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Guido Montúfar

Publications and source records attributed to Guido Montúfar.

At least 19 recordsLinked to original sources

Polyhedral Geometry of Time-to-First-Spike Neural Networks

We study the expressivity of spiking neural networks, which provide a natural framework for asynchronous, event-driven computation complementary to conventional feedforward neural networks. We consider the time-to-first-spike model in a setting for which the input-output map is continuous and piecewise linear, with affine pieces governed by causal feasibility constraints that determine which presynaptic spikes occur before a neuron fires. We first show that each neuron's firing time admits a maxout-like representation with exponentially many, highly constrained affine pieces. We then formalize causal regions as polyhedral regions with fixed causal sets and derive upper and lower bounds on the maximal number of causal regions in both shallow and multilayer feedforward spiking networks. Our theoretical and experimental results show that spiking networks can generate richer partitions of the input space than conventional feedforward ReLU networks.

cs.LG

Algebraic optimization of sequential decision problems

We study the optimization of the expected long-term reward in finite partially observable Markov decision processes over the set of stationary stochastic policies. In the case of deterministic observations, also known as state aggregation, the problem is equivalent to optimizing a linear objective subject to quadratic constraints. We characterize the feasible set of this problem as the intersection of a product of affine varieties of rank one matrices and a polytope. Based on this description, we obtain bounds on the number of critical points of the optimization problem. Finally, we conduct experiments in which we solve the KKT equations or the Lagrange equations over different boundary components of the feasible set, and compare the result to the theoretical bounds and to other constrained optimization methods.

math.OC

Fisher-Rao Gradient Flows of Linear Programs and State-Action Natural Policy Gradients

Kakade's natural policy gradient method has been studied extensively in recent years, showing linear convergence with and without regularization. We study another natural gradient method based on the Fisher information matrix of the state-action distributions which has received little attention from the theoretical side. Here, the state-action distributions follow the Fisher-Rao gradient flow inside the state-action polytope with respect to a linear potential. Therefore, we study Fisher-Rao gradient flows of linear programs more generally and show linear convergence with a rate that depends on the geometry of the linear program. Equivalently, this yields an estimate on the error induced by entropic regularization of the linear program which improves existing results. We extend these results and show sublinear convergence for perturbed Fisher-Rao gradient flows and natural gradient flows up to an approximation error. In particular, these general results cover the case of state-action natural policy gradients.

math.OC

Algebraic Invariants of Lightning Self-Attention

We study the polynomial coefficients of lightning self-attention as coordinates of an algebraic variety. In the single-token case, we characterize the coefficient variety as a rank-constrained Chow-type variety and derive algebraic equations from this description. For multiple tokens, linear relations reduce the nonlinear geometry to coefficients involving interactions between distinct tokens. We characterize the resulting variety by a common linear factor together with a low-rank condition on the remaining factors. This structure yields explicit families of determinantal, Veronese-type, and Sylvester resultant-based invariants. In the rank-one case, natural pencil and flattening equations define the variety set-theoretically. We complement these results with computations in small dimensions, where the theoretical constructions recover the generators of the defining ideals. Overall, the paper gives a structural description of the algebraic constraints imposed on polynomial coefficient arrays by lightning self-attention and provides explicit certificates of non-realizability.

math.AG

Implicit Bias of SGD in Multivariate ReLU Networks: Effective Width Collapse

We study the implicit bias of noisy stochastic gradient descent in training wide two-layer ReLU networks for multivariate regression. In a mean-field regime, the training dynamics are approximated by a Wasserstein gradient flow that converges to a unique stationary measure. We characterize the structure of this stationary measure and the predictor it represents. We show that, despite the network being infinitely overparameterized, the learned predictor admits an effectively finite representation: the input weights and biases align along finitely many directions, leading to an effective width collapse. In particular, the solution function is continuous piecewise affine, with affine regions determined by the cells of a finite hyperplane arrangement. The number of learned directions, and hence hyperplanes, is bounded above by $2\mathcal{P}-1$, where $\mathcal{P}$ denotes the number of linear dichotomies realizable on the training inputs. We further establish a non-redundancy property of the learned representation by proving that each learned direction induces a unique ternary activation pattern on the training data. Consequently, the complexity of the learned predictor is governed by the combinatorial geometry of the training data.

cs.LG

Constraining the outputs of ReLU neural networks

We introduce a class of algebraic varieties naturally associated with ReLU neural networks, arising from the piecewise linear structure of their outputs across activation regions in input space, and the piecewise multilinear structure in parameter space. By analyzing the rank constraints on the network outputs within each activation region, we derive polynomial equations that characterize the functions representable by the network. We further investigate conditions under which these varieties attain their expected dimension, providing insight into the expressive and structural properties of ReLU networks.

math.AG

TriSearch: Learning to Optimize Triangulations via Bistellar Flips

We introduce TriSearch, a reinforcement learning framework for optimizing objectives over triangulations of a polytope via bistellar flips. The key idea is a circuit-supported subtriangulation action representation: feasible flips are encoded by their supporting circuit and realized local subtriangulation, enabling a learned policy to rank them using local geometric and combinatorial features. This yields a dimension-agnostic interface and enables efficient traversal of the flip graph without explicit enumeration of the full triangulation space. Instantiated in 3D and 4D, TriSearch generalizes zero-shot from small training instances to larger polytopes with exponentially larger search spaces. It achieves top performance on metric objectives in 3D and, in 4D, discovers more distinct Fine, Regular, Star triangulations of reflexive polytopes, corresponding to Calabi-Yau threefolds, than existing samplers under a fixed budget.

cs.LG

Most ReLU Networks Admit Identifiable Parameters

We study the realization map of deep ReLU networks, focusing on when a function determines its parameters up to scaling and permutation. To analyze hidden redundancies beyond these standard symmetries, we introduce a framework based on weighted polyhedral complexes. Our main result shows that for every architecture whose input and hidden layers have width at least two, there exists an open set of identifiable parameters. This implies that the functional dimension of every such architecture is exactly the number of parameters minus the number of hidden neurons. We further show that minimal functional representations can still have non-trivial parameter redundancies. Finally, we establish a generic depth hierarchy, whereby for an open set of parameters the realized function cannot be represented generically by any shallower network.

cs.LG

The Symmetries of Three-Layer ReLU Networks

We develop a framework for analyzing parameter symmetries in deep ReLU networks and obtain a complete characterization of the generic parameter fibers for three-layer bottleneck architectures. Our approach provides explicit semi-algebraic descriptions of these fibers and yields a polynomial time algorithm for deciding functional equivalence of two parameters. The symmetries include discrete and continuous transformations arising from layer composition, and depend on whether deeper layers hide or preserve geometric structure from preceding layers. Finally, we show that some of these symmetries induce local conservation laws along gradient flow, while others do not.

cs.LG

Differentiable Optimization Layers for Guaranteed Fairness in Deep Learning

Differentiable optimization layers are traditionally integrated in predict-then-optimize frameworks where a neural model estimates parameters that subsequently serve as fixed inputs to downstream decision-making optimization problems. In this work, we introduce the concept of a "fairness layer": a differentiable optimization layer appended to a model's output layer that guarantees a chosen notion of output parity is satisfied when integrated into a neural network. Additionally, we introduce an online primal-dual inference algorithm that provides provable aggregate fairness guarantees for streaming predictions with arbitrarily small batch sizes, where traditional per-batch constraints become overly restrictive. Numerical experiments demonstrate the effectiveness of the fairness layer and associated algorithm, and theoretical analysis characterizes the layer's differentiability and stability properties during model training and backpropagation. Our code for these experiments is publicly available on GitHub (https://github.com/dtroxell19/FairDL-ICML-2026.git) and our public Python package documentation can be found online: https://dtroxell19.github.io/fairness_training/.

cs.LG

Stress-Testing Neural Network Verifiers with Provably Robust Instances

Neural network verifiers aim to provide formal guarantees on model behavior, but existing verification benchmarks are fundamentally limited by their lack of ground-truth labels. As a result, verifier evaluation relies on indirect heuristics, which prevents exact scoring and systematic study of verifier failure modes. We address this gap by introducing a reusable framework for generating verification instances whose ground-truth robustness labels are known a priori through analytic construction. Our framework led to the discovery of multiple numeric tolerance concerns and an implementation bug in popular verifiers, highlighting the need for ground-truth labels. Additionally, to systematically study verifier failure modes, we introduce the verification Difficulty Profile, a collection of estimable quantities capturing distinct sources of instance hardness. Using our framework and these profiles, we evaluate five state-of-the-art verifiers and show that different instances stress distinct aspects of the verification pipeline. We show that these results can aid the future development of verifiers as they provide actionable targets for improving numerical reliability, relaxation quality, and search behavior. Our code is publicly available: https://github.com/dtroxell19/VeriStressGT.git.

cs.LG

Robustness Verification of Polynomial Neural Networks

We study robustness verification of neural networks via metric algebraic geometry. For polynomial neural networks, certifying a robustness radius amounts to computing the distance to the algebraic decision boundary. We use the Euclidean distance (ED) degree as an intrinsic measure of the complexity of this problem, analyze the associated ED discriminant, and introduce a parameter discriminant that detects parameter values at which the ED degree drops. We derive formulas for the ED degree for several network architectures and characterize the expected number of real critical points in the infinite-width limit. We develop symbolic elimination methods to compute these quantities and homotopy-continuation methods for exact robustness certification. Finally, experiments on lightning self-attention modules reveal decision boundaries with strictly smaller ED degree than generic cubic hypersurfaces of the same ambient dimension.

stat.ML

Gradient Descent with Large Step Sizes: Chaos and Fractal Convergence Region

We examine gradient descent in matrix factorization and show that under large step sizes the parameter space develops a fractal structure. We derive the exact critical step size for convergence in scalar-vector factorization and show that near criticality the selected minimizer depends sensitively on the initialization. Moreover, we show that adding regularization amplifies this sensitivity, generating a fractal boundary between initializations that converge and those that diverge. The analysis extends to general matrix factorization with orthogonal initialization. Our findings reveal that near-critical step sizes induce a chaotic regime of gradient descent where the training outcome is unpredictable and there are no simple implicit biases, such as towards balancedness, minimum norm, or flatness.

cs.LG

Hadamard ranks of algebraic varieties

Motivated by the study of decompositions of tensors as Hadamard products (i.e., coefficient-wise products) of low-rank tensors, we introduce the notion of Hadamard rank of a given point with respect to a projective variety: if it exists, it is the smallest number of points in the variety such that the given point is equal to their Hadamard product. We prove that if the variety $X$ is not contained in a coordinate hyperplane or a binomial hypersurface, then the generic point has a finite $X$-Hadamard-rank. Although the Hadamard rank might not be well defined for special points, we prove that the general Hadamard rank with respect to secant varieties of toric varieties is finite and the maximum Hadamard rank for points with no coordinates equal to zero is at most twice the generic rank. In particular, we focus on Hadamard ranks with respect to secant varieties of toric varieties since they provide a geometric framework in which Hadamard decompositions of tensors can be interpreted. Finally, we give a lower bound to the dimension of Hadamard products of secant varieties of toric varieties: this allows us to deduce the general Hadamard rank with respect to secant varieties of several Segre-Veronese varieties.

math.AG

Low Rank Gradients and Where to Find Them

This paper investigates low-rank structure in the gradients of the training loss for two-layer neural networks while relaxing the usual isotropy assumptions on the training data and parameters. We consider a spiked data model in which the bulk can be anisotropic and ill-conditioned, we do not require independent data and weight matrices and we also analyze both the mean-field and neural-tangent-kernel scalings. We show that the gradient with respect to the input weights is approximately low rank and is dominated by two rank-one terms: one aligned with the bulk data-residue , and another aligned with the rank one spike in the input data. We characterize how properties of the training data, the scaling regime and the activation function govern the balance between these two components. Additionally, we also demonstrate that standard regularizers, such as weight decay, input noise and Jacobian penalties, also selectively modulate these components. Experiments on synthetic and real data corroborate our theoretical predictions.

cs.LG

Understanding Learning Invariance in Deep Linear Networks

Equivariant and invariant machine learning models exploit symmetries and structural patterns in data to improve sample efficiency. While empirical studies suggest that data-driven methods such as regularization and data augmentation can perform comparably to explicitly invariant models, theoretical insights remain scarce. In this paper, we provide a theoretical comparison of three approaches for achieving invariance: data augmentation, regularization, and hard-wiring. We focus on mean squared error regression with deep linear networks, which parametrize rank-bounded linear maps and can be hard-wired to be invariant to specific group actions. We show that the critical points of the optimization problems for hard-wiring and data augmentation are identical, consisting solely of saddles and the global optimum. By contrast, regularization introduces additional critical points, though they remain saddles except for the global optimum. Moreover, we demonstrate that the regularization path is continuous and converges to the hard-wired solution.

stat.ML

Demystifying Topological Message-Passing with Relational Structures: A Case Study on Oversquashing in Simplicial Message-Passing

Topological deep learning (TDL) has emerged as a powerful tool for modeling higher-order interactions in relational data. However, phenomena such as oversquashing in topological message-passing remain understudied and lack theoretical analysis. We propose a unifying axiomatic framework that bridges graph and topological message-passing by viewing simplicial and cellular complexes and their message-passing schemes through the lens of relational structures. This approach extends graph-theoretic results and algorithms to higher-order structures, facilitating the analysis and mitigation of oversquashing in topological message-passing networks. Through theoretical analysis and empirical studies on simplicial networks, we demonstrate the potential of this framework to advance TDL.

cs.LG

Implicit Bias of Mirror Flow for Shallow Neural Networks in Univariate Regression

We examine the implicit bias of mirror flow in univariate least squares error regression with wide and shallow neural networks. For a broad class of potential functions, we show that mirror flow exhibits lazy training and has the same implicit bias as ordinary gradient flow when the network width tends to infinity. For ReLU networks, we characterize this bias through a variational problem in function space. Our analysis includes prior results for ordinary gradient flow as a special case and lifts limitations which required either an intractable adjustment of the training data or networks with skip connections. We further introduce scaled potentials and show that for these, mirror flow still exhibits lazy training but is not in the kernel regime. For networks with absolute value activations, we show that mirror flow with scaled potentials induces a rich class of biases, which generally cannot be captured by an RKHS norm. A takeaway is that whereas the parameter initialization determines how strongly the curvature of the learned function is penalized at different locations of the input space, the scaled potential determines how the different magnitudes of the curvature are penalized.

stat.ML