arXiv subjects

Hainan Zhang

Publications and source records attributed to Hainan Zhang.

At least 19 recordsLinked to original sources

arXiv2026

Towards Privacy-Preserving Federated Prompt Tuning under Data Heterogeneity: A Subspace-Decomposed Expert Approach

Federated prompt tuning (FPT) enables collaborative adaptation of vision--language models (VLMs) using lightweight prompts. Existing methods often address heterogeneity and privacy through a split-prompt design under local differential privacy (DP), combining a shared prompt for global transfer with private prompts for local adaptation. However, a single shared prompt may over-smooth diverse transferable knowledge, weakening the balance between personalization and generalization. Multi-expert prompts (MEPs) can better capture this diversity, but enlarge the communicated space, increasing DP noise and communication cost while making robust expert composition more difficult. We propose FedSEPT, a privacy-preserving Fed}erated Subspace-decomposed Expert Prompt Tuning. Specifically, we employ Subspace-decomposed Expert Modeling (SEM) to parameterize multiple prompt experts with shared low-rank factors, a fixed public basis, and private residuals, thereby confining communication and DP perturbation to a compact factor space while enabling direct server aggregation in a common coordinate system. We further design Instance-aware Expert Fusion (IEF), which adaptively combines semantically complementary experts via on-device routing and performs efficient logit-level fusion using cached expert-specific text features. Extensive experiments on 11 heterogeneous benchmarks show that, under the same privacy constraints, FedSEPT achieves a better trade-off between local adaptation and global generalization than strong baselines.

cs.CV↗

arXiv2026

AURORA: Asymmetry and Update-Induced Rotation for Robust Hallucination Detection in Large Language Models

Large Language Models (LLMs) have demonstrated remarkable capabilities across a wide range of natural language processing tasks. However, their tendency to generate hallucinations, namely factually incorrect or unfaithful outputs, poses a critical obstacle to their deployment in high-stakes applications. Although recent hallucination detection methods have made encouraging progress, they typically rely on costly output-level consistency checks or static hidden-state probes that capture shallow dataset-specific patterns, leading to substantial degradation under cross-dataset evaluation. In this work, we propose AURORA, a novel hallucination detection framework that shifts the focus from static representations to the weight-gradient dynamics of LLMs. Our key insight is that hallucinated and faithful answers induce qualitatively different gradient update patterns on the model's parameters. Specifically, hallucinated samples trigger asymmetric and structurally misaligned gradients, which can be captured through two complementary features: (1) the skewness of the cosine similarity distribution between weight matrices and their gradient update directions, and (2) the rotation ratio, which quantifies how much the gradient update reorients the singular-vector basis of weight matrices via SVD. AURORA achieves strong hallucination detection performance across four model families and four benchmark datasets. Further analyses demonstrate that our method scales effectively across model sizes and transfers to out-of-domain tasks, including mathematical reasoning and vision-language scenarios.

cs.CL↗

arXiv2026

Replacing Parameters with Preferences: Federated Alignment of Heterogeneous Vision-Language Models

Vision-Language Models (VLMs) have broad potential in privacy-sensitive domains such as healthcare and finance, yet strict data-sharing constraints render centralized training infeasible. Federated Learning mitigates this issue by enabling decentralized training, but practical deployments face challenges due to client heterogeneity in computational resources, application requirements, and model architectures. Under extreme model and data heterogeneity, replacing parameter aggregation with preference-based collaboration offers a more suitable interface, as it eliminates the need for direct parameter or data exchange. Motivated by this, we propose MoR, a federated alignment framework that combines GRPO with Mixture-of-Rewards for heterogeneous VLMs. In MoR, each client locally trains a reward model from local preference annotations, capturing specific evaluation signals without exposing raw data. To combine these heterogeneous supervision signals, MoR introduces a Mixture-of-Rewards mechanism with learned routing, which adaptively fuses client reward models according to the input and alignment objective. The server then optimizes a base VLM using GRPO with a KL penalty to a reference model, enabling preference alignment without requiring client models to share architectures or parameters. Experiments on diverse public vision-language benchmarks demonstrate that MoR consistently outperforms federated alignment baselines in generalization and cross-client adaptability. Our approach provides a scalable solution for privacy-preserving alignment of heterogeneous VLMs under federated settings.

cs.AI↗

arXiv2026

Taming Noise-Induced Prototype Degradation for Privacy-Preserving Personalized Federated Fine-Tuning

Prototype-based Personalized Federated Learning (ProtoPFL) enables efficient multi-domain adaptation by communicating compact class prototypes, but directly sharing them poses privacy risks. A common defense involves per-example $\ell_2$ clipping before prototype computation to bound sensitivity, followed by isotropic Gaussian noise to enforce Local Differential Privacy (LDP). However, Isotropic Gaussian Prototype Perturbation (IGPP) typically over-perturbs discriminative dimensions and struggles to balance the clipping threshold with representation fidelity. In this paper, we propose VPDR, a client-side privacy plug-in that seamlessly integrates into existing ProtoPFLs. Motivated by the observation that dimension-wise class variance reflects discriminability, we introduce Variance-adaptive Prototype Perturbation (VPP), which allocates less noise to discriminative subspaces, preserving semantic separability while ensuring privacy. We further develop Distillation-guided Clipping Regularization (DCR), which enables feature norms to adaptively concentrate near the predefined clipping threshold while maintaining prediction consistency. Theoretical analysis shows that our groupwise mechanism provides privacy guarantees no weaker than the isotropic baseline under the same privacy constraints. Extensive experiments on multi-domain benchmarks demonstrate that VPDR achieves a superior privacy-utility trade-off, outperforming IGPP in personalized federated fine-tuning without sacrificing robustness against realistic attacks.

cs.CV↗

arXiv2026

AdaComp: Extractive Context Compression with Adaptive Predictor for Retrieval-Augmented Large Language Models

Retrieved documents containing noise will hinder RAG from detecting answer clues and make the inference process slow and expensive. Therefore, context compression is necessary to enhance its accuracy and efficiency. Existing context compression methods use extractive or generative models to retain the most query-relevant sentences or apply the information bottleneck theory to preserve sufficient information. However, these methods may face issues such as over-compression or high computational costs. We observe that the retriever often ranks relevant documents at the top, but the exact number of documents needed to answer the query is uncertain due to the impact of query complexity and retrieval quality: complex queries like multi-hop questions may require retaining more documents than simpler queries, and a low-quality retrieval may need to rely on more documents to generate accurate outputs. Therefore, determining the minimum number of required documents (compression rate) is still a challenge for RAG. In this paper, we introduce AdaComp, a low-cost extractive context compression method that adaptively determines the compression rate based on both query complexity and retrieval quality. Specifically, we first annotate the minimum top-k documents necessary for the RAG system to answer the current query as the compression rate and then construct triplets of the query, retrieved documents, and its compression rate. Then, we use this triplet dataset to train a compression-rate predictor. Experiments on three QA datasets and one conversational Multi-doc QA dataset show that AdaComp significantly reduces inference costs while maintaining performance nearly identical to uncompressed models, achieving a balance between efficiency and performance.

cs.CL↗

arXiv2026

Stable-RAG: Mitigating Retrieval-Permutation-Induced Hallucinations in Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) has become a key paradigm for reducing factual hallucinations in Large Language Models (LLMs), yet little is known about how the order of retrieved documents affects model behavior. We empirically show that under a Top-5 retrieval setting with the gold document included, LLM answers vary substantially across permutations of the retrieved set, even when the gold document is fixed in the first position. This reveals a previously underexplored sensitivity to retrieval permutations. Although existing robust RAG methods focus primarily on enhancing LLM robustness to low-quality retrieval and mitigating positional bias to distribute attention fairly over long contexts, neither approach directly addresses permutation sensitivity. In this paper, we propose Stable-RAG, which exploits permutation sensitivity estimation to mitigate permutation-induced hallucinations. Stable-RAG runs the generator under multiple retrieval orders, clusters hidden states, and decodes from a cluster-center representation that captures the dominant reasoning pattern. It then uses these reasoning results to align hallucinated outputs toward the correct answer, encouraging the model to produce consistent and accurate predictions across document permutations. Experiments on three QA datasets show that Stable-RAG improves answer accuracy, reasoning consistency, and generalization across datasets, retrievers, and input lengths compared with strong baselines.

cs.CL↗

arXiv2026

Mask-Free Privacy Extraction and Rewriting: A Domain-Aware Approach via Prototype Learning

Client-side privacy rewriting is crucial for deploying LLMs in privacy-sensitive domains. However, existing approaches struggle to balance privacy and utility. Full-text methods often distort context, while span-level approaches rely on impractical manual masks or brittle static dictionaries. Attempts to automate localization via prompt-based LLMs prove unreliable, as they suffer from unstable instruction following that leads to privacy leakage and excessive context scrubbing. To address these limitations, we propose DAMPER (Domain-Aware Mask-free Privacy Extraction and Rewriting). DAMPER operationalizes latent privacy semantics into compact Domain Privacy Prototypes via contrastive learning, enabling precise, autonomous span localization. Furthermore, we introduce a Prototype-Guided Preference Alignment, which leverages learned prototypes as semantic anchors to construct preference pairs, optimizing a domain-compliant rewriting policy without human annotations. At inference time, DAMPER integrates a sampling-based Exponential Mechanism to provide rigorous span-level Differential Privacy (DP) guarantees. Extensive experiments demonstrate that DAMPER significantly outperforms existing baselines, achieving a superior privacy-utility trade-off.

cs.CR↗

arXiv2026

GRADE: Probing Knowledge Gaps in LLMs through Gradient Subspace Dynamics

Detecting whether a model's internal knowledge is sufficient to correctly answer a given question is a fundamental challenge in deploying responsible LLMs. In addition to verbalising the confidence by LLM self-report, more recent methods explore the model internals, such as the hidden states of the response tokens, to capture how much knowledge is activated. We argue that such activated knowledge may not align with what the query requires, e.g., capturing the stylistic and length-related features that are uninformative for answering the query. To fill the gap, we propose GRADE (GRAdient Dynamics for knowlEdge gap detection), which quantifies the knowledge gap via the cross-layer rank ratio of the gradient to that of the corresponding hidden state subspace. This is motivated by the property of gradients as estimators of the required knowledge updates for a given target. We validate GRADE on six benchmarks, demonstrating its effectiveness and robustness to input perturbations. In addition, we present a case study demonstrating how the gradient chain can generate interpretable explanations of knowledge gaps in long-form answers. Code is available at https://github.com/yjEugenia/llm-aware

cs.CL↗

arXiv2026

Replacing Parameters with Preferences: Federated Alignment of Heterogeneous Vision-Language Models

VLMs have broad potential in privacy-sensitive domains such as healthcare and finance, yet strict data-sharing constraints render centralized training infeasible. FL mitigates this issue by enabling decentralized training, but practical deployments face challenges due to client heterogeneity in computational resources, application requirements, and model architectures. We argue that while replacing data with model parameters characterizes the present of FL, replacing parameters with preferences represents a more scalable and privacy-preserving future. Motivated by this perspective, we propose MoR, a federated alignment framework based on GRPO with Mixture-of-Rewards for heterogeneous VLMs. MoR initializes a visual foundation model as a KL-regularized reference, while each client locally trains a reward model from local preference annotations, capturing specific evaluation signals without exposing raw data. To reconcile heterogeneous rewards, we introduce a routing-based fusion mechanism that adaptively aggregates client reward signals. Finally, the server performs GRPO with this mixed reward to optimize the base VLM. Experiments on three public VQA benchmarks demonstrate that MoR consistently outperforms federated alignment baselines in generalization, robustness, and cross-client adaptability. Our approach provides a scalable solution for privacy-preserving alignment of heterogeneous VLMs under federated settings.

cs.AI↗

arXiv2026

From Unfamiliar to Familiar: Detecting Pre-training Data via Gradient Deviations in Large Language Models

Pre-training data detection for LLMs is essential for addressing copyright concerns and mitigating benchmark contamination. Existing methods mainly focus on the likelihood-based statistical features or heuristic signals before and after fine-tuning, but the former are susceptible to word frequency bias in corpora, and the latter strongly depend on the similarity of fine-tuning data. From an optimization perspective, we observe that during training, samples transition from unfamiliar to familiar in a manner reflected by systematic differences in gradient behavior. Familiar samples exhibit smaller update magnitudes, distinct update locations in model components, and more sharply activated neurons. Based on this insight, we propose GDS, a method that identifies pre-training data by probing Gradient Deviation Scores of target samples. Specifically, we first represent each sample using gradient profiles that capture the magnitude, location, and concentration of parameter updates across FFN and Attention modules, revealing consistent distinctions between member and non-member data. These features are then fed into a lightweight classifier to perform binary membership inference. Experiments on five public datasets show that GDS achieves state-of-the-art performance with significantly improved cross-dataset transferability over strong baselines. Further interpretability analyses reveal differences in gradient distributions, and the semi-supervised results offer a practical way to detect pre-training data.

cs.CL↗

arXiv2026

LocalSUG: City-Preference-Enhanced LLM for Query Suggestion in Local-Life Services

In local-life service platforms, query suggestion reduces user effort by generating candidate queries from input prefixes. Traditional multi-stage systems rely heavily on historical popular queries, limiting their ability to capture long-tail and emerging demand. Although LLMs provide strong semantic generalization, their deployment in local-life services faces three challenges: insufficient city-preference awareness, exposure bias in preference optimization, and strict online latency constraints. We propose LocalSUG, an LLM-based query suggestion framework for local-life services. LocalSUG mines city-preference-enhanced candidates from term co-occurrence and injects them into prompts as dynamic references rather than fusing them into model parameters. This allows the model to adapt to changing city preferences, such as merchant openings or closures, while reducing stale or locally invalid suggestions. We further introduce a beam-search-driven GRPO algorithm to align training with inference-time decoding and optimize relevance together with business-oriented rewards. Finally, quality-aware beam acceleration and vocabulary pruning reduce online latency while preserving generation quality. Offline evaluations and large-scale online A/B testing show that LocalSUG improves CTR by +0.35% and reduces the no-result rate by 3.98%, demonstrating its effectiveness in real-world deployment.

cs.CL↗

arXiv2026

FedMosaic: Federated Retrieval-Augmented Generation via Parametric Adapters

Retrieval-Augmented Generation (RAG) enhances Large Language Models (LLMs) by grounding generation in external knowledge to improve factuality and reduce hallucinations. Yet most deployments assume a centralized corpus, which is infeasible in privacy aware domains where knowledge remains siloed. This motivates federated RAG (FedRAG), where a central LLM server collaborates with distributed silos without sharing raw documents. In context RAG violates this requirement by transmitting verbatim documents, whereas parametric RAG encodes documents into lightweight adapters that merge with a frozen LLM at inference, avoiding raw-text exchange. We adopt the parametric approach but face two unique challenges induced by FedRAG: high storage and communication from per-document adapters, and destructive aggregation caused by indiscriminately merging multiple adapters. We present FedMosaic, the first federated RAG framework built on parametric adapters. FedMosaic clusters semantically related documents into multi-document adapters with document-specific masks to reduce overhead while preserving specificity, and performs selective adapter aggregation to combine only relevance-aligned, nonconflicting adapters. Experiments show that FedMosaic achieves an average 10.9% higher accuracy than state-of-the-art methods in four categories, while lowering storage costs by 78.8% to 86.3% and communication costs by 91.4%, and never sharing raw documents.

cs.CL↗

arXiv2026

Less is More: Compact Clue Selection for Efficient Retrieval-Augmented Generation Reasoning

Current RAG retrievers are designed primarily for human readers, emphasizing complete, readable, and coherent paragraphs. However, Large Language Models (LLMs) benefit more from precise, compact, and well-structured input, which enhances reasoning quality and efficiency. Existing methods rely on reranking or summarization to identify key sentences, but may introduce semantic breaks and unfaithfulness. Thus, efficiently extracting and organizing answer-relevant clues from large-scale documents while reducing LLM reasoning costs remains challenging in RAG systems. Inspired by Occam's razor, we frame LLM-centric retrieval as MinMax optimization: maximizing the extraction of potential clues and reranking them for well-organization, while minimizing reasoning costs by truncating to the smallest sufficient set of clues. In this paper, we propose CompSelect, a compact clue selection mechanism for LLM-centric RAG, consisting of a clue extractor, a reranker, and a truncator. (1) The clue extractor first uses answer-containing sentences as fine-tuning targets, aiming to extract sufficient potential clues; (2) The reranker is trained to prioritize effective clues based on real LLM feedback; (3) The truncator uses the truncated text containing the minimum sufficient clues for answering the question as fine-tuning targets, thereby enabling efficient RAG reasoning. Experiments on three QA datasets demonstrate that CompSelect improves performance while reducing both total and online latency compared to a range of baseline methods. Further analysis also confirms its robustness to unreliable retrieval and generalization across different scenarios.

cs.CL↗

arXiv2025

Privacy-Preserving Reasoning with Knowledge-Distilled Parametric Retrieval Augmented Generation

The current RAG system requires uploading plaintext documents to the cloud, risking private data leakage. Parametric RAG (PRAG) encodes documents as LoRA parameters within LLMs, offering a possible way to reduce exposure of raw content. However, it still faces two issues: (1) PRAG demands synthesizing QA pairs and fine-tuning LLM for each individual document to create its corresponding LoRA, leading to unacceptable inference latency. (2) The performance of PRAG relies solely on synthetic QA data while lacking internal alignment with standard RAG, resulting in poor generalization on out-of-distribution(OOD) inputs. Therefore, achieving high-efficiency parameterization while maintaining RAG-level performance remains a critical challenge for privacy-preserving reasoning. In this paper, we propose DistilledPRAG, a generalizable knowledge-distilled parametric RAG model aligned with standard RAG in document structure and parameter activation. We first synthesize QA pairs from single and multi-documents to enhance cross-document reasoning. Then, we mask the plaintext documents with a special token and translate them to LoRA via a parameter generator, maintaining the standard RAG document structure. Finally, guided by synthetic QA data, we train the parameter generator to match standard RAG's hidden states and output logits, enabling RAG-style reasoning without original documents. Experiments on four QA datasets show that DistilledPRAG outperforms baselines in accuracy and generalizes well on OOD data.

cs.CL↗

arXiv2025

Parameter Importance-Driven Continual Learning for Foundation Models

Domain-specific post-training often causes catastrophic forgetting, making foundation models lose their general reasoning ability and limiting their adaptability to dynamic real-world environments. Preserving general capabilities while acquiring downstream domain knowledge is a central challenge for large language and multimodal models. Traditional continual learning methods, such as regularization, replay and architectural isolation, suffer from poor downstream performance, reliance on inaccessible historical data, or additional parameter overhead. While recent parameter-efficient tuning (PET) methods can alleviate forgetting, their effectiveness strongly depends on the choice of parameters and update strategies. In this paper, we introduce PIECE, a Parameter Importance Estimation-based Continual Enhancement method that preserves general ability while efficiently learning domain knowledge without accessing prior training data or increasing model parameters. PIECE selectively updates only 0.1% of core parameters most relevant to new tasks, guided by two importance estimators: PIECE-F based on Fisher Information, and PIECE-S based on a second-order normalization that combines gradient and curvature information. Experiments across three language models and two multimodal models show that PIECE maintains general capabilities and achieves state-of-the-art continual learning performance across diverse downstream tasks. Our results highlight a practical path to scalable, domain-adaptive foundation models without catastrophic forgetting.

cs.LG↗

arXiv2025

Detecting Stealthy Backdoor Samples based on Intra-class Distance for Large Language Models

Stealthy data poisoning during fine-tuning can backdoor large language models (LLMs), threatening downstream safety. Existing detectors either use classifier-style probability signals--ill-suited to generation--or rely on rewriting, which can degrade quality and even introduce new triggers. We address the practical need to efficiently remove poisoned examples before or during fine-tuning. We observe a robust signal in the response space: after applying TF-IDF to model responses, poisoned examples form compact clusters (driven by consistent malicious outputs), while clean examples remain dispersed. We leverage this with RFTC--Reference-Filtration + TF-IDF Clustering. RFTC first compares each example's response with that of a reference model and flags those with large deviations as suspicious; it then performs TF-IDF clustering on the suspicious set and identifies true poisoned examples using intra-class distance. On two machine translation datasets and one QA dataset, RFTC outperforms prior detectors in both detection accuracy and the downstream performance of the fine-tuned models. Ablations with different reference models further validate the effectiveness and robustness of Reference-Filtration.

cs.CL↗

arXiv2025

An Efficient Framework for Whole-Page Reranking via Single-Modal Supervision

The whole-page reranking plays a critical role in shaping the user experience of search engines, which integrates retrieval results from multiple modalities, such as documents, images, videos, and LLM outputs. Existing methods mainly rely on large-scale human-annotated data, which is costly to obtain and time-consuming. This is because whole-page annotation is far more complex than single-modal: it requires assessing the entire result page while accounting for cross-modal relevance differences. Thus, how to improve whole-page reranking performance while reducing annotation costs is still a key challenge in optimizing search engine result pages(SERP). In this paper, we propose SMAR, a novel whole-page reranking framework that leverages strong Single-modal rankers to guide Modal-wise relevance Alignment for effective Reranking, using only limited whole-page annotation to outperform fully-annotated reranking models. Specifically, high-quality single-modal rankers are first trained on data specific to their respective modalities. Then, for each query, we select a subset of their outputs to construct candidate pages and perform human annotation at the page level. Finally, we train the whole-page reranker using these limited annotations and enforcing consistency with single-modal preferences to maintain ranking quality within each modality. Experiments on the Qilin and Baidu datasets demonstrate that SMAR reduces annotation costs by about 70-90\% while achieving significant ranking improvements compared to baselines. Further offline and online A/B testing on Baidu APPs also shows notable gains in standard ranking metrics as well as user experience indicators, fully validating the effectiveness and practical value of our approach in real-world search scenarios.

cs.IR↗

arXiv2025

FedDTRE: Federated Dialogue Generation Models Powered by Trustworthiness Evaluation

With the rapid development of artificial intelligence, dialogue systems have become a prominent form of human-computer interaction. However, traditional centralized or fully local training approaches face challenges in balancing privacy preservation and personalization due to data privacy concerns and heterogeneous device capabilities. Federated learning, as a representative distributed paradigm, offers a promising solution. However, existing methods often suffer from overfitting under limited client data and tend to forget global information after multiple training rounds, leading to poor generalization. To address these issues, we propose FedDTRE, a Federated adaptive aggregation strategy for Dialogue generation based on Trustworthiness Evaluation. Instead of directly replacing local models with the global model, FedDTRE leverages trustworthiness scores of both global and local models on a fairness-oriented evaluation dataset to dynamically regulate the global model's contribution during local updates. Experimental results demonstrate that FedDTRE can improve dialogue model performance and enhance the quality of dialogue generation.

cs.CL↗