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Guoli Ye

Publications and source records attributed to Guoli Ye.

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Advancing Speech Summarization in Multi-modal LLMs with Reinforcement Learning

Speech summarization is a critical component of spoken content understanding, particularly in the era of rapidly growing spoken and audiovisual data. Recent advances in multi-modal large language models (MLLMs), leveraging the power of LLMs, enable generating textual summaries directly from speech without intermediate transcriptions, while supporting controllable styles and zero-shot generalization. However, open-source MLLMs continue to lag behind the state-of-the-art text-based LLMs, limiting their practical deployment for speech summarization. In this work, we present a novel multi-stage reinforcement learning training framework to enhance the speech summarization capabilities in MLLMs. Our model delivers substantial improvements over strong baselines, outperforms much larger MLLMs, and significantly narrows the gap with state-of-the-art text-based LLMs.

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Customizing Speech Recognition Model with Large Language Model Feedback

Automatic speech recognition (ASR) systems have achieved strong performance on general transcription tasks. However, they continue to struggle with recognizing rare named entities and adapting to domain mismatches. In contrast, large language models (LLMs), trained on massive internet-scale datasets, are often more effective across a wide range of domains. In this work, we propose a reinforcement learning based approach for unsupervised domain adaptation, leveraging unlabeled data to enhance transcription quality, particularly the named entities affected by domain mismatch, through feedback from a LLM. Given contextual information, our framework employs a LLM as the reward model to score the hypotheses from the ASR model. These scores serve as reward signals to fine-tune the ASR model via reinforcement learning. Our method achieves a 21\% improvement on entity word error rate over conventional self-training methods.

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Efficient Long-Form Speech Recognition for General Speech In-Context Learning

We propose a novel approach to end-to-end automatic speech recognition (ASR) to achieve efficient speech in-context learning (SICL) for (i) long-form speech decoding, (ii) test-time speaker adaptation, and (iii) test-time contextual biasing. Specifically, we introduce an attention-based encoder-decoder (AED) model with SICL capability (referred to as SICL-AED), where the decoder utilizes an utterance-level cross-attention to integrate information from the encoder's output efficiently, and a document-level self-attention to learn contextual information. Evaluated on the benchmark TEDLIUM3 dataset, SICL-AED achieves an 8.64% relative word error rate (WER) reduction compared to a baseline utterance-level AED model by leveraging previously decoded outputs as in-context examples. It also demonstrates comparable performance to conventional long-form AED systems with significantly reduced runtime and memory complexity. Additionally, we introduce an in-context fine-tuning (ICFT) technique that further enhances SICL effectiveness during inference. Experiments on speaker adaptation and contextual biasing highlight the general speech in-context learning capabilities of our system, achieving effective results with provided contexts. Without specific fine-tuning, SICL-AED matches the performance of supervised AED baselines for speaker adaptation and improves entity recall by 64% for contextual biasing task.

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Hybrid Attention-based Encoder-decoder Model for Efficient Language Model Adaptation

The attention-based encoder-decoder (AED) speech recognition model has been widely successful in recent years. However, the joint optimization of acoustic model and language model in end-to-end manner has created challenges for text adaptation. In particular, effective, quick and inexpensive adaptation with text input has become a primary concern for deploying AED systems in the industry. To address this issue, we propose a novel model, the hybrid attention-based encoder-decoder (HAED) speech recognition model that preserves the modularity of conventional hybrid automatic speech recognition systems. Our HAED model separates the acoustic and language models, allowing for the use of conventional text-based language model adaptation techniques. We demonstrate that the proposed HAED model yields 23% relative Word Error Rate (WER) improvements when out-of-domain text data is used for language model adaptation, with only a minor degradation in WER on a general test set compared with the conventional AED model.

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Adapting Large Language Model with Speech for Fully Formatted End-to-End Speech Recognition

Most end-to-end (E2E) speech recognition models are composed of encoder and decoder blocks that perform acoustic and language modeling functions. Pretrained large language models (LLMs) have the potential to improve the performance of E2E ASR. However, integrating a pretrained language model into an E2E speech recognition model has shown limited benefits due to the mismatches between text-based LLMs and those used in E2E ASR. In this paper, we explore an alternative approach by adapting a pretrained LLMs to speech. Our experiments on fully-formatted E2E ASR transcription tasks across various domains demonstrate that our approach can effectively leverage the strengths of pretrained LLMs to produce more readable ASR transcriptions. Our model, which is based on the pretrained large language models with either an encoder-decoder or decoder-only structure, surpasses strong ASR models such as Whisper, in terms of recognition error rate, considering formats like punctuation and capitalization as well.

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Acoustic-aware Non-autoregressive Spell Correction with Mask Sample Decoding

Masked language model (MLM) has been widely used for understanding tasks, e.g. BERT. Recently, MLM has also been used for generation tasks. The most popular one in speech is using Mask-CTC for non-autoregressive speech recognition. In this paper, we take one step further, and explore the possibility of using MLM as a non-autoregressive spell correction (SC) model for transformer-transducer (TT), denoted as MLM-SC. Our initial experiments show that MLM-SC provides no improvements on Librispeech data. The problem might be the choice of modeling units (word pieces) and the inaccuracy of the TT confidence scores for English data. To solve the problem, we propose a mask sample decoding (MS-decode) method where the masked tokens can have the choice of being masked or not to compensate for the inaccuracy. As a result, we reduce the WER of a streaming TT from 7.6% to 6.5% on the Librispeech test-other data and the CER from 7.3% to 6.1% on the Aishell test data, respectively.

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Have best of both worlds: two-pass hybrid and E2E cascading framework for speech recognition

Hybrid and end-to-end (E2E) systems have their individual advantages, with different error patterns in the speech recognition results. By jointly modeling audio and text, the E2E model performs better in matched scenarios and scales well with a large amount of paired audio-text training data. The modularized hybrid model is easier for customization, and better to make use of a massive amount of unpaired text data. This paper proposes a two-pass hybrid and E2E cascading (HEC) framework to combine the hybrid and E2E model in order to take advantage of both sides, with hybrid in the first pass and E2E in the second pass. We show that the proposed system achieves 8-10% relative word error rate reduction with respect to each individual system. More importantly, compared with the pure E2E system, we show the proposed system has the potential to keep the advantages of hybrid system, e.g., customization and segmentation capabilities. We also show the second pass E2E model in HEC is robust with respect to the change in the first pass hybrid model.

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Minimum Word Error Rate Training with Language Model Fusion for End-to-End Speech Recognition

Integrating external language models (LMs) into end-to-end (E2E) models remains a challenging task for domain-adaptive speech recognition. Recently, internal language model estimation (ILME)-based LM fusion has shown significant word error rate (WER) reduction from Shallow Fusion by subtracting a weighted internal LM score from an interpolation of E2E model and external LM scores during beam search. However, on different test sets, the optimal LM interpolation weights vary over a wide range and have to be tuned extensively on well-matched validation sets. In this work, we perform LM fusion in the minimum WER (MWER) training of an E2E model to obviate the need for LM weights tuning during inference. Besides MWER training with Shallow Fusion (MWER-SF), we propose a novel MWER training with ILME (MWER-ILME) where the ILME-based fusion is conducted to generate N-best hypotheses and their posteriors. Additional gradient is induced when internal LM is engaged in MWER-ILME loss computation. During inference, LM weights pre-determined in MWER training enable robust LM integrations on test sets from different domains. Experimented with 30K-hour trained transformer transducers, MWER-ILME achieves on average 8.8% and 5.8% relative WER reductions from MWER and MWER-SF training, respectively, on 6 different test sets

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Large-Scale Pre-Training of End-to-End Multi-Talker ASR for Meeting Transcription with Single Distant Microphone

Transcribing meetings containing overlapped speech with only a single distant microphone (SDM) has been one of the most challenging problems for automatic speech recognition (ASR). While various approaches have been proposed, all previous studies on the monaural overlapped speech recognition problem were based on either simulation data or small-scale real data. In this paper, we extensively investigate a two-step approach where we first pre-train a serialized output training (SOT)-based multi-talker ASR by using large-scale simulation data and then fine-tune the model with a small amount of real meeting data. Experiments are conducted by utilizing 75 thousand (K) hours of our internal single-talker recording to simulate a total of 900K hours of multi-talker audio segments for supervised pre-training. With fine-tuning on the 70 hours of the AMI-SDM training data, our SOT ASR model achieves a word error rate (WER) of 21.2% for the AMI-SDM evaluation set while automatically counting speakers in each test segment. This result is not only significantly better than the previous state-of-the-art WER of 36.4% with oracle utterance boundary information but also better than a result by a similarly fine-tuned single-talker ASR model applied to beamformed audio.

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End-to-End Speaker-Attributed ASR with Transformer

This paper presents our recent effort on end-to-end speaker-attributed automatic speech recognition, which jointly performs speaker counting, speech recognition and speaker identification for monaural multi-talker audio. Firstly, we thoroughly update the model architecture that was previously designed based on a long short-term memory (LSTM)-based attention encoder decoder by applying transformer architectures. Secondly, we propose a speaker deduplication mechanism to reduce speaker identification errors in highly overlapped regions. Experimental results on the LibriSpeechMix dataset shows that the transformer-based architecture is especially good at counting the speakers and that the proposed model reduces the speaker-attributed word error rate by 47% over the LSTM-based baseline. Furthermore, for the LibriCSS dataset, which consists of real recordings of overlapped speech, the proposed model achieves concatenated minimum-permutation word error rates of 11.9% and 16.3% with and without target speaker profiles, respectively, both of which are the state-of-the-art results for LibriCSS with the monaural setting.

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Low Latency End-to-End Streaming Speech Recognition with a Scout Network

The attention-based Transformer model has achieved promising results for speech recognition (SR) in the offline mode. However, in the streaming mode, the Transformer model usually incurs significant latency to maintain its recognition accuracy when applying a fixed-length look-ahead window in each encoder layer. In this paper, we propose a novel low-latency streaming approach for Transformer models, which consists of a scout network and a recognition network. The scout network detects the whole word boundary without seeing any future frames, while the recognition network predicts the next subword by utilizing the information from all the frames before the predicted boundary. Our model achieves the best performance (2.7/6.4 WER) with only 639 ms latency on the test-clean and test-other data sets of Librispeech.

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Semantic Mask for Transformer based End-to-End Speech Recognition

Attention-based encoder-decoder model has achieved impressive results for both automatic speech recognition (ASR) and text-to-speech (TTS) tasks. This approach takes advantage of the memorization capacity of neural networks to learn the mapping from the input sequence to the output sequence from scratch, without the assumption of prior knowledge such as the alignments. However, this model is prone to overfitting, especially when the amount of training data is limited. Inspired by SpecAugment and BERT, in this paper, we propose a semantic mask based regularization for training such kind of end-to-end (E2E) model. The idea is to mask the input features corresponding to a particular output token, e.g., a word or a word-piece, in order to encourage the model to fill the token based on the contextual information. While this approach is applicable to the encoder-decoder framework with any type of neural network architecture, we study the transformer-based model for ASR in this work. We perform experiments on Librispeech 960h and TedLium2 data sets, and achieve the state-of-the-art performance on the test set in the scope of E2E models.

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Advancing Acoustic-to-Word CTC Model with Attention and Mixed-Units

The acoustic-to-word model based on the Connectionist Temporal Classification (CTC) criterion is a natural end-to-end (E2E) system directly targeting word as output unit. Two issues exist in the system: first, the current output of the CTC model relies on the current input and does not account for context weighted inputs. This is the hard alignment issue. Second, the word-based CTC model suffers from the out-of-vocabulary (OOV) issue. This means it can model only frequently occurring words while tagging the remaining words as OOV. Hence, such a model is limited in its capacity in recognizing only a fixed set of frequent words. In this study, we propose addressing these problems using a combination of attention mechanism and mixed-units. In particular, we introduce Attention CTC, Self-Attention CTC, Hybrid CTC, and Mixed-unit CTC. First, we blend attention modeling capabilities directly into the CTC network using Attention CTC and Self-Attention CTC. Second, to alleviate the OOV issue, we present Hybrid CTC which uses a word and letter CTC with shared hidden layers. The Hybrid CTC consults the letter CTC when the word CTC emits an OOV. Then, we propose a much better solution by training a Mixed-unit CTC which decomposes all the OOV words into sequences of frequent words and multi-letter units. Evaluated on a 3400 hours Microsoft Cortana voice assistant task, our final acoustic-to-word solution using attention and mixed-units achieves a relative reduction in word error rate (WER) over the vanilla word CTC by 12.09\%. Such an E2E model without using any language model (LM) or complex decoder also outperforms a traditional context-dependent (CD) phoneme CTC with strong LM and decoder by 6.79% relative.

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Developing Far-Field Speaker System Via Teacher-Student Learning

In this study, we develop the keyword spotting (KWS) and acoustic model (AM) components in a far-field speaker system. Specifically, we use teacher-student (T/S) learning to adapt a close-talk well-trained production AM to far-field by using parallel close-talk and simulated far-field data. We also use T/S learning to compress a large-size KWS model into a small-size one to fit the device computational cost. Without the need of transcription, T/S learning well utilizes untranscribed data to boost the model performance in both the AM adaptation and KWS model compression. We further optimize the models with sequence discriminative training and live data to reach the best performance of systems. The adapted AM improved from the baseline by 72.60% and 57.16% relative word error rate reduction on play-back and live test data, respectively. The final KWS model size was reduced by 27 times from a large-size KWS model without losing accuracy.

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Advancing Acoustic-to-Word CTC Model

The acoustic-to-word model based on the connectionist temporal classification (CTC) criterion was shown as a natural end-to-end (E2E) model directly targeting words as output units. However, the word-based CTC model suffers from the out-of-vocabulary (OOV) issue as it can only model limited number of words in the output layer and maps all the remaining words into an OOV output node. Hence, such a word-based CTC model can only recognize the frequent words modeled by the network output nodes. Our first attempt to improve the acoustic-to-word model is a hybrid CTC model which consults a letter-based CTC when the word-based CTC model emits OOV tokens during testing time. Then, we propose a much better solution by training a mixed-unit CTC model which decomposes all the OOV words into sequences of frequent words and multi-letter units. Evaluated on a 3400 hours Microsoft Cortana voice assistant task, the final acoustic-to-word solution improves the baseline word-based CTC by relative 12.09% word error rate (WER) reduction when combined with our proposed attention CTC. Such an E2E model without using any language model (LM) or complex decoder outperforms the traditional context-dependent phoneme CTC which has strong LM and decoder by relative 6.79%.

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Acoustic-To-Word Model Without OOV

Recently, the acoustic-to-word model based on the Connectionist Temporal Classification (CTC) criterion was shown as a natural end-to-end model directly targeting words as output units. However, this type of word-based CTC model suffers from the out-of-vocabulary (OOV) issue as it can only model limited number of words in the output layer and maps all the remaining words into an OOV output node. Therefore, such word-based CTC model can only recognize the frequent words modeled by the network output nodes. It also cannot easily handle the hot-words which emerge after the model is trained. In this study, we improve the acoustic-to-word model with a hybrid CTC model which can predict both words and characters at the same time. With a shared-hidden-layer structure and modular design, the alignments of words generated from the word-based CTC and the character-based CTC are synchronized. Whenever the acoustic-to-word model emits an OOV token, we back off that OOV segment to the word output generated from the character-based CTC, hence solving the OOV or hot-words issue. Evaluated on a Microsoft Cortana voice assistant task, the proposed model can reduce the errors introduced by the OOV output token in the acoustic-to-word model by 30%.

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