dual code. Wei's duality theorem has since been extensively studied from different perspectives and extended to other settings. In this paper, we re-examine Wei's duality theorem and its various extensions, henceforth referred to as Wei-type duality theorems, from a new Galois connection perspective. Our approach is based on the observation that the generalized Hamming weights and the dimension/length profiles of a linear code form a Galois connection. The central result in this paper is a general Wei-type duality theorem for two Galois connections between finite subsets of $\mathbb{Z}$, from which all the known Wei-type duality theorems can be recovered. As corollaries of our central result, we prove new Wei-type duality theorems for $w$-demimatroids defined over finite sets and $w$-demi-polymatroids defined over modules with a composition series, which further allows us to unify and generalize all the known Wei-type duality theorems established for codes endowed with various metrics.

cs.IT

Fourier-Reflexive Partitions Induced by Poset Metric

Let $\mathbf{H}$ be the cartesian product of a family of finite abelian groups indexed by a finite set $Ω$. A given poset (i.e., partially ordered set) $\mathbf{P}=(Ω,\preccurlyeq_{\mathbf{P}})$ gives rise to a poset metric on $\mathbf{H}$, which further leads to a partition $\mathcal{Q}(\mathbf{H},\mathbf{P})$ of $\mathbf{H}$. We prove that if $\mathcal{Q}(\mathbf{H},\mathbf{P})$ is Fourier-reflexive, then its dual partition $Λ$ coincides with the partition of $\hat{\mathbf{H}}$ induced by $\mathbf{\overline{P}}$, the dual poset of $\mathbf{P}$, and moreover, $\mathbf{P}$ is necessarily hierarchical. This result establishes a conjecture proposed by Gluesing-Luerssen in \cite{4}. We also show that with some other assumptions, $Λ$ is finer than the partition of $\hat{\mathbf{H}}$ induced by $\mathbf{\overline{P}}$. In addition, we give some necessary and sufficient conditions for $\mathbf{P}$ to be hierarchical, and for the case that $\mathbf{P}$ is hierarchical, we give an explicit criterion for determining whether two codewords in $\hat{\mathbf{H}}$ belong to the same block of $Λ$. We prove these results by relating the involved partitions with certain family of polynomials, a generalized version of which is also proposed and studied to generalize the aforementioned results.

cs.IT