arXiv subjects

Haifan Yin

Publications and source records attributed to Haifan Yin.

At least 37 records · Page 2Linked to original sources

arXiv2024

Multi-user passive beamforming in RIS-aided communications and experimental validations

Reconfigurable intelligent surface (RIS) is a promising technology for future wireless communications due to its capability of optimizing the propagation environments. Nevertheless, in literature, there are few prototypes serving multiple users. In this paper, we propose a whole flow of channel estimation and beamforming design for RIS, and set up an RIS-aided multi-user system for experimental validations. Specifically, we combine a channel sparsification step with generalized approximate message passing (GAMP) algorithm, and propose to generate the measurement matrix as Rademacher distribution to obtain the channel state information (CSI). To generate the reflection coefficients with the aim of maximizing the spectral efficiency, we propose a quadratic transform-based low-rank multi-user beamforming (QTLM) algorithm. Our proposed algorithms exploit the sparsity and low-rank properties of the channel, which has the advantages of light calculation and fast convergence. Based on the universal software radio peripheral devices, we built a complete testbed working at 5.8GHz and implemented all the proposed algorithms to verify the possibility of RIS assisting multi-user systems. Experimental results show that the system has obtained an average spectral efficiency increase of 13.48bps/Hz, with respective received power gains of 26.6dB and 17.5dB for two users, compared with the case when RIS is powered-off.

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arXiv2024

RIS with insufficient phase shifting capability: Modeling, beamforming, and experimental validations

Most research works on reconfigurable intelligent surfaces (RIS) rely on idealized models of the reflection coefficients, i.e., uniform reflection amplitude for any phase and sufficient phase shifting capability. In practice however, such models are oversimplified. This paper introduces a realistic reflection coefficient model for RIS based on measurements. The reflection coefficients are modeled as discrete complex values that have non-uniform amplitudes and suffer from insufficient phase shift capability. We then propose a group-based query algorithm that takes the imperfect coefficients into consideration while calculating the reflection coefficients. We analyze the performance of the proposed algorithm, and derive the closed-form expressions to characterize the received power of an RIS-aided wireless communication system. The performance gains of the proposed algorithm are confirmed in simulations. Furthermore, we validate the proposed theoretical results by experiments with our fabricated RIS prototype systems. The simulation and measurement results match well with the theoretical analysis.

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arXiv2023

Channel sensing for holographic interference surfaces based on the principle of interferometry

The Holographic Interference Surface (HIS) provides a new paradigm for building a more cost-effective wireless communication architecture. In this paper, we derive the principles of holographic interference theory for electromagnetic wave reception and transmission, whereby the optical holography is extended to communication holography and a channel sensing architecture for holographic interference surfaces is established. Unlike the traditional pilot-based channel estimation approaches, the proposed architecture circumvents the complicated processes like filtering, analog to digital conversion (ADC), down conversion. Instead, it relies on interfering the object waves with a pre-designed reference wave, and therefore reduces the hardware complexity and requires less time-frequency resources for channel estimation. To address the self-interference problem in the holographic recording process, we propose a phase shifting-based interference suppression (PSIS) method according to the structural characteristics of communication hologram and interference composition. We then propose a Prony-based multi-user channel segmentation (PMCS) algorithm to acquire the channel state information (CSI). Our theoretical analysis shows that the estimation error of the PMCS algorithm converges to zero when the number of HIS units is large enough. Simulation results show that under the holographic architecture, our proposed algorithm can accurately estimate the CSI in multi-user scenarios.

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arXiv2023

An EEP-based robust beamforming approach for superdirective antenna arrays and experimental validations

A superdirective antenna array has the potential to achieve an array gain proportional to the square of the number of antennas, making it of great value for future wireless communications. However, designing the superdirective beamformer while considering the complicated mutual-coupling effect is a practical challenge. Moreover, the superdirective antenna array is highly sensitive to excitation errors, especially when the number of antennas is large or the antenna spacing is very small, necessitating demanding and precise control over excitations. To address these problems, we first propose a novel superdirective beamforming approach based on the embedded element pattern (EEP), which contains the coupling information. The closed-form solution to the beamforming vector and the corresponding directivity factor are derived. This method relies on the beam coupling factors (BCFs) between the antennas, which are provided in closed form. To address the high sensitivity problem, we formulate a constrained optimization problem and propose an EEP-aided orthogonal complement-based robust beamforming (EEP-OCRB) algorithm. Full-wave simulation results validate our proposed methods. Finally, we build a prototype of a 5-dipole superdirective antenna array and conduct real-world experiments. The measurement results demonstrate the realization of the superdirectivity with our EEP-based method, as well as the robustness of the proposed EEP-OCRB algorithm to excitation errors.

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arXiv2023

Prototyping and real-world field trials of RIS-aided wireless communications

Reconfigurable intelligent surface (RIS) is a promising technology that has the potential to change the way we interact with the wireless propagating environment. In this paper, we design and fabricate an RIS system that can be used in the fifth generation (5G) mobile communication networks. We also propose a practical two-step spatial-oversampling codebook algorithm for the beamforming of RIS, which is based on the spatial structure of the wireless channel. This algorithm has much lower complexity compared to the two-dimensional full-space searching-based codebook, yet with only negligible performance loss. Then, a series of experiments are conducted with the fabricated RIS systems, covering the office, corridor, and outdoor environments, in order to verified the effectiveness of RIS in both laboratory and current 5G commercial networks. In the office and corridor scenarios, the 5.8 GHz RIS provided a 10-20 dB power gain at the receiver. In the outdoor test, over 35 dB power gain was observed with RIS compared to the non-deployment case. However, in commercial 5G networks, the 2.6 GHz RIS improved indoor signal strength by only 4-7 dB. The experimental results indicate that RIS achieves higher power gain when transceivers are equipped with directional antennas instead of omni-directional antennas.

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arXiv2023

Superdirectivity-enhanced wireless communications: A multi-user perspective

Superdirective array may achieve an array gain proportional to the square of the number of antennas $M^2$. In the early studies of superdirectivity, little research has been done from wireless communication point of view. To leverage superdirectivity for enhancing the spectral efficiency, this paper investigates multi-user communication systems with superdirective arrays. We first propose a field-coupling-aware (FCA) multi-user channel estimation method, which takes into account the antenna coupling effects. Aiming to maximize the power gain of the target user, we propose multi-user multipath superdirective precoding (SP) as an extension of our prior work on coupling-based superdirective beamforming. Furthermore, to reduce the inter-user interference, we propose interference-nulling superdirective precoding (INSP) as the optimal solution to maximize user power gains while eliminating interference. Then, by taking the ohmic loss into consideration, we further propose a regularized interference-nulling superdirective precoding (RINSP) method. Finally, we discuss the well-known narrow directivity bandwidth issue, and find that it is not a fundamental problem of superdirective arrays in multi-carrier communication systems. Simulation results show our proposed methods outperform the state-of-the-art methods significantly. Interestingly, in the multi-user scenario, an 18-antenna superdirective array can achieve up to a 9-fold increase of spectral efficiency compared to traditional multiple-input multiple-output (MIMO), while simultaneously reducing the array aperture by half.

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arXiv2023

A genetic algorithm based superdirective beamforming method under excitation power range constraints

The array gain of a superdirective antenna array can be proportional to the square of the number of antennas. However, the realization of the so-called superdirectivity entails accurate calculation and application of the excitations. Moreover, the excitations require a large dynamic power range, especially when the antenna spacing is smaller. In this paper, we derive the closed-form solution for the beamforming vector to achieve superdirectivity. We show that the solution only relies on the data of the array electric field, which is available in measurements or simulations. In order to alleviate the high requirement of the power range, we propose a genetic algorithm based approach with a certain excitation range constraint. Full-wave electromagnetic simulations show that compared with the traditional beamforming method, our proposed method achieves greater directivity and narrower beamwidth with the given range constraints.

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arXiv2023

A review of codebooks for CSI feedback in 5G new radio and beyond

Codebooks have been indispensable for wireless communication standard since the first release of the Long-Term Evolution in 2009. They offer an efficient way to acquire the channel state information (CSI) for multiple antenna systems. Nowadays, a codebook is not limited to a set of pre-defined precoders, it refers to a CSI feedback framework, which is more and more sophisticated. In this paper, we review the codebooks in 5G New Radio (NR) standards. The codebook timeline and the evolution trend are shown. Each codebook is elaborated with its motivation, the corresponding feedback mechanism, and the format of the precoding matrix indicator. Some insights are given to help grasp the underlying reasons and intuitions of these codebooks. Finally, we point out some unresolved challenges of the codebooks for future evolution of the standards. In general, this paper provides a comprehensive review of the codebooks in 5G NR and aims to help researchers understand the CSI feedback schemes from a standard and industrial perspective.

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arXiv2023

RIS-aided Wireless Communications: Can RIS Beat Metal Plate?

Reconfigurable Intelligent Surface (RIS) has recently been regarded as a paradigm-shifting technology beyond 5G, for its flexibility on smartly adjusting the response to the impinging electromagnetic (EM) waves. Usually, RIS can be implemented by properly reconfiguring the adjustable parameters of each RIS unit to align the signal phase on the receiver side. And it is believed that the phase alignment can be also mechanically achieved by a metal plate with the same physical size. However, we found in the prototype experiments that, a well-rotated metal plate can only approximately perform as well as RIS under limited conditions, although its scattering efficiency is relatively higher. When it comes to the case of spherical wave impinging, RIS outperforms the metal plate even beyond the receiving near-field regions. We analyze this phenomenon with wave optics theory and propose explicit scattering models for both the metal plate and RIS in general scenarios. Finally, the models are validated by simulations and field measurements.

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arXiv2022

A Multi-Dimensional Matrix Pencil-Based Channel Prediction Method for Massive MIMO with Mobility

This paper addresses the mobility problem in massive multiple-input multiple-output systems, which leads to significant performance losses in the practical deployment of the fifth generation mobile communication networks. We propose a novel channel prediction method based on multi-dimensional matrix pencil (MDMP), which estimates the path parameters by exploiting the angular-frequency-domain and angular-time-domain structures of the wideband channel. The MDMP method also entails a novel path pairing scheme to pair the delay and Doppler, based on the super-resolution property of the angle estimation. Our method is able to deal with the realistic constraint of time-varying path delays introduced by user movements, which has not been considered so far in the literature. We prove theoretically that in the scenario with time-varying path delays, the prediction error converges to zero with the increasing number of the base station (BS) antennas, providing that only two arbitrary channel samples are known. We also derive a lower-bound of the number of the BS antennas to achieve a satisfactory performance. Simulation results under the industrial channel model of 3GPP demonstrate that our proposed MDMP method approaches the performance of the stationary scenario even when the users' velocity reaches 120 km/h and the latency of the channel state information is as large as 16 ms.

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arXiv2022

A Partial Reciprocity-based Channel Prediction Framework for FDD Massive MIMO with High Mobility

Massive multiple-input multiple-output (MIMO) is believed to deliver unrepresented spectral efficiency gains for 5G and beyond. However, a practical challenge arises during its commercial deployment, which is known as the ``curse of mobility''. The performance of massive MIMO drops alarmingly when the velocity level of user increases. In this paper, we tackle the problem in frequency division duplex (FDD) massive MIMO with a novel Channel State Information (CSI) acquisition framework. A joint angle-delay-Doppler (JADD) wideband precoder is proposed for channel training. Our idea consists in the exploitation of the partial channel reciprocity of FDD and the angle-delay-Doppler channel structure. More precisely, the base station (BS) estimates the angle-delay-Doppler information of the UL channel based on UL pilots using Matrix Pencil (MP) method. It then computes the wideband JADD precoders according to the extracted parameters. Afterwards, the user estimates and feeds back some scalar coefficients for the BS to reconstruct the predicted DL channel. Asymptotic analysis shows that the CSI prediction error converges to zero when the number of BS antennas and the bandwidth increases. Numerical results with industrial channel model demonstrate that our framework can well adapt to high speed (350 km/h), large CSI delay (10 ms) and channel sample noise.

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arXiv2022

Coupling Matrix-based Beamforming for Superdirective Antenna Arrays

In most multiple-input multiple-output (MIMO) communication systems, e.g., Massive MIMO, the antenna spacing is generally no less than half a wavelength. It helps to reduce the mutual coupling and therefore facilitate the system design. The maximum array gain is the number of antennas in this settings. However, when the antenna spacing is made very small, the array gain of a compact array can be proportional to the square of the number of antennas - a value much larger than the traditional array. To achieve this so-called "superdirectivity" however, the calculation of the excitation coefficients (beamforming vector) is known to be a challenging problem. In this paper, we derive the beamforming vector of superdirective arrays based on a novel coupling matrix-enabled method. We also propose an approach to obtain the coupling matrix, which is derived by the spherical wave expansion method and active element pattern. The full-wave electromagnetic simulations are conducted to validate the effectiveness of our proposed method. Simulation results show that when the beamforming vector obtained by our method is applied, the directivity of the designed dipole antenna array has a good agreement with the theoretical values.

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arXiv2022

A 3D Positioning-based Channel Estimation Method for RIS-aided mmWave Communications

A fundamental challenge in millimeter-wave (mmWave) communication is the susceptibility to blocking objects. One way to alleviate this problem is the use of reconfigurable intelligent surfaces (RIS). Nevertheless, due to the large number of passive reflecting elements on RIS, channel estimation turns out to be a challenging task. In this paper, we address the channel estimation for RIS-aided mmWave communication systems based on a localization method. The proposed idea consists of exploiting the sparsity of the mmWave channel and the topology of the RIS. In particular, we first propose the concept of reflecting unit set (RUS) to improve the flexibility of RIS. We then propose a novel coplanar maximum likelihood-based (CML) 3D positioning method based on the RUS, and derive the Cramer-Rao lower bound (CRLB) for the positioning method. Furthermore, we develop an efficient positioning-based channel estimation scheme with low computational complexity. Compared to state-of-the-art methods, our proposed method requires less time-frequency resources in channel acquisition as the complexity is independent to the total size of the RIS but depends on the size of the RUSs, which is only a small portion of the RIS. Large performance gains are confirmed in simulations, which proves the effectiveness of the proposed method.

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arXiv2022

A Partial Channel Reciprocity-based Codebook for Wideband FDD Massive MIMO

The acquisition of channel state information (CSI) in Frequency Division Duplex (FDD) massive MIMO has been a formidable challenge. In this paper, we address this problem with a novel CSI feedback framework enabled by the partial reciprocity of uplink and downlink channels in the wideband regime. We first derive the closed-form expression of the rank of the wideband massive MIMO channel covariance matrix for a given angle-delay distribution. A low-rankness property is identified, which generalizes the well-known result of the narrow-band uniform linear array setting. Then we propose a partial channel reciprocity (PCR) codebook, inspired by the low-rankness behavior and the fact that the uplink and downlink channels have similar angle-delay distributions. Compared to the latest codebook in 5G, the proposed PCR codebook scheme achieves higher performance, lower complexity at the user side, and requires a smaller amount of feedback. We derive the feedback overhead necessary to achieve asymptotically error-free CSI feedback. Two low-complexity alternatives are also proposed to further reduce the complexity at the base station side. Simulations with the practical 3GPP channel model show the significant gains over the latest 5G codebook, which prove that our proposed methods are practical solutions for 5G and beyond.

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arXiv2021

MmWave MIMO Communication with Semi-Passive RIS: A Low-Complexity Channel Estimation Scheme

Reconfigurable intelligent surfaces (RISs) have recently received widespread attention in the field of wireless communication. An RIS can be controlled to reflect incident waves from the transmitter towards the receiver; a feature that is believed to fundamentally contribute to beyond 5G wireless technology. The typical RIS consists of entirely passive elements, which requires the high-dimensional channel estimation to be done elsewhere. Therefore, in this paper, we present a semi-passive large-scale RIS architecture equipped with only a small fraction of simplified receiver units with only 1-bit quantization. Based on this architecture, we first propose an alternating direction method of multipliers (ADMM)-based approach to recover the training signals at the passive RIS elements, We then obtain the global channel by combining a channel sparsification step with the generalized approximate message passing (GAMP) algorithm. Our proposed scheme exploits both the sparsity and low-rankness properties of the channel in the joint spatial-frequency domain of a wideband mmWave multiple-input-multiple-output (MIMO) communication system. Simulation results show that the proposed algorithm can significantly reduce the pilot signaling needed for accurate channel estimation and outperform previous methods, even with fewer receiver units.

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arXiv2021

RIS-Aided Wireless Communications: Prototyping, Adaptive Beamforming, and Indoor/Outdoor Field Trials

The prospects of using a Reconfigurable Intelligent Surface (RIS) to aid wireless communication systems have recently received much attention from academia and industry. Most papers make theoretical studies based on elementary models, while the prototyping of RIS-aided wireless communication and real-world field trials are scarce. In this paper, we describe a new RIS prototype consisting of 1100 controllable elements working at 5.8 GHz band. We propose an efficient algorithm for configuring the RIS over the air by exploiting the geometrical array properties and a practical receiver-RIS feedback link. In our indoor test, where the transmitter and receiver are separated by a 30 cm thick concrete wall, our RIS prototype provides a 26 dB power gain compared to the baseline case where the RIS is replaced by a copper plate. A 27 dB power gain was observed in the short-distance outdoor measurement. We also carried out long-distance measurements and successfully transmitted a 32 Mbps data stream over 500 m. A 1080p video was live-streamed and it only played smoothly when the RIS was utilized. The power consumption of the RIS is around 1 W. Our paper is vivid proof that the RIS is a very promising technology for future wireless communications.

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arXiv2021

A Received Power Model for Reconfigurable Intelligent Surface and Measurement-based Validations

The idea of using a Reconfigurable Intelligent Surface (RIS) consisting of a large array of passive scattering elements to assist wireless communication systems has recently attracted much attention from academia and industry. A central issue with RIS is how much power they can effectively convey to the target radio nodes. Regarding this question, several power level models exist in the literature but few have been validated through experiments. In this paper, we propose a radar cross section-based received power model for an RIS-aided wireless communication system that is rooted in the physical properties of RIS. Our proposed model follows the intuition that the received power is related to the distances from the transmitter/receiver to the RIS, the angles in the TX-RIS-RX triangle, the effective area of each element, and the reflection coefficient of each element. To the best of our knowledge, this paper is the first to model the angle-dependent phase shift of the reflection coefficient, which is typically ignored in existing literature. We further measure the received power with our experimental platform in different scenarios to validate our model. The measurement results show that our model is appropriate both in near field and far field and can characterize the impact of angles well.

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arXiv2020

Addressing the curse of mobility in massive MIMO with Prony-based angular-delay domain channel predictions

Massive MIMO is widely touted as an enabling technology for 5th generation (5G) mobile communications and beyond. On paper, the large excess of base station (BS) antennas promises unprecedented spectral efficiency gains. Unfortunately, during the initial phase of industrial testing, a practical challenge arose which threatens to undermine the actual deployment of massive MIMO: user mobility-induced channel Doppler. In fact, testing teams reported that in moderate-mobility scenarios, e.g., 30 km/h of user equipment (UE) speed, the performance drops up to 50% compared to the low-mobility scenario, a problem rooted in the acute sensitivity of massive MIMO to this channel Doppler, and not foreseen by many theoretical papers on the subject. In order to deal with this "curse of mobility", we propose a novel form of channel prediction method, named Prony-based angular-delay domain (PAD) prediction, which is built on exploiting the specific angle-delay-Doppler structure of the multipath. In particular, our method relies on the high angular-delay resolution which arises in the context of 5G. Our theoretical analysis shows that when the number of base station antennas and the bandwidth are large, the prediction error of our PAD algorithm converges to zero for any UE velocity level, provided that only two accurate enough previous channel samples are available. Moreover, when the channel samples are inaccurate, we propose to combine the PAD algorithm with a denoising method for channel estimation phase based on the subspace structure and the long-term statistics of the channel observations. Simulation results show that under a realistic channel model of 3GPP in rich scattering environment, our proposed method is able to overcome this challenge and even approaches the performance of stationary scenarios where the channels do not vary at all.

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