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Han Yu

Publications and source records attributed to Han Yu.

At least 163 records · Page 9Linked to original sources

Utility-Maximizing Bidding Strategy for Data Consumers in Auction-based Federated Learning

Auction-based Federated Learning (AFL) has attracted extensive research interest due to its ability to motivate data owners to join FL through economic means. Existing works assume that only one data consumer and multiple data owners exist in an AFL marketplace (i.e., a monopoly market). Therefore, data owners bid to join the data consumer for FL. However, this assumption is not realistic in practical AFL marketplaces in which multiple data consumers can compete to attract data owners to join their respective FL tasks. In this paper, we bridge this gap by proposing a first-of-its-kind utility-maximizing bidding strategy for data consumers in federated learning (Fed-Bidder). It enables multiple FL data consumers to compete for data owners via AFL effectively and efficiently by providing with utility estimation capabilities which can accommodate diverse forms of winning functions, each reflecting different market dynamics. Extensive experiments based on six commonly adopted benchmark datasets show that Fed-Bidder is significantly more advantageous compared to four state-of-the-art approaches.

cs.LG

Learning to Code on Graphs for Topological Interference Management

The state-of-the-art coding schemes for topological interference management (TIM) problems are usually handcrafted for specific families of network topologies, relying critically on experts' domain knowledge. This inevitably restricts the potential wider applications to wireless communication systems, due to the limited generalizability. This work makes the first attempt to advocate a novel intelligent coding approach to mimic topological interference alignment (IA) via local graph coloring algorithms, leveraging the new advances of graph neural networks (GNNs) and reinforcement learning (RL). The proposed LCG framework is then generalized to discover new IA coding schemes, including one-to-one vector IA and subspace IA. The extensive experiments demonstrate the excellent generalizability and transferability of the proposed approach, where the parameterized GNNs trained by small size TIM instances are able to work well on new unseen network topologies with larger size.

cs.IT

Multi-Tier Client Selection for Mobile Federated Learning Networks

Federated learning (FL), which addresses data privacy issues by training models on resource-constrained mobile devices in a distributed manner, has attracted significant research attention. However, the problem of optimizing FL client selection in mobile federated learning networks (MFLNs), where devices move in and out of each others' coverage and no FL server knows all the data owners, remains open. To bridge this gap, we propose a first-of-its-kind \underline{Soc}ially-aware \underline{Fed}erated \underline{C}lient \underline{S}election (SocFedCS) approach to minimize costs and train high-quality FL models. SocFedCS enriches the candidate FL client pool by enabling data owners to propagate FL task information through their local networks of trust, even as devices are moving into and out of each others' coverage. Based on Lyapunov optimization, we first transform this time-coupled problem into a step-by-step optimization problem. Then, we design a method based on alternating minimization and self-adaptive global best harmony search to solve this mixed-integer optimization problem. Extensive experiments comparing SocFedCS against five state-of-the-art approaches based on four real-world multimedia datasets demonstrate that it achieves 2.06\% higher test accuracy and 12.24\% lower cost on average than the best-performing baseline.

cs.LG

DADFNet: Dual Attention and Dual Frequency-Guided Dehazing Network for Video-Empowered Intelligent Transportation

Visual surveillance technology is an indispensable functional component of advanced traffic management systems. It has been applied to perform traffic supervision tasks, such as object detection, tracking and recognition. However, adverse weather conditions, e.g., fog, haze and mist, pose severe challenges for video-based transportation surveillance. To eliminate the influences of adverse weather conditions, we propose a dual attention and dual frequency-guided dehazing network (termed DADFNet) for real-time visibility enhancement. It consists of a dual attention module (DAM) and a high-low frequency-guided sub-net (HLFN) to jointly consider the attention and frequency mapping to guide haze-free scene reconstruction. Extensive experiments on both synthetic and real-world images demonstrate the superiority of DADFNet over state-of-the-art methods in terms of visibility enhancement and improvement in detection accuracy. Furthermore, DADFNet only takes $6.3$ ms to process a 1,920 * 1,080 image on the 2080 Ti GPU, making it highly efficient for deployment in intelligent transportation systems.

cs.CV

Entangled Pair Resource Allocation under Uncertain Fidelity Requirements

In quantum networks, effective entanglement routing facilitates remote entanglement communication between quantum source and quantum destination nodes. Unlike routing in classical networks, entanglement routing in quantum networks must consider the quality of entanglement qubits (i.e., entanglement fidelity), presenting a challenge in ensuring entanglement fidelity over extended distances. To address this issue, we propose a resource allocation model for entangled pairs and an entanglement routing model with a fidelity guarantee. This approach jointly optimizes entangled resources (i.e., entangled pairs) and entanglement routing to support applications in quantum networks. Our proposed model is formulated using two-stage stochastic programming, taking into account the uncertainty of quantum application requirements. Aiming to minimize the total cost, our model ensures efficient utilization of entangled pairs and energy conservation for quantum repeaters under uncertain fidelity requirements. Experimental results demonstrate that our proposed model can reduce the total cost by at least 20\% compared to the baseline model.

quant-ph

Towards Fairness-Aware Federated Learning

Recent advances in Federated Learning (FL) have brought large-scale collaborative machine learning opportunities for massively distributed clients with performance and data privacy guarantees. However, most current works focus on the interest of the central controller in FL,and overlook the interests of the FL clients. This may result in unfair treatment of clients that discourages them from actively participating in the learning process and damages the sustainability of the FL ecosystem. Therefore, the topic of ensuring fairness in FL is attracting a great deal of research interest. In recent years, diverse Fairness-Aware FL (FAFL) approaches have been proposed in an effort to achieve fairness in FL from different perspectives. However, there is no comprehensive survey that helps readers gain insight into this interdisciplinary field. This paper aims to provide such a survey. By examining the fundamental and simplifying assumptions, as well as the notions of fairness adopted by existing literature in this field, we propose a taxonomy of FAFL approaches covering major steps in FL, including client selection, optimization, contribution evaluation and incentive distribution. In addition, we discuss the main metrics for experimentally evaluating the performance of FAFL approaches, and suggest promising future research directions towards FAFL.

cs.LG

Efficient Training of Large-scale Industrial Fault Diagnostic Models through Federated Opportunistic Block Dropout

Artificial intelligence (AI)-empowered industrial fault diagnostics is important in ensuring the safe operation of industrial applications. Since complex industrial systems often involve multiple industrial plants (possibly belonging to different companies or subsidiaries) with sensitive data collected and stored in a distributed manner, collaborative fault diagnostic model training often needs to leverage federated learning (FL). As the scale of the industrial fault diagnostic models are often large and communication channels in such systems are often not exclusively used for FL model training, existing deployed FL model training frameworks cannot train such models efficiently across multiple institutions. In this paper, we report our experience developing and deploying the Federated Opportunistic Block Dropout (FEDOBD) approach for industrial fault diagnostic model training. By decomposing large-scale models into semantic blocks and enabling FL participants to opportunistically upload selected important blocks in a quantized manner, it significantly reduces the communication overhead while maintaining model performance. Since its deployment in ENN Group in February 2022, FEDOBD has served two coal chemical plants across two cities in China to build industrial fault prediction models. It helped the company reduce the training communication overhead by over 70% compared to its previous AI Engine, while maintaining model performance at over 85% test F1 score. To our knowledge, it is the first successfully deployed dropout-based FL approach.

cs.LG

FedSDG-FS: Efficient and Secure Feature Selection for Vertical Federated Learning

Vertical Federated Learning (VFL) enables multiple data owners, each holding a different subset of features about largely overlapping sets of data sample(s), to jointly train a useful global model. Feature selection (FS) is important to VFL. It is still an open research problem as existing FS works designed for VFL either assumes prior knowledge on the number of noisy features or prior knowledge on the post-training threshold of useful features to be selected, making them unsuitable for practical applications. To bridge this gap, we propose the Federated Stochastic Dual-Gate based Feature Selection (FedSDG-FS) approach. It consists of a Gaussian stochastic dual-gate to efficiently approximate the probability of a feature being selected, with privacy protection through Partially Homomorphic Encryption without a trusted third-party. To reduce overhead, we propose a feature importance initialization method based on Gini impurity, which can accomplish its goals with only two parameter transmissions between the server and the clients. Extensive experiments on both synthetic and real-world datasets show that FedSDG-FS significantly outperforms existing approaches in terms of achieving accurate selection of high-quality features as well as building global models with improved performance.

cs.LG

PiRL: Participant-Invariant Representation Learning for Healthcare Using Maximum Mean Discrepancy and Triplet Loss

Due to individual heterogeneity, person-specific models are usually achieving better performance than generic (one-size-fits-all) models in data-driven health applications. However, generic models are usually preferable in real-world applications, due to the difficulties of developing person-specific models, such as new-user-adaptation issues and system complexities. To improve the performance of generic models, we propose a Participant-invariant Representation Learning (PiRL) framework, which utilizes maximum mean discrepancy (MMD) loss and domain-adversarial training to encourage the model to learn participant-invariant representations. Further, to avoid trivial solutions in the learned representations, a triplet loss based constraint is used for the model to learn the label-distinguishable embeddings. The proposed framework is evaluated on two public datasets (CLAS and Apnea-ECG), and significant performance improvements are achieved compared to the baseline models.

eess.SP

Clustered Embedding Learning for Recommender Systems

In recent years, recommender systems have advanced rapidly, where embedding learning for users and items plays a critical role. A standard method learns a unique embedding vector for each user and item. However, such a method has two important limitations in real-world applications: 1) it is hard to learn embeddings that generalize well for users and items with rare interactions on their own; and 2) it may incur unbearably high memory costs when the number of users and items scales up. Existing approaches either can only address one of the limitations or have flawed overall performances. In this paper, we propose Clustered Embedding Learning (CEL) as an integrated solution to these two problems. CEL is a plug-and-play embedding learning framework that can be combined with any differentiable feature interaction model. It is capable of achieving improved performance, especially for cold users and items, with reduced memory cost. CEL enables automatic and dynamic clustering of users and items in a top-down fashion, where clustered entities jointly learn a shared embedding. The accelerated version of CEL has an optimal time complexity, which supports efficient online updates. Theoretically, we prove the identifiability and the existence of a unique optimal number of clusters for CEL in the context of nonnegative matrix factorization. Empirically, we validate the effectiveness of CEL on three public datasets and one business dataset, showing its consistently superior performance against current state-of-the-art methods. In particular, when incorporating CEL into the business model, it brings an improvement of $+0.6\%$ in AUC, which translates into a significant revenue gain; meanwhile, the size of the embedding table gets $2650$ times smaller.

cs.AI

Stochastic Qubit Resource Allocation for Quantum Cloud Computing

Quantum cloud computing is a promising paradigm for efficiently provisioning quantum resources (i.e., qubits) to users. In quantum cloud computing, quantum cloud providers provision quantum resources in reservation and on-demand plans for users. Literally, the cost of quantum resources in the reservation plan is expected to be cheaper than the cost of quantum resources in the on-demand plan. However, quantum resources in the reservation plan have to be reserved in advance without information about the requirement of quantum circuits beforehand, and consequently, the resources are insufficient, i.e., under-reservation. Hence, quantum resources in the on-demand plan can be used to compensate for the unsatisfied quantum resources required. To end this, we propose a quantum resource allocation for the quantum cloud computing system in which quantum resources and the minimum waiting time of quantum circuits are jointly optimized. Particularly, the objective is to minimize the total costs of quantum circuits under uncertainties regarding qubit requirement and minimum waiting time of quantum circuits. In experiments, practical circuits of quantum Fourier transform are applied to evaluate the proposed qubit resource allocation. The results illustrate that the proposed qubit resource allocation can achieve the optimal total costs.

quant-ph

Evolutionary Carrier Selection for Shared Truck Delivery Services

With multiple carriers in a logistics market, customers can choose the best carrier to deliver their products and packages. In this paper, we present a novel approach of using the stochastic evolutionary game to analyze the decision-making of the customers using the less-than-truckload (LTL) delivery service. We propose inter-related optimization and game models that allow us to analyze the vehicle routing optimization for the LTL carriers and carrier selection for the customers, respectively. The stochastic evolutionary game model incorporates a small perturbation of customers' decision-making which exists due to irrationality. The solution of the stochastic evolutionary game in terms of stochastically stable states is characterized by using the Markov chain model. The numerical results show the impact of carriers' and customers' parameters on the stable states.

cs.GT

Federated Graph Neural Networks: Overview, Techniques and Challenges

With its capability to deal with graph data, which is widely found in practical applications, graph neural networks (GNNs) have attracted significant research attention in recent years. As societies become increasingly concerned with the need for data privacy protection, GNNs face the need to adapt to this new normal. Besides, as clients in Federated Learning (FL) may have relationships, more powerful tools are required to utilize such implicit information to boost performance. This has led to the rapid development of the emerging research field of federated graph neural networks (FedGNNs). This promising interdisciplinary field is highly challenging for interested researchers to grasp. The lack of an insightful survey on this topic further exacerbates the entry difficulty. In this paper, we bridge this gap by offering a comprehensive survey of this emerging field. We propose a 2-dimensional taxonomy of the FedGNNs literature: 1) the main taxonomy provides a clear perspective on the integration of GNNs and FL by analyzing how GNNs enhance FL training as well as how FL assists GNNs training, and 2) the auxiliary taxonomy provides a view on how FedGNNs deal with heterogeneity across FL clients. Through discussions of key ideas, challenges, and limitations of existing works, we envision future research directions that can help build more robust, explainable, efficient, fair, inductive, and comprehensive FedGNNs.

cs.DC

Stable Learning via Sparse Variable Independence

The problem of covariate-shift generalization has attracted intensive research attention. Previous stable learning algorithms employ sample reweighting schemes to decorrelate the covariates when there is no explicit domain information about training data. However, with finite samples, it is difficult to achieve the desirable weights that ensure perfect independence to get rid of the unstable variables. Besides, decorrelating within stable variables may bring about high variance of learned models because of the over-reduced effective sample size. A tremendous sample size is required for these algorithms to work. In this paper, with theoretical justification, we propose SVI (Sparse Variable Independence) for the covariate-shift generalization problem. We introduce sparsity constraint to compensate for the imperfectness of sample reweighting under the finite-sample setting in previous methods. Furthermore, we organically combine independence-based sample reweighting and sparsity-based variable selection in an iterative way to avoid decorrelating within stable variables, increasing the effective sample size to alleviate variance inflation. Experiments on both synthetic and real-world datasets demonstrate the improvement of covariate-shift generalization performance brought by SVI.

cs.LG

PiRL: Participant-Invariant Representation Learning for Healthcare

Due to individual heterogeneity, performance gaps are observed between generic (one-size-fits-all) models and person-specific models in data-driven health applications. However, in real-world applications, generic models are usually more favorable due to new-user-adaptation issues and system complexities, etc. To improve the performance of the generic model, we propose a representation learning framework that learns participant-invariant representations, named PiRL. The proposed framework utilizes maximum mean discrepancy (MMD) loss and domain-adversarial training to encourage the model to learn participant-invariant representations. Further, a triplet loss, which constrains the model for inter-class alignment of the representations, is utilized to optimize the learned representations for downstream health applications. We evaluated our frameworks on two public datasets related to physical and mental health, for detecting sleep apnea and stress, respectively. As preliminary results, we found the proposed approach shows around a 5% increase in accuracy compared to the baseline.

cs.LG

On the Domain Adaptation and Generalization of Pretrained Language Models: A Survey

Recent advances in NLP are brought by a range of large-scale pretrained language models (PLMs). These PLMs have brought significant performance gains for a range of NLP tasks, circumventing the need to customize complex designs for specific tasks. However, most current work focus on finetuning PLMs on a domain-specific datasets, ignoring the fact that the domain gap can lead to overfitting and even performance drop. Therefore, it is practically important to find an appropriate method to effectively adapt PLMs to a target domain of interest. Recently, a range of methods have been proposed to achieve this purpose. Early surveys on domain adaptation are not suitable for PLMs due to the sophisticated behavior exhibited by PLMs from traditional models trained from scratch and that domain adaptation of PLMs need to be redesigned to take effect. This paper aims to provide a survey on these newly proposed methods and shed light in how to apply traditional machine learning methods to newly evolved and future technologies. By examining the issues of deploying PLMs for downstream tasks, we propose a taxonomy of domain adaptation approaches from a machine learning system view, covering methods for input augmentation, model optimization and personalization. We discuss and compare those methods and suggest promising future research directions.

cs.CL

Multi-Resource Allocation for On-Device Distributed Federated Learning Systems

This work poses a distributed multi-resource allocation scheme for minimizing the weighted sum of latency and energy consumption in the on-device distributed federated learning (FL) system. Each mobile device in the system engages the model training process within the specified area and allocates its computation and communication resources for deriving and uploading parameters, respectively, to minimize the objective of system subject to the computation/communication budget and a target latency requirement. In particular, mobile devices are connect via wireless TCP/IP architectures. Exploiting the optimization problem structure, the problem can be decomposed to two convex sub-problems. Drawing on the Lagrangian dual and harmony search techniques, we characterize the global optimal solution by the closed-form solutions to all sub-problems, which give qualitative insights to multi-resource tradeoff. Numerical simulations are used to validate the analysis and assess the performance of the proposed algorithm.

eess.SY

Improving the Sample Efficiency of Prompt Tuning with Domain Adaptation

Prompt tuning, or the conditioning of a frozen pretrained language model (PLM) with soft prompts learned from data, has demonstrated impressive performance on a wide range of NLP tasks. However, prompt tuning requires a large training dataset to be effective and is outperformed by finetuning the entire PLM in data-scarce regimes. Previous work (Gu et al., 2022, Vu et al., 2022) proposed to transfer soft prompts pretrained on the source domain to the target domain. In this paper, we explore domain adaptation for prompt tuning, a problem setting where unlabeled data from the target domain are available during pretraining. We propose bOosting Prompt TunIng with doMain Adaptation (OPTIMA), which regularizes the decision boundary to be smooth around regions where source and target data distributions are similar. Extensive experiments demonstrate that OPTIMA significantly enhances the transferability and sample-efficiency of prompt tuning compared to strong baselines. Moreover, in few-shot settings, OPTIMA exceeds full-model tuning by a large margin.

cs.CL