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Han Yu

Publications and source records attributed to Han Yu.

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On the metric theory of multiplicative Diophantine approximation

In 1962, Gallagher proved an higher dimensional version of Khintchine's theorem on Diophantine approximation. Gallagher's theorem states that for any non-increasing approximation function $ψ:\mathbb{N}\to (0,1/2)$ with $\sum_{q=1}^{\infty} ψ(q)\log q=\infty$ and $γ=γ'=0$ the following set \[ \{(x,y)\in [0,1]^2: \|qx-γ\|\|qy-γ'\|<ψ(q) \text{ infinitely often}\} \] has full Lebesgue measure. Recently, Chow and Technau proved a fully inhomogeneous version (without restrictions on $γ,γ'$) of the above result. In this paper, we prove an Erdős-Vaaler type result for fibred multiplicative Diophantine approximation. Along the way, via a different method, we prove a slightly weaker version of Chow-Technau's theorem with the condition that at least one of $γ,γ'$ is not Liouville. We also extend Chow-Technau's result for fibred inhomogeneous Gallagher's theorem for Liouville fibres.

math.NT

Semi-Supervised Learning and Data Augmentation in Wearable-based Momentary Stress Detection in the Wild

Physiological and behavioral data collected from wearable or mobile sensors have been used to estimate self-reported stress levels. Since the stress annotation usually relies on self-reports during the study, a limited amount of labeled data can be an obstacle in developing accurate and generalized stress predicting models. On the other hand, the sensors can continuously capture signals without annotations. This work investigates leveraging unlabeled wearable sensor data for stress detection in the wild. We first applied data augmentation techniques on the physiological and behavioral data to improve the robustness of supervised stress detection models. Using an auto-encoder with actively selected unlabeled sequences, we pre-trained the supervised model structure to leverage the information learned from unlabeled samples. Then, we developed a semi-supervised learning framework to leverage the unlabeled data sequences. We combined data augmentation techniques with consistency regularization, which enforces the consistency of prediction output based on augmented and original unlabeled data. We validated these methods using three wearable/mobile sensor datasets collected in the wild. Our results showed that combining the proposed methods improved stress classification performance by 7.7% to 13.8% on the evaluated datasets, compared to the baseline supervised learning models.

eess.SP

Modality Fusion Network and Personalized Attention in Momentary Stress Detection in the Wild

Multimodal wearable physiological data in daily life have been used to estimate self-reported stress labels. However, missing data modalities in data collection makes it challenging to leverage all the collected samples. Besides, heterogeneous sensor data and labels among individuals add challenges in building robust stress detection models. In this paper, we proposed a modality fusion network (MFN) to train models and infer self-reported binary stress labels under both complete and incomplete modality conditions. In addition, we applied personalized attention (PA) strategy to leverage personalized representation along with the generalized one-size-fits-all model. We evaluated our methods on a multimodal wearable sensor dataset (N=41) including galvanic skin response (GSR) and electrocardiogram (ECG). Compared to the baseline method using the samples with complete modalities, the performance of the MFN improved by 1.6% in f1-scores. On the other hand, the proposed PA strategy showed a 2.3% higher stress detection f1-score and approximately up to 70% reduction in personalized model parameter size (9.1 MB) compared to the previous state-of-the-art transfer learning strategy (29.3 MB).

eess.SP

More to Less (M2L): Enhanced Health Recognition in the Wild with Reduced Modality of Wearable Sensors

Accurately recognizing health-related conditions from wearable data is crucial for improved healthcare outcomes. To improve the recognition accuracy, various approaches have focused on how to effectively fuse information from multiple sensors. Fusing multiple sensors is a common scenario in many applications, but may not always be feasible in real-world scenarios. For example, although combining bio-signals from multiple sensors (i.e., a chest pad sensor and a wrist wearable sensor) has been proved effective for improved performance, wearing multiple devices might be impractical in the free-living context. To solve the challenges, we propose an effective more to less (M2L) learning framework to improve testing performance with reduced sensors through leveraging the complementary information of multiple modalities during training. More specifically, different sensors may carry different but complementary information, and our model is designed to enforce collaborations among different modalities, where positive knowledge transfer is encouraged and negative knowledge transfer is suppressed, so that better representation is learned for individual modalities. Our experimental results show that our framework achieves comparable performance when compared with the full modalities. Our code and results will be available at https://github.com/compwell-org/More2Less.git.

cs.LG

Towards Verifiable Federated Learning

Federated learning (FL) is an emerging paradigm of collaborative machine learning that preserves user privacy while building powerful models. Nevertheless, due to the nature of open participation by self-interested entities, it needs to guard against potential misbehaviours by legitimate FL participants. FL verification techniques are promising solutions for this problem. They have been shown to effectively enhance the reliability of FL networks and help build trust among participants. Verifiable federated learning has become an emerging topic of research that has attracted significant interest from the academia and the industry alike. Currently, there is no comprehensive survey on the field of verifiable federated learning, which is interdisciplinary in nature and can be challenging for researchers to enter into. In this paper, we bridge this gap by reviewing works focusing on verifiable FL. We propose a novel taxonomy for verifiable FL covering both centralised and decentralised FL settings, summarise the commonly adopted performance evaluation approaches, and discuss promising directions towards a versatile verifiable FL framework.

cs.CR

Fractal projections with an application in number theory

In this paper, we discuss a connection between geometric measure theory and number theory. This method brings a new point of view for some number-theoretic problems concerning digit expansions. Among other results, we showed that for each integer $k,$ there is a number $M>0$ such that if $b_1,\dots,b_k$ are multiplicatively independent integers greater than $M$, there are infinitely many integers whose base $b_1,b_2,\dots,b_k$ expansions all do not have any zero digits.

math.NT

Times two, three, five orbits on $\mathbb{T}^2$

In this paper, we study orbit closures under diagonal torus actions. We show that if $(x,y)\in\mathbb{T}^2$ is not contained in any rational lines, then its orbit under the $\times 2, \times 3, \times 5$ actions is dense in $\mathbb{T}^2.$

math.DS

Heterogeneous Federated Learning via Grouped Sequential-to-Parallel Training

Federated learning (FL) is a rapidly growing privacy-preserving collaborative machine learning paradigm. In practical FL applications, local data from each data silo reflect local usage patterns. Therefore, there exists heterogeneity of data distributions among data owners (a.k.a. FL clients). If not handled properly, this can lead to model performance degradation. This challenge has inspired the research field of heterogeneous federated learning, which currently remains open. In this paper, we propose a data heterogeneity-robust FL approach, FedGSP, to address this challenge by leveraging on a novel concept of dynamic Sequential-to-Parallel (STP) collaborative training. FedGSP assigns FL clients to homogeneous groups to minimize the overall distribution divergence among groups, and increases the degree of parallelism by reassigning more groups in each round. It is also incorporated with a novel Inter-Cluster Grouping (ICG) algorithm to assist in group assignment, which uses the centroid equivalence theorem to simplify the NP-hard grouping problem to make it solvable. Extensive experiments have been conducted on the non-i.i.d. FEMNIST dataset. The results show that FedGSP improves the accuracy by 3.7% on average compared with seven state-of-the-art approaches, and reduces the training time and communication overhead by more than 90%.

cs.LG

Privacy and Robustness in Federated Learning: Attacks and Defenses

As data are increasingly being stored in different silos and societies becoming more aware of data privacy issues, the traditional centralized training of artificial intelligence (AI) models is facing efficiency and privacy challenges. Recently, federated learning (FL) has emerged as an alternative solution and continue to thrive in this new reality. Existing FL protocol design has been shown to be vulnerable to adversaries within or outside of the system, compromising data privacy and system robustness. Besides training powerful global models, it is of paramount importance to design FL systems that have privacy guarantees and are resistant to different types of adversaries. In this paper, we conduct the first comprehensive survey on this topic. Through a concise introduction to the concept of FL, and a unique taxonomy covering: 1) threat models; 2) poisoning attacks and defenses against robustness; 3) inference attacks and defenses against privacy, we provide an accessible review of this important topic. We highlight the intuitions, key techniques as well as fundamental assumptions adopted by various attacks and defenses. Finally, we discuss promising future research directions towards robust and privacy-preserving federated learning.

cs.CR

Adaptive Memory Networks with Self-supervised Learning for Unsupervised Anomaly Detection

Unsupervised anomaly detection aims to build models to effectively detect unseen anomalies by only training on the normal data. Although previous reconstruction-based methods have made fruitful progress, their generalization ability is limited due to two critical challenges. First, the training dataset only contains normal patterns, which limits the model generalization ability. Second, the feature representations learned by existing models often lack representativeness which hampers the ability to preserve the diversity of normal patterns. In this paper, we propose a novel approach called Adaptive Memory Network with Self-supervised Learning (AMSL) to address these challenges and enhance the generalization ability in unsupervised anomaly detection. Based on the convolutional autoencoder structure, AMSL incorporates a self-supervised learning module to learn general normal patterns and an adaptive memory fusion module to learn rich feature representations. Experiments on four public multivariate time series datasets demonstrate that AMSL significantly improves the performance compared to other state-of-the-art methods. Specifically, on the largest CAP sleep stage detection dataset with 900 million samples, AMSL outperforms the second-best baseline by \textbf{4}\%+ in both accuracy and F1 score. Apart from the enhanced generalization ability, AMSL is also more robust against input noise.

cs.LG

Noise-Resistant Deep Metric Learning with Probabilistic Instance Filtering

Noisy labels are commonly found in real-world data, which cause performance degradation of deep neural networks. Cleaning data manually is labour-intensive and time-consuming. Previous research mostly focuses on enhancing classification models against noisy labels, while the robustness of deep metric learning (DML) against noisy labels remains less well-explored. In this paper, we bridge this important gap by proposing Probabilistic Ranking-based Instance Selection with Memory (PRISM) approach for DML. PRISM calculates the probability of a label being clean, and filters out potentially noisy samples. Specifically, we propose a novel method, namely the von Mises-Fisher Distribution Similarity (vMF-Sim), to calculate this probability by estimating a von Mises-Fisher (vMF) distribution for each data class. Compared with the existing average similarity method (AvgSim), vMF-Sim considers the variance of each class in addition to the average similarity. With such a design, the proposed approach can deal with challenging DML situations in which the majority of the samples are noisy. Extensive experiments on both synthetic and real-world noisy dataset show that the proposed approach achieves up to 8.37% higher Precision@1 compared with the best performing state-of-the-art baseline approaches, within reasonable training time.

cs.LG

AI-Empowered Persuasive Video Generation: A Survey

Promotional videos are rapidly becoming a popular medium for persuading people to change their behaviours in many settings (e.g., online shopping, social enterprise initiatives). Today, such videos are often produced by professionals, which is a time-, labour- and cost-intensive undertaking. In order to produce such contents to support a large applications (e.g., e-commerce), the field of artificial intelligence (AI)-empowered persuasive video generation (AIPVG) has gained traction in recent years. This field is interdisciplinary in nature, which makes it challenging for new researchers to grasp. Currently, there is no comprehensive survey of AIPVG available. In this paper, we bridge this gap by reviewing key AI techniques that can be utilized to automatically generate persuasive videos. We offer a first-of-its-kind taxonomy which divides AIPVG into three major steps: 1) visual material understanding, which extracts information from the visual materials (VMs) relevant to the target of promotion; 2) visual storyline generation, which shortlists and arranges high-quality VMs into a sequence in order to compose a storyline with persuasive power; and 3) post-production, which involves background music generation and still image animation to enhance viewing experience. We also introduce the evaluation metrics and datasets commonly adopted in the field of AIPVG. We analyze the advantages and disadvantages of the existing works belonging to the above-mentioned steps, and discuss interesting potential future research directions.

cs.MM

Intelligent Online Selling Point Extraction for E-Commerce Recommendation

In the past decade, automatic product description generation for e-commerce have witnessed significant advancement. As the services provided by e-commerce platforms become diverse, it is necessary to dynamically adapt the patterns of descriptions generated. The selling point of products is an important type of product description for which the length should be as short as possible while still conveying key information. In addition, this kind of product description should be eye-catching to the readers. Currently, product selling points are normally written by human experts. Thus, the creation and maintenance of these contents incur high costs. These costs can be significantly reduced if product selling points can be automatically generated by machines. In this paper, we report our experience developing and deploying the Intelligent Online Selling Point Extraction (IOSPE) system to serve the recommendation system in the JD.com e-commerce platform. Since July 2020, IOSPE has become a core service for 62 key categories of products (covering more than 4 million products). So far, it has generated more than 0.1 billion selling points, thereby significantly scaling up the selling point creation operation and saving human labour. These IOSPE generated selling points have increased the click-through rate (CTR) by 1.89\% and the average duration the customers spent on the products by more than 2.03\% compared to the previous practice, which are significant improvements for such a large-scale e-commerce platform.

cs.IR

Automatic Product Copywriting for E-Commerce

Product copywriting is a critical component of e-commerce recommendation platforms. It aims to attract users' interest and improve user experience by highlighting product characteristics with textual descriptions. In this paper, we report our experience deploying the proposed Automatic Product Copywriting Generation (APCG) system into the JD.com e-commerce product recommendation platform. It consists of two main components: 1) natural language generation, which is built from a transformer-pointer network and a pre-trained sequence-to-sequence model based on millions of training data from our in-house platform; and 2) copywriting quality control, which is based on both automatic evaluation and human screening. For selected domains, the models are trained and updated daily with the updated training data. In addition, the model is also used as a real-time writing assistant tool on our live broadcast platform. The APCG system has been deployed in JD.com since Feb 2021. By Sep 2021, it has generated 2.53 million product descriptions, and improved the overall averaged click-through rate (CTR) and the Conversion Rate (CVR) by 4.22% and 3.61%, compared to baselines, respectively on a year-on-year basis. The accumulated Gross Merchandise Volume (GMV) made by our system is improved by 213.42%, compared to the number in Feb 2021.

cs.CL

Byzantine-resilient Decentralized Stochastic Gradient Descent

Decentralized learning has gained great popularity to improve learning efficiency and preserve data privacy. Each computing node makes equal contribution to collaboratively learn a Deep Learning model. The elimination of centralized Parameter Servers (PS) can effectively address many issues such as privacy, performance bottleneck and single-point-failure. However, how to achieve Byzantine Fault Tolerance in decentralized learning systems is rarely explored, although this problem has been extensively studied in centralized systems. In this paper, we present an in-depth study towards the Byzantine resilience of decentralized learning systems with two contributions. First, from the adversarial perspective, we theoretically illustrate that Byzantine attacks are more dangerous and feasible in decentralized learning systems: even one malicious participant can arbitrarily alter the models of other participants by sending carefully crafted updates to its neighbors. Second, from the defense perspective, we propose UBAR, a novel algorithm to enhance decentralized learning with Byzantine Fault Tolerance. Specifically, UBAR provides a Uniform Byzantine-resilient Aggregation Rule for benign nodes to select the useful parameter updates and filter out the malicious ones in each training iteration. It guarantees that each benign node in a decentralized system can train a correct model under very strong Byzantine attacks with an arbitrary number of faulty nodes. We conduct extensive experiments on standard image classification tasks and the results indicate that UBAR can effectively defeat both simple and sophisticated Byzantine attacks with higher performance efficiency than existing solutions.

cs.LG

Securing Federated Learning: A Covert Communication-based Approach

Federated Learning Networks (FLNs) have been envisaged as a promising paradigm to collaboratively train models among mobile devices without exposing their local privacy data. Due to the need for frequent model updates and communications, FLNs are vulnerable to various attacks (e.g., eavesdropping attacks, inference attacks, poisoning attacks, and backdoor attacks). Balancing privacy protection with efficient distributed model training is a key challenge for FLNs. Existing countermeasures incur high computation costs and are only designed for specific attacks on FLNs. In this paper, we bridge this gap by proposing the Covert Communication-based Federated Learning (CCFL) approach. Based on the emerging communication security technique of covert communication which hides the existence of wireless communication activities, CCFL can degrade attackers' capability of extracting useful information from the FLN training protocol, which is a fundamental step for most existing attacks, and thereby holistically enhances the privacy of FLNs. We experimentally evaluate CCFL extensively under real-world settings in which the FL latency is optimized under given security requirements. Numerical results demonstrate the significant effectiveness of the proposed approach in terms of both training efficiency and communication security.

cs.CR

Non-Salem sets in metric Diophantine approximation

A classical result of Kaufman states that, for each $τ>1,$ the set of well approximable numbers \[ E(τ)=\{x\in\mathbb{R}: \|qx\| < |q|^{-τ} \text{ for infinitely many integers q}\} \] is a Salem set with Hausdorff dimension $2/(1+τ)$. A natural question to ask is whether the same phenomena holds for well approximable vectors in $\mathbb{R}^n.$ We prove that this is in general not the case. In addition, we also show that in $\mathbb{R}^n, n\geq 2,$ the set of badly approximable vectors is not Salem.

math.NT