arXiv subjects

Haiyan Zhao

Publications and source records attributed to Haiyan Zhao.

At least 37 records · Page 2Linked to original sources

arXiv2025

GraphLocator: Graph-guided Causal Reasoning for Issue Localization

The issue localization task aims to identify the locations in a software repository that requires modification given a natural language issue description. This task is fundamental yet challenging in automated software engineering due to the semantic gap between issue description and source code implementation. This gap manifests as two mismatches:(1) symptom-to-cause mismatches, where descriptions do not explicitly reveal underlying root causes; (2) one-to-many mismatches, where a single issue corresponds to multiple interdependent code entities. To address these two mismatches, we propose GraphLocator, an approach that mitigates symptom-to-cause mismatches through causal structure discovering and resolves one-to-many mismatches via dynamic issue disentangling. The key artifact is the causal issue graph (CIG), in which vertices represent discovered sub-issues along with their associated code entities, and edges encode the causal dependencies between them. The workflow of GraphLocator consists of two phases: symptom vertices locating and dynamic CIG discovering; it first identifies symptom locations on the repository graph, then dynamically expands the CIG by iteratively reasoning over neighboring vertices. Experiments on three real-world datasets demonstrates the effectiveness of GraphLocator: (1) Compared with baselines, GraphLocator achieves more accurate localization with average improvements of +19.49% in function-level recall and +11.89% in precision. (2) GraphLocator outperforms baselines on both symptom-to-cause and one-to-many mismatch scenarios, achieving recall improvement of +16.44% and +19.18%, precision improvement of +7.78% and +13.23%, respectively. (3) The CIG generated by GraphLocator yields the highest relative improvement, resulting in a 28.74% increase in performance on downstream resolving task.

cs.SE↗

arXiv2025

DABL: Detecting Semantic Anomalies in Business Processes Using Large Language Models

Detecting anomalies in business processes is crucial for ensuring operational success. While many existing methods rely on statistical frequency to detect anomalies, it's important to note that infrequent behavior doesn't necessarily imply undesirability. To address this challenge, detecting anomalies from a semantic viewpoint proves to be a more effective approach. However, current semantic anomaly detection methods treat a trace (i.e., process instance) as multiple event pairs, disrupting long-distance dependencies. In this paper, we introduce DABL, a novel approach for detecting semantic anomalies in business processes using large language models (LLMs). We collect 143,137 real-world process models from various domains. By generating normal traces through the playout of these process models and simulating both ordering and exclusion anomalies, we fine-tune Llama 2 using the resulting log. Through extensive experiments, we demonstrate that DABL surpasses existing state-of-the-art semantic anomaly detection methods in terms of both generalization ability and learning of given processes. Users can directly apply DABL to detect semantic anomalies in their own datasets without the need for additional training. Furthermore, DABL offers the capability to interpret the causes of anomalies in natural language, providing valuable insights into the detected anomalies.

cs.CL↗

arXiv2025

RoMA: Scaling up Mamba-based Foundation Models for Remote Sensing

Recent advances in self-supervised learning for Vision Transformers (ViTs) have fueled breakthroughs in remote sensing (RS) foundation models. However, the quadratic complexity of self-attention poses a significant barrier to scalability, particularly for large models and high-resolution images. While the linear-complexity Mamba architecture offers a promising alternative, existing RS applications of Mamba remain limited to supervised tasks on small, domain-specific datasets. To address these challenges, we propose RoMA, a framework that enables scalable self-supervised pretraining of Mamba-based RS foundation models using large-scale, diverse, unlabeled data. RoMA enhances scalability for high-resolution images through a tailored auto-regressive learning strategy, incorporating two key innovations: 1) a rotation-aware pretraining mechanism combining adaptive cropping with angular embeddings to handle sparsely distributed objects with arbitrary orientations, and 2) multi-scale token prediction objectives that address the extreme variations in object scales inherent to RS imagery. Systematic empirical studies validate that Mamba adheres to RS data and parameter scaling laws, with performance scaling reliably as model and data size increase. Furthermore, experiments across scene classification, object detection, and semantic segmentation tasks demonstrate that RoMA-pretrained Mamba models consistently outperform ViT-based counterparts in both accuracy and computational efficiency. The source code and pretrained models will be released at https://github.com/MiliLab/RoMA.

cs.CV↗

arXiv2025

Large Vision-Language Model Alignment and Misalignment: A Survey Through the Lens of Explainability

Large Vision-Language Models (LVLMs) have demonstrated remarkable capabilities in processing both visual and textual information. However, the critical challenge of alignment between visual and textual representations is not fully understood. This survey presents a comprehensive examination of alignment and misalignment in LVLMs through an explainability lens. We first examine the fundamentals of alignment, exploring its representational and behavioral aspects, training methodologies, and theoretical foundations. We then analyze misalignment phenomena across three semantic levels: object, attribute, and relational misalignment. Our investigation reveals that misalignment emerges from challenges at multiple levels: the data level, the model level, and the inference level. We provide a comprehensive review of existing mitigation strategies, categorizing them into parameter-frozen and parameter-tuning approaches. Finally, we outline promising future research directions, emphasizing the need for standardized evaluation protocols and in-depth explainability studies.

cs.CV↗

arXiv2025

A Survey on Sparse Autoencoders: Interpreting the Internal Mechanisms of Large Language Models

Large Language Models (LLMs) have transformed natural language processing, yet their internal mechanisms remain largely opaque. Recently, mechanistic interpretability has attracted significant attention from the research community as a means to understand the inner workings of LLMs. Among various mechanistic interpretability approaches, Sparse Autoencoders (SAEs) have emerged as a promising method due to their ability to disentangle the complex, superimposed features within LLMs into more interpretable components. This paper presents a comprehensive survey of SAEs for interpreting and understanding the internal workings of LLMs. Our major contributions include: (1) exploring the technical framework of SAEs, covering basic architecture, design improvements, and effective training strategies; (2) examining different approaches to explaining SAE features, categorized into input-based and output-based explanation methods; (3) discussing evaluation methods for assessing SAE performance, covering both structural and functional metrics; and (4) investigating real-world applications of SAEs in understanding and manipulating LLM behaviors.

cs.LG↗

arXiv2025

Beyond Input Activations: Identifying Influential Latents by Gradient Sparse Autoencoders

Sparse Autoencoders (SAEs) have recently emerged as powerful tools for interpreting and steering the internal representations of large language models (LLMs). However, conventional approaches to analyzing SAEs typically rely solely on input-side activations, without considering the causal influence between each latent feature and the model's output. This work is built on two key hypotheses: (1) activated latents do not contribute equally to the construction of the model's output, and (2) only latents with high causal influence are effective for model steering. To validate these hypotheses, we propose Gradient Sparse Autoencoder (GradSAE), a simple yet effective method that identifies the most influential latents by incorporating output-side gradient information.

cs.LG↗

arXiv2025

ContractEval: Benchmarking LLMs for Clause-Level Legal Risk Identification in Commercial Contracts

The potential of large language models (LLMs) in specialized domains such as legal risk analysis remains underexplored. In response to growing interest in locally deploying open-source LLMs for legal tasks while preserving data confidentiality, this paper introduces ContractEval, the first benchmark to thoroughly evaluate whether open-source LLMs could match proprietary LLMs in identifying clause-level legal risks in commercial contracts. Using the Contract Understanding Atticus Dataset (CUAD), we assess 4 proprietary and 15 open-source LLMs. Our results highlight five key findings: (1) Proprietary models outperform open-source models in both correctness and output effectiveness, though some open-source models are competitive in certain specific dimensions. (2) Larger open-source models generally perform better, though the improvement slows down as models get bigger. (3) Reasoning ("thinking") mode improves output effectiveness but reduces correctness, likely due to over-complicating simpler tasks. (4) Open-source models generate "no related clause" responses more frequently even when relevant clauses are present. This suggests "laziness" in thinking or low confidence in extracting relevant content. (5) Model quantization speeds up inference but at the cost of performance drop, showing the tradeoff between efficiency and accuracy. These findings suggest that while most LLMs perform at a level comparable to junior legal assistants, open-source models require targeted fine-tuning to ensure correctness and effectiveness in high-stakes legal settings. ContractEval offers a solid benchmark to guide future development of legal-domain LLMs.

cs.AI↗

arXiv2025

Denoising Concept Vectors with Sparse Autoencoders for Improved Language Model Steering

Linear concept vectors effectively steer LLMs, but existing methods suffer from noisy features in diverse datasets that undermine steering robustness. We propose Sparse Autoencoder-Denoised Concept Vectors (SDCV), which selectively keep the most discriminative SAE latents while reconstructing hidden representations. Our key insight is that concept-relevant signals can be explicitly separated from dataset noise by scaling up activations of top-k latents that best differentiate positive and negative samples. Applied to linear probing and difference-in-mean, SDCV consistently improves steering success rates by 4-16\% across six challenging concepts, while maintaining topic relevance.

cs.CL↗

arXiv2025

FinChart-Bench: Benchmarking Financial Chart Comprehension in Vision-Language Models

Large vision-language models (LVLMs) have made significant progress in chart understanding. However, financial charts, characterized by complex temporal structures and domain-specific terminology, remain notably underexplored. We introduce FinChart-Bench, the first benchmark specifically focused on real-world financial charts. FinChart-Bench comprises 1,200 financial chart images collected from 2015 to 2024, each annotated with True/False (TF), Multiple Choice (MC), and Question Answering (QA) questions, totaling 7,016 questions. We conduct a comprehensive evaluation of 25 state-of-the-art LVLMs on FinChart-Bench. Our evaluation reveals critical insights: (1) the performance gap between open-source and closed-source models is narrowing, (2) performance degradation occurs in upgraded models within families, (3) many models struggle with instruction following, (4) both advanced models show significant limitations in spatial reasoning abilities, and (5) current LVLMs are not reliable enough to serve as automated evaluators. These findings highlight important limitations in current LVLM capabilities for financial chart understanding. The FinChart-Bench dataset is available at https://huggingface.co/datasets/Tizzzzy/FinChart-Bench.

cs.CV↗

arXiv2025

Towards Structure-aware Model for Multi-modal Knowledge Graph Completion

Knowledge graphs (KGs) play a key role in promoting various multimedia and AI applications. However, with the explosive growth of multi-modal information, traditional knowledge graph completion (KGC) models cannot be directly applied. This has attracted a large number of researchers to study multi-modal knowledge graph completion (MMKGC). Since MMKG extends KG to the visual and textual domains, MMKGC faces two main challenges: (1) how to deal with the fine-grained modality information interaction and awareness; (2) how to ensure the dominant role of graph structure in multi-modal knowledge fusion and deal with the noise generated by other modalities during modality fusion. To address these challenges, this paper proposes a novel MMKGC model named TSAM, which integrates fine-grained modality interaction and dominant graph structure to form a high-performance MMKGC framework. Specifically, to solve the challenges, TSAM proposes the Fine-grained Modality Awareness Fusion method (FgMAF), which uses pre-trained language models to better capture fine-grained semantic information interaction of different modalities and employs an attention mechanism to achieve fine-grained modality awareness and fusion. Additionally, TSAM presents the Structure-aware Contrastive Learning method (SaCL), which utilizes two contrastive learning approaches to align other modalities more closely with the structured modality. Extensive experiments show that the proposed TSAM model significantly outperforms existing MMKGC models on widely used multi-modal datasets.

cs.MM↗

arXiv2025

Usable XAI: 10 Strategies Towards Exploiting Explainability in the LLM Era

Explainable AI (XAI) refers to techniques that provide human-understandable insights into the workings of AI models. Recently, the focus of XAI is being extended toward explaining Large Language Models (LLMs). This extension calls for a significant transformation in the XAI methodologies for two reasons. First, many existing XAI methods cannot be directly applied to LLMs due to their complexity and advanced capabilities. Second, as LLMs are increasingly deployed in diverse applications, the role of XAI shifts from merely opening the ``black box'' to actively enhancing the productivity and applicability of LLMs in real-world settings. Meanwhile, the conversation and generation abilities of LLMs can reciprocally enhance XAI. Therefore, in this paper, we introduce Usable XAI in the context of LLMs by analyzing (1) how XAI can explain and improve LLM-based AI systems and (2) how XAI techniques can be improved by using LLMs. We introduce 10 strategies, introducing the key techniques for each and discussing their associated challenges. We also provide case studies to demonstrate how to obtain and leverage explanations. The code used in this paper can be found at: https://github.com/JacksonWuxs/UsableXAI_LLM.

cs.LG↗

arXiv2025

Beyond Single Concept Vector: Modeling Concept Subspace in LLMs with Gaussian Distribution

Probing learned concepts in large language models (LLMs) is crucial for understanding how semantic knowledge is encoded internally. Training linear classifiers on probing tasks is a principle approach to denote the vector of a certain concept in the representation space. However, the single vector identified for a concept varies with both data and training, making it less robust and weakening its effectiveness in real-world applications. To address this challenge, we propose an approach to approximate the subspace representing a specific concept. Built on linear probing classifiers, we extend the concept vectors into Gaussian Concept Subspace (GCS). We demonstrate GCS's effectiveness through measuring its faithfulness and plausibility across multiple LLMs with different sizes and architectures. Additionally, we use representation intervention tasks to showcase its efficacy in real-world applications such as emotion steering. Experimental results indicate that GCS concept vectors have the potential to balance steering performance and maintaining the fluency in natural language generation tasks.

cs.CL↗

arXiv2025

DuplexMamba: Enhancing Real-time Speech Conversations with Duplex and Streaming Capabilities

Real-time speech conversation is essential for natural and efficient human-machine interactions, requiring duplex and streaming capabilities. Traditional Transformer-based conversational chatbots operate in a turn-based manner and exhibit quadratic computational complexity that grows as the input size increases. In this paper, we propose DuplexMamba, a Mamba-based end-to-end multimodal duplex model for speech-to-text conversation. DuplexMamba enables simultaneous input processing and output generation, dynamically adjusting to support real-time streaming. Specifically, we develop a Mamba-based speech encoder and adapt it with a Mamba-based language model. Furthermore, we introduce a novel duplex decoding strategy that enables DuplexMamba to process input and generate output simultaneously. Experimental results demonstrate that DuplexMamba successfully implements duplex and streaming capabilities while achieving performance comparable to several recently developed Transformer-based models in automatic speech recognition (ASR) tasks and voice assistant benchmark evaluations. Our code and model are released.

cs.CL↗

arXiv2025

C*: Unifying Programming and Verification in C

Ensuring the correct functionality of systems software, given its safety-critical and low-level nature, is a primary focus in formal verification research and applications. Despite advances in verification tooling, conventional programmers are rarely involved in the verification of their own code, resulting in higher development and maintenance costs for verified software. A key barrier to programmer participation in verification practices is the disconnect of environments and paradigms between programming and verification practices, which limits accessibility and real-time verification. We introduce C*, a proof-integrated language design for C programming. C* extends C with verification capabilities, powered by a symbolic execution engine and an LCF-style proof kernel. It enables real-time verification by allowing programmers to embed proof-code blocks alongside implementation code, facilitating interactive updates to the current proof state. Its expressive and extensible proof support allows users to build reusable libraries of logical definitions, theorems, and programmable proof automation. Crucially, C* unifies implementation and proof code development by using C as the common language. We implemented a prototype of C* and evaluated it on a representative benchmark of small C programs and a challenging real-world case study: the attach function of pKVM's buddy allocator. Our results demonstrate that C* supports the verification of a broad subset of C programming idioms and effectively handles complex reasoning tasks in real-world scenarios.

cs.PL↗

arXiv2025

A new approach for encoding code and assisting code understanding

Some companies (e.g., Microsoft Research and Google DeepMind) have discovered some of the limitations of GPTs' autoregressive paradigm next-word prediction, manifested in the model's lack of planning, working memory, backtracking, and reasoning skills. GPTs rely on a local and greedy process of generating the next word, without a global understanding of the task or the output. We have confirmed the above limitations through specialized empirical studies of code comprehension. Although GPT-4 is good at producing fluent and coherent text, it cannot handle complex logic and generate new code that hasn't been seen, and it relies too much on the formatting of the prompt to generate the correct code. We propose a new paradigm for code understanding that goes beyond the next-word prediction paradigm, inspired by the successful application of diffusion techniques to image generation (Dalle-2, Sora) and protein structure generation (AlphaFold-3), which have no autoregressive constraints. Instead of encoding the code in a form that mimics natural language, we encode the code as a heterogeneous image paradigm with a memory of global information that mimics both images and protein structures. We then refer to Sora's CLIP upstream text-to-image encoder model to design a text-to-code encoder model that can be applied to various downstream code understanding tasks. The model learns the global understanding of code under the new paradigm heterogeneous image, connects the encoding space of text and code, and encodes the input of text into the vector of code most similar to it. Using self-supervised comparative learning on 456,360 text-code pairs, the model achieved a zero-shot prediction of new data. This work is the basis for future work on code generation using diffusion techniques under a new paradigm to avoid autoregressive limitations.

cs.AI↗

arXiv2025

Enhancing LLM Generation with Knowledge Hypergraph for Evidence-Based Medicine

Evidence-based medicine (EBM) plays a crucial role in the application of large language models (LLMs) in healthcare, as it provides reliable support for medical decision-making processes. Although it benefits from current retrieval-augmented generation~(RAG) technologies, it still faces two significant challenges: the collection of dispersed evidence and the efficient organization of this evidence to support the complex queries necessary for EBM. To tackle these issues, we propose using LLMs to gather scattered evidence from multiple sources and present a knowledge hypergraph-based evidence management model to integrate these evidence while capturing intricate relationships. Furthermore, to better support complex queries, we have developed an Importance-Driven Evidence Prioritization (IDEP) algorithm that utilizes the LLM to generate multiple evidence features, each with an associated importance score, which are then used to rank the evidence and produce the final retrieval results. Experimental results from six datasets demonstrate that our approach outperforms existing RAG techniques in application domains of interest to EBM, such as medical quizzing, hallucination detection, and decision support. Testsets and the constructed knowledge graph can be accessed at \href{https://drive.google.com/file/d/1WJ9QTokK3MdkjEmwuFQxwH96j_Byawj_/view?usp=drive_link}{https://drive.google.com/rag4ebm}.

cs.CL↗

arXiv2025

SAIF: A Sparse Autoencoder Framework for Interpreting and Steering Instruction Following of Language Models

The ability of large language models (LLMs) to follow instructions is crucial for their practical applications, yet the underlying mechanisms remain poorly understood. This paper presents a novel framework that leverages sparse autoencoders (SAE) to interpret how instruction following works in these models. We demonstrate how the features we identify can effectively steer model outputs to align with given instructions. Through analysis of SAE latent activations, we identify specific latents responsible for instruction following behavior. Our findings reveal that instruction following capabilities are encoded by a distinct set of instruction-relevant SAE latents. These latents both show semantic proximity to relevant instructions and demonstrate causal effects on model behavior. Our research highlights several crucial factors for achieving effective steering performance: precise feature identification, the role of final layer, and optimal instruction positioning. Additionally, we demonstrate that our methodology scales effectively across SAEs and LLMs of varying sizes.

cs.LG↗

arXiv2025

Exploring Concept Depth: How Large Language Models Acquire Knowledge and Concept at Different Layers?

Large language models (LLMs) have shown remarkable performances across a wide range of tasks. However, the mechanisms by which these models encode tasks of varying complexities remain poorly understood. In this paper, we explore the hypothesis that LLMs process concepts of varying complexities in different layers, introducing the idea of "Concept Depth" to suggest that more complex concepts are typically acquired in deeper layers. Specifically, we categorize concepts based on their level of abstraction, defining them in the order of increasing complexity within factual, emotional, and inferential tasks. We conduct extensive probing experiments using layer-wise representations across various LLM families (Gemma, LLaMA, Qwen) on various datasets spanning the three domains of tasks. Our findings reveal that models could efficiently conduct probing for simpler tasks in shallow layers, and more complex tasks typically necessitate deeper layers for accurate understanding. Additionally, we examine how external factors, such as adding noise to the input and quantizing the model weights, might affect layer-wise representations. Our findings suggest that these factors can impede the development of a conceptual understanding of LLMs until deeper layers are explored. We hope that our proposed concept and experimental insights will enhance the understanding of the mechanisms underlying LLMs. Our codes are available at https://github.com/Luckfort/CD.

cs.CL↗