arXiv subjects

Guodong Long

Publications and source records attributed to Guodong Long.

At least 37 records · Page 2Linked to original sources

arXiv2025

Federated Vision-Language-Recommendation with Personalized Fusion

Applying large pre-trained Vision-Language Models to recommendation is a burgeoning field, a direction we term Vision-Language-Recommendation (VLR). Bringing VLR to user-oriented on-device intelligence within a federated learning framework is a crucial step for enhancing user privacy and delivering personalized experiences. This paper introduces FedVLR, a federated VLR framework specially designed for user-specific personalized fusion of vision-language representations. At its core is a novel bi-level fusion mechanism: The server-side multi-view fusion module first generates a diverse set of pre-fused multimodal views. Subsequently, each client employs a user-specific mixture-of-expert mechanism to adaptively integrate these views based on individual user interaction history. This designed lightweight personalized fusion module provides an efficient solution to implement a federated VLR system. The effectiveness of our proposed FedVLR has been validated on seven benchmark datasets.

cs.IR↗

arXiv2025

Bi-level Personalization for Federated Foundation Models: A Task-vector Aggregation Approach

Federated foundation models represent a new paradigm to jointly fine-tune pre-trained foundation models across clients. It is still a challenge to fine-tune foundation models for a small group of new users or specialized scenarios, which typically involve limited data compared to the large-scale data used in pre-training. In this context, the trade-off between personalization and federation becomes more sensitive. To tackle these, we proposed a bi-level personalization framework for federated fine-tuning on foundation models. Specifically, we conduct personalized fine-tuning on the client-level using its private data, and then conduct a personalized aggregation on the server-level using similar users measured by client-specific task vectors. Given the personalization information gained from client-level fine-tuning, the server-level personalized aggregation can gain group-wise personalization information while mitigating the disturbance of irrelevant or interest-conflict clients with non-IID data. The effectiveness of the proposed algorithm has been demonstrated by extensive experimental analysis in benchmark datasets.

cs.LG↗

arXiv2025

Distilling A Universal Expert from Clustered Federated Learning

Clustered Federated Learning (CFL) addresses the challenges posed by non-IID data by training multiple group- or cluster-specific expert models. However, existing methods often overlook the shared information across clusters, which represents the generalizable knowledge valuable to all participants in the Federated Learning (FL) system. To overcome this limitation, this paper introduces a novel FL framework that distills a universal expert model from the knowledge of multiple clusters. This universal expert captures globally shared information across all clients and is subsequently distributed to each client as the initialization for the next round of model training. The proposed FL framework operates in three iterative steps: (1) local model training at each client, (2) cluster-specific model aggregation, and (3) universal expert distillation. This three-step learning paradigm ensures the preservation of fine-grained non-IID characteristics while effectively incorporating shared knowledge across clusters. Compared to traditional gradient-based aggregation methods, the distillation-based model aggregation introduces greater flexibility in handling model heterogeneity and reduces conflicts among cluster-specific experts. Extensive experimental results demonstrate the superior performance of the proposed method across various scenarios, highlighting its potential to advance the state of CFL by balancing personalized and shared knowledge more effectively.

cs.LG↗

arXiv2025

A Survey on Deep Learning based Time Series Analysis with Frequency Transformation

Recently, frequency transformation (FT) has been increasingly incorporated into deep learning models to significantly enhance state-of-the-art accuracy and efficiency in time series analysis. The advantages of FT, such as high efficiency and a global view, have been rapidly explored and exploited in various time series tasks and applications, demonstrating the promising potential of FT as a new deep learning paradigm for time series analysis. Despite the growing attention and the proliferation of research in this emerging field, there is currently a lack of a systematic review and in-depth analysis of deep learning-based time series models with FT. It is also unclear why FT can enhance time series analysis and what its limitations are in the field. To address these gaps, we present a comprehensive review that systematically investigates and summarizes the recent research advancements in deep learning-based time series analysis with FT. Specifically, we explore the primary approaches used in current models that incorporate FT, the types of neural networks that leverage FT, and the representative FT-equipped models in deep time series analysis. We propose a novel taxonomy to categorize the existing methods in this field, providing a structured overview of the diverse approaches employed in incorporating FT into deep learning models for time series analysis. Finally, we highlight the advantages and limitations of FT for time series modeling and identify potential future research directions that can further contribute to the community of time series analysis.

cs.LG↗

arXiv2025

BDPFL: Backdoor Defense for Personalized Federated Learning via Explainable Distillation

Federated learning is a distributed learning paradigm that facilitates the collaborative training of a global model across multiple clients while preserving the privacy of local datasets. To address inherent challenges related to data heterogeneity and satisfy personalized needs, a new direction within FL, known as personalized Federated Learning (pFL), has gradually evolved. Extensive attention has been directed toward developing novel frameworks and methods to enhance the performance of pFL. Regrettably, the aspect of security in pFL has been largely overlooked. Our objective is to fill this gap. Similar to FL, pFL is susceptible to backdoor attacks. However, existing backdoor defense strategies are primarily tailored to general FL frameworks, and pFL lacks robustness against backdoor attacks. We propose a novel, backdoor-robust pFL framework named BDPFL to address these challenges. First, BDPFL introduces layer-wise mutual distillation that enables clients to learn their personalized local models while mitigating potential backdoors. Then, BDPFL employs explanation heatmap to learn high-quality intermediate representations and enhance the effect of eliminating deeper and more entrenched backdoors. Moreover, we perform empirical evaluations of BDPFL's performance on three datasets and compare BDPFL with four backdoor defense methods. The experiments demonstrate that BDPFL outperforms baseline methods and is effective under various settings.

cs.CR↗

arXiv2025

Federated Low-Rank Adaptation for Foundation Models: A Survey

Effectively leveraging private datasets remains a significant challenge in developing foundation models. Federated Learning (FL) has recently emerged as a collaborative framework that enables multiple users to fine-tune these models while mitigating data privacy risks. Meanwhile, Low-Rank Adaptation (LoRA) offers a resource-efficient alternative for fine-tuning foundation models by dramatically reducing the number of trainable parameters. This survey examines how LoRA has been integrated into federated fine-tuning for foundation models, an area we term FedLoRA, by focusing on three key challenges: distributed learning, heterogeneity, and efficiency. We further categorize existing work based on the specific methods used to address each challenge. Finally, we discuss open research questions and highlight promising directions for future investigation, outlining the next steps for advancing FedLoRA.

cs.LG↗

arXiv2025

Federated Adapter on Foundation Models: An Out-Of-Distribution Approach

As foundation models gain prominence, Federated Foundation Models (FedFM) have emerged as a privacy-preserving approach to collaboratively fine-tune models in federated learning (FL) frameworks using distributed datasets across clients. A key challenge for FedFM, given the versatile nature of foundation models, is addressing out-of-distribution (OOD) generalization, where unseen tasks or clients may exhibit distribution shifts leading to suboptimal performance. Although numerous studies have explored OOD generalization in conventional FL, these methods are inadequate for FedFM due to the challenges posed by large parameter scales and increased data heterogeneity. To address these, we propose FedOA, which employs adapter-based parameter-efficient fine-tuning methods for efficacy and introduces personalized adapters with feature distance-based regularization to align distributions and guarantee OOD generalization for each client. Theoretically, we demonstrate that the conventional aggregated global model in FedFM inherently retains OOD generalization capabilities, and our proposed method enhances the personalized model's OOD generalization through regularization informed by the global model, with proven convergence under general non-convex settings. Empirically, the effectiveness of the proposed method is validated on benchmark datasets across various NLP tasks.

cs.LG↗

arXiv2025

WALL-E 2.0: World Alignment by NeuroSymbolic Learning improves World Model-based LLM Agents

Can we build accurate world models out of large language models (LLMs)? How can world models benefit LLM agents? The gap between the prior knowledge of LLMs and the specified environment's dynamics usually bottlenecks LLMs' performance as world models. To bridge the gap, we propose a training-free "world alignment" that learns an environment's symbolic knowledge complementary to LLMs. The symbolic knowledge covers action rules, knowledge graphs, and scene graphs, which are extracted by LLMs from exploration trajectories and encoded into executable codes to regulate LLM agents' policies. We further propose an RL-free, model-based agent "WALL-E 2.0" through the model-predictive control (MPC) framework. Unlike classical MPC requiring costly optimization on the fly, we adopt an LLM agent as an efficient look-ahead optimizer of future steps' actions by interacting with the neurosymbolic world model. While the LLM agent's strong heuristics make it an efficient planner in MPC, the quality of its planned actions is also secured by the accurate predictions of the aligned world model. They together considerably improve learning efficiency in a new environment. On open-world challenges in Mars (Minecraft like) and ALFWorld (embodied indoor environments), WALL-E 2.0 significantly outperforms existing methods, e.g., surpassing baselines in Mars by 16.1%-51.6% of success rate and by at least 61.7% in score. In ALFWorld, it achieves a new record 98% success rate after only 4 iterations.

cs.AI↗

arXiv2025

Navigating the Future of Federated Recommendation Systems with Foundation Models

Federated Recommendation Systems (FRSs) offer a privacy-preserving alternative to traditional centralized approaches by decentralizing data storage. However, they face persistent challenges such as data sparsity and heterogeneity, largely due to isolated client environments. Recent advances in Foundation Models (FMs), particularly large language models like ChatGPT, present an opportunity to surmount these issues through powerful, cross-task knowledge transfer. In this position paper, we systematically examine the convergence of FRSs and FMs, illustrating how FM-enhanced frameworks can substantially improve client-side personalization, communication efficiency, and server-side aggregation. We also delve into pivotal challenges introduced by this integration, including privacy-security trade-offs, non-IID data, and resource constraints in federated setups, and propose prospective research directions in areas such as multimodal recommendation, real-time FM adaptation, and explainable federated reasoning. By unifying FRSs with FMs, our position paper provides a forward-looking roadmap for advancing privacy-preserving, high-performance recommendation systems that fully leverage large-scale pre-trained knowledge to enhance local performance.

cs.IR↗

arXiv2025

MAO: Efficient Model-Agnostic Optimization of Prompt Tuning for Vision-Language Models

Though CLIP-based prompt tuning significantly enhances pre-trained Vision-Language Models, existing research focuses on reconstructing the model architecture, e.g., additional loss calculation and meta-networks. These approaches generally lead to increased complexity and extended training cost. To maintain the efficiency of the tuning process, we propose plug-and-play Model-Agnostic Optimization (MAO) for prompt tuning. Without altering any components of the prompt tuning backbone, we introduce a Data-Driven Enhancement framework to optimize the distribution of the initial data, and incorporate an Alterable Regularization module to boost the task-specific feature processing pipeline, thereby improving overall performance while maintaining low computational cost. Extensive experiments on MAO demonstrate its outstanding performance and efficiency. The code of MAO is available at: https://github.com/JREion/M.A.O .

cs.CV↗

arXiv2025

DPC: Dual-Prompt Collaboration for Tuning Vision-Language Models

The Base-New Trade-off (BNT) problem universally exists during the optimization of CLIP-based prompt tuning, where continuous fine-tuning on base (target) classes leads to a simultaneous decrease of generalization ability on new (unseen) classes. Existing approaches attempt to regulate the prompt tuning process to balance BNT by appending constraints. However, imposed on the same target prompt, these constraints fail to fully avert the mutual exclusivity between the optimization directions for base and new. As a novel solution to this challenge, we propose the plug-and-play Dual-Prompt Collaboration (DPC) framework, the first that decoupling the optimization processes of base and new tasks at the prompt level. Specifically, we clone a learnable parallel prompt based on the backbone prompt, and introduce a variable Weighting-Decoupling framework to independently control the optimization directions of dual prompts specific to base or new tasks, thus avoiding the conflict in generalization. Meanwhile, we propose a Dynamic Hard Negative Optimizer, utilizing dual prompts to construct a more challenging optimization task on base classes for enhancement. For interpretability, we prove the feature channel invariance of the prompt vector during the optimization process, providing theoretical support for the Weighting-Decoupling of DPC. Extensive experiments on multiple backbones demonstrate that DPC can significantly improve base performance without introducing any external knowledge beyond the base classes, while maintaining generalization to new classes. Code is available at: https://github.com/JREion/DPC.

cs.CV↗

arXiv2025

Personalized Recommendation Models in Federated Settings: A Survey

Federated recommender systems (FedRecSys) have emerged as a pivotal solution for privacy-aware recommendations, balancing growing demands for data security and personalized experiences. Current research efforts predominantly concentrate on adapting traditional recommendation architectures to federated environments, optimizing communication efficiency, and mitigating security vulnerabilities. However, user personalization modeling, which is essential for capturing heterogeneous preferences in this decentralized and non-IID data setting, remains underexplored. This survey addresses this gap by systematically exploring personalization in FedRecSys, charting its evolution from centralized paradigms to federated-specific innovations. We establish a foundational definition of personalization in a federated setting, emphasizing personalized models as a critical solution for capturing fine-grained user preferences. The work critically examines the technical hurdles of building personalized FedRecSys and synthesizes promising methodologies to meet these challenges. As the first consolidated study in this domain, this survey serves as both a technical reference and a catalyst for advancing personalized FedRecSys research.

cs.IR↗

arXiv2025

Beyond Dataset Watermarking: Model-Level Copyright Protection for Code Summarization Models

Code Summarization Model (CSM) has been widely used in code production, such as online and web programming for PHP and Javascript. CSMs are essential tools in code production, enhancing software development efficiency and driving innovation in automated code analysis. However, CSMs face risks of exploitation by unauthorized users, particularly in an online environment where CSMs can be easily shared and disseminated. To address these risks, digital watermarks offer a promising solution by embedding imperceptible signatures within the models to assert copyright ownership and track unauthorized usage. Traditional watermarking for CSM copyright protection faces two main challenges: 1) dataset watermarking methods require separate design of triggers and watermark features based on the characteristics of different programming languages, which not only increases the computation complexity but also leads to a lack of generalization, 2) existing watermarks based on code style transformation are easily identifiable by automated detection, demonstrating poor concealment. To tackle these issues, we propose ModMark , a novel model-level digital watermark embedding method. Specifically, by fine-tuning the tokenizer, ModMark achieves cross-language generalization while reducing the complexity of watermark design. Moreover, we employ code noise injection techniques to effectively prevent trigger detection. Experimental results show that our method can achieve 100% watermark verification rate across various programming languages' CSMs, and the concealment and effectiveness of ModMark can also be guaranteed.

cs.CR↗

arXiv2024

Multifaceted User Modeling in Recommendation: A Federated Foundation Models Approach

Multifaceted user modeling aims to uncover fine-grained patterns and learn representations from user data, revealing their diverse interests and characteristics, such as profile, preference, and personality. Recent studies on foundation model-based recommendation have emphasized the Transformer architecture's remarkable ability to capture complex, non-linear user-item interaction relationships. This paper aims to advance foundation model-based recommendersystems by introducing enhancements to multifaceted user modeling capabilities. We propose a novel Transformer layer designed specifically for recommendation, using the self-attention mechanism to capture sequential user-item interaction patterns. Specifically, we design a group gating network to identify user groups, enabling hierarchical discovery across different layers, thereby capturing the multifaceted nature of user interests through multiple Transformer layers. Furthermore, to broaden the data scope and further enhance multifaceted user modeling, we extend the framework to a federated setting, enabling the use of private datasets while ensuring privacy. Experimental validations on benchmark datasets demonstrate the superior performance of our proposed method. Code is available.

cs.IR↗

arXiv2024

Federated Foundation Models on Heterogeneous Time Series

Training a general-purpose time series foundation models with robust generalization capabilities across diverse applications from scratch is still an open challenge. Efforts are primarily focused on fusing cross-domain time series datasets to extract shared subsequences as tokens for training models on Transformer architecture. However, due to significant statistical heterogeneity across domains, this cross-domain fusing approach doesn't work effectively as the same as fusing texts and images. To tackle this challenge, this paper proposes a novel federated learning approach to address the heterogeneity in time series foundation models training, namely FFTS. Specifically, each data-holding organization is treated as an independent client in a collaborative learning framework with federated settings, and then many client-specific local models will be trained to preserve the unique characteristics per dataset. Moreover, a new regularization mechanism will be applied to both client-side and server-side, thus to align the shared knowledge across heterogeneous datasets from different domains. Extensive experiments on benchmark datasets demonstrate the effectiveness of the proposed federated learning approach. The newly learned time series foundation models achieve superior generalization capabilities on cross-domain time series analysis tasks, including forecasting, imputation, and anomaly detection.

cs.LG↗

arXiv2024

Personalized Federated Collaborative Filtering: A Variational AutoEncoder Approach

Federated Collaborative Filtering (FedCF) is an emerging field focused on developing a new recommendation framework with preserving privacy in a federated setting. Existing FedCF methods typically combine distributed Collaborative Filtering (CF) algorithms with privacy-preserving mechanisms, and then preserve personalized information into a user embedding vector. However, the user embedding is usually insufficient to preserve the rich information of the fine-grained personalization across heterogeneous clients. This paper proposes a novel personalized FedCF method by preserving users' personalized information into a latent variable and a neural model simultaneously. Specifically, we decompose the modeling of user knowledge into two encoders, each designed to capture shared knowledge and personalized knowledge separately. A personalized gating network is then applied to balance personalization and generalization between the global and local encoders. Moreover, to effectively train the proposed framework, we model the CF problem as a specialized Variational AutoEncoder (VAE) task by integrating user interaction vector reconstruction with missing value prediction. The decoder is trained to reconstruct the implicit feedback from items the user has interacted with, while also predicting items the user might be interested in but has not yet interacted with. Experimental results on benchmark datasets demonstrate that the proposed method outperforms other baseline methods, showcasing superior performance. Our code is available at https://github.com/mtics/FedDAE.

cs.IR↗

arXiv2024

Dual-Personalizing Adapter for Federated Foundation Models

Recently, foundation models, particularly large language models (LLMs), have demonstrated an impressive ability to adapt to various tasks by fine-tuning diverse instruction data. Notably, federated foundation models (FedFM) emerge as a privacy preservation method to fine-tune models collaboratively under federated learning (FL) settings by leveraging many distributed datasets with non-IID data. To alleviate communication and computation overhead, parameter-efficient methods are introduced for efficiency, and some research adapted personalization methods to FedFM for better user preferences alignment. However, a critical gap in existing research is the neglect of test-time distribution shifts in real-world applications, and conventional methods for test-time distribution shifts in personalized FL are less effective for FedFM due to their failure to adapt to complex distribution shift scenarios and the requirement to train all parameters. To bridge this gap, we refine the setting in FedFM, termed test-time personalization, which aims to learn personalized federated foundation models on clients while effectively handling test-time distribution shifts simultaneously. To address challenges in this setting, we explore a simple yet effective solution, a Federated Dual-Personalizing Adapter (FedDPA) architecture. By co-working with a foundation model, a global adapter and a local adapter jointly tackle the test-time distribution shifts and client-specific personalization. Additionally, we introduce an instance-wise dynamic weighting mechanism that dynamically integrates the global and local adapters for each test instance during inference, facilitating effective test-time personalization. The effectiveness of the proposed method has been evaluated on benchmark datasets across different NLP tasks.

cs.LG↗

arXiv2024

Re-Reading Improves Reasoning in Large Language Models

To enhance the reasoning capabilities of off-the-shelf Large Language Models (LLMs), we introduce a simple, yet general and effective prompting method, Re2, i.e., \textbf{Re}-\textbf{Re}ading the question as input. Unlike most thought-eliciting prompting methods, such as Chain-of-Thought (CoT), which aim to elicit the reasoning process in the output, Re2 shifts the focus to the input by processing questions twice, thereby enhancing the understanding process. Consequently, Re2 demonstrates strong generality and compatibility with most thought-eliciting prompting methods, including CoT. Crucially, Re2 facilitates a "bidirectional" encoding in unidirectional decoder-only LLMs because the first pass could provide global information for the second pass. We begin with a preliminary empirical study as the foundation of Re2, illustrating its potential to enable "bidirectional" attention mechanisms. We then evaluate Re2 on extensive reasoning benchmarks across 14 datasets, spanning 112 experiments, to validate its effectiveness and generality. Our findings indicate that, with the exception of a few scenarios on vanilla ChatGPT, Re2 consistently enhances the reasoning performance of LLMs through a simple re-reading strategy. Further analyses reveal Re2's adaptability, showing how it can be effectively integrated with different LLMs, thought-eliciting prompting, and ensemble strategies. Our code is available at \url{https://github.com/Tebmer/Rereading-LLM-Reasoning/}

cs.CL↗