arXiv subjects

Gui Zhou

Publications and source records attributed to Gui Zhou.

At least 37 records · Page 2Linked to original sources

arXiv2024

Radar Rainbow Beams For Wideband mmWave Communication: Beam Training And Tracking

We propose a novel integrated sensing and communication (ISAC) system that leverages sensing to assist communication, ensuring fast initial access, seamless user tracking, and uninterrupted communication for millimeter wave (mmWave) wideband systems. True-time-delayers (TTDs) are utilized to generate frequency-dependent radar rainbow beams by controlling the beam squint effect. These beams cover users across the entire angular space simultaneously for fast beam training using just one orthogonal frequency-division multiplexing (OFDM) symbol. Three detection and estimation schemes are proposed based on radar rainbow beams for estimation of the users' angles, distances, and velocities, which are then exploited for communication beamformer design. The first proposed scheme utilizes a single-antenna radar receiver and one set of rainbow beams, but may cause a Doppler ambiguity. To tackle this limitation, two additional schemes are introduced, utilizing two sets of rainbow beams and a multi-antenna receiver, respectively. Furthermore, the proposed detection and estimation schemes are extended to realize user tracking by choosing different subsets of OFDM subcarriers. This approach eliminates the need to switch phase shifters and TTDs, which are typically necessary in existing tracking technologies, thereby reducing the demands on the control circurity. Simulation results reveal the effectiveness of the proposed rainbow beam-based training and tracking methods for mobile users. Notably, the scheme employing a multi-antenna radar receiver can accurately estimate the channel parameters and can support communication rates comparable to those achieved with perfect channel information.

eess.SP↗

arXiv2024

Reconfigurable Intelligent Surface-Aided Dual-Function Radar and Communication Systems With MU-MIMO Communication

In this paper, we investigate an reconfigurable intelligent surface (RIS)-aided integrated sensing and communication (ISAC) system. Our objective is to maximize the achievable sum rate of the multi-antenna communication users through the joint active and passive beamforming. {Specifically}, the weighted minimum mean-square error (WMMSE) method is { first} used to reformulate the original problem into an equivalent one. Then, we utilize an alternating optimization (AO) { algorithm} to decouple the optimization variables and decompose this challenging problem into two subproblems. Given reflecting coefficients, a penalty-based algorithm is utilized to deal with the non-convex radar signal-to-noise ratio (SNR) constraints. For the given beamforming matrix of the BS, we apply majorization-minimization (MM) to transform the problem into a quadratic constraint quadratic programming (QCQP) problem, which is ultimately solved using a semidefinite relaxation (SDR)-based algorithm. Simulation results illustrate the advantage of deploying RIS in the considered multi-user MIMO (MU-MIMO) ISAC systems.

eess.SP↗

arXiv2024

Active RIS Aided ISAC Systems: Beamforming Design and Performance Analysis

This paper considers an active reconfigurable intelligent surface (RIS)-aided integrated sensing and communication (ISAC) system. We aim to maximize radar signal-to-interference-plus-noise-ratio (SINR) by jointly optimizing the beamforming matrix at the dual-function radar-communication (DFRC) base station (BS) and the reflecting coefficients at the active RIS subject to the quality of service (QoS) constraints of communication users (UE) and the transmit power constraints of active RIS and DFRC BS. To tackle the optimization problem, the majorization-minimization (MM) algorithm is applied to address the nonconvex radar SINR objective function, and the resulting quartic problem is solved by developing an semidefinite relaxation (SDR)-based approach. Moreover, we derive the scaling order of the radar SINR with a large number of reflecting elements. Next, the transmit power allocation problem and the deployment strategy of the active RIS are studied with a moderate number of reflecting elements. Finally, we validate the potential of the active RIS in ISAC systems compared to passive RIS. Additionally, we deliberate on several open problems that remain for future research.

cs.IT↗

arXiv2024

Channel Estimation for FAS-assisted Multiuser mmWave Systems

This letter investigates the challenge of channel estimation in a multiuser millimeter-wave (mmWave) time-division duplexing (TDD) system. In this system, the base station (BS) employs a multi-antenna uniform linear array (ULA), while each mobile user is equipped with a fluid antenna system (FAS). Accurate channel state information (CSI) plays a crucial role in the precise placement of antennas in FAS. Traditional channel estimation methods designed for fixed-antenna systems are inadequate due to the high dimensionality of FAS. To address this issue, we propose a low-sample-size sparse channel reconstruction (L3SCR) method, capitalizing on the sparse propagation paths characteristic of mmWave channels. In this approach, each fluid antenna only needs to switch and measure the channel at a few specific locations. By observing this reduced-dimensional data, we can effectively extract angular and gain information related to the sparse channel, enabling us to reconstruct the full CSI. Simulation results demonstrate that our proposed method allows us to obtain precise CSI with minimal hardware switching and pilot overhead. As a result, the system sum-rate approaches the upper bound achievable with perfect CSI.

cs.IT↗

arXiv2023

Outage Constrained Robust Transmission Design for IRS-aided Secure Communications with Direct Communication Links

In this paper, we investigate the robust outage constrained transmission design for an intelligent reflecting surface (IRS) aided secure communication system. We assume that a single-antenna legitimate receiver (Bob) served by a multi-antenna base station (BS) is overheard by multiple single-antenna eavesdroppers (Eves), and the artificial noise (AN) is incorporated to confuse the Eves. In particular, we aim to jointly optimize the transmit beamforming, the AN spatial distribution at the BS, and the passive beamforming at the IRS, where the Eve-related channels are assumed to be imperfect due to the channel estimation errors and their concealment. Two scenarios with partial channel state information (CSI) error of only cascaded BS-IRS-Eve channel and full CSI errors of both cascaded BS-IRS-Eve channel and direct BS-Eve channel are investigated under the statistical CSI error model. An outage-constrained power minimization problem is formulated by limiting the maximum allowable data rate of Eves and ensuring the minimum data rate requirement of Bob. To solve it, the Bernstein-type inequality and alternating optimization strategy are exploited, and artful mathematical manipulations are performed to facilitate the optimization on the phase shifts of the IRS. Simulation results confirm the performance advantages of the proposed algorithm.

eess.SP↗

arXiv2023

Channel Estimation for RIS-Aided Multi-User mmWave Systems with Uniform Planar Arrays

In this paper, we adopt a three-stage based uplink channel estimation protocol with reduced pilot overhead for an reconfigurable intelligent surface (RIS)-aided multi-user (MU) millimeter wave (mmWave) communication system, in which both the base station (BS) and the RIS are equipped with a uniform planar array (UPA). Specifically, in Stage I, the channel state information (CSI) of a typical user is estimated. To address the power leakage issue for the common angles-of-arrival (AoAs) estimation in this stage, we develop a low-complexity one-dimensional search method. In Stage II, a re-parameterized common BS-RIS channel is constructed with the estimated information from Stage I to estimate other users' CSI. In Stage III, only the rapidly varying channel gains need to re-estimated. Furthermore, the proposed method can be extended to multi-antenna UPA-type users, by decomposing the estimation of a multi-antenna channel with $J$ scatterers into estimating $J$ single-scatterer channels for a virtual single-antenna user. An orthogonal matching pursuit (OMP)-based method is proposed to estimate the angles-of-departure (AoDs) at the users. Simulation results demonstrate that the proposed algorithm significantly achieves high channel estimation accuracy, which approaches the genie-aided upper bound in the high SNR regime.

eess.SP↗

arXiv2023

A Framework for Transmission Design for Active RIS-Aided Communication with Partial CSI

Active reconfigurable intelligent surfaces (RISs) have recently been proposed to compensate for the severe multiplicative fading effect of conventional passive RIS-aided systems. Each reflecting element of active RISs is assisted by an amplifier such that the incident signal can be reflected and amplified instead of only being reflected as in passive RIS-aided systems. This work addresses the practical challenge that, on the one hand, in active RIS-aided systems the perfect individual CSI of the RIS-aided channels cannot be acquired due to the lack of signal processing power at the active RISs, but, on the other hand, this CSI is required to calculate the expected system data rate and RIS transmit power needed for transceiver design. To address this issue, we first derive closed-form expressions for the average achievable rate and the average RIS transmit power based on partial CSI of the RIS-aided channels. Then, we formulate an average achievable rate maximization problem for jointly optimizing the active beamforming at both the base station (BS) and the RIS. This problem is then tackled using the majorization--minimization (MM) algorithm framework, and, for each iteration, semi-closed-form solutions for the BS and RIS beamforming are derived based on the Karush-Kuhn-Tucker (KKT) conditions. To ensure the quality of service (QoS) of each user, we further formulate a rate outage constrained beamforming problem, which is solved using the Bernstein-Type inequality (BTI) and semidefinite relaxation (SDR) techniques. Numerical results show that the proposed algorithms can efficiently overcome the challenges imposed by imperfect CSI in active RIS-aided wireless systems.

cs.IT↗

arXiv2023

A Framework for Mutual Information-based MIMO Integrated Sensing and Communication Beamforming Design

Integrated sensing and communication (ISAC) unifies sensing and communication, and improves the efficiency of the spectrum, energy, and hardware. In this work, we investigate the ISAC beamforming design to maximize the mutual information between the target response matrix of a point radar target and the echo signals, while ensuring the data rate requirements of the communication users. In order to study the impact of the echo interference caused by communication users on sensing performance, we study two scenarios: a single communication user and multiple communication users. For the case of a single communication user, we consider three types of echo interference, no interference, a point interference, and an extended interference. For the case of multiple communication users, the interference is also an extended one, and furthermore, each user's communication rate requirement needs to be satisfied. To find the optimal beamforming design in these problems, we provide a closed-form solution with low complexiy, a semidefinite relaxation (SDR) method, a low-complexity algorithm based on the Majorization-Minimization (MM) method and the successive convex approximation (SCA) method, and an algorithm based on MM method and SCA method, respectively. Numerical results demonstrate that, compared to the ISAC beamforming schemes based on the Cramér-Rao bound (CRB) metric and the beampattern metric, the proposed mutual information metric can bring better beampattern and root mean square error (RMSE) of angle estimation. Furthermore, our proposed schemes designed based on the mutual information metric can suppress the echo interference from the communication users effectively.

eess.SP↗

arXiv2022

Robust Transmission Design for RIS-assisted Secure Multiuser Communication Systems in the Presence of Hardware Impairments

This paper investigates reconfigurable intelligent surface (RIS)-assisted secure multiuser communication systems subject to hardware impairments (HIs). We jointly optimize the beamforming vectors at the base station (BS) and the phase shifts of the reflecting elements at the RIS so as to maximize the weighted minimum secrecy rate (WMSR), subject to both transmission power constraints at the BS and unit-modulus constraints at the RIS. To address the formulated optimization problem, we first decouple it into two tractable subproblems and then use the block coordinate descent (BCD) method to alternately optimize the subproblems. Two different methods are proposed to solve the two obtained subproblems. The first method transforms each subproblem into a second order cone programming (SOCP) problem, which can be directly solved using CVX. The second method leverages the Minorization- Maximization (MM) algorithm. Specifically, we first derive a concave approximation function, which is a lower bound of the original objective function, and then the two subproblems are transformed into two simple surrogate problems with closedform solutions. Simulation results verify the performance gains of the proposed robust transmission method over existing nonrobust designs. In addition, the MM algorithm is shown to have much lower complexity than the SOCP-based algorithm.

cs.IT↗

arXiv2022

Error Propagation and Overhead Reduced Channel Estimation for RIS-Aided Multi-User mmWave Systems

In this paper, we propose a novel two-stage based uplink channel estimation strategy with reduced pilot overhead and error propagation for a reconfigurable intelligent surface (RIS)-aided multi-user (MU) millimeter wave (mmWave) system. Specifically, in Stage I, with the carefully designed RIS phase shift matrix and introduced matching matrices, all users jointly estimate the correlation factors between different paths of the common RIS-base station (BS) channel, which achieves significant multi-user diversity gain. Then, the inherent scaling ambiguity and angle ambiguity of the mmWave cascaded channel are utilized to construct an ambiguous common RIS-BS channel composed of the estimated correlation factors. In Stage II, with the constructed ambiguous common RIS-BS channel, each user uses reduced pilots to estimate their specific user-RIS channel independently so as to obtain the entire cascaded channel. The theoretical number of pilots required for the proposed method is analyzed and the simulation results are presented to validate the effectiveness of this strategy.

eess.SP↗

arXiv2022

MSE-Based Transceiver Designs for RIS-Aided Communications With Hardware Impairments

It is challenging to precisely configure the phase shifts of the reflecting elements at the reconfigurable intelligent surface (RIS) due to inherent hardware impairments (HIs). In this paper, the mean square error (MSE) performance is investigated in an RIS-aided single-user multiple-input multipleoutput (MIMO) communication system with transceiver HIs and RIS phase noise. We aim to jointly optimize the transmit precoder, linear received equalizer, and RIS reflecting matrices to minimize the MSE. To tackle this problem, an iterative algorithm is proposed, wherein the beamforming matrices are alternately optimized. Specifically, for the beamforming optimization subproblem, we derive the closed-form expression of the optimal precoder and equalizer matrices. Then, for the phase shift optimization subproblem, an efficient algorithm based on the majorization-minimization (MM) method is proposed. Simulation results show that the proposed MSE-based RIS-aided transceiver scheme dramatically outperforms the conventional system algorithms that do not consider HIs at both the transceiver and the RIS.

cs.IT↗

arXiv2021

An Overview of Signal Processing Techniques for RIS/IRS-aided Wireless Systems

In the past as well as present wireless communication systems, the wireless propagation environment is regarded as an uncontrollable black box that impairs the received signal quality, and its negative impacts are compensated for by relying on the design of various sophisticated transmission/reception schemes. However, the improvements through applying such schemes operating at two endpoints (i.e., transmitter and receiver) only are limited even after five generations of wireless systems. Reconfigurable intelligent surface (RIS) or intelligent reflecting surface (IRS) have emerged as a new and revolutionary technology that can configure the wireless environment in a favorable manner by properly tuning the phase shifts of a large number of quasi passive and low-cost reflecting elements, thus standing out as a promising candidate technology for the next-/sixth-generation (6G) wireless system. However, to reap the performance benefits promised by RIS/IRS, efficient signal processing techniques are crucial, for a variety of purposes such as channel estimation, transmission design, radio localization, and so on. In this paper, we provide a comprehensive overview of recent advances on RIS/IRS-aided wireless systems from the signal processing perspective. We also highlight promising research directions that are worthy of investigation in the future.

eess.SP↗

arXiv2021

Robust Transmission Design for RIS-Aided Communications with Both Transceiver Hardware Impairments and Imperfect CSI

Reconfigurable intelligent surface (RIS) or intelligent reflecting surface (IRS) has recently been envisioned as one of the most promising technologies in the future sixth-generation (6G) communications. In this paper, we consider the joint optimization of the transmit beamforming at the base station (BS) and the phase shifts at the RIS for an RIS-aided wireless communication system with both hardware impairments and imperfect channel state information (CSI). Specifically, we assume both the BS-user channel and the BS-RIS-user channel are imperfect due to the channel estimation error, and we consider the channel estimation error under the statistical CSI error model. Then, the transmit power of the BS is minimized, subject to the outage probability constraint and the unit-modulus constraints on the reflecting elements. By using Bernstein-type inequality and semidefinite relaxation (SDR) to reformulate the constraints, we transform the optimization problem into a semidefinite programming (SDP) problem. Numerical results show that the proposed robust design algorithm can ensure communication quality of the user in the presence of both hardware impairments and imperfect CSI.

cs.IT↗

arXiv2021

Is RIS-Aided Massive MIMO Promising with ZF Detectors and Imperfect CSI?

This paper provides a theoretical framework for understanding the performance of reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) with zero-forcing (ZF) detectors under imperfect channel state information (CSI). We first propose a low-overhead minimum mean square error (MMSE) channel estimator, and then derive and analyze closed-form expressions for the uplink achievable rate. Our analytical results demonstrate that: $1)$ regardless of the RIS phase shift design, the rate of all users scales at least on the order of $\mathcal{O}\left(\log_2\left(MN\right)\right)$, where $M$ and $N$ are the numbers of antennas and reflecting elements, respectively; $2)$ by aligning the RIS phase shifts to one user, the rate of this user can at most scale on the order of $\mathcal{O}\left(\log_2\left(MN^2\right)\right)$; $3)$ either $M$ or the transmit power can be reduced inversely proportional to $N$, while maintaining a given rate. Furthermore, we propose two low-complexity majorization-minimization (MM)-based algorithms to optimize the sum user rate and the minimum user rate, respectively, where closed-form solutions are obtained in each iteration. Finally, simulation results validate all derived analytical results. Our simulation results also show that the maximum sum rate can be closely approached by simply aligning the RIS phase shifts to an arbitrary user.

cs.IT↗

arXiv2021

Channel Estimation with Reconfigurable Intelligent Surfaces -- A General Framework

Optimally extracting the advantages available from reconfigurable intelligent surfaces (RISs) in wireless communications systems requires estimation of the channels to and from the RIS. The process of determining these channels is complicated by the fact that the RIS is typically composed of passive elements without any data processing capabilities, and thus the channels must be estimated indirectly by a non-colocated device, typically a controlling base station. In this article, we examine channel estimation for RIS-based systems from a fundamental viewpoint. We study various possible channel models and the identifiability of the models as a function of the available pilot data and behavior of the RIS during training. In particular, we consider situations with and without line-of-sight propagation, single- and multiple-antenna configurations for the users and base station, correlated and sparse channel models, single-carrier and wideband OFDM scenarios, availability of direct links between the users and base station, exploitation of prior information, as well as a number of other special cases. We further conduct numerical comparisons of achievable performance for various channel models using the relevant Cramer-Rao bounds.

cs.IT↗

arXiv2021

Fairness-Oriented Multiple RISs-Aided MmWave Transmission: Stochastic Optimization Methods

In millimeter wave (mmWave) systems, it is challenging to ensure the reliable connectivity of communications due to its sensitivity to the presence of blockages. In order to improve the robustness of the mmWave system under the presence of the random blockages, multiple reconfigurable intelligent surfaces (RISs) are deployed to enhance the spatial diversity gain, and robust beamforming is then designed based on a stochastic optimization for minimizing the maximum outage probability among multiple users to ensure the fairness. Under the stochastic optimization framework, we adopt the stochastic majorization--minimization (SMM) method and the stochastic successive convex approximation (SSCA) method to construct deterministic surrogate problems at each iteration for new channel realizations, and obtain the closed-form solutions of the precoding matrix at the base station (BS) and the passive beamforming vectors at the RISs. Both stochastic optimization methods have been proved to converge to the set of stationary points of the original stochastic problems. Finally, simulation results show that the proposed robust beamforming in the RIS-aided system can effectively compensate for the performance loss caused by the presence of the random blockages, especially at high blockage probability, compared with the benchmark solutions.

cs.IT↗

arXiv2021

A Framework of Robust Transmission Design for IRS-aided MISO Communications with Imperfect Cascaded Channels

Intelligent reflection surface (IRS) has recently been recognized as a promising technique to enhance the performance of wireless systems due to its ability of reconfiguring the signal propagation environment. However, the perfect channel state information (CSI) is challenging to obtain at the base station (BS) due to the lack of radio frequency (RF) chains at the IRS. Since most of the existing channel estimation methods were developed to acquire the cascaded BS-IRS-user channels, this paper is the first work to study the robust beamforming based on the imperfect cascaded BS-IRS-user channels at the transmitter (CBIUT). Specifically, the transmit power minimization problems are formulated subject to the worst-case rate constraints under the bounded CSI error model and the rate outage probability constraints under the statistical CSI error model, respectively. After approximating the worst-case rate constraints by using the S-procedure and the rate outage probability constraints by using the Bernstein-type inequality, the reformulated problems can be efficiently solved. Numerical results show that the negative impact of the CBIUT error on the system performance is greater than that of the direct CSI error.

eess.SP↗

arXiv2021

Channel Estimation for RIS-Aided Multiuser Millimeter-Wave Systems

Channel estimation in the RIS-aided massive multiuser multiple-input single-output (MU-MISO) wireless communication systems is challenging due to the passive feature of RIS and the large number of reflecting elements that incur high channel estimation overhead. To address this issue, we propose a novel cascaded channel estimation strategy with low pilot overhead by exploiting the sparsity and the correlation of multiuser cascaded channels in millimeter-wave massive MISO systems. Based on the fact that the phsical positions of the BS, the RIS and users may not change in several or even tens of consecutive channel coherence blocks, we first estimate the full channel state information (CSI) including all the angle and gain information in the first coherence block, and then only re-estimate the channel gains in the remaining coherence blocks with much less pilot overhead. In the first coherence block, we propose a two-phase channel estimation method, in which the cascaded channel of one typical user is estimated in Phase I based on the linear correlation among cascaded paths, while the cascaded channels of other users are estimated in Phase II by utilizing the partial CSI of the common base station (BS)-RIS channel obtained in Phase I. The total theoretical minimum pilot overhead in the first coherence block is $8J-2+(K-1)\left\lceil (8J-2)/L\right\rceil $, where $K$, $L$ and $J$ denote the numbers of users, paths in the BS-RIS channel and paths in the RIS-user channel, respectively. In each of the remaining coherence blocks, the minimum pilot overhead is $JK$. Moreover, the training phase shift matrices at the RIS are optimized to improve the estimation performance.

eess.SP↗