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Hadi Daneshmand

Publications and source records attributed to Hadi Daneshmand.

At least 19 recordsLinked to original sources

Transformers as In-Context Samplers: From Closed-Form Diffusion to Estimation-Free Sampling

A growing body of work establishes that large language models are not mere statistical memorizers, but are capable of in-context learning: performing inference at test time using only examples provided in the prompt, without any parameter updates. Prior theoretical work has shown that this capability extends to supervised learning tasks such as linear regression. We prove that in-context learning extends further to \emph{data generation}: frozen transformers can simulate iterative generative samplers from in-context samples. We first show that transformers can realize closed-form and smoothed closed-form diffusion samplers. The construction identifies a concrete generative role for softmax attention: it computes responsibility weights and weighted empirical averages, while feedforward layers implement Euler updates. To empirically relate these constructions to pretrained language models, we study \emph{semantic-topic sampling}: prompts consisting of words drawn from a common semantic category, such as animals, foods, or cities. Across transformer layers, the normalized hidden states exhibit a two-stage geometry: they move toward a uniform spherical reference in intermediate layers and then return to structured, topic-dependent representations near the output. We further measure an interacting-particle energy on these hidden-state clouds and observe the same U-shape pattern. We then prove that transformers can approximate an energy-based sampler, constructing the same U-shape energy across the layers.

cs.LG

Linear Transformers Implicitly Discover Unified Numerical Algorithms

We train a linear attention transformer on millions of masked-block matrix completion tasks: each prompt is masked low-rank matrix whose missing block may be (i) a scalar prediction target or (ii) an unseen kernel slice of Nystr\"om extrapolation. The model sees only input-output pairs and a mean-squared loss; it is given no normal equations, no handcrafted iterations, and no hint that the tasks are related. Surprisingly, after training, algebraic unrolling reveals the same parameter-free update rule across three distinct computational regimes (full visibility, rank-limited updates, and distributed computation). We prove that this rule achieves second-order convergence on full-batch problems, cuts distributed iteration complexity, and remains accurate with rank-limited attention. Thus, a transformer trained solely to patch missing blocks implicitly discovers a unified, resource-adaptive iterative solver spanning prediction, estimation, and Nystr\"om extrapolation, highlighting a powerful capability of in-context learning.

cs.LG

Data Generation without Function Estimation

Estimating the score function (or other population-density-dependent functions) is a fundamental component of most generative models. However, such function estimation is computationally and statistically challenging. Can we avoid function estimation for data generation? We propose an estimation-free generative method: A set of points whose locations are deterministically updated with (inverse) gradient descent can transport a uniform distribution to arbitrary data distribution, in the mean field regime, without function estimation, training neural networks, and even noise injection. The proposed method is built upon recent advances in the physics of interacting particles. We show, both theoretically and experimentally, that these advances can be leveraged to develop novel generative methods.

cs.LG

Provable optimal transport with transformers: The essence of depth and prompt engineering

Despite their empirical success, the internal mechanism by which transformer models align tokens during language processing remains poorly understood. This paper provides a mechanistic and theoretical explanation of token alignment in LLMs. We first present empirical evidences showing that, in machine translation, attention weights progressively align translated word pairs across layers, closely approximating Optimal Transport (OT) between word embeddings. Building on this observation, we prove that softmax self-attention layers can simulate gradient descent on the dual of the entropy-regularized OT problem, providing a theoretical foundation for the alignment. Our analysis yields a constructive convergence bound showing that transformer depth controls OT approximation accuracy. A direct implication is that standard transformers can sort lists of varying lengths without any parameter adjustment, up to an error term vanishing with transformers depth.

cs.LG

Transformers Can Learn Temporal Difference Methods for In-Context Reinforcement Learning

Traditionally, reinforcement learning (RL) agents learn to solve new tasks by updating their neural network parameters through interactions with the task environment. However, recent works demonstrate that some RL agents, after certain pretraining procedures, can learn to solve unseen new tasks without parameter updates, a phenomenon known as in-context reinforcement learning (ICRL). The empirical success of ICRL is widely attributed to the hypothesis that the forward pass of the pretrained agent neural network implements an RL algorithm. In this paper, we support this hypothesis by showing, both empirically and theoretically, that when a transformer is trained for policy evaluation tasks, it can discover and learn to implement temporal difference learning in its forward pass.

cs.LG

On the impact of activation and normalization in obtaining isometric embeddings at initialization

In this paper, we explore the structure of the penultimate Gram matrix in deep neural networks, which contains the pairwise inner products of outputs corresponding to a batch of inputs. In several architectures it has been observed that this Gram matrix becomes degenerate with depth at initialization, which dramatically slows training. Normalization layers, such as batch or layer normalization, play a pivotal role in preventing the rank collapse issue. Despite promising advances, the existing theoretical results do not extend to layer normalization, which is widely used in transformers, and can not quantitatively characterize the role of non-linear activations. To bridge this gap, we prove that layer normalization, in conjunction with activation layers, biases the Gram matrix of a multilayer perceptron towards the identity matrix at an exponential rate with depth at initialization. We quantify this rate using the Hermite expansion of the activation function.

cs.LG

Transformers learn to implement preconditioned gradient descent for in-context learning

Several recent works demonstrate that transformers can implement algorithms like gradient descent. By a careful construction of weights, these works show that multiple layers of transformers are expressive enough to simulate iterations of gradient descent. Going beyond the question of expressivity, we ask: Can transformers learn to implement such algorithms by training over random problem instances? To our knowledge, we make the first theoretical progress on this question via an analysis of the loss landscape for linear transformers trained over random instances of linear regression. For a single attention layer, we prove the global minimum of the training objective implements a single iteration of preconditioned gradient descent. Notably, the preconditioning matrix not only adapts to the input distribution but also to the variance induced by data inadequacy. For a transformer with $L$ attention layers, we prove certain critical points of the training objective implement $L$ iterations of preconditioned gradient descent. Our results call for future theoretical studies on learning algorithms by training transformers.

cs.LG

Towards Training Without Depth Limits: Batch Normalization Without Gradient Explosion

Normalization layers are one of the key building blocks for deep neural networks. Several theoretical studies have shown that batch normalization improves the signal propagation, by avoiding the representations from becoming collinear across the layers. However, results on mean-field theory of batch normalization also conclude that this benefit comes at the expense of exploding gradients in depth. Motivated by these two aspects of batch normalization, in this study we pose the following question: "Can a batch-normalized network keep the optimal signal propagation properties, but avoid exploding gradients?" We answer this question in the affirmative by giving a particular construction of an Multi-Layer Perceptron (MLP) with linear activations and batch-normalization that provably has bounded gradients at any depth. Based on Weingarten calculus, we develop a rigorous and non-asymptotic theory for this constructed MLP that gives a precise characterization of forward signal propagation, while proving that gradients remain bounded for linearly independent input samples, which holds in most practical settings. Inspired by our theory, we also design an activation shaping scheme that empirically achieves the same properties for certain non-linear activations.

cs.LG

On Bridging the Gap between Mean Field and Finite Width in Deep Random Neural Networks with Batch Normalization

Mean field theory is widely used in the theoretical studies of neural networks. In this paper, we analyze the role of depth in the concentration of mean-field predictions, specifically for deep multilayer perceptron (MLP) with batch normalization (BN) at initialization. By scaling the network width to infinity, it is postulated that the mean-field predictions suffer from layer-wise errors that amplify with depth. We demonstrate that BN stabilizes the distribution of representations that avoids the error propagation of mean-field predictions. This stabilization, which is characterized by a geometric mixing property, allows us to establish concentration bounds for mean field predictions in infinitely-deep neural networks with a finite width.

cs.LG

Polynomial-time Sparse Measure Recovery: From Mean Field Theory to Algorithm Design

Mean field theory has provided theoretical insights into various algorithms by letting the problem size tend to infinity. We argue that the applications of mean-field theory go beyond theoretical insights as it can inspire the design of practical algorithms. Leveraging mean-field analyses in physics, we propose a novel algorithm for sparse measure recovery. For sparse measures over $\mathbb{R}$, we propose a polynomial-time recovery method from Fourier moments that improves upon convex relaxation methods in a specific parameter regime; then, we demonstrate the application of our results for the optimization of particular two-dimensional, single-layer neural networks in realizable settings.

cs.LG

Efficient displacement convex optimization with particle gradient descent

Particle gradient descent, which uses particles to represent a probability measure and performs gradient descent on particles in parallel, is widely used to optimize functions of probability measures. This paper considers particle gradient descent with a finite number of particles and establishes its theoretical guarantees to optimize functions that are \emph{displacement convex} in measures. Concretely, for Lipschitz displacement convex functions defined on probability over $\mathbb{R}^d$, we prove that $O(1/ε^2)$ particles and $O(d/ε^4)$ computations are sufficient to find the $ε$-optimal solutions. We further provide improved complexity bounds for optimizing smooth displacement convex functions. We demonstrate the application of our results for function approximation with specific neural architectures with two-dimensional inputs.

cs.LG

Rethinking the Variational Interpretation of Nesterov's Accelerated Method

The continuous-time model of Nesterov's momentum provides a thought-provoking perspective for understanding the nature of the acceleration phenomenon in convex optimization. One of the main ideas in this line of research comes from the field of classical mechanics and proposes to link Nesterov's trajectory to the solution of a set of Euler-Lagrange equations relative to the so-called Bregman Lagrangian. In the last years, this approach led to the discovery of many new (stochastic) accelerated algorithms and provided a solid theoretical foundation for the design of structure-preserving accelerated methods. In this work, we revisit this idea and provide an in-depth analysis of the action relative to the Bregman Lagrangian from the point of view of calculus of variations. Our main finding is that, while Nesterov's method is a stationary point for the action, it is often not a minimizer but instead a saddle point for this functional in the space of differentiable curves. This finding challenges the main intuition behind the variational interpretation of Nesterov's method and provides additional insights into the intriguing geometry of accelerated paths.

math.OC

Batch Normalization Orthogonalizes Representations in Deep Random Networks

This paper underlines a subtle property of batch-normalization (BN): Successive batch normalizations with random linear transformations make hidden representations increasingly orthogonal across layers of a deep neural network. We establish a non-asymptotic characterization of the interplay between depth, width, and the orthogonality of deep representations. More precisely, under a mild assumption, we prove that the deviation of the representations from orthogonality rapidly decays with depth up to a term inversely proportional to the network width. This result has two main implications: 1) Theoretically, as the depth grows, the distribution of the representation -- after the linear layers -- contracts to a Wasserstein-2 ball around an isotropic Gaussian distribution. Furthermore, the radius of this Wasserstein ball shrinks with the width of the network. 2) In practice, the orthogonality of the representations directly influences the performance of stochastic gradient descent (SGD). When representations are initially aligned, we observe SGD wastes many iterations to orthogonalize representations before the classification. Nevertheless, we experimentally show that starting optimization from orthogonal representations is sufficient to accelerate SGD, with no need for BN.

stat.ML

Revisiting the Role of Euler Numerical Integration on Acceleration and Stability in Convex Optimization

Viewing optimization methods as numerical integrators for ordinary differential equations (ODEs) provides a thought-provoking modern framework for studying accelerated first-order optimizers. In this literature, acceleration is often supposed to be linked to the quality of the integrator (accuracy, energy preservation, symplecticity). In this work, we propose a novel ordinary differential equation that questions this connection: both the explicit and the semi-implicit (a.k.a symplectic) Euler discretizations on this ODE lead to an accelerated algorithm for convex programming. Although semi-implicit methods are well-known in numerical analysis to enjoy many desirable features for the integration of physical systems, our findings show that these properties do not necessarily relate to acceleration.

math.OC

Batch Normalization Provably Avoids Rank Collapse for Randomly Initialised Deep Networks

Randomly initialized neural networks are known to become harder to train with increasing depth, unless architectural enhancements like residual connections and batch normalization are used. We here investigate this phenomenon by revisiting the connection between random initialization in deep networks and spectral instabilities in products of random matrices. Given the rich literature on random matrices, it is not surprising to find that the rank of the intermediate representations in unnormalized networks collapses quickly with depth. In this work we highlight the fact that batch normalization is an effective strategy to avoid rank collapse for both linear and ReLU networks. Leveraging tools from Markov chain theory, we derive a meaningful lower rank bound in deep linear networks. Empirically, we also demonstrate that this rank robustness generalizes to ReLU nets. Finally, we conduct an extensive set of experiments on real-world data sets, which confirm that rank stability is indeed a crucial condition for training modern-day deep neural architectures.

stat.ML

Mixing of Stochastic Accelerated Gradient Descent

We study the mixing properties for stochastic accelerated gradient descent (SAGD) on least-squares regression. First, we show that stochastic gradient descent (SGD) and SAGD are simulating the same invariant distribution. Motivated by this, we then establish mixing rate for SAGD-iterates and compare it with those of SGD-iterates. Theoretically, we prove that the chain of SAGD iterates is geometrically ergodic --using a proper choice of parameters and under regularity assumptions on the input distribution. More specifically, we derive an explicit mixing rate depending on the first 4 moments of the data distribution. By means of illustrative examples, we prove that SAGD-iterate chain mixes faster than the chain of iterates obtained by SGD. Furthermore, we highlight applications of the established mixing rate in the convergence analysis of SAGD on realizable objectives. The proposed analysis is based on a novel non-asymptotic analysis of products of random matrices. This theoretical result is substantiated and validated by experiments.

math.OC

Local Saddle Point Optimization: A Curvature Exploitation Approach

Gradient-based optimization methods are the most popular choice for finding local optima for classical minimization and saddle point problems. Here, we highlight a systemic issue of gradient dynamics that arise for saddle point problems, namely the presence of undesired stable stationary points that are no local optima. We propose a novel optimization approach that exploits curvature information in order to escape from these undesired stationary points. We prove that different optimization methods, including gradient method and Adagrad, equipped with curvature exploitation can escape non-optimal stationary points. We also provide empirical results on common saddle point problems which confirm the advantage of using curvature exploitation.

cs.LG

Exponential convergence rates for Batch Normalization: The power of length-direction decoupling in non-convex optimization

Normalization techniques such as Batch Normalization have been applied successfully for training deep neural networks. Yet, despite its apparent empirical benefits, the reasons behind the success of Batch Normalization are mostly hypothetical. We here aim to provide a more thorough theoretical understanding from a classical optimization perspective. Our main contribution towards this goal is the identification of various problem instances in the realm of machine learning where % -- under certain assumptions-- Batch Normalization can provably accelerate optimization. We argue that this acceleration is due to the fact that Batch Normalization splits the optimization task into optimizing length and direction of the parameters separately. This allows gradient-based methods to leverage a favourable global structure in the loss landscape that we prove to exist in Learning Halfspace problems and neural network training with Gaussian inputs. We thereby turn Batch Normalization from an effective practical heuristic into a provably converging algorithm for these settings. Furthermore, we substantiate our analysis with empirical evidence that suggests the validity of our theoretical results in a broader context.

stat.ML