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Guanhua Chen

Publications and source records attributed to Guanhua Chen.

At least 91 records · Page 5Linked to original sources

Unveiling Over-Memorization in Finetuning LLMs for Reasoning Tasks

The pretrained large language models (LLMs) are finetuned with labeled data for better instruction following ability and alignment with human values. In this paper, we study the learning dynamics of LLM finetuning on reasoning tasks and reveal the uncovered over-memorization phenomenon during a specific stage of LLM finetuning. At this stage, the LLMs have excessively memorized training data and exhibit high test perplexity while maintaining good test accuracy. We explore the conditions that contribute to over-memorization and discover that this issue is prevalent across various tasks, models, and fine-tuning methods, with prolonged training and large learning rates exacerbating the problem. Although models with over-memorization demonstrate comparable test accuracy to normal models, they suffer from reduced robustness, poor out-of-distribution generalization, and decreased generation diversity. In light of our findings on over-memorization, we offer recommendations for checkpoint selection and propose techniques such as checkpoint merging and memorization-aware reweighting to mitigate this effect.

cs.CL↗

Simple Yet Effective: An Information-Theoretic Approach to Multi-LLM Uncertainty Quantification

Large language models (LLMs) often behave inconsistently across inputs, indicating uncertainty and motivating the need for its quantification in high-stakes settings. Prior work on calibration and uncertainty quantification often focuses on individual models, overlooking the potential of model diversity. We hypothesize that LLMs make complementary predictions due to differences in training and the Zipfian nature of language, and that aggregating their outputs leads to more reliable uncertainty estimates. To leverage this, we propose MUSE (Multi-LLM Uncertainty via Subset Ensembles), a simple information-theoretic method that uses Jensen-Shannon Divergence to identify and aggregate well-calibrated subsets of LLMs. Experiments on binary prediction tasks demonstrate improved calibration and predictive performance compared to single-model and naïve ensemble baselines. In addition, we explore using MUSE as guided signals with chain-of-thought distillation to fine-tune LLMs for calibration. MUSE is available at:https://github.com/LARK-NLP-Lab/MUSE.

cs.LG↗

MoMA: A Mixture-of-Multimodal-Agents Architecture for Enhancing Clinical Prediction Modelling

Multimodal electronic health record (EHR) data provide richer, complementary insights into patient health compared to single-modality data. However, effectively integrating diverse data modalities for clinical prediction modeling remains challenging due to the substantial data requirements. We introduce a novel architecture, Mixture-of-Multimodal-Agents (MoMA), designed to leverage multiple large language model (LLM) agents for clinical prediction tasks using multimodal EHR data. MoMA employs specialized LLM agents ("specialist agents") to convert non-textual modalities, such as medical images and laboratory results, into structured textual summaries. These summaries, together with clinical notes, are combined by another LLM ("aggregator agent") to generate a unified multimodal summary, which is then used by a third LLM ("predictor agent") to produce clinical predictions. Evaluating MoMA on three prediction tasks using real-world datasets with different modality combinations and prediction settings, MoMA outperforms current state-of-the-art methods, highlighting its enhanced accuracy and flexibility across various tasks.

cs.LG↗

SGIC: A Self-Guided Iterative Calibration Framework for RAG

Recent research in retrieval-augmented generation (RAG) has concentrated on retrieving useful information from candidate documents. However, numerous methodologies frequently neglect the calibration capabilities of large language models (LLMs), which capitalize on their robust in-context reasoning prowess. This work illustrates that providing LLMs with specific cues substantially improves their calibration efficacy, especially in multi-round calibrations. We present a new SGIC: Self-Guided Iterative Calibration Framework that employs uncertainty scores as a tool. Initially, this framework calculates uncertainty scores to determine both the relevance of each document to the query and the confidence level in the responses produced by the LLMs. Subsequently, it reevaluates these scores iteratively, amalgamating them with prior responses to refine calibration. Furthermore, we introduce an innovative approach for constructing an iterative self-calibration training set, which optimizes LLMs to efficiently harness uncertainty scores for capturing critical information and enhancing response accuracy. Our proposed framework significantly improves performance on both closed-source and open-weight LLMs.

cs.CL↗

Pi-SQL: Enhancing Text-to-SQL with Fine-Grained Guidance from Pivot Programming Languages

Text-to-SQL transforms the user queries from natural language to executable SQL programs, enabling non-experts to interact with complex databases. Existing prompt-based methods craft meticulous text guidelines and examples to facilitate SQL generation, but their accuracy is hindered by the large semantic gap between the texts and the low-resource SQL programs. In this work, we propose Pi-SQL, which incorporates the high-resource Python program as a pivot to bridge between the natural language query and SQL program. In particular, Pi-SQL first generates Python programs that provide fine-grained step-by-step guidelines in their code blocks or comments, and then produces an SQL program following the guidance of each Python program. The final SQL program matches the reference Python program's query results and, through selection from candidates generated by different strategies, achieves superior execution speed, with a reward-based valid efficiency score up to 4.55 higher than the best-performing baseline. Extensive experiments demonstrate the effectiveness of Pi-SQL, which improves the execution accuracy of the best-performing baseline by up to 3.20.

cs.CL↗

TAG-INSTRUCT: Controlled Instruction Complexity Enhancement through Structure-based Augmentation

High-quality instruction data is crucial for developing large language models (LLMs), yet existing approaches struggle to effectively control instruction complexity. We present TAG-INSTRUCT, a novel framework that enhances instruction complexity through structured semantic compression and controlled difficulty augmentation. Unlike previous prompt-based methods operating on raw text, TAG-INSTRUCT compresses instructions into a compact tag space and systematically enhances complexity through RL-guided tag expansion. Through extensive experiments, we show that TAG-INSTRUCT outperforms existing instruction complexity augmentation approaches. Our analysis reveals that operating in tag space provides superior controllability and stability across different instruction synthesis frameworks.

cs.CL↗

PlanGPT-VL: Enhancing Urban Planning with Domain-Specific Vision-Language Models

In the field of urban planning, existing Vision-Language Models (VLMs) frequently fail to effectively analyze and evaluate planning maps, despite the critical importance of these visual elements for urban planners and related educational contexts. Planning maps, which visualize land use, infrastructure layouts, and functional zoning, require specialized understanding of spatial configurations, regulatory requirements, and multi-scale analysis. To address this challenge, we introduce PlanGPT-VL, the first domain-specific Vision-Language Model tailored specifically for urban planning maps. PlanGPT-VL employs three innovative approaches: (1) PlanAnno-V framework for high-quality VQA data synthesis, (2) Critical Point Thinking to reduce hallucinations through structured verification, and (3) comprehensive training methodology combining Supervised Fine-Tuning with frozen vision encoder parameters. Through systematic evaluation on our proposed PlanBench-V benchmark, we demonstrate that PlanGPT-VL significantly outperforms general-purpose state-of-the-art VLMs in specialized planning map interpretation tasks, offering urban planning professionals a reliable tool for map analysis, assessment, and educational applications while maintaining high factual accuracy. Our lightweight 7B parameter model achieves comparable performance to models exceeding 72B parameters, demonstrating efficient domain specialization without sacrificing performance.

cs.CL↗

Polymer Data Challenges in the AI Era: Bridging Gaps for Next-Generation Energy Materials

The pursuit of advanced polymers for energy technologies, spanning photovoltaics, solid-state batteries, and hydrogen storage, is hindered by fragmented data ecosystems that fail to capture the hierarchical complexity of these materials. Polymer science lacks interoperable databases, forcing reliance on disconnected literature and legacy records riddled with unstructured formats and irreproducible testing protocols. This fragmentation stifles machine learning (ML) applications and delays the discovery of materials critical for global decarbonization. Three systemic barriers compound the challenge. First, academic-industrial data silos restrict access to proprietary industrial datasets, while academic publications often omit critical synthesis details. Second, inconsistent testing methods undermine cross-study comparability. Third, incomplete metadata in existing databases limits their utility for training reliable ML models. Emerging solutions address these gaps through technological and collaborative innovation. Natural language processing (NLP) tools extract structured polymer data from decades of literature, while high-throughput robotic platforms generate self-consistent datasets via autonomous experimentation. Central to these advances is the adoption of FAIR (Findable, Accessible, Interoperable, Reusable) principles, adapted to polymer-specific ontologies, ensuring machine-readability and reproducibility. Future breakthroughs hinge on cultural shifts toward open science, accelerated by decentralized data markets and autonomous laboratories that merge robotic experimentation with real-time ML validation. By addressing data fragmentation through technological innovation, collaborative governance, and ethical stewardship, the polymer community can transform bottlenecks into accelerants.

cond-mat.soft↗

Quantum cellular automata for word statistics facilitated by quantum correlations

We propose an iterative algorithm to investigate the cooperative evolution dominated by information encoded within state spaces in a random quantum cellular automaton. Inspired by the 2-gram model in statistical linguistics, the updates of quantum states are determined by a given corpus, which serves as the interactions to induce quantum correlations. These local cooperative interactions lead to block-diagonal evolution quantified by the entanglement asymmetry. We evaluate the influence of two-site gates on the iteration process and reveal the associated search speedup. Crucially, we demonstrate the information scrambling dependent of gate sampling, uncovering an intriguing bond percolation. Our results provide an adaptive paradigm for quantum search algorithms and random many-body dynamics.

quant-ph↗

ImPart: Importance-Aware Delta-Sparsification for Improved Model Compression and Merging in LLMs

With the proliferation of task-specific large language models, delta compression has emerged as a method to mitigate the resource challenges of deploying numerous such models by effectively compressing the delta model parameters. Previous delta-sparsification methods either remove parameters randomly or truncate singular vectors directly after singular value decomposition (SVD). However, these methods either disregard parameter importance entirely or evaluate it with too coarse a granularity. In this work, we introduce ImPart, a novel importance-aware delta sparsification approach. Leveraging SVD, it dynamically adjusts sparsity ratios of different singular vectors based on their importance, effectively retaining crucial task-specific knowledge even at high sparsity ratios. Experiments show that ImPart achieves state-of-the-art delta sparsification performance, demonstrating $2\times$ higher compression ratio than baselines at the same performance level. When integrated with existing methods, ImPart sets a new state-of-the-art on delta quantization and model merging.

cs.CL↗

ChineseSafe: A Chinese Benchmark for Evaluating Safety in Large Language Models

With the rapid development of Large language models (LLMs), understanding the capabilities of LLMs in identifying unsafe content has become increasingly important. While previous works have introduced several benchmarks to evaluate the safety risk of LLMs, the community still has a limited understanding of current LLMs' capability to recognize illegal and unsafe content in Chinese contexts. In this work, we present a Chinese safety benchmark (ChineseSafe) to facilitate research on the content safety of large language models. To align with the regulations for Chinese Internet content moderation, our ChineseSafe contains 205,034 examples across 4 classes and 10 sub-classes of safety issues. For Chinese contexts, we add several special types of illegal content: political sensitivity, pornography, and variant/homophonic words. Moreover, we employ two methods to evaluate the legal risks of popular LLMs, including open-sourced models and APIs. The results reveal that many LLMs exhibit vulnerability to certain types of safety issues, leading to legal risks in China. Our work provides a guideline for developers and researchers to facilitate the safety of LLMs. Our results are also available at https://huggingface.co/spaces/SUSTech/ChineseSafe-Benchmark. Additionally, we release a test set comprising 200,000 examples, which is publicly accessible at https://huggingface.co/datasets/SUSTech/ChineseSafe.

cs.CL↗

Not All LoRA Parameters Are Essential: Insights on Inference Necessity

Current research on LoRA primarily focuses on minimizing the number of fine-tuned parameters or optimizing its architecture. However, the necessity of all fine-tuned LoRA layers during inference remains underexplored. In this paper, we investigate the contribution of each LoRA layer to the model's ability to predict the ground truth and hypothesize that lower-layer LoRA modules play a more critical role in model reasoning and understanding. To address this, we propose a simple yet effective method to enhance the performance of large language models (LLMs) fine-tuned with LoRA. Specifically, we identify a ``boundary layer'' that distinguishes essential LoRA layers by analyzing a small set of validation samples. During inference, we drop all LoRA layers beyond this boundary. We evaluate our approach on three strong baselines across four widely-used text generation datasets. Our results demonstrate consistent and significant improvements, underscoring the effectiveness of selectively retaining critical LoRA layers during inference.

cs.CL↗

MiLoRA: Harnessing Minor Singular Components for Parameter-Efficient LLM Finetuning

Efficient finetuning of large language models (LLMs) aims to adapt the LLMs with reduced computational and memory cost. Previous LoRA-based approaches initialize the low-rank matrices with Gaussian distribution and zero values while keeping the original weight matrices frozen. However, the trainable model parameters optimized in an unguided subspace might interfere with the well-learned subspace of the pretrained weight matrices. In this paper, we propose MiLoRA, a simple yet effective LLM finetuning approach that only updates the minor singular components of the weight matrix while keeping the principal singular components frozen. It is observed that the minor matrix corresponds to the noisy or long-tail information, while the principal matrix contains important knowledge. The MiLoRA initializes the low-rank matrices within a subspace that is orthogonal to the principal matrix, thus the pretrained knowledge is expected to be well preserved. During finetuning, MiLoRA makes the most use of the less-optimized subspace for learning the labeled dataset. Extensive experiments on commonsense reasoning, math reasoning, instruction following and visual instruction following benchmarks present the superior performance of our method.

cs.CL↗

SeqAR: Jailbreak LLMs with Sequential Auto-Generated Characters

The widespread applications of large language models (LLMs) have brought about concerns regarding their potential misuse. Although aligned with human preference data before release, LLMs remain vulnerable to various malicious attacks. In this paper, we adopt a red-teaming strategy to enhance LLM safety and introduce SeqAR, a simple yet effective framework to design jailbreak prompts automatically. The SeqAR framework generates and optimizes multiple jailbreak characters and then applies sequential jailbreak characters in a single query to bypass the guardrails of the target LLM. Different from previous work which relies on proprietary LLMs or seed jailbreak templates crafted by human expertise, SeqAR can generate and optimize the jailbreak prompt in a cold-start scenario using open-sourced LLMs without any seed jailbreak templates. Experimental results show that SeqAR achieves attack success rates of 88% and 60% in bypassing the safety alignment of GPT-3.5-1106 and GPT-4, respectively. Furthermore, we extensively evaluate the transferability of the generated templates across different LLMs and held-out malicious requests, while also exploring defense strategies against the jailbreak attack designed by SeqAR.

cs.CR↗

Towards Lightweight, Adaptive and Attribute-Aware Multi-Aspect Controllable Text Generation with Large Language Models

Multi-aspect controllable text generation aims to control text generation in attributes from multiple aspects, making it a complex but powerful task in natural language processing. Supervised fine-tuning methods are often employed for this task due to their simplicity and effectiveness. However, they still have some limitations: low rank adaptation (LoRA) only fine-tunes a few parameters and has suboptimal control effects, while full fine-tuning (FFT) requires significant computational resources and is susceptible to overfitting, particularly when data is limited. Moreover, existing works typically train multi-aspect controllable text generation models using only single-aspect annotated data, which results in discrepancies in data distribution; at the same time, accurately generating text with specific attributes is a challenge that requires strong attribute-aware capabilities. To address these limitations, we propose a lightweight, adaptive and attribute-aware framework for multi-aspect controllable text generation. Our framework can dynamically adjust model parameters according to different aspects of data to achieve controllable text generation, aiming to optimize performance across multiple aspects. Experimental results show that our framework outperforms other strong baselines, achieves state-of-the-art performance, adapts well to data discrepancies, and is more accurate in attribute perception.

cs.CL↗

LayAlign: Enhancing Multilingual Reasoning in Large Language Models via Layer-Wise Adaptive Fusion and Alignment Strategy

Despite being pretrained on multilingual corpora, large language models (LLMs) exhibit suboptimal performance on low-resource languages. Recent approaches have leveraged multilingual encoders alongside LLMs by introducing trainable parameters connecting the two models. However, these methods typically focus on the encoder's output, overlooking valuable information from other layers. We propose \aname (\mname), a framework that integrates representations from all encoder layers, coupled with the \attaname mechanism to enable layer-wise interaction between the LLM and the multilingual encoder. Extensive experiments on multilingual reasoning tasks, along with analyses of learned representations, show that our approach consistently outperforms existing baselines.

cs.CL↗

Personalized Two-sided Dose Interval

In fields such as medicine and social sciences, the goal of treatment is often to maintain the outcome of interest within a desirable range rather than to optimize its value. To achieve this, it may be more practical to recommend a treatment dose interval rather than a single fixed level for a study unit. Since individuals may respond differently to the same treatment level, the recommended dose interval should be personalized based on their unique characteristics. Iterative procedures have been proposed to jointly learn the lower and upper bounds of personalized dose intervals, but they lack theoretical justification. To fill this gap, we propose a method to learn personalized two-sided dose intervals based on empirical risk minimization using a novel loss function. The proposed loss function is designed to be well-defined over a tensor product function space, eliminating the need for iterative procedures. In addition, the loss function is doubly-robust to the misspecification of nuisance functions. We establish statistical properties of the estimated dose interval in terms of excess risk by leveraging the reproducing kernel Hilbert space theory. Our simulation study and real-world applications in warfarin dosing and the Job Corps program show that our proposed direct estimation method outperforms competing methods, including indirect regression-based methods.

stat.ME↗

Self-DC: When to Reason and When to Act? Self Divide-and-Conquer for Compositional Unknown Questions

Previous research has typically concentrated on leveraging the internal knowledge of Large Language Models (LLMs) to answer known questions (i.e., \textit{internal reasoning such as generate-then-read}). In contrast, for questions that fall outside their known scope, these models rely on external knowledge retrieval to provide accurate responses (i.e., \textit{external acting such as retrieve-then-read}). However, few previous works consider the \textit{compositional questions}, which consist of several known and unknown sub-questions, necessitating the dynamic combination of previous two methods (i.e., \textit{internal reasoning and external acting}) to achieve a better trade-off between effectiveness and efficiency. To this end, we introduce a \textbf{Self} \textbf{D}ivide-and-\textbf{C}onquer (\textit{\texttt{Self-DC}}) framework, accompanying with the first \textbf{C}ompositional \textbf{u}nknown \textbf{Q}uestion-\textbf{A}nswering dataset (CuQA). This framework enables LLMs to adaptively choose between using internal knowledge and retrieving external knowledge as needed, resulting in a better trade-off between effectiveness and efficiency. Experimental results on two datasets demonstrate that \textit{\texttt{Self-DC}} can achieve comparable or even better performance with much fewer external calls compared with several strong baselines.

cs.CL↗