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Haiping Zhu

Publications and source records attributed to Haiping Zhu.

17 recordsLinked to original sources

Harmonizing Semantic and Collaborative in LLMs: Reasoning-based Embedding Generator for Sequential Recommendation

Sequential Recommender Systems (SRS) predict the next item of interest based on users' interaction histories and have been widely deployed, but hindered by long-tail problem. Large Language Models (LLMs), with strong semantic understanding and reasoning capabilities, offer a promising way to enrich item semantics and have recently been used as embedding generators. However, two fundamental gaps remain. First, current LLM-based embedding methods fail to exploit the model's inner reasoning capacity. Second, existing methods often inject collaborative signals implicitly via supervised fine-tuning, lacking explicit guidance for collaborative embedding alignment. In this paper, we introduce ReaEmb, a novel framework that resolves both issues via a Latent Reasoning-enhanced Contrastive Learning (LRCL) stage and a Collaborative Reward Reinforcement Learning (CRRL) stage. LRCL exploits the LLMs' inner reasoning capacity through a two-pass forward process with an additional attention module. CRRL subsequently explicitly injects collaborative signals into the LLM via a tailored reinforcement learning. Extensive experiments on three real-world datasets demonstrate superior effectiveness of ReaEmb across multiple SRS models. To ease reproducibility, we release the code online.

cs.IR

Exploring Knowledge Conflicts for Faithful LLM Reasoning: Benchmark and Method

Large language models (LLMs) have achieved remarkable success across a wide range of applications especially when augmented by external knowledge through retrieval-augmented generation (RAG). Despite their widespread adoption, recent studies have shown that LLMs often struggle to perform faithful reasoning when conflicting knowledge is retrieved. However, existing work primarily focuses on conflicts between external knowledge and the parametric knowledge of LLMs, leaving conflicts across external knowledge largely unexplored. Meanwhile, modern RAG systems increasingly emphasize the integration of unstructured text and (semi-)structured data like knowledge graphs (KGs) to improve knowledge completeness and reasoning faithfulness. To address this gap, we introduce ConflictQA, a novel benchmark that systematically instantiates conflicts between textual evidence and KG evidence. Extensive evaluations across representative LLMs reveal that, facing such cross-source conflicts, LLMs often fail to identify reliable evidence for correct reasoning. Instead, LLMs become more sensitive to prompting choices and tend to rely exclusively on either KG or textual evidence, resulting in incorrect responses. Based on these findings, we further propose XoT, a two-stage explanation-based thinking framework tailored for reasoning over heterogeneous conflicting evidence, and verify its effectiveness with extensive experiments.

cs.CL

DMESR: Dual-view MLLM-based Enhancing Framework for Multimodal Sequential Recommendation

Sequential Recommender Systems (SRS) aim to predict users' next interaction based on their historical behaviors, while still facing the challenge of data sparsity. With the rapid advancement of Multimodal Large Language Models (MLLMs), leveraging their multimodal understanding capabilities to enrich item semantic representation has emerged as an effective enhancement strategy for SRS. However, existing MLLM-enhanced recommendation methods still suffer from two key limitations. First, they struggle to effectively align multimodal representations, leading to suboptimal utilization of semantic information across modalities. Second, they often overly rely on MLLM-generated content while overlooking the fine-grained semantic cues contained in the original textual data of items. To address these issues, we propose a Dual-view MLLM-based Enhancing framework for multimodal Sequential Recommendation (DMESR). For the misalignment issue, we employ a contrastive learning mechanism to align the cross-modal semantic representations generated by MLLMs. For the loss of fine-grained semantics, we introduce a cross-attention fusion module that integrates the coarse-grained semantic knowledge obtained from MLLMs with the fine-grained original textual semantics. Finally, these two fused representations can be seamlessly integrated into the downstream sequential recommendation models. Extensive experiments conducted on three real-world datasets and three popular sequential recommendation architectures demonstrate the superior effectiveness and generalizability of our proposed approach.

cs.IR

Towards Efficient and Robust Linguistic Emotion Diagnosis for Mental Health via Multi-Agent Instruction Refinement

Linguistic expressions of emotions such as depression, anxiety, and trauma-related states are pervasive in clinical notes, counseling dialogues, and online mental health communities, and accurate recognition of these emotions is essential for clinical triage, risk assessment, and timely intervention. Although large language models (LLMs) have demonstrated strong generalization ability in emotion analysis tasks, their diagnostic reliability in high-stakes, context-intensive medical settings remains highly sensitive to prompt design. Moreover, existing methods face two key challenges: emotional comorbidity, in which multiple intertwined emotional states complicate prediction, and inefficient exploration of clinically relevant cues. To address these challenges, we propose APOLO (Automated Prompt Optimization for Linguistic Emotion Diagnosis), a framework that systematically explores a broader and finer-grained prompt space to improve diagnostic efficiency and robustness. APOLO formulates instruction refinement as a Partially Observable Markov Decision Process and adopts a multi-agent collaboration mechanism involving Planner, Teacher, Critic, Student, and Target roles. Within this closed-loop framework, the Planner defines an optimization trajectory, while the Teacher-Critic-Student agents iteratively refine prompts to enhance reasoning stability and effectiveness, and the Target agent determines whether to continue optimization based on performance evaluation. Experimental results show that APOLO consistently improves diagnostic accuracy and robustness across domain-specific and stratified benchmarks, demonstrating a scalable and generalizable paradigm for trustworthy LLM applications in mental healthcare.

cs.AI

RAG Safety: Exploring Knowledge Poisoning Attacks to Retrieval-Augmented Generation

Retrieval-Augmented Generation (RAG) enhances large language models (LLMs) by retrieving external data to mitigate hallucinations and outdated knowledge issues. Benefiting from the strong ability in facilitating diverse data sources and supporting faithful reasoning, knowledge graphs (KGs) have been increasingly adopted in RAG systems, giving rise to KG-based RAG (KG-RAG) methods. Though RAG systems are widely applied in various applications, recent studies have also revealed its vulnerabilities to data poisoning attacks, where malicious information injected into external knowledge sources can mislead the system into producing incorrect or harmful responses. However, these studies focus exclusively on RAG systems using unstructured textual data sources, leaving the security risks of KG-RAG largely unexplored, despite the fact that KGs present unique vulnerabilities due to their structured and editable nature. In this work, we conduct the first systematic investigation of the security issue of KG-RAG methods through data poisoning attacks. To this end, we introduce a practical, stealthy attack setting that aligns with real-world implementation. We propose an attack strategy that first identifies adversarial target answers and then inserts perturbation triples to complete misleading inference chains in the KG, increasing the likelihood that KG-RAG methods retrieve and rely on these perturbations during generation. Through extensive experiments on two benchmarks and four recent KG-RAG methods, our attack strategy demonstrates strong effectiveness in degrading KG-RAG performance, even with minimal KG perturbations. In-depth analyses are also conducted to understand the safety threats within the internal stages of KG-RAG systems and to explore the robustness of LLMs against adversarial knowledge.

cs.CR

MARS: Multi-Agent Adaptive Reasoning with Socratic Guidance for Automated Prompt Optimization

Large language models (LLMs) typically operate in a question-answering paradigm, where the quality of the input prompt critically affects the response. Automated Prompt Optimization (APO) aims to overcome the cognitive biases of manually crafted prompts and explore a broader prompt design space. However, existing APO methods often suffer from rigid template structures and inefficient exploration in the prompt space. To this end, we propose a Multi-Agent Adaptive Reasoning with Socratic guidance framework (MARS) for APO. MARS consists of five complementary agents and formulates the optimization process as a Partially Observable Markov Decision Process (POMDP), enabling adaptive prompt refinement through explicit state modeling and interactive feedback. Specifically, a Planner agent generates flexible optimization trajectories, a Teacher-Critic-Student triad engages in Socratic-style dialogue to iteratively optimize the prompt based on pseudo-gradient signals in the text space, and a Target agent executes the prompt in downstream tasks to provide performance feedback. MARS integrates reasoning, feedback, and state transition into a unified hidden-state evolution process, improving both the effectiveness and interpretability of optimization. Extensive experiments on multiple datasets demonstrate that MARS outperforms existing APO methods in terms of optimization performance, search efficiency, and interpretability.

cs.CL

LLMSeR: Enhancing Sequential Recommendation via LLM-based Data Augmentation

Sequential Recommender Systems (SRS) have become a cornerstone of online platforms, leveraging users' historical interaction data to forecast their next potential engagement. Despite their widespread adoption, SRS often grapple with the long-tail user dilemma, resulting in less effective recommendations for individuals with limited interaction records. The advent of Large Language Models (LLMs), with their profound capability to discern semantic relationships among items, has opened new avenues for enhancing SRS through data augmentation. Nonetheless, current methodologies encounter obstacles, including the absence of collaborative signals and the prevalence of hallucination phenomena. In this work, we present LLMSeR, an innovative framework that utilizes Large Language Models (LLMs) to generate pseudo-prior items, thereby improving the efficacy of Sequential Recommender Systems (SRS). To alleviate the challenge of insufficient collaborative signals, we introduce the Semantic Interaction Augmentor (SIA), a method that integrates both semantic and collaborative information to comprehensively augment user interaction data. Moreover, to weaken the adverse effects of hallucination in SRS, we develop the Adaptive Reliability Validation (ARV), a validation technique designed to assess the reliability of the generated pseudo items. Complementing these advancements, we also devise a Dual-Channel Training strategy, ensuring seamless integration of data augmentation into the SRS training process.Extensive experiments conducted with three widely-used SRS models demonstrate the generalizability and efficacy of LLMSeR.

cs.IR

Generalized Category Discovery with Large Language Models in the Loop

Generalized Category Discovery (GCD) is a crucial task that aims to recognize both known and novel categories from a set of unlabeled data by utilizing a few labeled data with only known categories. Due to the lack of supervision and category information, current methods usually perform poorly on novel categories and struggle to reveal semantic meanings of the discovered clusters, which limits their applications in the real world. To mitigate the above issues, we propose Loop, an end-to-end active-learning framework that introduces Large Language Models (LLMs) into the training loop, which can boost model performance and generate category names without relying on any human efforts. Specifically, we first propose Local Inconsistent Sampling (LIS) to select samples that have a higher probability of falling to wrong clusters, based on neighborhood prediction consistency and entropy of cluster assignment probabilities. Then we propose a Scalable Query strategy to allow LLMs to choose true neighbors of the selected samples from multiple candidate samples. Based on the feedback from LLMs, we perform Refined Neighborhood Contrastive Learning (RNCL) to pull samples and their neighbors closer to learn clustering-friendly representations. Finally, we select representative samples from clusters corresponding to novel categories to allow LLMs to generate category names for them. Extensive experiments on three benchmark datasets show that Loop outperforms SOTA models by a large margin and generates accurate category names for the discovered clusters. Code and data are available at https://github.com/Lackel/LOOP.

cs.CL

A Semantic Mention Graph Augmented Model for Document-Level Event Argument Extraction

Document-level Event Argument Extraction (DEAE) aims to identify arguments and their specific roles from an unstructured document. The advanced approaches on DEAE utilize prompt-based methods to guide pre-trained language models (PLMs) in extracting arguments from input documents. They mainly concentrate on establishing relations between triggers and entity mentions within documents, leaving two unresolved problems: a) independent modeling of entity mentions; b) document-prompt isolation. To this end, we propose a semantic mention Graph Augmented Model (GAM) to address these two problems in this paper. Firstly, GAM constructs a semantic mention graph that captures relations within and between documents and prompts, encompassing co-existence, co-reference and co-type relations. Furthermore, we introduce an ensembled graph transformer module to address mentions and their three semantic relations effectively. Later, the graph-augmented encoder-decoder module incorporates the relation-specific graph into the input embedding of PLMs and optimizes the encoder section with topology information, enhancing the relations comprehensively. Extensive experiments on the RAMS and WikiEvents datasets demonstrate the effectiveness of our approach, surpassing baseline methods and achieving a new state-of-the-art performance.

cs.CL

Meta Ordinal Regression Forest for Medical Image Classification with Ordinal Labels

The performance of medical image classification has been enhanced by deep convolutional neural networks (CNNs), which are typically trained with cross-entropy (CE) loss. However, when the label presents an intrinsic ordinal property in nature, e.g., the development from benign to malignant tumor, CE loss cannot take into account such ordinal information to allow for better generalization. To improve model generalization with ordinal information, we propose a novel meta ordinal regression forest (MORF) method for medical image classification with ordinal labels, which learns the ordinal relationship through the combination of convolutional neural network and differential forest in a meta-learning framework. The merits of the proposed MORF come from the following two components: a tree-wise weighting net (TWW-Net) and a grouped feature selection (GFS) module. First, the TWW-Net assigns each tree in the forest with a specific weight that is mapped from the classification loss of the corresponding tree. Hence, all the trees possess varying weights, which is helpful for alleviating the tree-wise prediction variance. Second, the GFS module enables a dynamic forest rather than a fixed one that was previously used, allowing for random feature perturbation. During training, we alternatively optimize the parameters of the CNN backbone and TWW-Net in the meta-learning framework through calculating the Hessian matrix. Experimental results on two medical image classification datasets with ordinal labels, i.e., LIDC-IDRI and Breast Ultrasound Dataset, demonstrate the superior performances of our MORF method over existing state-of-the-art methods.

cs.CV

Convolutional Ordinal Regression Forest for Image Ordinal Estimation

Image ordinal estimation is to predict the ordinal label of a given image, which can be categorized as an ordinal regression problem. Recent methods formulate an ordinal regression problem as a series of binary classification problems. Such methods cannot ensure that the global ordinal relationship is preserved since the relationships among different binary classifiers are neglected. We propose a novel ordinal regression approach, termed Convolutional Ordinal Regression Forest or CORF, for image ordinal estimation, which can integrate ordinal regression and differentiable decision trees with a convolutional neural network for obtaining precise and stable global ordinal relationships. The advantages of the proposed CORF are twofold. First, instead of learning a series of binary classifiers \emph{independently}, the proposed method aims at learning an ordinal distribution for ordinal regression by optimizing those binary classifiers \emph{simultaneously}. Second, the differentiable decision trees in the proposed CORF can be trained together with the ordinal distribution in an end-to-end manner. The effectiveness of the proposed CORF is verified on two image ordinal estimation tasks, i.e. facial age estimation and image aesthetic assessment, showing significant improvements and better stability over the state-of-the-art ordinal regression methods.

cs.CV

Meta Ordinal Regression Forest For Learning with Unsure Lung Nodules

Deep learning-based methods have achieved promising performance in early detection and classification of lung nodules, most of which discard unsure nodules and simply deal with a binary classification -- malignant vs benign. Recently, an unsure data model (UDM) was proposed to incorporate those unsure nodules by formulating this problem as an ordinal regression, showing better performance over traditional binary classification. To further explore the ordinal relationship for lung nodule classification, this paper proposes a meta ordinal regression forest (MORF), which improves upon the state-of-the-art ordinal regression method, deep ordinal regression forest (DORF), in three major ways. First, MORF can alleviate the biases of the predictions by making full use of deep features while DORF needs to fix the composition of decision trees before training. Second, MORF has a novel grouped feature selection (GFS) module to re-sample the split nodes of decision trees. Last, combined with GFS, MORF is equipped with a meta learning-based weighting scheme to map the features selected by GFS to tree-wise weights while DORF assigns equal weights for all trees. Experimental results on the LIDC-IDRI dataset demonstrate superior performance over existing methods, including the state-of-the-art DORF.

cs.CV

Interplay of Fermi velocities and healing lengths in two-band superconductors

By numerically solving the Bogoliubov-de Gennes equations for the single vortex state in a two-band superconductor, we demonstrate that the disparity between the healing lengths of two contributing condensates is strongly affected by the band Fermi velocities, even in the presence of the magnetic field and far beyond the regime of nearly zero Josephson-like coupling between bands. Changing the ratio of the band Fermi velocities alters the temperature dependence of the condensate lengths and significantly shifts parameters of the ``length-scales locking" regime at which the two characteristic lengths approach one another.

cond-mat.supr-con

Ordinal Distribution Regression for Gait-based Age Estimation

Computer vision researchers prefer to estimate age from face images because facial features provide useful information. However, estimating age from face images becomes challenging when people are distant from the camera or occluded. A person's gait is a unique biometric feature that can be perceived efficiently even at a distance. Thus, gait can be used to predict age when face images are not available. However, existing gait-based classification or regression methods ignore the ordinal relationship of different ages, which is an important clue for age estimation. This paper proposes an ordinal distribution regression with a global and local convolutional neural network for gait-based age estimation. Specifically, we decompose gait-based age regression into a series of binary classifications to incorporate the ordinal age information. Then, an ordinal distribution loss is proposed to consider the inner relationships among these classifications by penalizing the distribution discrepancy between the estimated value and the ground truth. In addition, our neural network comprises a global and three local sub-networks, and thus, is capable of learning the global structure and local details from the head, body, and feet. Experimental results indicate that the proposed approach outperforms state-of-the-art gait-based age estimation methods on the OULP-Age dataset.

cs.CV

Look globally, age locally: Face aging with an attention mechanism

Face aging is of great importance for cross-age recognition and entertainment-related applications. Recently, conditional generative adversarial networks (cGANs) have achieved impressive results for face aging. Existing cGANs-based methods usually require a pixel-wise loss to keep the identity and background consistent. However, minimizing the pixel-wise loss between the input and synthesized images likely resulting in a ghosted or blurry face. To address this deficiency, this paper introduces an Attention Conditional GANs (AcGANs) approach for face aging, which utilizes attention mechanism to only alert the regions relevant to face aging. In doing so, the synthesized face can well preserve the background information and personal identity without using the pixel-wise loss, and the ghost artifacts and blurriness can be significantly reduced. Based on the benchmarked dataset Morph, both qualitative and quantitative experiment results demonstrate superior performance over existing algorithms in terms of image quality, personal identity, and age accuracy.

cs.CV

Modeling e-Learners' Cognitive and Metacognitive Strategy in Comparative Question Solving

Cognitive and metacognitive strategy had demonstrated a significant role in self-regulated learning (SRL), and an appropriate use of strategies is beneficial to effective learning or question-solving tasks during a human-computer interaction process. This paper proposes a novel method combining Knowledge Map (KM) based data mining technique with Thinking Map (TM) to detect learner's cognitive and metacognitive strategy in the question-solving scenario. In particular, a graph-based mining algorithm is designed to facilitate our proposed method, which can automatically map cognitive strategy to metacognitive strategy with raising abstraction level, and make the cognitive and metacognitive process viewable, which acts like a reverse engineering engine to explain how a learner thinks when solving a question. Additionally, we develop an online learning environment system for participants to learn and record their behaviors. To corroborate the effectiveness of our approach and algorithm, we conduct experiments recruiting 173 postgraduate and undergraduate students, and they were asked to complete a question-solving task, such as "What are similarities and differences between array and pointer?" from "The C Programming Language" course and "What are similarities and differences between packet switching and circuit switching?" from "Computer Network Principle" course. The mined strategies patterns results are encouraging and supported well our proposed method.

cs.CY

Facial Aging and Rejuvenation by Conditional Multi-Adversarial Autoencoder with Ordinal Regression

Facial aging and facial rejuvenation analyze a given face photograph to predict a future look or estimate a past look of the person. To achieve this, it is critical to preserve human identity and the corresponding aging progression and regression with high accuracy. However, existing methods cannot simultaneously handle these two objectives well. We propose a novel generative adversarial network based approach, named the Conditional Multi-Adversarial AutoEncoder with Ordinal Regression (CMAAE-OR). It utilizes an age estimation technique to control the aging accuracy and takes a high-level feature representation to preserve personalized identity. Specifically, the face is first mapped to a latent vector through a convolutional encoder. The latent vector is then projected onto the face manifold conditional on the age through a deconvolutional generator. The latent vector preserves personalized face features and the age controls facial aging and rejuvenation. A discriminator and an ordinal regression are imposed on the encoder and the generator in tandem, making the generated face images to be more photorealistic while simultaneously exhibiting desirable aging effects. Besides, a high-level feature representation is utilized to preserve personalized identity of the generated face. Experiments on two benchmark datasets demonstrate appealing performance of the proposed method over the state-of-the-art.

cs.CV