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Guanhua Chen

Publications and source records attributed to Guanhua Chen.

At least 55 records · Page 3Linked to original sources

Chain-of-Procedure: Hierarchical Visual-Language Reasoning for Procedural QA

Recent advances in vision-language models (VLMs) have achieved impressive results on standard image-text tasks, yet their potential for visual procedure question answering (VP-QA) remains largely unexplored. VP-QA presents unique challenges where users query next-step actions by uploading images for intermediate states of complex procedures. To systematically evaluate VLMs on this practical task, we propose ProcedureVQA, a novel multimodal benchmark specifically designed for visual procedural reasoning. Through comprehensive analysis, we identify two critical limitations in current VLMs: inadequate cross-modal retrieval of structured procedures given visual states, and misalignment between image sequence granularity and textual step decomposition. To address these issues, we present Chain-of-Procedure (CoP), a hierarchical reasoning framework that first retrieves relevant instructions using visual cues, then performs step refinement through semantic decomposition, and finally generates the next step. Experiments across six VLMs demonstrate CoP's effectiveness, achieving up to 13% absolute improvement over standard baselines.

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From Scenes to Elements: Multi-Granularity Evidence Retrieval for Verifiable Multimodal RAG

Multimodal Retrieval-Augmented Generation (RAG) systems retrieve evidence at coarse granularities (entire images or scenes), creating a mismatch with fine-grained user queries and making failures unverifiable. We introduce GranuVistaVQA, a multimodal benchmark featuring real-world landmarks with element-level annotations across multiple viewpoints, capturing the partial observation challenge where individual images contain only subsets of entities. We further propose GranuRAG, a multi-granularity framework that treats visual elements as first-class retrieval units through three stages: element-level detection and classification, multi-granularity cross-modal alignment for evidence retrieval, and attribution-constrained generation. By grounding retrieval at the element level rather than relying on implicit attention, our approach enables transparent error diagnosis. Experiments demonstrate that GranuRAG achieves up to 29.2% improvement over six strong baselines for this task.

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Learning Agentic Policy from Action Guidance

Agentic reinforcement learning (RL) for Large Language Models (LLMs) critically depends on the exploration capability of the base policy, as training signals emerge only within its in-capability region. For tasks where the base policy cannot reach reward states, additional training or external guidance is needed to recover effective learning signals. Rather than relying on costly iterative supervised fine tuning (SFT), we exploit the abundant action data generated in everyday human interactions. We propose \textsc{ActGuide-RL}, which injects action data as plan-style reference guidance, enabling the agentic policy to overcome reachability barriers to reward states. Guided and unguided rollouts are then jointly optimized via mixed-policy training, internalizing the exploration gains back into the unguided policy. Motivated by a theoretical and empirical analysis of the benefit-risk trade-off, we adopt a minimal intervention principle that invokes guidance only as an adaptive fallback, matching task difficulty while minimizing off-policy risk. On search-agent benchmarks, \textsc{ActGuide-RL} substantially improves over zero RL (+10.7 pp on GAIA and +19 pp on XBench with Qwen3-4B), and performs on par with the SFT+RL pipeline without any cold start. This suggests a new paradigm for agentic RL that reduces the reliance on heavy SFT data by using scalable action guidance instead.

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GIFT: Guided Fine-Tuning and Transfer for Enhancing Instruction-Tuned Language Models

A promising paradigm for adapting instruction-tuned language models is to learn task-specific updates on a pretrained base model and subsequently merge them into the instruction-tuned model. However, existing approaches typically treat the instruction-tuned model as a passive target that is only involved at the final merging stage, without guiding the training process. We propose GIFT (Guided Fine-Tuning and Transfer), a simple and efficient framework that incorporates guidance from the instruction model into task adaptation. GIFT fine-tunes a low-rank adapter on the pretrained base model using confidence signals derived from the instruction-tuned model. The learned adapter is then merged into the instruction-tuned model, yielding task-specialized models that preserve general instruction-following behavior. We evaluate GIFT on mathematical and knowledge-intensive benchmarks across multiple model families and scales. Results show that GIFT consistently outperforms direct fine-tuning and representative transfer-based baselines, while maintaining robust generalization and favorable test-time scaling behavior.

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FinSafetyBench: Evaluating LLM Safety in Real-World Financial Scenarios

Large language models (LLMs) are increasingly applied in financial scenarios. However, they may produce harmful outputs, including facilitating illegal activities or unethical behavior, posing serious compliance risks. To systematically evaluate LLM safety in finance, we propose FinSafetyBench, a bilingual (English-Chinese) red-teaming benchmark designed to test an LLM's refusal of requests that violate financial compliance. Grounded in real-world financial crime cases and ethics standards, the benchmark comprises 14 subcategories spanning financial crimes and ethical violations. Through extensive experiments on general-purpose and finance-specialized LLMs under three representative attack settings, we identify critical vulnerabilities that allow adversarial prompts to bypass compliance safeguards. Further analysis reveals stronger susceptibility in Chinese contexts and highlights the limitations of prompt-level defenses against sophisticated or implicit manipulation strategies.

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Toward Automated Robustness Evaluation of Mathematical Reasoning

Large Language Models (LLMs) have demonstrated remarkable capabilities in various reasoning-intensive tasks. However, these models exhibit unexpected brittleness, often failing on simple variations of the same underlying task. Existing robustness evaluations predominantly rely on hand-crafted templates or a limited set of perturbation rules. Consequently, such approaches lack the adaptability to probe latent vulnerabilities unique to specific models and remain susceptible to data contamination. To address this, we propose the Math Stress Tester (MaSTer), an automated framework inspired by software stress testing. MaSTer generates adversarial variants via a multi-round rewrite-verify loop, ensuring semantic consistency while successfully inducing model failure. Our framework generates benchmark variants dynamically for each LLM, thus minimizing the risk of data contamination. Experiments on GSM8K and MATH-500 demonstrate the effectiveness of MaSTer on mathematical tasks. Additionally, we validate the framework's extensibility to non-mathematical tasks, highlighting its broad applicability. Furthermore, we demonstrate that the synthesized variants generated by MaSTer can be utilized as a fine-tuning dataset to significantly enhance the model's robustness.

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CulturALL: Benchmarking Multilingual and Multicultural Competence of LLMs on Grounded Tasks

Large language models (LLMs) are now deployed worldwide, inspiring a surge of benchmarks that measure their multilingual and multicultural abilities. However, these benchmarks prioritize generic language understanding or superficial cultural trivia, leaving the evaluation of grounded tasks -- where models must reason within real-world, context-rich scenarios -- largely unaddressed. To fill this gap, we present CulturALL, a comprehensive and challenging benchmark to assess LLMs' multilingual and multicultural competence on grounded tasks. CulturALL is built via a human--AI collaborative framework: expert annotators ensure appropriate difficulty and factual accuracy, while LLMs lighten the manual workload. By incorporating diverse sources, CulturALL ensures comprehensive scenario coverage. Each item is carefully designed to present a high level of difficulty, making CulturALL challenging. CulturALL contains 2,610 samples in 14 languages from 51 regions, distributed across 16 topics to capture the full breadth of grounded tasks. Experiments show that the best LLM achieves 44.48% accuracy on CulturALL, underscoring substantial room for improvement.

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CAPruner: Conceptual-Adjacent Scene Graph Pruner for Enhancing 3D Spatial Reasoning of Large Language Models

Large language models (LLMs) have recently been applied to 3D vision-language (3D-VL) tasks, which require spatial reasoning to identify target objects relative to anchors. Scene graphs are commonly employed to represent such relations, but reasoning over complete graphs incurs high token costs and computational inefficiencies, motivating the need for pruning. Existing pruning methods primarily rely on spatial proximity and often remove task-relevant relations, thereby undermining reliable spatial reasoning. To address these limitations, we derive a key requirement for scene graph pruning: preserving spatial relations that are most pertinent to the specific 3D-VL task. Guided by this insight, we propose the Conceptual-Adjacent Scene Graph Pruner (CAPruner). CAPruner integrates fuzzy semantic relevance with spatial proximity to estimate the importance of relations, enabling the selection of critical relations in a task-specific context. Moreover, to avoid costly relation-level annotations, CAPruner is trained by supervising the aggregated scores of each node's incident edges. Extensive experiments demonstrate that CAPruner effectively preserves relations essential for spatial reasoning, leading to substantial performance improvements of LLMs on 3D-VL tasks. Code is available at https://github.com/fz-zsl/CAPruner.

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Representation-Guided Parameter-Efficient LLM Unlearning

Large Language Models (LLMs) often memorize sensitive or harmful information, necessitating effective machine unlearning techniques. While existing parameter-efficient unlearning methods have shown promise, they still struggle with the forget-retain trade-off. This can be attributed to their reliance on parameter importance metrics to identify parameters that are important exclusively for the forget set, which is fundamentally limited by the superposition phenomenon. Due to the polysemantic nature of LLM parameters, such an importance metric may struggle to disentangle parameters associated with the forget and retain sets. In this work, we propose Representation-Guided Low-rank Unlearning (REGLU), a novel approach that leverages the geometric properties of representation spaces to achieve robust and precise unlearning. First, we develop a representation-guided initialization for LoRA that identifies the optimal subspace for selective forgetting. Second, we introduce a regularization loss that constrains the outputs of the LoRA update to lie in the orthogonal complement of the retain set's representation subspace, thereby minimizing interference with the model's performance on the retain set. We evaluate REGLU on the TOFU and WMDP benchmarks across multiple models. Our results demonstrate that REGLU consistently outperforms state-of-the-art baselines, achieving superior unlearning quality while maintaining higher model utility.

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Evaluating Memory Capability in Continuous Lifelog Scenario

Nowadays, wearable devices can continuously lifelog ambient conversations, creating substantial opportunities for memory systems. However, existing benchmarks primarily focus on online one-on-one chatting or human-AI interactions, thus neglecting the unique demands of real-world scenarios. Given the scarcity of public lifelogging audio datasets, we propose a hierarchical synthesis framework to curate \textbf{\textsc{LifeDialBench}}, a novel benchmark comprising two complementary subsets: \textbf{EgoMem}, built on real-world egocentric videos, and \textbf{LifeMem}, constructed using simulated virtual community. Crucially, to address the issue of temporal leakage in traditional offline settings, we propose an \textbf{Online Evaluation} protocol that strictly adheres to temporal causality, ensuring systems are evaluated in a realistic streaming fashion. Our experimental results reveal a counterintuitive finding: current sophisticated memory systems fail to outperform a simple RAG-based baseline. This highlights the detrimental impact of over-designed structures and lossy compression in current approaches, emphasizing the necessity of high-fidelity context preservation for lifelog scenarios.

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Towards Bridging the Reward-Generation Gap in Direct Alignment Algorithms

Direct Alignment Algorithms (DAAs), such as Direct Preference Optimization (DPO) and Simple Preference Optimization (SimPO), have emerged as efficient alternatives to Reinforcement Learning from Human Feedback (RLHF) algorithms for aligning large language models (LLMs) with human preferences. However, DAAs suffer from a fundamental limitation we identify as the "reward-generation gap", a discrepancy between training objectives and autoregressive decoding dynamics. In this paper, we consider that one contributor to the reward-generation gap is the mismatch between the inherent importance of prefix tokens during the LLM generation process and how this importance is reflected in the implicit reward functions of DAAs. To bridge the gap, we adopt a token-level MDP perspective of DAAs to analyze its limitations and introduce a simple yet effective approach called Prefix-Oriented Equal-length Training (POET), which truncates both preferred and dispreferred responses to match the shorter one's length. We conduct experiments with DPO and SimPO, two representative DAAs, demonstrating that POET improves over their standard implementations, achieving up to 11.8 points in AlpacaEval 2 and overall improvements across downstream tasks. These results underscore the need to mitigate the reward-generation gap in DAAs by better aligning training objectives with autoregressive decoding dynamics.

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Modeling LLM Unlearning as an Asymmetric Two-Task Learning Problem

Machine unlearning for large language models (LLMs) aims to remove targeted knowledge while preserving general capability. In this paper, we recast LLM unlearning as an asymmetric two-task problem: retention is the primary objective and forgetting is an auxiliary. From this perspective, we propose a retention-prioritized gradient synthesis framework that decouples task-specific gradient extraction from conflict-aware combination. Instantiating the framework, we adapt established PCGrad to resolve gradient conflicts, and introduce SAGO, a novel retention-prioritized gradient synthesis method. Theoretically, both variants ensure non-negative cosine similarity with the retain gradient, while SAGO achieves strictly tighter alignment through constructive sign-constrained synthesis. Empirically, on WMDP Bio/Cyber and RWKU benchmarks, SAGO consistently pushes the Pareto frontier: e.g., on WMDP Bio (SimNPO+GD), recovery of target model MMLU performance progresses from 44.6% (naive) to 94.0% (+PCGrad) and further to 96.0% (+SAGO), while maintaining comparable forgetting strength. Our results show that re-shaping gradient geometry, rather than re-balancing losses, is the key to mitigating unlearning-retention trade-offs.

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No More Stale Feedback: Co-Evolving Critics for Open-World Agent Learning

Critique-guided reinforcement learning (RL) has emerged as a powerful paradigm for training LLM agents by augmenting sparse outcome rewards with natural-language feedback. However, current methods often rely on static or offline critic models, which fail to adapt as the policy evolves. In on-policy RL, the agent's error patterns shift over time, causing stationary critics to become stale and providing feedback of diminishing utility. To address this, we introduce ECHO (Evolving Critic for Hindsight-Guided Optimization)}, a framework that jointly optimizes the policy and critic through a synchronized co-evolutionary loop. ECHO utilizes a cascaded rollout mechanism where the critic generates multiple diagnoses for an initial trajectory, followed by policy refinement to enable group-structured advantage estimation. We address the challenge of learning plateaus via a saturation-aware gain shaping objective, which rewards the critic for inducing incremental improvements in high-performing trajectories. By employing dual-track GRPO updates, ECHO ensures the critic's feedback stays synchronized with the evolving policy. Experimental results show that ECHO yields more stable training and higher long-horizon task success across open-world environments.

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SPPO: Sequence-Level PPO for Long-Horizon Reasoning Tasks

Proximal Policy Optimization (PPO) is central to aligning Large Language Models (LLMs) in reasoning tasks with verifiable rewards. However, standard token-level PPO struggles in this setting due to the instability of temporal credit assignment over long Chain-of-Thought (CoT) horizons and the prohibitive memory cost of the value model. While critic-free alternatives like GRPO mitigate these issues, they incur significant computational overhead by requiring multiple samples for baseline estimation, severely limiting training throughput. In this paper, we introduce Sequence-Level PPO (SPPO), a scalable algorithm that harmonizes the sample efficiency of PPO with the stability of outcome-based updates. SPPO reformulates the reasoning process as a Sequence-Level Contextual Bandit problem, employing a decoupled scalar value function to derive low-variance advantage signals without multi-sampling. Extensive experiments on mathematical benchmarks demonstrate that SPPO significantly surpasses standard PPO and matches the performance of computation-heavy group-based methods, offering a resource-efficient framework for aligning reasoning LLMs.

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From Abstract to Contextual: What LLMs Still Cannot Do in Mathematics

Large language models now solve many benchmark math problems at near-expert levels, yet this progress has not fully translated into reliable performance in real-world applications. We study this gap through contextual mathematical reasoning, where the mathematical core must be formulated from descriptive scenarios. We introduce ContextMATH, a benchmark that repurposes AIME and MATH-500 problems into two contextual settings: Scenario Grounding (SG), which embeds abstract problems into realistic narratives without increasing reasoning complexity, and Complexity Scaling (CS), which transforms explicit conditions into sub-problems to capture how constraints often appear in practice. Evaluating 61 proprietary and open-source models, we observe sharp drops: on average, open-source models decline by 13 and 34 points on SG and CS, while proprietary models drop by 13 and 20. Error analysis shows that errors are dominated by incorrect problem formulation, with formulation accuracy declining as original problem difficulty increases. Correct formulation emerges as a prerequisite for success, and its sufficiency improves with model scale, indicating that larger models advance in both understanding and reasoning. Nevertheless, formulation and reasoning remain two complementary bottlenecks that limit contextual mathematical problem solving. Finally, we find that fine-tuning with scenario data improves performance, whereas formulation-only training is ineffective. However, performance gaps are only partially alleviated, highlighting contextual mathematical reasoning as a central unsolved challenge for LLMs.

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Rethinking the Role of Entropy in Optimizing Tool-Use Behaviors for Large Language Model Agents

Tool-using agents based on Large Language Models (LLMs) excel in tasks such as mathematical reasoning and multi-hop question answering. However, in long trajectories, agents often trigger excessive and low-quality tool calls, increasing latency and degrading inference performance, making managing tool-use behavior challenging. In this work, we conduct entropy-based pilot experiments and observe a strong positive correlation between entropy reduction and high-quality tool calls. Building on this finding, we propose using entropy reduction as a supervisory signal and design two reward strategies to address the differing needs of optimizing tool-use behavior. Sparse outcome rewards provide coarse, trajectory-level guidance to improve efficiency, while dense process rewards offer fine-grained supervision to enhance performance. Experiments across diverse domains show that both reward designs improve tool-use behavior: the former reduces tool calls by 72.07% compared to the average of baselines, while the latter improves performance by 22.27%. These results position entropy reduction as a key mechanism for enhancing tool-use behavior, enabling agents to be more adaptive in real-world applications.

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Tree Search for LLM Agent Reinforcement Learning

Recent advances in reinforcement learning (RL) have significantly enhanced the agentic capabilities of large language models (LLMs). In long-term and multi-turn agent tasks, existing approaches driven solely by outcome rewards often suffer from the problem of sparse supervision. To address the challenge, we propose Tree-based Group Relative Policy Optimization (Tree-GRPO), a grouped agent RL method based on tree search, where each tree node represents the complete agent interaction step. By sharing common prefixes, the tree search sampling increases the number of rollouts achievable within a fixed budget of tokens or tool calls. Moreover, we find that the tree-structured trajectory naturally allows the construction of step-wise process supervised signals even using only the outcome reward. Based on this, Tree-GRPO estimates the grouped relative advantages both on intra-tree and inter-tree levels. Through theoretical analysis, we demonstrate that the objective of intra-tree level group relative policy optimization is equivalent to that of step-level direct preference learning. Experiments across 11 datasets and 3 types of QA tasks demonstrate the superiority of the proposed tree-based RL over the chain-based RL method.

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From Word to World: Can Large Language Models be Implicit Text-based World Models?

Agentic reinforcement learning increasingly relies on experience-driven scaling, yet real-world environments remain non-adaptive, limited in coverage, and difficult to scale. World models offer a potential way to improve learning efficiency through simulated experience, but it remains unclear whether large language models can reliably serve this role and under what conditions they meaningfully benefit agents. We study these questions in text-based environments, which provide a controlled setting to reinterpret language modeling as next-state prediction under interaction. We introduce a three-level framework for evaluating LLM-based world models: (i) fidelity and consistency, (ii) scalability and robustness, and (iii) agent utility. Across five representative environments, we find that sufficiently trained world models maintain coherent latent state, scale predictably with data and model size, and improve agent performance via action verification, synthetic trajectory generation, and warm-starting reinforcement learning. Meanwhile, these gains depend critically on behavioral coverage and environment complexity, delineating clear boundry on when world modeling effectively supports agent learning.

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