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Hal Daumé III

Publications and source records attributed to Hal Daumé III.

At least 19 recordsLinked to original sources

Trait-space Monitoring for Emergent Misalignment During Supervised Finetuning

Emergent misalignment (EM) occurs when narrow finetuning induces dangerous behavior outside the finetuning task. Detecting this shift through repeated behavioral evaluation is costly, motivating our checkpoint-level monitoring from internal representations. We define a fixed coordinate system from seven alignment-relevant activation directions and use it to track representational drift during LoRA finetuning of four open-source 7-9B language models. Finetuning drift in this space exhibits a dominant axis that explains 78.6% of variance and remains stable across datasets, extraction choices, and parameter-update capacities. Across 468 checkpoints from three EM-relevant held-out datasets, the resulting monitors attain 1.8% FNR, 2.0% FPR, and 0.989 AUROC, outperforming semantic, random, PCA, and SAE feature baselines. On a fourth dataset, a matched benign-dangerous control shows that substantial representational drift can also occur under benign finetuning, while changes across the 7D profile still distinguish dangerous from benign runs. Stress tests across two 14B models, full finetuning, longer training horizons, and misaligned starting states show that the signal can persist across shifts in training configuration, while reliable deployment may require recalibration.

cs.LG↗

The Effect of Perceived Race and Gender on Police Language Use: Experimental Evidence from VR Simulations

Against the backdrop of violence in police interactions with the U.S. public, we explore how deferentially police officers speak to virtual characters depicted as Black adult males in vir- tual reality (VR) simulations. We evaluate the effect of seeing and communicating with these characters through a causal in- ference lens, where the assignment of the Black man character to a police officer and simulation is the treatment variable. Our (marginal) average treatment effect AT E measures the social impact of the character on the deference of officer statements with each turn of the conversation. Soberingly, we find that most officers speak less deferentially to Black man characters, except for White, biracial, and multiracial female officers, es- pecially in settings where the VR character was known to be a suspect. Across a full conversation of a typical VR scene, these marginal AT Es can result in notable changes in def- erence of tone (two to several points difference on a scale of 0-10), above and beyond that due to the initial effect of per- ceiving a Black male character. Even more disconcerting is that this can contribute to conversation breakdowns that po- tentially result in violence or danger to both the public and the police. We also explored the capabilities of large language models (LLMs) for ATE estimation. From our methods com- parison analysis, including model validation against synthetic data, we provide unique scientific insights on LLM-assisted methodologies for ATE estimation. As such, for ATE esti- mation with multilevel data with text, we recommend mixed effects models with the inverse propensity treatment weighted (iptw) approach, which utilized an LLM for text feature cre- ation. While we also tested LLMs for finetuning prediction models ultimately for ATE estimation, we conclude they are an area for further development and refinement.

cs.CY↗

On the Role of Citations in Preference Data

Many NLP tasks require systems to provide attribution in their outputs--i.e. citations to grounding sources. Attribution serves as a bulwark against model hallucination and as a means for users to verify the credibility of model outputs. Yet, it is unclear how humans and LLMs evaluate citations when comparing outputs, a process central to reward modeling and modern LLM post-training. This paper studies the role of citations in the preferences of human judges and four open-source LLMs within the context of scientific question answering, leveraging mixed effects models to investigate the influence of citations on pairwise judgments. Among our key findings are (1) that humans prefer more diverse citations but fewer overall, and (2) that LLMs show some citation-related preferences compared to humans, despite lacking access to the sources, but these preferences depend on the data and specific models. We further discuss the implications of our findings for preference data collection.

cs.CL↗

Can You Make It Sound Like You? Post-Editing LLM-Generated Text for Personal Style

Despite the growing use of large language models (LLMs) for writing tasks, users may hesitate to rely on LLMs when personal style is important. Post-editing LLM-generated drafts or translations is a common collaborative writing strategy, but it remains unclear whether users can effectively reshape LLM-generated text to reflect their personal style. We conduct a pre-registered online study ($n=81$) in which participants post-edit LLM-generated drafts for writing tasks where personal style matters to them. Using embedding-based style similarity metrics, we find that post-editing increases stylistic similarity to participants' unassisted writing and reduces similarity to fully LLM-generated output. However, post-edited text still remains stylistically closer in style to LLM text than to participants' unassisted control text, and it exhibits reduced stylistic diversity compared to unassisted human text. We find a gap between perceived stylistic authenticity and model-measured stylistic similarity, with post-edited text often perceived as representative of participants' personal style despite remaining detectable LLM stylistic traces.

cs.CL↗

Reheat Nachos for Dinner? Evaluating AI Support for Cross-Cultural Communication of Neologisms

Neologisms and emerging slang are central to daily conversation, yet challenging for non-native speakers (NNS) to interpret and use appropriately in cross-cultural communication with native speakers (NS). NNS increasingly make use of Artificial Intelligence (AI) tools to learn these words. We study the utility of such tools in mediating an informal communication scenario through a human-subjects study (N=234): NNS participants learn English neologisms with AI support, write messages using the learned word to an NS friend, and judge contextual appropriateness of the neologism in two provided writing samples. Using both NS evaluator-rated communicative competence of NNS-produced writing and NNS' contextual appropriateness judgments, we compare three AI-based support conditions: AI Definition, AI Rewrite into simpler English, AI Explanation of meaning and usage, and Non-AI Dictionary for comparison. We show that AI Explanation yields the largest gains over no support in NS-rated competence, while contextual appropriateness judgments show indifference across support. NNS participants' self-reported perceptions tend to overestimate NS ratings, revealing a mismatch between perceived and actual competence. We further observe a significant gap between NNS- and NS-produced writing, highlighting the limitations of current AI tools and informing design for future tools.

cs.CL↗

SMARTER: A Data-efficient Framework to Improve Toxicity Detection with Explanation via Self-augmenting Large Language Models

WARNING: This paper contains examples of offensive materials. To address the proliferation of toxic content on social media, we introduce SMARTER, we introduce SMARTER, a data-efficient two-stage framework for explainable content moderation using Large Language Models (LLMs). In Stage 1, we leverage LLMs' own outputs to generate synthetic explanations for both correct and incorrect labels, enabling alignment via preference optimization with minimal human supervision. In Stage 2, we refine explanation quality through cross-model training, allowing weaker models to align stylistically and semantically with stronger ones. Experiments on three benchmark tasks -- HateXplain, Latent Hate, and Implicit Hate -- demonstrate that SMARTER enables LLMs to achieve up to a 13% macro-F1 improvement over standard few-shot baselines while using only a fraction of the full training data. Our framework offers a scalable strategy for low-resource settings by harnessing LLMs' self-improving capabilities for both classification and explanation.

cs.CL↗

Pragmatics Meets Culture: Culturally-adapted Artwork Description Generation and Evaluation

Language models are known to exhibit various forms of cultural bias in decision-making tasks, yet much less is known about their degree of cultural familiarity in open-ended text generation tasks. In this paper, we introduce the task of culturally-adapted art description generation, where models describe artworks for audiences from different cultural groups who vary in their familiarity with the cultural symbols and narratives embedded in the artwork. To evaluate cultural competence in this pragmatic generation task, we propose a framework based on culturally grounded question answering. We find that base models are only marginally adequate for this task, but, through a pragmatic speaker model, we can improve simulated listener comprehension by up to 8.2%. A human study further confirms that the model with higher pragmatic competence is rated as more helpful for comprehension by 8.0%.

cs.CL↗

When Stereotypes GTG: The Impact of Predictive Text Suggestions on Gender Bias in Human-AI Co-Writing

AI-based systems such as language models have been shown to replicate and even amplify social biases reflected in their training data. Among other questionable behaviors, this can lead to AI-generated text--and text suggestions--that contain normatively inappropriate stereotypical associations. Little is known, however, about how this behavior impacts the writing produced by people using these systems. We address this gap by measuring how much impact stereotypes or anti-stereotypes in English single-word LM predictive text suggestions have on the stories that people write using those tools in a co-writing scenario. We find that ($n=414$), LM suggestions that challenge stereotypes sometimes lead to a significantly increased rate of anti-stereotypical co-written stories. However, despite this increased rate of anti-stereotypical stories, pro-stereotypical narratives still dominated the co-written stories, demonstrating that technical debiasing is only a partially effective strategy to alleviate harms from human-AI collaboration.

cs.CL↗

Say It My Way: Exploring Control in Conversational Visual Question Answering with Blind Users

Prompting and steering techniques are well established in general-purpose generative AI, yet assistive visual question answering (VQA) tools for blind users still follow rigid interaction patterns with limited opportunities for customization. User control can be helpful when system responses are misaligned with their goals and contexts, a gap that becomes especially consequential for blind users that may rely on these systems for access. We invite 11 blind users to customize their interactions with a real-world conversational VQA system. Drawing on 418 interactions, reflections, and post-study interviews, we analyze prompting-based techniques participants adopted, including those introduced in the study and those developed independently in real-world settings. VQA interactions were often lengthy: participants averaged 3 turns, sometimes up to 21, with input text typically tenfold shorter than the responses they heard. Built on state-of-the-art LLMs, the system lacked verbosity controls, was limited in estimating distance in space and time, relied on inaccessible image framing, and offered little to no camera guidance. We discuss how customization techniques such as prompt engineering can help participants work around these limitations. Alongside a new publicly available dataset, we offer insights for interaction design at both query and system levels.

cs.HC↗

Steering Safely or Off a Cliff? Rethinking Specificity and Robustness in Inference-Time Interventions

Model steering, which involves intervening on hidden representations at inference time, has emerged as a lightweight alternative to finetuning for precisely controlling large language models. While steering efficacy has been widely studied, evaluations of whether interventions alter only the intended property remain limited, especially with respect to unintended changes in behaviors related to the target property. We call this notion specificity. We propose a framework that distinguishes three dimensions of specificity: general (preserving fluency and unrelated abilities), control (preserving related control properties), and robustness (preserving control properties under distribution shifts). We study two safety-critical use cases: steering models to reduce overrefusal and faithfulness hallucinations, and show that while steering achieves high efficacy and largely maintains general and control specificity, it consistently fails to preserve robustness specificity. In the case of overrefusal steering, for example, all steering methods reduce overrefusal without harming general abilities and refusal on harmful queries; however, they substantially increase vulnerability to jailbreaks. Our work provides the first systematic evaluation of specificity in model steering, showing that standard efficacy and specificity checks are insufficient, because without robustness evaluation, steering methods may appear reliable even when they compromise model safety.

cs.LG↗

Balancing Safety and Helpfulness in Healthcare AI Assistants through Iterative Preference Alignment

Large Language Models (LLMs) are increasingly used in healthcare, yet ensuring their safety and trustworthiness remains a barrier to deployment. Conversational medical assistants must avoid unsafe compliance without over-refusing benign queries. We present an iterative post-deployment alignment framework that applies Kahneman-Tversky Optimization (KTO) and Direct Preference Optimization (DPO) to refine models against domain-specific safety signals. Using the CARES-18K benchmark for adversarial robustness, we evaluate four LLMs (Llama-3B/8B, Meditron-8B, Mistral-7B) across multiple cycles. Our results show up to 42% improvement in safety-related metrics for harmful query detection, alongside interesting trade-offs against erroneous refusals, thereby exposing architecture-dependent calibration biases. We also perform ablation studies to identify when self-evaluation is reliable and when external or finetuned judges are necessary to maximize performance gains. Our findings underscore the importance of adopting best practices that balance patient safety, user trust, and clinical utility in the design of conversational medical assistants.

cs.AI↗

Which Demographic Features Are Relevant for Individual Fairness Evaluation of U.S. Recidivism Risk Assessment Tools?

Despite its constitutional relevance, the technical ``individual fairness'' criterion has not been operationalized in U.S. state or federal statutes/regulations. We conduct a human subjects experiment to address this gap, evaluating which demographic features are relevant for individual fairness evaluation of recidivism risk assessment (RRA) tools. Our analyses conclude that the individual similarity function should consider age and sex, but it should ignore race.

cs.CY↗

A Necessary Step toward Faithfulness: Measuring and Improving Consistency in Free-Text Explanations

Faithful free-text explanations are important to ensure transparency in high-stakes AI decision-making contexts, but they are challenging to generate by language models and assess by humans. In this paper, we present a measure for Prediction-EXplanation (PEX) consistency, by extending the concept of weight of evidence. This measure quantifies how much a free-text explanation supports or opposes a prediction, serving as an important aspect of explanation faithfulness. Our analysis reveals that more than 62% explanations generated by large language models lack this consistency. We show that applying direct preference optimization improves the consistency of generated explanations across three model families, with improvement ranging from 43.1% to 292.3%. Furthermore, we demonstrate that optimizing this consistency measure can improve explanation faithfulness by up to 9.7%.

cs.CL↗

'Rich Dad, Poor Lad': How do Large Language Models Contextualize Socioeconomic Factors in College Admission ?

Large Language Models (LLMs) are increasingly involved in high-stakes domains, yet how they reason about socially sensitive decisions remains underexplored. We present a large-scale audit of LLMs' treatment of socioeconomic status (SES) in college admissions decisions using a novel dual-process framework inspired by cognitive science. Leveraging a synthetic dataset of 30,000 applicant profiles grounded in real-world correlations, we prompt 4 open-source LLMs (Qwen 2, Mistral v0.3, Gemma 2, Llama 3.1) under 2 modes: a fast, decision-only setup (System 1) and a slower, explanation-based setup (System 2). Results from 5 million prompts reveal that LLMs consistently favor low-SES applicants -- even when controlling for academic performance -- and that System 2 amplifies this tendency by explicitly invoking SES as compensatory justification, highlighting both their potential and volatility as decision-makers. We then propose DPAF, a dual-process audit framework to probe LLMs' reasoning behaviors in sensitive applications.

cs.CL↗

Effort-aware Fairness: Incorporating a Philosophy-informed, Human-centered Notion of Effort into Algorithmic Fairness Metrics

Although popularized AI fairness metrics, e.g., demographic parity, have uncovered bias in AI-assisted decision-making outcomes, they do not consider how much effort one has spent to get to where one is today in the input feature space. However, the notion of effort is important in how Philosophy and humans understand fairness. We propose a philosophy-informed approach to conceptualize and evaluate Effort-aware Fairness (EaF), grounded in the concept of Force, which represents the temporal trajectory of predictive features coupled with inertia. Besides theoretical formulation, our empirical contributions include: (1) a pre-registered human subjects experiment, which shows that for both stages of the (individual) fairness evaluation process, people consider the temporal trajectory of a predictive feature more than its aggregate value; (2) pipelines to compute Effort-aware Individual/Group Fairness in the criminal justice and personal finance contexts. Our work may enable AI model auditors to uncover and potentially correct unfair decisions against individuals who have spent significant efforts to improve but are still stuck with systemic disadvantages outside their control.

cs.AI↗

Beyond Blanket Masking: Examining Granularity for Privacy Protection in Images Captured by Blind and Low Vision Users

As visual assistant systems powered by visual language models (VLMs) become more prevalent, concerns over user privacy have grown, particularly for blind and low vision users who may unknowingly capture personal private information in their images. Existing privacy protection methods rely on coarse-grained segmentation, which uniformly masks entire private objects, often at the cost of usability. In this work, we propose FiGPriv, a fine-grained privacy protection framework that selectively masks only high-risk private information while preserving low-risk information. Our approach integrates fine-grained segmentation with a data-driven risk scoring mechanism. We evaluate our framework using the BIV-Priv-Seg dataset and show that FiG-Priv preserves +26% of image content, enhancing the ability of VLMs to provide useful responses by 11% and identify the image content by 45%, while ensuring privacy protection. Project Page: https://artcs1.github.io/VLMPrivacy/

cs.CV↗

An Interdisciplinary Approach to Human-Centered Machine Translation

Machine Translation (MT) tools are widely used today, often in contexts where professional translators are not present. Despite progress in MT technology, a gap persists between system development and real-world usage, particularly for non-expert users who may struggle to assess translation reliability. This paper advocates for a human-centered approach to MT, emphasizing the alignment of system design with diverse communicative goals and contexts of use. We survey the literature in Translation Studies and Human-Computer Interaction to recontextualize MT evaluation and design to address the diverse real-world scenarios in which MT is used today.

cs.CL↗

TraceVLA: Visual Trace Prompting Enhances Spatial-Temporal Awareness for Generalist Robotic Policies

Although large vision-language-action (VLA) models pretrained on extensive robot datasets offer promising generalist policies for robotic learning, they still struggle with spatial-temporal dynamics in interactive robotics, making them less effective in handling complex tasks, such as manipulation. In this work, we introduce visual trace prompting, a simple yet effective approach to facilitate VLA models' spatial-temporal awareness for action prediction by encoding state-action trajectories visually. We develop a new TraceVLA model by finetuning OpenVLA on our own collected dataset of 150K robot manipulation trajectories using visual trace prompting. Evaluations of TraceVLA across 137 configurations in SimplerEnv and 4 tasks on a physical WidowX robot demonstrate state-of-the-art performance, outperforming OpenVLA by 10% on SimplerEnv and 3.5x on real-robot tasks and exhibiting robust generalization across diverse embodiments and scenarios. To further validate the effectiveness and generality of our method, we present a compact VLA model based on 4B Phi-3-Vision, pretrained on the Open-X-Embodiment and finetuned on our dataset, rivals the 7B OpenVLA baseline while significantly improving inference efficiency.

cs.RO↗