arXiv subjects

Han Yu

Publications and source records attributed to Han Yu.

At least 91 records · Page 5Linked to original sources

arXiv2025

Uncertainty-Aware Explainable Federated Learning

Federated Learning (FL) is a collaborative machine learning paradigm for enhancing data privacy preservation. Its privacy-preserving nature complicates the explanation of the decision-making processes and the evaluation of the reliability of the generated explanations. In this paper, we propose the Uncertainty-aware eXplainable Federated Learning (UncertainXFL) to address these challenges. It generates explanations for decision-making processes under FL settings and provides information regarding the uncertainty of these explanations. UncertainXFL is the first framework to explicitly offer uncertainty evaluation for explanations within the FL context. Explanatory information is initially generated by the FL clients and then aggregated by the server in a comprehensive and conflict-free manner during FL training. The quality of the explanations, including the uncertainty score and tested validity, guides the FL training process by prioritizing clients with the most reliable explanations through higher weights during model aggregation. Extensive experimental evaluation results demonstrate that UncertainXFL achieves superior model accuracy and explanation accuracy, surpassing the current state-of-the-art model that does not incorporate uncertainty information by 2.71% and 1.77%, respectively. By integrating and quantifying uncertainty in the data into the explanation process, UncertainXFL not only clearly presents the explanation alongside its uncertainty, but also leverages this uncertainty to guide the FL training process, thereby enhancing the robustness and reliability of the resulting models.

cs.LG↗

arXiv2025

Balanced Mixed-Type Tabular Data Synthesis with Diffusion Models

Diffusion models have emerged as a robust framework for various generative tasks, including tabular data synthesis. However, current tabular diffusion models tend to inherit bias in the training dataset and generate biased synthetic data, which may influence discriminatory actions. In this research, we introduce a novel tabular diffusion model that incorporates sensitive guidance to generate fair synthetic data with balanced joint distributions of the target label and sensitive attributes, such as sex and race. The empirical results demonstrate that our method effectively mitigates bias in training data while maintaining the quality of the generated samples. Furthermore, we provide evidence that our approach outperforms existing methods for synthesizing tabular data on fairness metrics such as demographic parity ratio and equalized odds ratio, achieving improvements of over $10\%$. Our implementation is available at https://github.com/comp-well-org/fair-tab-diffusion.

cs.LG↗

arXiv2025

Can Textual Gradient Work in Federated Learning?

Recent studies highlight the promise of LLM-based prompt optimization, especially with TextGrad, which automates differentiation'' via texts and backpropagates textual feedback. This approach facilitates training in various real-world applications that do not support numerical gradient propagation or loss calculation. In this paper, we systematically explore the potential and challenges of incorporating textual gradient into Federated Learning (FL). Our contributions are fourfold. Firstly, we introduce a novel FL paradigm, Federated Textual Gradient (FedTextGrad), that allows clients to upload locally optimized prompts derived from textual gradients, while the server aggregates the received prompts. Unlike traditional FL frameworks, which are designed for numerical aggregation, FedTextGrad is specifically tailored for handling textual data, expanding the applicability of FL to a broader range of problems that lack well-defined numerical loss functions. Secondly, building on this design, we conduct extensive experiments to explore the feasibility of FedTextGrad. Our findings highlight the importance of properly tuning key factors (e.g., local steps) in FL training. Thirdly, we highlight a major challenge in FedTextGrad aggregation: retaining essential information from distributed prompt updates. Last but not least, in response to this issue, we improve the vanilla variant of FedTextGrad by providing actionable guidance to the LLM when summarizing client prompts by leveraging the Uniform Information Density principle. Through this principled study, we enable the adoption of textual gradients in FL for optimizing LLMs, identify important issues, and pinpoint future directions, thereby opening up a new research area that warrants further investigation.

cs.LG↗

arXiv2025

Optimizing Vaccine Site Locations While Considering Travel Inconvenience and Public Health Outcomes

During the COVID-19 pandemic, there were over three million infections in Los Angeles County (LAC). To facilitate distribution when vaccines first became available, LAC set up six mega-sites for dispensing a large number of vaccines to the public. To understand if another choice of mega-site location would have improved accessibility and health outcomes, and to provide insight into future vaccine allocation problems, we propose a multi-objective mixed integer linear programming model that balances travel convenience, infection reduction, and equitable distribution. We provide a tractable objective formulation that effectively proxies real-world public health goals of reducing infections while considering travel inconvenience and equitable distribution of resources. Compared with the solution empirically used in LAC in 2020, we recommend more dispersed mega-site locations that result in a 28% reduction in travel inconvenience and avert an additional 1,000 infections.

math.OC↗

arXiv2025

Ten Challenging Problems in Federated Foundation Models

Federated Foundation Models (FedFMs) represent a distributed learning paradigm that fuses general competences of foundation models as well as privacy-preserving capabilities of federated learning. This combination allows the large foundation models and the small local domain models at the remote clients to learn from each other in a teacher-student learning setting. This paper provides a comprehensive summary of the ten challenging problems inherent in FedFMs, encompassing foundational theory, utilization of private data, continual learning, unlearning, Non-IID and graph data, bidirectional knowledge transfer, incentive mechanism design, game mechanism design, model watermarking, and efficiency. The ten challenging problems manifest in five pivotal aspects: ``Foundational Theory," which aims to establish a coherent and unifying theoretical framework for FedFMs. ``Data," addressing the difficulties in leveraging domain-specific knowledge from private data while maintaining privacy; ``Heterogeneity," examining variations in data, model, and computational resources across clients; ``Security and Privacy," focusing on defenses against malicious attacks and model theft; and ``Efficiency," highlighting the need for improvements in training, communication, and parameter efficiency. For each problem, we offer a clear mathematical definition on the objective function, analyze existing methods, and discuss the key challenges and potential solutions. This in-depth exploration aims to advance the theoretical foundations of FedFMs, guide practical implementations, and inspire future research to overcome these obstacles, thereby enabling the robust, efficient, and privacy-preserving FedFMs in various real-world applications.

cs.LG↗

arXiv2025

Revisiting Topological Interference Management: A Learning-to-Code on Graphs Perspective

The advance of topological interference management (TIM) has been one of the driving forces of recent developments in network information theory. However, state-of-the-art coding schemes for TIM are usually handcrafted for specific families of network topologies, relying critically on experts' domain knowledge and sophisticated treatments. The lack of systematic and automatic generation of solutions inevitably restricts their potential wider applications to wireless communication systems, due to the limited generalizability of coding schemes to wider network configurations. To address such an issue, this work makes the first attempt to advocate revisiting topological interference alignment (IA) from a novel learning-to-code perspective. Specifically, we recast the one-to-one and subspace IA conditions as vector assignment policies and propose a unifying learning-to-code on graphs (LCG) framework by leveraging graph neural networks (GNNs) for capturing topological structures and reinforcement learning (RL) for decision-making of IA beamforming vector assignment. Interestingly, the proposed LCG framework is capable of recovering known one-to-one scalar/vector IA solutions for a significantly wider range of network topologies, and more remarkably of discovering new subspace IA coding schemes for multiple-antenna cases that are challenging to be handcrafted. The extensive experiments demonstrate that the LCG framework is an effective way to automatically produce systematic coding solutions to the TIM instances with arbitrary network topologies, and at the same time, the underlying learning algorithm is efficient with respect to online inference time and possesses excellent generalizability and transferability for practical deployment.

cs.IT↗

arXiv2025

Sample Weight Averaging for Stable Prediction

The challenge of Out-of-Distribution (OOD) generalization poses a foundational concern for the application of machine learning algorithms to risk-sensitive areas. Inspired by traditional importance weighting and propensity weighting methods, prior approaches employ an independence-based sample reweighting procedure. They aim at decorrelating covariates to counteract the bias introduced by spurious correlations between unstable variables and the outcome, thus enhancing generalization and fulfilling stable prediction under covariate shift. Nonetheless, these methods are prone to experiencing an inflation of variance, primarily attributable to the reduced efficacy in utilizing training samples during the reweighting process. Existing remedies necessitate either environmental labels or substantially higher time costs along with additional assumptions and supervised information. To mitigate this issue, we propose SAmple Weight Averaging (SAWA), a simple yet efficacious strategy that can be universally integrated into various sample reweighting algorithms to decrease the variance and coefficient estimation error, thus boosting the covariate-shift generalization and achieving stable prediction across different environments. We prove its rationality and benefits theoretically. Experiments across synthetic datasets and real-world datasets consistently underscore its superiority against covariate shift.

cs.LG↗

arXiv2025

Optimising Event-Driven Spiking Neural Network with Regularisation and Cutoff

Spiking neural network (SNN), as the next generation of artificial neural network (ANN), offer a closer mimicry of natural neural networks and hold promise for significant improvements in computational efficiency. However, the current SNN is trained to infer over a fixed duration, overlooking the potential of dynamic inference in SNN. In this paper, we strengthen the marriage between SNN and event-driven processing with a proposal to consider a cutoff in SNN, which can terminate SNN anytime during inference to achieve efficient inference. Two novel optimisation techniques are presented to achieve inference efficient SNN: a Top-K cutoff and a regularisation.The proposed regularisation influences the training process, optimising SNN for the cutoff, while the Top-K cutoff technique optimises the inference phase. We conduct an extensive set of experiments on multiple benchmark frame-based datasets, such asCIFAR10/100, Tiny-ImageNet, and event-based datasets, including CIFAR10-DVS, N-Caltech101 and DVS128 Gesture. The experimental results demonstrate the effectiveness of our techniques in both ANN-to-SNN conversion and direct training, enabling SNNs to require 1.76 to 2.76x fewer timesteps for CIFAR-10, while achieving 1.64 to 1.95x fewer timesteps across all event-based datasets, with near-zero accuracy loss. These findings affirms the compatibility and potential benefits of our techniques in enhancing accuracy and reducing inference latency when integrated with existing methods. Code available: https://github.com/Dengyu-Wu/SNNCutoff

cs.CV↗

arXiv2025

Free-Rider and Conflict Aware Collaboration Formation for Cross-Silo Federated Learning

Federated learning (FL) is a machine learning paradigm that allows multiple FL participants (FL-PTs) to collaborate on training models without sharing private data. Due to data heterogeneity, negative transfer may occur in the FL training process. This necessitates FL-PT selection based on their data complementarity. In cross-silo FL, organizations that engage in business activities are key sources of FL-PTs. The resulting FL ecosystem has two features: (i) self-interest, and (ii) competition among FL-PTs. This requires the desirable FL-PT selection strategy to simultaneously mitigate the problems of free riders and conflicts of interest among competitors. To this end, we propose an optimal FL collaboration formation strategy -- FedEgoists -- which ensures that: (1) a FL-PT can benefit from FL if and only if it benefits the FL ecosystem, and (2) a FL-PT will not contribute to its competitors or their supporters. It provides an efficient clustering solution to group FL-PTs into coalitions, ensuring that within each coalition, FL-PTs share the same interest. We theoretically prove that the FL-PT coalitions formed are optimal since no coalitions can collaborate together to improve the utility of any of their members. Extensive experiments on widely adopted benchmark datasets demonstrate the effectiveness of FedEgoists compared to nine state-of-the-art baseline methods, and its ability to establish efficient collaborative networks in cross-silos FL with FL-PTs that engage in business activities.

cs.GT↗

arXiv2024

GAQAT: gradient-adaptive quantization-aware training for domain generalization

Research on loss surface geometry, such as Sharpness-Aware Minimization (SAM), shows that flatter minima improve generalization. Recent studies further reveal that flatter minima can also reduce the domain generalization (DG) gap. However, existing flatness-based DG techniques predominantly operate within a full-precision training process, which is impractical for deployment on resource-constrained edge devices that typically rely on lower bit-width representations (e.g., 4 bits, 3 bits). Consequently, low-precision quantization-aware training is critical for optimizing these techniques in real-world applications. In this paper, we observe a significant degradation in performance when applying state-of-the-art DG-SAM methods to quantized models, suggesting that current approaches fail to preserve generalizability during the low-precision training process. To address this limitation, we propose a novel Gradient-Adaptive Quantization-Aware Training (GAQAT) framework for DG. Our approach begins by identifying the scale-gradient conflict problem in low-precision quantization, where the task loss and smoothness loss induce conflicting gradients for the scaling factors of quantizers, with certain layers exhibiting opposing gradient directions. This conflict renders the optimization of quantized weights highly unstable. To mitigate this, we further introduce a mechanism to quantify gradient inconsistencies and selectively freeze the gradients of scaling factors, thereby stabilizing the training process and enhancing out-of-domain generalization. Extensive experiments validate the effectiveness of the proposed GAQAT framework. On PACS, our 3-bit and 4-bit models outperform direct DG-QAT integration by up to 4.5%. On DomainNet, the 4-bit model achieves near-lossless performance compared to full precision, with improvements of 1.39% (4-bit) and 1.06% (3-bit) over the SOTA QAT baseline.

cs.CV↗

arXiv2024

Double Machine Learning for Adaptive Causal Representation in High-Dimensional Data

Adaptive causal representation learning from observational data is presented, integrated with an efficient sample splitting technique within the semiparametric estimating equation framework. The support points sample splitting (SPSS), a subsampling method based on energy distance, is employed for efficient double machine learning (DML) in causal inference. The support points are selected and split as optimal representative points of the full raw data in a random sample, in contrast to the traditional random splitting, and providing an optimal sub-representation of the underlying data generating distribution. They offer the best representation of a full big dataset, whereas the unit structural information of the underlying distribution via the traditional random data splitting is most likely not preserved. Three machine learning estimators were adopted for causal inference, support vector machine (SVM), deep learning (DL), and a hybrid super learner (SL) with deep learning (SDL), using SPSS. A comparative study is conducted between the proposed SVM, DL, and SDL representations using SPSS, and the benchmark results from Chernozhukov et al. (2018), which employed random forest, neural network, and regression trees with a random k-fold cross-fitting technique on the 401(k)-pension plan real data. The simulations show that DL with SPSS and the hybrid methods of DL and SL with SPSS outperform SVM with SPSS in terms of computational efficiency and the estimation quality, respectively.

stat.ML↗

arXiv2024

Learning from "Silly" Questions Improves Large Language Models, But Only Slightly

Constructing high-quality Supervised Fine-Tuning (SFT) datasets is critical for the training of large language models (LLMs). Recent studies have shown that using data from a specific source, Ruozhiba, a Chinese website where users ask "silly" questions to better understand certain topics, can lead to better fine-tuning performance. This paper aims to explore some hidden factors: the potential interpretations of its success and a large-scale evaluation of the performance. First, we leverage GPT-4 to analyze the successful cases of Ruozhiba questions from the perspective of education, psychology, and cognitive science, deriving a set of explanatory rules. Then, we construct fine-tuning datasets by applying these rules to the MMLU training set. Surprisingly, our results indicate that rules can significantly improve model performance in certain tasks, while potentially diminishing performance on others. For example, SFT data generated following the "Counterintuitive Thinking" rule can achieve approximately a 5% improvement on the "Global Facts" task, whereas the "Blurring the Conceptual Boundaries" rule leads to a performance drop of 6.14% on the "Econometrics" task. In addition, for specific tasks, different rules tend to have a consistent impact on model performance. This suggests that the differences between the extracted rules are not as significant, and the effectiveness of the rules is relatively consistent across tasks. Our research highlights the importance of considering task diversity and rule applicability when constructing SFT datasets to achieve more comprehensive performance improvements.

cs.CL↗

arXiv2024

Benchmarking Data Heterogeneity Evaluation Approaches for Personalized Federated Learning

There is growing research interest in measuring the statistical heterogeneity of clients' local datasets. Such measurements are used to estimate the suitability for collaborative training of personalized federated learning (PFL) models. Currently, these research endeavors are taking place in silos and there is a lack of a unified benchmark to provide a fair and convenient comparison among various approaches in common settings. We aim to bridge this important gap in this paper. The proposed benchmarking framework currently includes six representative approaches. Extensive experiments have been conducted to compare these approaches under five standard non-IID FL settings, providing much needed insights into which approaches are advantageous under which settings. The proposed framework offers useful guidance on the suitability of various data divergence measures in FL systems. It is beneficial for keeping related research activities on the right track in terms of: (1) designing PFL schemes, (2) selecting appropriate data heterogeneity evaluation approaches for specific FL application scenarios, and (3) addressing fairness issues in collaborative model training. The code is available at https://github.com/Xiaoni-61/DH-Benchmark.

cs.LG↗

arXiv2024

Less is More: Extreme Gradient Boost Rank-1 Adaption for Efficient Finetuning of LLMs

Fine-tuning Large Language Models (LLMs) has become a crucial technique for adapting pre-trained models to downstream tasks. However, the enormous size of LLMs poses significant challenges in terms of computational complexity and resource requirements. Low-Rank Adaptation (LoRA) has emerged as a promising solution. However, there exists a gap between the practical performance of low-rank adaptations and its theoretical optimum. In this work, we propose eXtreme Gradient Boosting LoRA (XGBLoRA), a novel framework that bridges this gap by leveraging the power of ensemble learning. Inspired by gradient boosting, XGBLoRA iteratively learns and merges a sequence of LoRA adaptations to refine model predictions. It achieves better performance than the standard LoRA, while enjoying the computational efficiency of rank-1 adaptations. We provide theoretical analysis to show the convergence and optimality of our approach, and conduct extensive experiments on a range of natural language processing tasks. The results demonstrate that XGBLoRA consistently outperforms standard LoRA and achieves performance comparable to full fine-tuning with significantly fewer trainable parameters. This work advances parameter-efficient fine-tuning for LLMs, and offers a promising solution for adapting LLMs to downstream tasks while optimizing performance and efficiency.

cs.CL↗

arXiv2024

ECG Semantic Integrator (ESI): A Foundation ECG Model Pretrained with LLM-Enhanced Cardiological Text

The utilization of deep learning on electrocardiogram (ECG) analysis has brought the advanced accuracy and efficiency of cardiac healthcare diagnostics. By leveraging the capabilities of deep learning in semantic understanding, especially in feature extraction and representation learning, this study introduces a new multimodal contrastive pretaining framework that aims to improve the quality and robustness of learned representations of 12-lead ECG signals. Our framework comprises two key components, including Cardio Query Assistant (CQA) and ECG Semantics Integrator(ESI). CQA integrates a retrieval-augmented generation (RAG) pipeline to leverage large language models (LLMs) and external medical knowledge to generate detailed textual descriptions of ECGs. The generated text is enriched with information about demographics and waveform patterns. ESI integrates both contrastive and captioning loss to pretrain ECG encoders for enhanced representations. We validate our approach through various downstream tasks, including arrhythmia detection and ECG-based subject identification. Our experimental results demonstrate substantial improvements over strong baselines in these tasks. These baselines encompass supervised and self-supervised learning methods, as well as prior multimodal pretraining approaches.

eess.SP↗

arXiv2024

Federated Graph Learning with Adaptive Importance-based Sampling

For privacy-preserving graph learning tasks involving distributed graph datasets, federated learning (FL)-based GCN (FedGCN) training is required. A key challenge for FedGCN is scaling to large-scale graphs, which typically incurs high computation and communication costs when dealing with the explosively increasing number of neighbors. Existing graph sampling-enhanced FedGCN training approaches ignore graph structural information or dynamics of optimization, resulting in high variance and inaccurate node embeddings. To address this limitation, we propose the Federated Adaptive Importance-based Sampling (FedAIS) approach. It achieves substantial computational cost saving by focusing the limited resources on training important nodes, while reducing communication overhead via adaptive historical embedding synchronization. The proposed adaptive importance-based sampling method jointly considers the graph structural heterogeneity and the optimization dynamics to achieve optimal trade-off between efficiency and accuracy. Extensive evaluations against five state-of-the-art baselines on five real-world graph datasets show that FedAIS achieves comparable or up to 3.23% higher test accuracy, while saving communication and computation costs by 91.77% and 85.59%.

cs.DC↗

arXiv2024

Advances and Open Challenges in Federated Foundation Models

The integration of Foundation Models (FMs) with Federated Learning (FL) presents a transformative paradigm in Artificial Intelligence (AI). This integration offers enhanced capabilities, while addressing concerns of privacy, data decentralization and computational efficiency. This paper provides a comprehensive survey of the emerging field of Federated Foundation Models (FedFM), elucidating their synergistic relationship and exploring novel methodologies, challenges, and future directions that the FL research field needs to focus on in order to thrive in the age of FMs. A systematic multi-tiered taxonomy is proposed, categorizing existing FedFM approaches for model training, aggregation, trustworthiness, and incentivization. Key challenges, including how to enable FL to deal with high complexity of computational demands, privacy considerations, contribution evaluation, and communication efficiency, are thoroughly discussed. Moreover, this paper explores the intricate challenges of communication, scalability and security inherent in training/fine-tuning FMs via FL. It highlights the potential of quantum computing to revolutionize the processes of training, inference, optimization and security. This survey also introduces the implementation requirement of FedFM and some practical FedFM applications. It highlights lessons learned with a clear understanding of our findings for FedFM. Finally, this survey not only provides insights into the current state and challenges of FedFM, but also offers a blueprint for future research directions, emphasizing the need for developing trustworthy solutions. It serves as a foundational guide for researchers and practitioners interested in contributing to this interdisciplinary and rapidly advancing field.

cs.LG↗

arXiv2024

Towards Quantum Federated Learning

Quantum Federated Learning (QFL) is an emerging interdisciplinary field that merges the principles of Quantum Computing (QC) and Federated Learning (FL), with the goal of leveraging quantum technologies to enhance privacy, security, and efficiency in the learning process. Currently, there is no comprehensive survey for this interdisciplinary field. This review offers a thorough, holistic examination of QFL. We aim to provide a comprehensive understanding of the principles, techniques, and emerging applications of QFL. We discuss the current state of research in this rapidly evolving field, identify challenges and opportunities associated with integrating these technologies, and outline future directions and open research questions. We propose a unique taxonomy of QFL techniques, categorized according to their characteristics and the quantum techniques employed. As the field of QFL continues to progress, we can anticipate further breakthroughs and applications across various industries, driving innovation and addressing challenges related to data privacy, security, and resource optimization. This review serves as a first-of-its-kind comprehensive guide for researchers and practitioners interested in understanding and advancing the field of QFL.

cs.LG↗