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Guy Katz

Publications and source records attributed to Guy Katz.

At least 37 records · Page 2Linked to original sources

Bridging Efficiency and Safety: Formal Verification of Neural Networks with Early Exits

Ensuring the safety and efficiency of AI systems is a central goal of modern research. Formal verification provides guarantees of neural network robustness, while early exits improve inference efficiency by enabling intermediate predictions. Yet verifying networks with early exits introduces new challenges due to their conditional execution paths. In this work, we define a robustness property tailored to early exit architectures and show how off-the-shelf solvers can be used to assess it. We present a baseline algorithm, enhanced with an early stopping strategy and heuristic optimizations that maintain soundness and completeness. Experiments on multiple benchmarks validate our framework's effectiveness and demonstrate the performance gains of the improved algorithm. Alongside the natural inference acceleration provided by early exits, we show that they also enhance verifiability, enabling more queries to be solved in less time compared to standard networks. Together with a robustness analysis, we show how these metrics can help users navigate the inherent trade-off between accuracy and efficiency.

cs.LG↗

On Improving Deep Active Learning with Formal Verification

Deep Active Learning (DAL) aims to reduce labeling costs in neural-network training by prioritizing the most informative unlabeled samples for annotation. Beyond selecting which samples to label, several DAL approaches further enhance data efficiency by augmenting the training set with synthetic inputs that do not require additional manual labeling. In this work, we investigate how augmenting the training data with adversarial inputs that violate robustness constraints can improve DAL performance. We show that adversarial examples generated via formal verification contribute substantially more than those produced by standard, gradient-based attacks. We apply this extension to multiple modern DAL techniques, as well as to a new technique that we propose, and show that it yields significant improvements in model generalization across standard benchmarks.

cs.LG↗

Proof Minimization in Neural Network Verification

The widespread adoption of deep neural networks (DNNs) requires efficient techniques for verifying their safety. DNN verifiers are complex tools, which might contain bugs that could compromise their soundness and undermine the reliability of the verification process. This concern can be mitigated using proofs: artifacts that are checkable by an external and reliable proof checker, and which attest to the correctness of the verification process. However, such proofs tend to be extremely large, limiting their use in many scenarios. In this work, we address this problem by minimizing proofs of unsatisfiability produced by DNN verifiers. We present algorithms that remove facts which were learned during the verification process, but which are unnecessary for the proof itself. Conceptually, our method analyzes the dependencies among facts used to deduce UNSAT, and removes facts that did not contribute. We then further minimize the proof by eliminating remaining unnecessary dependencies, using two alternative procedures. We implemented our algorithms on top of a proof producing DNN verifier, and evaluated them across several benchmarks. Our results show that our best-performing algorithm reduces proof size by 37%-82% and proof checking time by 30%-88%, while introducing a runtime overhead of 7%-20% to the verification process itself.

cs.LO↗

On Integrating Large Language Models and Scenario-Based Programming for Improving Software Reliability

Large Language Models (LLMs) are fast becoming indispensable tools for software developers, assisting or even partnering with them in crafting complex programs. The advantages are evident -- LLMs can significantly reduce development time, generate well-organized and comprehensible code, and occasionally suggest innovative ideas that developers might not conceive on their own. However, despite their strengths, LLMs will often introduce significant errors and present incorrect code with persuasive confidence, potentially misleading developers into accepting flawed solutions. In order to bring LLMs into the software development cycle in a more reliable manner, we propose a methodology for combining them with ``traditional'' software engineering techniques in a structured way, with the goal of streamlining the development process, reducing errors, and enabling users to verify crucial program properties with increased confidence. Specifically, we focus on the Scenario-Based Programming (SBP) paradigm -- an event-driven, scenario-based approach for software engineering -- to allow human developers to pour their expert knowledge into the LLM, as well as to inspect and verify its outputs. To evaluate our methodology, we conducted a significant case study, and used it to design and implement the Connect4 game. By combining LLMs and SBP we were able to create a highly-capable agent, which could defeat various strong existing agents. Further, in some cases, we were able to formally verify the correctness of our agent. Finally, our experience reveals interesting insights regarding the ease-of-use of our proposed approach. The full code of our case-study will be made publicly available with the final version of this paper.

cs.SE↗

Exploring and Evaluating Interplays of BPpy with Deep Reinforcement Learning and Formal Methods

We explore and evaluate the interactions between Behavioral Programming (BP) and a range of Artificial Intelligence (AI) and Formal Methods (FM) techniques. Our goal is to demonstrate that BP can serve as an abstraction that integrates various techniques, enabling a multifaceted analysis and a rich development process. Specifically, the paper examines how the BPpy framework, a Python-based implementation of BP, is enhanced by and enhances various FM and AI tools. We assess how integrating BP with tools such as Satisfiability Modulo Theory (SMT) solvers, symbolic and probabilistic model checking, and Deep Reinforcement Learning (DRL) allow us to scale the abilities of BP to model complex systems. Additionally, we illustrate how developers can leverage multiple tools within a single modeling and development task. The paper provides quantitative and qualitative evidence supporting the feasibility of our vision to create a comprehensive toolbox for harnessing AI and FM methods in a unified development framework.

cs.SE↗

Statistical Runtime Verification for LLMs via Robustness Estimation

Adversarial robustness verification is essential for ensuring the safe deployment of Large Language Models (LLMs) in runtime-critical applications. However, formal verification techniques remain computationally infeasible for modern LLMs due to their exponential runtime and white-box access requirements. This paper presents a case study adapting and extending the RoMA statistical verification framework to assess its feasibility as an online runtime robustness monitor for LLMs in black-box deployment settings. Our adaptation of RoMA analyzes confidence score distributions under semantic perturbations to provide quantitative robustness assessments with statistically validated bounds. Our empirical validation against formal verification baselines demonstrates that RoMA achieves comparable accuracy (within 1\% deviation), and reduces verification times from hours to minutes. We evaluate this framework across semantic, categorial, and orthographic perturbation domains. Our results demonstrate RoMA's effectiveness for robustness monitoring in operational LLM deployments. These findings point to RoMA as a potentially scalable alternative when formal methods are infeasible, with promising implications for runtime verification in LLM-based systems.

cs.LG↗

A Certified Proof Checker for Deep Neural Network Verification in Imandra

Recent advances in the verification of deep neural networks (DNNs) have opened the way for a broader usage of DNN verification technology in many application areas, including safety-critical ones. However, DNN verifiers are themselves complex programs that have been shown to be susceptible to errors and numerical imprecision; this, in turn, has raised the question of trust in DNN verifiers. One prominent attempt to address this issue is enhancing DNN verifiers with the capability of producing certificates of their results that are subject to independent algorithmic checking. While formulations of Marabou certificate checking already exist on top of the state-of-the-art DNN verifier Marabou, they are implemented in C++, and that code itself raises the question of trust (e.g., in the precision of floating point calculations or guarantees for implementation soundness). Here, we present an alternative implementation of the Marabou certificate checking in Imandra -- an industrial functional programming language and an interactive theorem prover (ITP) -- that allows us to obtain full proof of certificate correctness. The significance of the result is two-fold. Firstly, it gives stronger independent guarantees for Marabou proofs. Secondly, it opens the way for the wider adoption of DNN verifiers in interactive theorem proving in the same way as many ITPs already incorporate SMT solvers.

cs.LO↗

Abstraction-Based Proof Production in Formal Verification of Neural Networks

Modern verification tools for deep neural networks (DNNs) increasingly rely on abstraction to scale to realistic architectures. In parallel, proof production is becoming a critical requirement for increasing the reliability of DNN verification results. However, current proofproducing verifiers do not support abstraction-based reasoning, creating a gap between scalability and provable guarantees. We address this gap by introducing a novel framework for proof-producing abstraction-based DNN verification. Our approach modularly separates the verification task into two components: (i) proving the correctness of an abstract network, and (ii) proving the soundness of the abstraction with respect to the original DNN. The former can be handled by existing proof-producing verifiers, whereas we propose the first method for generating formal proofs for the latter. This preliminary work aims to enable scalable and trustworthy verification by supporting common abstraction techniques within a formal proof framework.

cs.LO↗

Explaining, Fast and Slow: Abstraction and Refinement of Provable Explanations

Despite significant advancements in post-hoc explainability techniques for neural networks, many current methods rely on heuristics and do not provide formally provable guarantees over the explanations provided. Recent work has shown that it is possible to obtain explanations with formal guarantees by identifying subsets of input features that are sufficient to determine that predictions remain unchanged using neural network verification techniques. Despite the appeal of these explanations, their computation faces significant scalability challenges. In this work, we address this gap by proposing a novel abstraction-refinement technique for efficiently computing provably sufficient explanations of neural network predictions. Our method abstracts the original large neural network by constructing a substantially reduced network, where a sufficient explanation of the reduced network is also provably sufficient for the original network, hence significantly speeding up the verification process. If the explanation is in sufficient on the reduced network, we iteratively refine the network size by gradually increasing it until convergence. Our experiments demonstrate that our approach enhances the efficiency of obtaining provably sufficient explanations for neural network predictions while additionally providing a fine-grained interpretation of the network's predictions across different abstraction levels.

cs.LG↗

What makes an Ensemble (Un) Interpretable?

Ensemble models are widely recognized in the ML community for their limited interpretability. For instance, while a single decision tree is considered interpretable, ensembles of trees (e.g., boosted trees) are often treated as black-boxes. Despite this folklore recognition, there remains a lack of rigorous mathematical understanding of what particularly makes an ensemble (un)-interpretable, including how fundamental factors like the (1) *number*, (2) *size*, and (3) *type* of base models influence its interpretability. In this work, we seek to bridge this gap by applying concepts from computational complexity theory to study the challenges of generating explanations for various ensemble configurations. Our analysis uncovers nuanced complexity patterns influenced by various factors. For example, we demonstrate that under standard complexity assumptions like P$\neq$NP, interpreting ensembles remains intractable even when base models are of constant size. Surprisingly, the complexity changes drastically with the number of base models: small ensembles of decision trees are efficiently interpretable, whereas interpreting ensembles with even a constant number of linear models remains intractable. We believe that our findings provide a more robust foundation for understanding the interpretability of ensembles, emphasizing the benefits of examining it through a computational complexity lens.

cs.LG↗

On the Computational Tractability of the (Many) Shapley Values

Recent studies have examined the computational complexity of computing Shapley additive explanations (also known as SHAP) across various models and distributions, revealing their tractability or intractability in different settings. However, these studies primarily focused on a specific variant called Conditional SHAP, though many other variants exist and address different limitations. In this work, we analyze the complexity of computing a much broader range of such variants, including Conditional, Interventional, and Baseline SHAP, while exploring both local and global computations. We show that both local and global Interventional and Baseline SHAP can be computed in polynomial time for various ML models under Hidden Markov Model distributions, extending popular algorithms such as TreeSHAP beyond empirical distributions. On the downside, we prove intractability results for these variants over a wide range of neural networks and tree ensembles. We believe that our results emphasize the intricate diversity of computing Shapley values, demonstrating how their complexity is substantially shaped by both the specific SHAP variant, the model type, and the distribution.

cs.LG↗

Shield Synthesis for LTL Modulo Theories

In recent years, Machine Learning (ML) models have achieved remarkable success in various domains. However, these models also tend to demonstrate unsafe behaviors, precluding their deployment in safety-critical systems. To cope with this issue, ample research focuses on developing methods that guarantee the safe behaviour of a given ML model. A prominent example is shielding which incorporates an external component (a ``shield'') that blocks unwanted behavior. Despite significant progress, shielding suffers from a main setback: it is currently geared towards properties encoded solely in propositional logics (e.g., LTL) and is unsuitable for richer logics. This, in turn, limits the widespread applicability of shielding in many real-world systems. In this work, we address this gap, and extend shielding to LTL modulo theories, by building upon recent advances in reactive synthesis modulo theories. This allowed us to develop a novel approach for generating shields conforming to complex safety specifications in these more expressive, logics. We evaluated our shields and demonstrate their ability to handle rich data with temporal dynamics. To the best of our knowledge, this is the first approach for synthesizing shields for such expressivity.

cs.LO↗

Neural Network Verification is a Programming Language Challenge

Neural network verification is a new and rapidly developing field of research. So far, the main priority has been establishing efficient verification algorithms and tools, while proper support from the programming language perspective has been considered secondary or unimportant. Yet, there is mounting evidence that insights from the programming language community may make a difference in the future development of this domain. In this paper, we formulate neural network verification challenges as programming language challenges and suggest possible future solutions.

cs.PL↗

NLP Verification: Towards a General Methodology for Certifying Robustness

Machine Learning (ML) has exhibited substantial success in the field of Natural Language Processing (NLP). For example large language models have empirically proven to be capable of producing text of high complexity and cohesion. However, they are prone to inaccuracies and hallucinations. As these systems are increasingly integrated into real-world applications, ensuring their safety and reliability becomes a primary concern. There are safety critical contexts where such models must be robust to variability or attack, and give guarantees over their output. Computer Vision had pioneered the use of formal verification of neural networks for such scenarios and developed common verification standards and pipelines, leveraging precise formal reasoning about geometric properties of data manifolds. In contrast, NLP verification methods have only recently appeared in the literature. While presenting sophisticated algorithms, these papers have not yet crystallised into a common methodology. They are often light on the pragmatical issues of NLP verification and the area remains fragmented. In this paper, we attempt to distil and evaluate general components of an NLP verification pipeline, that emerges from the progress in the field to date. Our contributions are two-fold. Firstly, we propose a general methodology to analyse the effect of the embedding gap, a problem that refers to the discrepancy between verification of geometric subspaces and the semantic meaning of sentences, which the geometric subspaces are supposed to represent. We propose a number of practical NLP methods that can help to quantify the effects of the embedding gap. Secondly, we give a general method for training and verification of neural networks that leverages a more precise geometric estimation of semantic similarity of sentences in the embedding space and helps to overcome the effects of the embedding gap in practice.

cs.CL↗

Formally Verifying Deep Reinforcement Learning Controllers with Lyapunov Barrier Certificates

Deep reinforcement learning (DRL) is a powerful machine learning paradigm for generating agents that control autonomous systems. However, the ``black box'' nature of DRL agents limits their deployment in real-world safety-critical applications. A promising approach for providing strong guarantees on an agent's behavior is to use Neural Lyapunov Barrier (NLB) certificates, which are learned functions over the system whose properties indirectly imply that an agent behaves as desired. However, NLB-based certificates are typically difficult to learn and even more difficult to verify, especially for complex systems. In this work, we present a novel method for training and verifying NLB-based certificates for discrete-time systems. Specifically, we introduce a technique for certificate composition, which simplifies the verification of highly-complex systems by strategically designing a sequence of certificates. When jointly verified with neural network verification engines, these certificates provide a formal guarantee that a DRL agent both achieves its goals and avoids unsafe behavior. Furthermore, we introduce a technique for certificate filtering, which significantly simplifies the process of producing formally verified certificates. We demonstrate the merits of our approach with a case study on providing safety and liveness guarantees for a DRL-controlled spacecraft.

cs.AI↗

Hard to Explain: On the Computational Hardness of In-Distribution Model Interpretation

The ability to interpret Machine Learning (ML) models is becoming increasingly essential. However, despite significant progress in the field, there remains a lack of rigorous characterization regarding the innate interpretability of different models. In an attempt to bridge this gap, recent work has demonstrated that it is possible to formally assess interpretability by studying the computational complexity of explaining the decisions of various models. In this setting, if explanations for a particular model can be obtained efficiently, the model is considered interpretable (since it can be explained ``easily''). However, if generating explanations over an ML model is computationally intractable, it is considered uninterpretable. Prior research identified two key factors that influence the complexity of interpreting an ML model: (i) the type of the model (e.g., neural networks, decision trees, etc.); and (ii) the form of explanation (e.g., contrastive explanations, Shapley values, etc.). In this work, we claim that a third, important factor must also be considered for this analysis -- the underlying distribution over which the explanation is obtained. Considering the underlying distribution is key in avoiding explanations that are socially misaligned, i.e., convey information that is biased and unhelpful to users. We demonstrate the significant influence of the underlying distribution on the resulting overall interpretation complexity, in two settings: (i) prediction models paired with an external out-of-distribution (OOD) detector; and (ii) prediction models designed to inherently generate socially aligned explanations. Our findings prove that the expressiveness of the distribution can significantly influence the overall complexity of interpretation, and identify essential prerequisites that a model must possess to generate socially aligned explanations.

cs.LG↗

Robustness Assessment of a Runway Object Classifier for Safe Aircraft Taxiing

As deep neural networks (DNNs) are becoming the prominent solution for many computational problems, the aviation industry seeks to explore their potential in alleviating pilot workload and in improving operational safety. However, the use of DNNs in this type of safety-critical applications requires a thorough certification process. This need can be addressed through formal verification, which provides rigorous assurances -- e.g.,~by proving the absence of certain mispredictions. In this case-study paper, we demonstrate this process using an image-classifier DNN currently under development at Airbus and intended for use during the aircraft taxiing phase. We use formal methods to assess this DNN's robustness to three common image perturbation types: noise, brightness and contrast, and some of their combinations. This process entails multiple invocations of the underlying verifier, which might be computationally expensive; and we therefore propose a method that leverages the monotonicity of these robustness properties, as well as the results of past verification queries, in order to reduce the overall number of verification queries required by nearly 60%. Our results provide an indication of the level of robustness achieved by the DNN classifier under study, and indicate that it is considerably more vulnerable to noise than to brightness or contrast perturbations.

cs.CV↗

DEM: A Method for Certifying Deep Neural Network Classifier Outputs in Aerospace

Software development in the aerospace domain requires adhering to strict, high-quality standards. While there exist regulatory guidelines for commercial software in this domain (e.g., ARP-4754 and DO-178), these do not apply to software with deep neural network (DNN) components. Consequently, it is unclear how to allow aerospace systems to benefit from the deep learning revolution. Our work here seeks to address this challenge with a novel, output-centric approach for DNN certification. Our method employs statistical verification techniques, and has the key advantage of being able to flag specific inputs for which the DNN's output may be unreliable - so that they may be later inspected by a human expert. To achieve this, our method conducts a statistical analysis of the DNN's predictions for other, nearby inputs, in order to detect inconsistencies. This is in contrast to existing techniques, which typically attempt to certify the entire DNN, as opposed to individual outputs. Our method uses the DNN as a black-box, and makes no assumptions about its topology. We hope that this work constitutes another step towards integrating DNNs in safety-critical applications - especially in the aerospace domain, where high standards of quality and reliability are crucial.

cs.SE↗