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Haitao Li

Publications and source records attributed to Haitao Li.

At least 73 records · Page 4Linked to original sources

LLMs on Trial: Evaluating Judicial Fairness for Large Language Models

Large Language Models (LLMs) are increasingly used in high-stakes fields where their decisions impact rights and equity. However, LLMs' judicial fairness and implications for social justice remain underexplored. When LLMs act as judges, the ability to fairly resolve judicial issues is a prerequisite to ensure their trustworthiness. Based on theories of judicial fairness, we construct a comprehensive framework to measure LLM fairness, leading to a selection of 65 labels and 161 corresponding values. Applying this framework to the judicial system, we compile an extensive dataset, JudiFair, comprising 177,100 unique case facts. To achieve robust statistical inference, we develop three evaluation metrics, inconsistency, bias, and imbalanced inaccuracy, and introduce a method to assess the overall fairness of multiple LLMs across various labels. Through experiments with 16 LLMs, we uncover pervasive inconsistency, bias, and imbalanced inaccuracy across models, underscoring severe LLM judicial unfairness. Particularly, LLMs display notably more pronounced biases on demographic labels, with slightly less bias on substance labels compared to procedure ones. Interestingly, increased inconsistency correlates with reduced biases, but more accurate predictions exacerbate biases. While we find that adjusting the temperature parameter can influence LLM fairness, model size, release date, and country of origin do not exhibit significant effects on judicial fairness. Accordingly, we introduce a publicly available toolkit containing all datasets and code, designed to support future research in evaluating and improving LLM fairness.

cs.CL↗

Flavor Physics at the CEPC: a General Perspective

We discuss the landscape of flavor physics at the Circular Electron-Positron Collider (CEPC), based on the nominal luminosity outlined in its Technical Design Report. The CEPC is designed to operate in multiple modes to address a variety of tasks. At the $Z$ pole, the expected production of 4 Tera $Z$ bosons will provide unique and highly precise measurements of $Z$ boson couplings, while the substantial number of boosted heavy-flavored quarks and leptons produced in clean $Z$ decays will facilitate investigations into their flavor physics with unprecedented precision. We investigate the prospects of measuring various physics benchmarks and discuss their implications for particle theories and phenomenological models. Our studies indicate that, with its highlighted advantages and anticipated excellent detector performance, the CEPC can explore beauty and $τ$ physics in ways that are superior to or complementary with the Belle II and Large-Hadron-Collider-beauty experiments, potentially enabling the detection of new physics at energy scales of 10 TeV and above. This potential also extends to the observation of yet-to-be-discovered rare and exotic processes, as well as testing fundamental principles such as lepton flavor universality, lepton and baryon number conservation, etc., making the CEPC a vibrant platform for flavor physics research. The $WW$ threshold scan, Higgs-factory operation and top-pair productions of the CEPC further enhance its merits in this regard, especially for measuring the Cabibbo-Kobayashi-Maskawa matrix elements, and Flavor-Changing-Neutral-Current physics of Higgs boson and top quarks. We outline the requirements for detector performance and considerations for future development to achieve the anticipated scientific goals.

hep-ex↗

Lunar Orbital VLBI Experiment: motivation, scientific purposes and status

The Lunar Orbital VLBI Experiment (LOVEX) is a scientific component of the Chinese Lunar Exploration Project (CLEP) Chang'E-7. The spaceborne component of LOVEX is implemented onboard the relay satellite QueQiao-2, which was launched on 2024 March 20, and later placed into an elliptical selenocentric orbit. The LOVEX-specific payload consists of an X-band cryogenic receiver, a hydrogen maser frequency standard, and VLBI data formatting and acquisition electronics. Several components of the QueQiao-2 nominal onboard instrumentation, such as the 4.2-meter antenna, the data storage device, and the downlink communication system, contribute to the overall spaceborne VLBI instrumentation. This allows us to form a space radio telescope capable of co-observing with Earth-based radio telescopes in VLBI mode. In this space VLBI system, the length of the baseline extends up to approximately 380,000 km. This paper presents the LOVEX scientific objectives, architecture, instrumentation, pre-launch tests, in-flight verification and calibration, and the first in-flight detections of interferometric response (''fringes'') achieved through observations of the quasar AO 0235+164 and the Chang'E-6 orbital module, positioned at the Sun-Earth Lagrange point L2. These initial results demonstrate the successful performance of LOVEX, verifying its capability for both astronomical and spacecraft tracking observations at ultra-long VLBI baselines.

astro-ph.IM↗

Direct Observation of Strongly Tilted Dirac Points at General Positions in the Reciprocal Space

Type-II Dirac points (DPs), which occur at the intersection of strongly tilted and touching energy bands, exhibit many intriguing physical phenomena fundamentally different from the non-tilted type-I counterparts. Over the past decade, their discovery has spurred extensive research into electronic systems and other Bloch-wave systems, such as photonic and phononic crystals. However, current studies typically focus on type-II DPs along high-symmetry directions in the first Brillouin zone (FBZ) under mirror symmetry conditions, which are highly restrictive and limit further investigations and applications. To overcome the stringent constraint, here we identify and demonstrate the emergence of type-II DPs at general positions inside the FBZ without requiring the mirror symmetry. The type-II DPs, being accidental degeneracies, are experimentally realized on a metacrystal slab with H-shaped metallic patterns. Our findings indicate that even in the absence of mirror symmetry, type-II DPs can emerge at designated locations inside the FBZ by simply rotating the H-shaped patterns and adjusting geometrical and physical parameters. Furthermore, based on the rotated type-II DPs, off-axis conical diffractions have been both realized and experimentally observed. Meanwhile, we discovered that during the rotation process, the type-II DPs transform into off-axis type-I DPs, but still strongly tilted, resulting in the emergence of negative refractions. Hence, the generic method we propose for inducing type-II or strongly tilted type-I DPs without the high-symmetry limitations opens potential avenues for related research. For example, the observed off-axis conical diffraction and negative refraction could inspire future development and applications in photonics and other Bloch-wave systems.

physics.optics↗

Nonlocal Generation of Fano Resonance with No Symmetry Breaking in THz Hybrid Metasurfaces

Fano resonance, arising from the interference between a discrete resonance and a continuum of states, results in sharp and asymmetric line shapes and has significant applications in advanced photonic devices, particularly in sensing, filtering, and nonlinear optics. Nowadays, metasurfaces comprised of engineering microstructures play a crucial role in generation and manipulation of Fano resonance in photonics. However, current metasurfaces dominantly rely on local symmetry breaking of the microstructures to induce Fano resonances, which significant limits their tunability and scalable fabrication for practical applications. To address the challenge, a metal-dielectric hybrid metasurface is demonstrated to achieve nonlocal generation of Fano resonance with no symmetry breaking in the terahertz (THz) band. The Fano resonance, including its existence and peak frequency, is sensitively controlled by the thickness and dielectric constant of the dielectric layer, which is experimentally observed. Our analysis elucidates that the metallic layer with a pair of dumbbell holes leads to the band folding and coupling of guided modes within the dielectric layer. When the thickness or dielectric constant surpasses a critical value, the guided mode resonance falls below the diffraction limit, resulting in a unique nonlocal Fano resonance due to the interaction between the resonance and background transmission facilitated by dumbbell holes. Furthermore, the Fano transmission peak corresponds to an anapole excitation, revealed by multipole calculations. Benefiting from the ability to control the Fano resonance with no symmetry breaking, the proposed hybrid THz metasurface will advance broad applications in the fields of sensors, optical switches, and tunable filters.

physics.optics↗

Twist-enabled Transmissive Metasurface with Co-polarized Geometric Phase

Metasurfaces have offered unprecedented control over electromagnetic (EM) waves across a wide range of frequency spectrum by manipulating their phase, amplitude, and polarization at subwavelength scales. Full wavefront control using metasurfaces requires 2π phase modulation, which is essential for advanced optical and photonic engineering. Common approaches, such as the Pancharatnam-Berry (PB) phases and resonant phases, face stringent limitations: PB phases essentially depend on circular polarization conversion, while resonant phases are inherently narrowband and require a complex design process. To overcome these challenges, we propose a broadband metasurface with a co-polarized transmissive geometric phase that achieves 2π phase coverage while conserving the circular polarization of incident EM waves. This co-polarized phase is enabled by a local twist angle between the upper and lower metallic patterns, forming a branch cut in the parameter space determined by the twist angle and frequency. The branch cut connects phase singularities of opposite chirality, ensuring broadband 2π phase coverage. We experimentally validate the presence of the branch cut and demonstrate broadband generation of arbitrary orbital angular momentum (OAM) for co-polarized output. Our approach provides a versatile method for designing broadband metasurfaces without altering circular polarizations, paving the way for development of compact optical and photonic devices.

physics.optics↗

An Inertial Sequence Learning Framework for Vehicle Speed Estimation via Smartphone IMU

Accurately estimating vehicle velocity via smartphone is critical for mobile navigation and transportation. This paper introduces a cutting-edge framework for velocity estimation that incorporates temporal learning models, utilizing Inertial Measurement Unit (IMU) data and is supervised by Global Navigation Satellite System (GNSS) information. The framework employs a noise compensation network to fit the noise distribution between sensor measurements and actual motion, and a pose estimation network to align the coordinate systems of the phone and the vehicle. To enhance the model's generalizability, a data augmentation technique that mimics various phone placements within the car is proposed. Moreover, a new loss function is designed to mitigate timestamp mismatches between GNSS and IMU signals, effectively aligning the signals and improving the velocity estimation accuracy. Finally, we implement a highly efficient prototype and conduct extensive experiments on a real-world crowdsourcing dataset, resulting in superior accuracy and efficiency.

cs.RO↗

DC-Seg: Disentangled Contrastive Learning for Brain Tumor Segmentation with Missing Modalities

Accurate segmentation of brain images typically requires the integration of complementary information from multiple image modalities. However, clinical data for all modalities may not be available for every patient, creating a significant challenge. To address this, previous studies encode multiple modalities into a shared latent space. While somewhat effective, it remains suboptimal, as each modality contains distinct and valuable information. In this study, we propose DC-Seg (Disentangled Contrastive Learning for Segmentation), a new method that explicitly disentangles images into modality-invariant anatomical representation and modality-specific representation, by using anatomical contrastive learning and modality contrastive learning respectively. This solution improves the separation of anatomical and modality-specific features by considering the modality gaps, leading to more robust representations. Furthermore, we introduce a segmentation-based regularizer that enhances the model's robustness to missing modalities. Extensive experiments on the BraTS 2020 and a private white matter hyperintensity(WMH) segmentation dataset demonstrate that DC-Seg outperforms state-of-the-art methods in handling incomplete multimodal brain tumor segmentation tasks with varying missing modalities, while also demonstrate strong generalizability in WMH segmentation. The code is available at https://github.com/CuCl-2/DC-Seg.

cs.CV↗

Phenotype-Guided Generative Model for High-Fidelity Cardiac MRI Synthesis: Advancing Pretraining and Clinical Applications

Cardiac Magnetic Resonance (CMR) imaging is a vital non-invasive tool for diagnosing heart diseases and evaluating cardiac health. However, the limited availability of large-scale, high-quality CMR datasets poses a major challenge to the effective application of artificial intelligence (AI) in this domain. Even the amount of unlabeled data and the health status it covers are difficult to meet the needs of model pretraining, which hinders the performance of AI models on downstream tasks. In this study, we present Cardiac Phenotype-Guided CMR Generation (CPGG), a novel approach for generating diverse CMR data that covers a wide spectrum of cardiac health status. The CPGG framework consists of two stages: in the first stage, a generative model is trained using cardiac phenotypes derived from CMR data; in the second stage, a masked autoregressive diffusion model, conditioned on these phenotypes, generates high-fidelity CMR cine sequences that capture both structural and functional features of the heart in a fine-grained manner. We synthesized a massive amount of CMR to expand the pretraining data. Experimental results show that CPGG generates high-quality synthetic CMR data, significantly improving performance on various downstream tasks, including diagnosis and cardiac phenotypes prediction. These gains are demonstrated across both public and private datasets, highlighting the effectiveness of our approach. Code is availabel at https://anonymous.4open.science/r/CPGG.

cs.CV↗

Enhancing LLM-Based Agents via Global Planning and Hierarchical Execution

Intelligent agent systems based on Large Language Models (LLMs) have shown great potential in real-world applications. However, existing agent frameworks still face critical limitations in task planning and execution, restricting their effectiveness and generalizability. Specifically, current planning methods often lack clear global goals, leading agents to get stuck in local branches, or produce non-executable plans. Meanwhile, existing execution mechanisms struggle to balance complexity and stability, and their limited action space restricts their ability to handle diverse real-world tasks. To address these limitations, we propose GoalAct, a novel agent framework that introduces a continuously updated global planning mechanism and integrates a hierarchical execution strategy. GoalAct decomposes task execution into high-level skills, including searching, coding, writing and more, thereby reducing planning complexity while enhancing the agents' adaptability across diverse task scenarios. We evaluate GoalAct on LegalAgentBench, a benchmark with multiple types of legal tasks that require the use of multiple types of tools. Experimental results demonstrate that GoalAct achieves state-of-the-art (SOTA) performance, with an average improvement of 12.22% in success rate. These findings highlight GoalAct's potential to drive the development of more advanced intelligent agent systems, making them more effective across complex real-world applications. Our code can be found at https://github.com/cjj826/GoalAct.

cs.IR↗

Overview of the NTCIR-18 Automatic Evaluation of LLMs (AEOLLM) Task

In this paper, we provide an overview of the NTCIR-18 Automatic Evaluation of LLMs (AEOLLM) task. As large language models (LLMs) grow popular in both academia and industry, how to effectively evaluate the capacity of LLMs becomes an increasingly critical but still challenging issue. Existing methods can be divided into two types: manual evaluation, which is expensive, and automatic evaluation, which faces many limitations including task format (the majority belong to multiple-choice questions) and evaluation criteria (occupied by reference-based metrics). To advance the innovation of automatic evaluation, we propose the AEOLLM task which focuses on generative tasks and encourages reference-free methods. Besides, we set up diverse subtasks such as dialogue generation, text expansion, summary generation and non-factoid question answering to comprehensively test different methods. This year, we received 48 runs from 4 teams in total. This paper will describe the background of the task, the data set, the evaluation measures and the evaluation results, respectively.

cs.CL↗

Qilin: A Multimodal Information Retrieval Dataset with APP-level User Sessions

User-generated content (UGC) communities, especially those featuring multimodal content, improve user experiences by integrating visual and textual information into results (or items). The challenge of improving user experiences in complex systems with search and recommendation (S\&R) services has drawn significant attention from both academia and industry these years. However, the lack of high-quality datasets has limited the research progress on multimodal S\&R. To address the growing need for developing better S\&R services, we present a novel multimodal information retrieval dataset in this paper, namely Qilin. The dataset is collected from Xiaohongshu, a popular social platform with over 300 million monthly active users and an average search penetration rate of over 70\%. In contrast to existing datasets, \textsf{Qilin} offers a comprehensive collection of user sessions with heterogeneous results like image-text notes, video notes, commercial notes, and direct answers, facilitating the development of advanced multimodal neural retrieval models across diverse task settings. To better model user satisfaction and support the analysis of heterogeneous user behaviors, we also collect extensive APP-level contextual signals and genuine user feedback. Notably, Qilin contains user-favored answers and their referred results for search requests triggering the Deep Query Answering (DQA) module. This allows not only the training \& evaluation of a Retrieval-augmented Generation (RAG) pipeline, but also the exploration of how such a module would affect users' search behavior. Through comprehensive analysis and experiments, we provide interesting findings and insights for further improving S\&R systems. We hope that \textsf{Qilin} will significantly contribute to the advancement of multimodal content platforms with S\&R services in the future.

cs.IR↗

LexRAG: Benchmarking Retrieval-Augmented Generation in Multi-Turn Legal Consultation Conversation

Retrieval-augmented generation (RAG) has proven highly effective in improving large language models (LLMs) across various domains. However, there is no benchmark specifically designed to assess the effectiveness of RAG in the legal domain, which restricts progress in this area. To fill this gap, we propose LexRAG, the first benchmark to evaluate RAG systems for multi-turn legal consultations. LexRAG consists of 1,013 multi-turn dialogue samples and 17,228 candidate legal articles. Each sample is annotated by legal experts and consists of five rounds of progressive questioning. LexRAG includes two key tasks: (1) Conversational knowledge retrieval, requiring accurate retrieval of relevant legal articles based on multi-turn context. (2) Response generation, focusing on producing legally sound answers. To ensure reliable reproducibility, we develop LexiT, a legal RAG toolkit that provides a comprehensive implementation of RAG system components tailored for the legal domain. Additionally, we introduce an LLM-as-a-judge evaluation pipeline to enable detailed and effective assessment. Through experimental analysis of various LLMs and retrieval methods, we reveal the key limitations of existing RAG systems in handling legal consultation conversations. LexRAG establishes a new benchmark for the practical application of RAG systems in the legal domain, with its code and data available at https://github.com/CSHaitao/LexRAG.

cs.CL↗

CaseGen: A Benchmark for Multi-Stage Legal Case Documents Generation

Legal case documents play a critical role in judicial proceedings. As the number of cases continues to rise, the reliance on manual drafting of legal case documents is facing increasing pressure and challenges. The development of large language models (LLMs) offers a promising solution for automating document generation. However, existing benchmarks fail to fully capture the complexities involved in drafting legal case documents in real-world scenarios. To address this gap, we introduce CaseGen, the benchmark for multi-stage legal case documents generation in the Chinese legal domain. CaseGen is based on 500 real case samples annotated by legal experts and covers seven essential case sections. It supports four key tasks: drafting defense statements, writing trial facts, composing legal reasoning, and generating judgment results. To the best of our knowledge, CaseGen is the first benchmark designed to evaluate LLMs in the context of legal case document generation. To ensure an accurate and comprehensive evaluation, we design the LLM-as-a-judge evaluation framework and validate its effectiveness through human annotations. We evaluate several widely used general-domain LLMs and legal-specific LLMs, highlighting their limitations in case document generation and pinpointing areas for potential improvement. This work marks a step toward a more effective framework for automating legal case documents drafting, paving the way for the reliable application of AI in the legal field. The dataset and code are publicly available at https://github.com/CSHaitao/CaseGen.

cs.CL↗

PoAct: Policy and Action Dual-Control Agent for Generalized Applications

Based on their superior comprehension and reasoning capabilities, Large Language Model (LLM) driven agent frameworks have achieved significant success in numerous complex reasoning tasks. ReAct-like agents can solve various intricate problems step-by-step through progressive planning and tool calls, iteratively optimizing new steps based on environmental feedback. However, as the planning capabilities of LLMs improve, the actions invoked by tool calls in ReAct-like frameworks often misalign with complex planning and challenging data organization. Code Action addresses these issues while also introducing the challenges of a more complex action space and more difficult action organization. To leverage Code Action and tackle the challenges of its complexity, this paper proposes Policy and Action Dual-Control Agent (PoAct) for generalized applications. The aim is to achieve higher-quality code actions and more accurate reasoning paths by dynamically switching reasoning policies and modifying the action space. Experimental results on the Agent Benchmark for both legal and generic scenarios demonstrate the superior reasoning capabilities and reduced token consumption of our approach in complex tasks. On the LegalAgentBench, our method shows a 20 percent improvement over the baseline while requiring fewer tokens. We conducted experiments and analyses on the GPT-4o and GLM-4 series models, demonstrating the significant potential and scalability of our approach to solve complex problems.

cs.AI↗

Giant and Flexible Toroidal Circular Dichroism from Planar Chiral Metasurface

Chirality, a fundamental concept describing an object cannot superpose with its mirror image, is crucial in optics and photonics and leads to various exotic phenomena, such as circular dichroism, and optical activity. Recent findings reveal that, besides electric and magnetic dipoles, toroidal dipoles, an elusive part of dynamic multipoles, can also contribute significantly to chirality. However, as toroidal dipoles are typically represented by solenoidal currents circulating on a three-dimensional (3D) torus, toroidal circular dichroism is usually observed in 3D intricate microstructures. Facing corresponding challenges in fabrication, integration and application, it is generally difficult to employ toroidal circular dichroism in compact metasurfaces for flexible modulation of chiral interactions between electromagnetic waves and matter. To overcome these stringent challenges, we propose and experimentally demonstrate the giant toroidal circular dichroism in a bilayer metasurface that is comprised of only planar layers, effectively bypassing various restrictions imposed by 3D microstructures. With the introduction of a displacement, or bilayer offset, between the opposite layers, we experimentally achieve giant chiral responses with the intrinsic circular dichroism (CD) reaching 0.69 in measurements, and the CD can be quantitatively manipulated in a simple manner. The giant intrinsic chirality primarily originates from distinct excitations of in-plane toroidal dipole moments under circular polarized incidences, and the toroidal chiral response is quantitatively controlled by the bilayer offset. Therefore, our work provides a straightforward and versatile approach for development of giant and flexible intrinsic chirality through toroidal dipoles with inherently planar layers, important for applications in communications, sensing, and chiroptical devices.

physics.optics↗

LegalAgentBench: Evaluating LLM Agents in Legal Domain

With the increasing intelligence and autonomy of LLM agents, their potential applications in the legal domain are becoming increasingly apparent. However, existing general-domain benchmarks cannot fully capture the complexity and subtle nuances of real-world judicial cognition and decision-making. Therefore, we propose LegalAgentBench, a comprehensive benchmark specifically designed to evaluate LLM Agents in the Chinese legal domain. LegalAgentBench includes 17 corpora from real-world legal scenarios and provides 37 tools for interacting with external knowledge. We designed a scalable task construction framework and carefully annotated 300 tasks. These tasks span various types, including multi-hop reasoning and writing, and range across different difficulty levels, effectively reflecting the complexity of real-world legal scenarios. Moreover, beyond evaluating final success, LegalAgentBench incorporates keyword analysis during intermediate processes to calculate progress rates, enabling more fine-grained evaluation. We evaluated eight popular LLMs, highlighting the strengths, limitations, and potential areas for improvement of existing models and methods. LegalAgentBench sets a new benchmark for the practical application of LLMs in the legal domain, with its code and data available at \url{https://github.com/CSHaitao/LegalAgentBench}.

cs.CL↗

LLMs-as-Judges: A Comprehensive Survey on LLM-based Evaluation Methods

The rapid advancement of Large Language Models (LLMs) has driven their expanding application across various fields. One of the most promising applications is their role as evaluators based on natural language responses, referred to as ''LLMs-as-judges''. This framework has attracted growing attention from both academia and industry due to their excellent effectiveness, ability to generalize across tasks, and interpretability in the form of natural language. This paper presents a comprehensive survey of the LLMs-as-judges paradigm from five key perspectives: Functionality, Methodology, Applications, Meta-evaluation, and Limitations. We begin by providing a systematic definition of LLMs-as-Judges and introduce their functionality (Why use LLM judges?). Then we address methodology to construct an evaluation system with LLMs (How to use LLM judges?). Additionally, we investigate the potential domains for their application (Where to use LLM judges?) and discuss methods for evaluating them in various contexts (How to evaluate LLM judges?). Finally, we provide a detailed analysis of the limitations of LLM judges and discuss potential future directions. Through a structured and comprehensive analysis, we aim aims to provide insights on the development and application of LLMs-as-judges in both research and practice. We will continue to maintain the relevant resource list at https://github.com/CSHaitao/Awesome-LLMs-as-Judges.

cs.CL↗