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Guanhua Chen

Publications and source records attributed to Guanhua Chen.

126 records · Page 7Linked to original sources

Multilingual Sentence Transformer as A Multilingual Word Aligner

Multilingual pretrained language models (mPLMs) have shown their effectiveness in multilingual word alignment induction. However, these methods usually start from mBERT or XLM-R. In this paper, we investigate whether multilingual sentence Transformer LaBSE is a strong multilingual word aligner. This idea is non-trivial as LaBSE is trained to learn language-agnostic sentence-level embeddings, while the alignment extraction task requires the more fine-grained word-level embeddings to be language-agnostic. We demonstrate that the vanilla LaBSE outperforms other mPLMs currently used in the alignment task, and then propose to finetune LaBSE on parallel corpus for further improvement. Experiment results on seven language pairs show that our best aligner outperforms previous state-of-the-art models of all varieties. In addition, our aligner supports different language pairs in a single model, and even achieves new state-of-the-art on zero-shot language pairs that does not appear in the finetuning process.

cs.CL↗

Causal inference methods for combining randomized trials and observational studies: a review

With increasing data availability, causal effects can be evaluated across different data sets, both randomized controlled trials (RCTs) and observational studies. RCTs isolate the effect of the treatment from that of unwanted (confounding) co-occurring effects but they may suffer from unrepresentativeness, and thus lack external validity. On the other hand, large observational samples are often more representative of the target population but can conflate confounding effects with the treatment of interest. In this paper, we review the growing literature on methods for causal inference on combined RCTs and observational studies, striving for the best of both worlds. We first discuss identification and estimation methods that improve generalizability of RCTs using the representativeness of observational data. Classical estimators include weighting, difference between conditional outcome models, and doubly robust estimators. We then discuss methods that combine RCTs and observational data to either ensure uncounfoundedness of the observational analysis or to improve (conditional) average treatment effect estimation. We also connect and contrast works developed in both the potential outcomes literature and the structural causal model literature. Finally, we compare the main methods using a simulation study and real world data to analyze the effect of tranexamic acid on the mortality rate in major trauma patients. A review of available codes and new implementations is also provided.

stat.ME↗

Entropy Balancing for Causal Generalization with Target Sample Summary Information

In this paper, we focus on estimating the average treatment effect (ATE) of a target population when individual-level data from a source population and summary-level data (e.g., first or second moments of certain covariates) from the target population are available. In the presence of heterogeneous treatment effect, the ATE of the target population can be different from that of the source population when distributions of treatment effect modifiers are dissimilar in these two populations, a phenomenon also known as covariate shift. Many methods have been developed to adjust for covariate shift, but most require individual covariates from a representative target sample. We develop a weighting approach based on summary-level information from the target sample to adjust for possible covariate shift in effect modifiers. In particular, weights of the treated and control groups within a source sample are calibrated by the summary-level information of the target sample. Our approach also seeks additional covariate balance between the treated and control groups in the source sample. We study the asymptotic behavior of the corresponding weighted estimator for the target population ATE under a wide range of conditions. The theoretical implications are confirmed in simulation studies and a real data application.

stat.ME↗

Meta-analysis of individualized treatment rules via sign-coherency

Medical treatments tailored to a patient's baseline characteristics hold the potential of improving patient outcomes while reducing negative side effects. Learning individualized treatment rules (ITRs) often requires aggregation of multiple datasets(sites); however, current ITR methodology does not take between-site heterogeneity into account, which can hurt model generalizability when deploying back to each site. To address this problem, we develop a method for individual-level meta-analysis of ITRs, which jointly learns site-specific ITRs while borrowing information about feature sign-coherency via a scientifically-motivated directionality principle. We also develop an adaptive procedure for model tuning, using information criteria tailored to the ITR learning problem. We study the proposed methods through numerical experiments to understand their performance under different levels of between-site heterogeneity and apply the methodology to estimate ITRs in a large multi-center database of electronic health records. This work extends several popular methodologies for estimating ITRs (A-learning, weighted learning) to the multiple-sites setting.

stat.ML↗

Dynamics of entangled domain walls in quantum many-body scars and breakdown of their prethermalization

Based on the PXP model adapted for Rydberg-blockaded chains, we investigate dynamics of topological domain walls between different quantum many-body scar states of $\mathbb{Z}_2$ symmetry. It is found that, the domain walls not only possess oscillating features of scars but also manifest longstanding bipartite entanglement with exactly unchanged flip-flop phase difference, suggesting their potential as quantum information resource. A periodically driven field is exerted and the high-frequency drive gives rise to a phase transition from prethermalization to Floquet localization. In order to investigate the stability of domain walls acting as information carriers, we further simulate the collision between them and find negligible influence on each other. Subsequently, the quench dynamics with domain walls reveals exotic physics and applicable potentials of nonthermalized scar states.

quant-ph↗

Towards Making the Most of Multilingual Pretraining for Zero-Shot Neural Machine Translation

This paper demonstrates that multilingual pretraining and multilingual fine-tuning are both critical for facilitating cross-lingual transfer in zero-shot translation, where the neural machine translation (NMT) model is tested on source languages unseen during supervised training. Following this idea, we present SixT+, a strong many-to-English NMT model that supports 100 source languages but is trained with a parallel dataset in only six source languages. SixT+ initializes the decoder embedding and the full encoder with XLM-R large and then trains the encoder and decoder layers with a simple two-stage training strategy. SixT+ achieves impressive performance on many-to-English translation. It significantly outperforms CRISS and m2m-100, two strong multilingual NMT systems, with an average gain of 7.2 and 5.0 BLEU respectively. Additionally, SixT+ offers a set of model parameters that can be further fine-tuned to other unsupervised tasks. We demonstrate that adding SixT+ initialization outperforms state-of-the-art explicitly designed unsupervised NMT models on Si<->En and Ne<->En by over 1.2 average BLEU. When applied to zero-shot cross-lingual abstractive summarization, it produces an average performance gain of 12.3 ROUGE-L over mBART-ft. We conduct detailed analyses to understand the key ingredients of SixT+, including multilinguality of the auxiliary parallel data, positional disentangled encoder, and the cross-lingual transferability of its encoder.

cs.CL↗

Policy Learning for Optimal Individualized Dose Intervals

We study the problem of learning individualized dose intervals using observational data. There are very few previous works for policy learning with continuous treatment, and all of them focused on recommending an optimal dose rather than an optimal dose interval. In this paper, we propose a new method to estimate such an optimal dose interval, named probability dose interval (PDI). The potential outcomes for doses in the PDI are guaranteed better than a pre-specified threshold with a given probability (e.g., 50%). The associated nonconvex optimization problem can be efficiently solved by the Difference-of-Convex functions (DC) algorithm. We prove that our estimated policy is consistent, and its risk converges to that of the best-in-class policy at a root-n rate. Numerical simulations show the advantage of the proposed method over outcome modeling based benchmarks. We further demonstrate the performance of our method in determining individualized Hemoglobin A1c (HbA1c) control intervals for elderly patients with diabetes.

stat.ME↗

Zero-shot Cross-lingual Transfer of Neural Machine Translation with Multilingual Pretrained Encoders

Previous work mainly focuses on improving cross-lingual transfer for NLU tasks with a multilingual pretrained encoder (MPE), or improving the performance on supervised machine translation with BERT. However, it is under-explored that whether the MPE can help to facilitate the cross-lingual transferability of NMT model. In this paper, we focus on a zero-shot cross-lingual transfer task in NMT. In this task, the NMT model is trained with parallel dataset of only one language pair and an off-the-shelf MPE, then it is directly tested on zero-shot language pairs. We propose SixT, a simple yet effective model for this task. SixT leverages the MPE with a two-stage training schedule and gets further improvement with a position disentangled encoder and a capacity-enhanced decoder. Using this method, SixT significantly outperforms mBART, a pretrained multilingual encoder-decoder model explicitly designed for NMT, with an average improvement of 7.1 BLEU on zero-shot any-to-English test sets across 14 source languages. Furthermore, with much less training computation cost and training data, our model achieves better performance on 15 any-to-English test sets than CRISS and m2m-100, two strong multilingual NMT baselines.

cs.CL↗

A Phylogeny-based Test of Mediation Effect in Microbiome

Recent studies suggest that the microbiome can be an important mediator in the effect of a treatment on an outcome. Microbiome data generated from sequencing experiments contain the relative abundance of a large number of microbial taxa with their evolutionary relationships represented by a phylogenetic tree. The compositional and high-dimensional nature of the microbiome mediator invalidates standard mediation analyses. We propose a phylogeny-based mediation analysis method (PhyloMed) for the microbiome mediator. PhyloMed models the microbiome mediation effect through a cascade of independent local mediation models on the internal nodes of the phylogenetic tree. Each local model captures the mediation effect of a subcomposition at a given taxonomic resolution. The method improves the power of the mediation test by enriching weak and sparse signals across mediating taxa that tend to cluster on the tree. In each local model, we further empower PhyloMed by using a mixture distribution to obtain the subcomposition mediation test p-value, which takes into account the composite nature of the null hypothesis. PhyloMed enables us to test the overall mediation effect of the entire microbial community and pinpoint internal nodes with significant subcomposition mediation effects. Our extensive simulations demonstrate the validity of PhyloMed and its substantial power gain over existing methods. An application to a real study further showcases the advantages of our method.

stat.ME↗

A Generalizability Score for Aggregate Causal Effect

Scientists frequently generalize population level causal quantities such as average treatment effect from a source population to a target population. When the causal effects are heterogeneous, differences in subject characteristics between the source and target populations may make such a generalization difficult and unreliable. Reweighting or regression can be used to adjust for such differences when generalizing. However, these methods typically suffer from large variance if there is limited covariate distribution overlap between the two populations. We propose a generalizability score to address this issue. The score can be used as a yardstick to select target subpopulations for generalization. A simplified version of the score avoids using any outcome information and thus can prevent deliberate biases associated with inadvertent access to such information. Both simulation studies and real data analysis demonstrate convincing results for such selection.

stat.ME↗

More Generalizable Models For Sepsis Detection Under Covariate Shift

Sepsis is a major cause of mortality in the intensive care units (ICUs). Early intervention of sepsis can improve clinical outcomes for sepsis patients. Machine learning models have been developed for clinical recognition of sepsis. A common assumption of supervised machine learning models is that the covariates in the testing data follow the same distributions as those in the training data. When this assumption is violated (e.g., there is covariate shift), models that performed well for training data could perform badly for testing data. Covariate shift happens when the relationships between covariates and the outcome stay the same, but the marginal distributions of the covariates differ among training and testing data. Covariate shift could make clinical risk prediction model nongeneralizable. In this study, we applied covariate shift corrections onto common machine learning models and have observed that these corrections can help the models be more generalizable under the occurrence of covariate shift when detecting the onset of sepsis.

stat.AP↗

Accurate Word Alignment Induction from Neural Machine Translation

Despite its original goal to jointly learn to align and translate, prior researches suggest that Transformer captures poor word alignments through its attention mechanism. In this paper, we show that attention weights DO capture accurate word alignments and propose two novel word alignment induction methods Shift-Att and Shift-AET. The main idea is to induce alignments at the step when the to-be-aligned target token is the decoder input rather than the decoder output as in previous work. Shift-Att is an interpretation method that induces alignments from the attention weights of Transformer and does not require parameter update or architecture change. Shift-AET extracts alignments from an additional alignment module which is tightly integrated into Transformer and trained in isolation with supervision from symmetrized Shift-Att alignments. Experiments on three publicly available datasets demonstrate that both methods perform better than their corresponding neural baselines and Shift-AET significantly outperforms GIZA++ by 1.4-4.8 AER points.

cs.CL↗

Propagation analysis and prediction of the COVID-19

Based on the official data modeling, this paper studies the transmission process of the Corona Virus Disease 2019 (COVID-19). The error between the model and the official data curve is within 3%. At the same time, it realized forward prediction and backward inference of the epidemic situation, and the relevant analysis help relevant countries to make decisions.

q-bio.PE↗

Constructing Stabilized Dynamic Treatment Regimes for Censored Data

Stabilized dynamic treatment regimes are sequential decision rules for individual patients that not only adaptive throughout the disease progression but also remain consistent over time in format. The estimation of stabilized dynamic treatment regimes becomes more complicated when the clinical outcome of interest is a survival time subject to censoring. To address this challenge, we propose two novel methods, censored shared-Q-learning and censored shared-O-learning. Both methods incorporate clinical preferences into a qualitative rule, where the parameters indexing the decision rules are shared across different stages and estimated simultaneously. We use extensive simulation studies to demonstrate the superior performance of the proposed methods. The methods are further applied to the Framingham Study to derive treatment rules for cardiovascular disease.

stat.ME↗

An Approximate Framework for Quantum Transport Calculation with Model Order Reduction

A new approximate computational framework is proposed for computing the non-equilibrium charge density in the context of the non-equilibrium Green's function (NEGF) method for quantum mechanical transport problems. The framework consists of a new formulation, called the X-formulation, for single-energy density calculation based on the solution of sparse linear systems, and a projection-based nonlinear model order reduction (MOR) approach to address the large number of energy points required for large applied biases. The advantages of the new methods are confirmed by numerical experiments.

physics.comp-ph↗

Biclustering Via Sparse Clustering

In many situations it is desirable to identify clusters that differ with respect to only a subset of features. Such clusters may represent homogeneous subgroups of patients with a disease, such as cancer or chronic pain. We define a bicluster to be a submatrix U of a larger data matrix X such that the features and observations in U differ from those not contained in U. For example, the observations in U could have different means or variances with respect to the features in U. We propose a general framework for biclustering based on the sparse clustering method of Witten and Tibshirani (2010). We develop a method for identifying features that belong to biclusters. This framework can be used to identify biclusters that differ with respect to the means of the features, the variance of the features, or more general differences. We apply these methods to several simulated and real-world data sets and compare the results of our method with several previously published methods. The results of our method compare favorably with existing methods with respect to both predictive accuracy and computing time.

stat.ME↗

Trans-phonon effects in ultrafast nano-devices

We report a novel phenomenon in carbon nanotube (CNT) based devices, the transphonon effects, which resemble the transonic effects in aerodynamics. It is caused by dissipative resonance of nanotube phonons similar to the radial breathing mode, and subsequent drastic surge of the dragging force on the sliding tube, and multiple phonon barriers are encountered as the intertube sliding velocity reaches critical values. It is found that the transphonon effects can be tuned by applying geometric constraints or varying chirality combinations of the nanotubes.

cond-mat.mtrl-sci↗

Quantum Entanglement and the Self-Trapping Transition in Polaronic Systems

We revisit from a quantum-information perspective a classic problem of polaron theory in one dimension. In the context of the Holstein model we show that a simple analysis of quantum entanglement between excitonic and phononic degrees of freedom allows one to effectively characterize both the small and large polaron regimes as well as the crossover in between. The small (large) polaron regime corresponds to a high (low) degree of bipartite quantum entanglement between the exciton and the phonon cloud that clothes the exciton. Moreover, the self-trapping transition is clearly displayed by a sharp drop of exciton-phonon entanglement.

quant-ph↗