arXiv subjects

Han Zhu

Publications and source records attributed to Han Zhu.

At least 91 records · Page 5Linked to original sources

arXiv2022

Decoupled Federated Learning for ASR with Non-IID Data

Automatic speech recognition (ASR) with federated learning (FL) makes it possible to leverage data from multiple clients without compromising privacy. The quality of FL-based ASR could be measured by recognition performance, communication and computation costs. When data among different clients are not independently and identically distributed (non-IID), the performance could degrade significantly. In this work, we tackle the non-IID issue in FL-based ASR with personalized FL, which learns personalized models for each client. Concretely, we propose two types of personalized FL approaches for ASR. Firstly, we adapt the personalization layer based FL for ASR, which keeps some layers locally to learn personalization models. Secondly, to reduce the communication and computation costs, we propose decoupled federated learning (DecoupleFL). On one hand, DecoupleFL moves the computation burden to the server, thus decreasing the computation on clients. On the other hand, DecoupleFL communicates secure high-level features instead of model parameters, thus reducing communication cost when models are large. Experiments demonstrate two proposed personalized FL-based ASR approaches could reduce WER by 2.3% - 3.4% compared with FedAvg. Among them, DecoupleFL has only 11.4% communication and 75% computation cost compared with FedAvg, which is also significantly less than the personalization layer based FL.

eess.AS↗

arXiv2022

Wav2vec-S: Semi-Supervised Pre-Training for Low-Resource ASR

Self-supervised pre-training could effectively improve the performance of low-resource automatic speech recognition (ASR). However, existing self-supervised pre-training are task-agnostic, i.e., could be applied to various downstream tasks. Although it enlarges the scope of its application, the capacity of the pre-trained model is not fully utilized for the ASR task, and the learned representations may not be optimal for ASR. In this work, in order to build a better pre-trained model for low-resource ASR, we propose a pre-training approach called wav2vec-S, where we use task-specific semi-supervised pre-training to refine the self-supervised pre-trained model for the ASR task thus more effectively utilize the capacity of the pre-trained model to generate task-specific representations for ASR. Experiments show that compared to wav2vec 2.0, wav2vec-S only requires a marginal increment of pre-training time but could significantly improve ASR performance on in-domain, cross-domain and cross-lingual datasets. Average relative WER reductions are 24.5% and 6.6% for 1h and 10h fine-tuning, respectively. Furthermore, we show that semi-supervised pre-training could close the representation gap between the self-supervised pre-trained model and the corresponding fine-tuned model through canonical correlation analysis.

eess.AS↗

arXiv2022

Approximate Nearest Neighbor Search under Neural Similarity Metric for Large-Scale Recommendation

Model-based methods for recommender systems have been studied extensively for years. Modern recommender systems usually resort to 1) representation learning models which define user-item preference as the distance between their embedding representations, and 2) embedding-based Approximate Nearest Neighbor (ANN) search to tackle the efficiency problem introduced by large-scale corpus. While providing efficient retrieval, the embedding-based retrieval pattern also limits the model capacity since the form of user-item preference measure is restricted to the distance between their embedding representations. However, for other more precise user-item preference measures, e.g., preference scores directly derived from a deep neural network, they are computationally intractable because of the lack of an efficient retrieval method, and an exhaustive search for all user-item pairs is impractical. In this paper, we propose a novel method to extend ANN search to arbitrary matching functions, e.g., a deep neural network. Our main idea is to perform a greedy walk with a matching function in a similarity graph constructed from all items. To solve the problem that the similarity measures of graph construction and user-item matching function are heterogeneous, we propose a pluggable adversarial training task to ensure the graph search with arbitrary matching function can achieve fairly high precision. Experimental results in both open source and industry datasets demonstrate the effectiveness of our method. The proposed method has been fully deployed in the Taobao display advertising platform and brings a considerable advertising revenue increase. We also summarize our detailed experiences in deployment in this paper.

cs.IR↗

arXiv2022

WSLRec: Weakly Supervised Learning for Neural Sequential Recommendation Models

Learning the user-item relevance hidden in implicit feedback data plays an important role in modern recommender systems. Neural sequential recommendation models, which formulates learning the user-item relevance as a sequential classification problem to distinguish items in future behaviors from others based on the user's historical behaviors, have attracted a lot of interest in both industry and academic due to their substantial practical value. Though achieving many practical successes, we argue that the intrinsic {\bf incompleteness} and {\bf inaccuracy} of user behaviors in implicit feedback data is ignored and conduct preliminary experiments for supporting our claims. Motivated by the observation that model-free methods like behavioral retargeting (BR) and item-based collaborative filtering (ItemCF) hit different parts of the user-item relevance compared to neural sequential recommendation models, we propose a novel model-agnostic training approach called WSLRec, which adopts a three-stage framework: pre-training, top-$k$ mining, and fine-tuning. WSLRec resolves the incompleteness problem by pre-training models on extra weak supervisions from model-free methods like BR and ItemCF, while resolves the inaccuracy problem by leveraging the top-$k$ mining to screen out reliable user-item relevance from weak supervisions for fine-tuning. Experiments on two benchmark datasets and online A/B tests verify the rationality of our claims and demonstrate the effectiveness of WSLRec.

cs.IR↗

arXiv2021

Exploiting Adapters for Cross-lingual Low-resource Speech Recognition

Cross-lingual speech adaptation aims to solve the problem of leveraging multiple rich-resource languages to build models for a low-resource target language. Since the low-resource language has limited training data, speech recognition models can easily overfit. In this paper, we propose to use adapters to investigate the performance of multiple adapters for parameter-efficient cross-lingual speech adaptation. Based on our previous MetaAdapter that implicitly leverages adapters, we propose a novel algorithms called SimAdapter for explicitly learning knowledge from adapters. Our algorithm leverages adapters which can be easily integrated into the Transformer structure.MetaAdapter leverages meta-learning to transfer the general knowledge from training data to the test language. SimAdapter aims to learn the similarities between the source and target languages during fine-tuning using the adapters. We conduct extensive experiments on five-low-resource languages in Common Voice dataset. Results demonstrate that our MetaAdapter and SimAdapter methods can reduce WER by 2.98% and 2.55% with only 2.5% and 15.5% of trainable parameters compared to the strong full-model fine-tuning baseline. Moreover, we also show that these two novel algorithms can be integrated for better performance with up to 3.55% relative WER reduction.

cs.CL↗

arXiv2021

Context-aware Tree-based Deep Model for Recommender Systems

How to predict precise user preference and how to make efficient retrieval from a big corpus are two major challenges of large-scale industrial recommender systems. In tree-based methods, a tree structure T is adopted as index and each item in corpus is attached to a leaf node on T . Then the recommendation problem is converted into a hierarchical retrieval problem solved by a beam search process efficiently. In this paper, we argue that the tree index used to support efficient retrieval in tree-based methods also has rich hierarchical information about the corpus. Furthermore, we propose a novel context-aware tree-based deep model (ConTDM) for recommender systems. In ConTDM, a context-aware user preference prediction model M is designed to utilize both horizontal and vertical contexts on T . Horizontally, a graph convolutional layer is used to enrich the representation of both users and nodes on T with their neighbors. Vertically, a parent fusion layer is designed in M to transmit the user preference representation in higher levels of T to the current level, grasping the essence that tree-based methods are generating the candidate set from coarse to detail during the beam search retrieval. Besides, we argue that the proposed user preference model in ConTDM can be conveniently extended to other tree-based methods for recommender systems. Both experiments on large scale real-world datasets and online A/B test in large scale industrial applications show the significant improvements brought by ConTDM.

cs.IR↗

arXiv2021

Truncation-Free Matching System for Display Advertising at Alibaba

Matching module plays a critical role in display advertising systems. Without query from user, it is challenging for system to match user traffic and ads suitably. System packs up a group of users with common properties such as the same gender or similar shopping interests into a crowd. Here term crowd can be viewed as a tag over users. Then advertisers bid for different crowds and deliver their ads to those targeted users. Matching module in most industrial display advertising systems follows a two-stage paradigm. When receiving a user request, matching system (i) finds the crowds that the user belongs to; (ii) retrieves all ads that have targeted those crowds. However, in applications such as display advertising at Alibaba, with very large volumes of crowds and ads, both stages of matching have to truncate the long-tailed parts for online serving, under limited latency. That's to say, not all ads have the chance to participate in online matching. This results in sub-optimal result for both advertising performance and platform revenue. In this paper, we study the truncation problem and propose a Truncation Free Matching System (TFMS). The basic idea is to decouple the matching computation from the online pipeline. Instead of executing the two-stage matching when user visits, TFMS utilizes a near-line truncation-free matching to pre-calculate and store those top valuable ads for each user. Then the online pipeline just needs to fetch the pre-stored ads as matching results. In this way, we can jump out of online system's latency and computation cost limitations, and leverage flexible computation resource to finish the user-ad matching. TFMS has been deployed in our productive system since 2019, bringing (i) more than 50% improvement of impressions for advertisers who encountered truncation before, (ii) 9.4% Revenue Per Mile gain, which is significant enough for the business.

cs.IR↗

arXiv2020

Multi-Accent Adaptation based on Gate Mechanism

When only a limited amount of accented speech data is available, to promote multi-accent speech recognition performance, the conventional approach is accent-specific adaptation, which adapts the baseline model to multiple target accents independently. To simplify the adaptation procedure, we explore adapting the baseline model to multiple target accents simultaneously with multi-accent mixed data. Thus, we propose using accent-specific top layer with gate mechanism (AST-G) to realize multi-accent adaptation. Compared with the baseline model and accent-specific adaptation, AST-G achieves 9.8% and 1.9% average relative WER reduction respectively. However, in real-world applications, we can't obtain the accent category label for inference in advance. Therefore, we apply using an accent classifier to predict the accent label. To jointly train the acoustic model and the accent classifier, we propose the multi-task learning with gate mechanism (MTL-G). As the accent label prediction could be inaccurate, it performs worse than the accent-specific adaptation. Yet, in comparison with the baseline model, MTL-G achieves 5.1% average relative WER reduction.

eess.AS↗

arXiv2020

Domain Adaptation Using Class Similarity for Robust Speech Recognition

When only limited target domain data is available, domain adaptation could be used to promote performance of deep neural network (DNN) acoustic model by leveraging well-trained source model and target domain data. However, suffering from domain mismatch and data sparsity, domain adaptation is very challenging. This paper proposes a novel adaptation method for DNN acoustic model using class similarity. Since the output distribution of DNN model contains the knowledge of similarity among classes, which is applicable to both source and target domain, it could be transferred from source to target model for the performance improvement. In our approach, we first compute the frame level posterior probabilities of source samples using source model. Then, for each class, probabilities of this class are used to compute a mean vector, which we refer to as mean soft labels. During adaptation, these mean soft labels are used in a regularization term to train the target model. Experiments showed that our approach outperforms fine-tuning using one-hot labels on both accent and noise adaptation task, especially when source and target domain are highly mismatched.

eess.AS↗

arXiv2020

Voltage-Controlled Reversible Modulation of Colloidal Quantum Dot Thin Film Photoluminescence

Active modulation of quantum dot thin film photoluminescence (PL) has far-reaching potential applications in biomedical and optoelectronic systems, but challenges remain in achieving large PL modulation depth and fast temporal response. Here we report an efficient voltage-controlled optical down-converter by optically exciting a colloidal quantum dot thin film within a quantum dot light-emitting diode (QD-LED) under reverse bias. Utilizing field-induced luminescence quenching, we show that a large electric field can strongly modify carrier dynamics in this nanostructured device, resulting in stable and reversible photoluminescence quenching. The device exhibits photoluminescence reduction of up to 99.5%, corresponding to a contrast ratio of 200:1, under the applied electric field of 3 MV/cm, with a 300 nanosecond response time. Using excitation wavelength dependent and transient PL spectroscopy, we further show that the high degree of quenching is achieved by a synergistic interplay of quantum-confined Stark effect (QCSE) and field-induced exciton dissociation.

physics.app-ph↗

arXiv2020

Learning Optimal Tree Models Under Beam Search

Retrieving relevant targets from an extremely large target set under computational limits is a common challenge for information retrieval and recommendation systems. Tree models, which formulate targets as leaves of a tree with trainable node-wise scorers, have attracted a lot of interests in tackling this challenge due to their logarithmic computational complexity in both training and testing. Tree-based deep models (TDMs) and probabilistic label trees (PLTs) are two representative kinds of them. Though achieving many practical successes, existing tree models suffer from the training-testing discrepancy, where the retrieval performance deterioration caused by beam search in testing is not considered in training. This leads to an intrinsic gap between the most relevant targets and those retrieved by beam search with even the optimally trained node-wise scorers. We take a first step towards understanding and analyzing this problem theoretically, and develop the concept of Bayes optimality under beam search and calibration under beam search as general analyzing tools for this purpose. Moreover, to eliminate the discrepancy, we propose a novel algorithm for learning optimal tree models under beam search. Experiments on both synthetic and real data verify the rationality of our theoretical analysis and demonstrate the superiority of our algorithm compared to state-of-the-art methods.

stat.ML↗

arXiv2019

Joint Optimization of Tree-based Index and Deep Model for Recommender Systems

Large-scale industrial recommender systems are usually confronted with computational problems due to the enormous corpus size. To retrieve and recommend the most relevant items to users under response time limits, resorting to an efficient index structure is an effective and practical solution. The previous work Tree-based Deep Model (TDM) \cite{zhu2018learning} greatly improves recommendation accuracy using tree index. By indexing items in a tree hierarchy and training a user-node preference prediction model satisfying a max-heap like property in the tree, TDM provides logarithmic computational complexity w.r.t. the corpus size, enabling the use of arbitrary advanced models in candidate retrieval and recommendation. In tree-based recommendation methods, the quality of both the tree index and the user-node preference prediction model determines the recommendation accuracy for the most part. We argue that the learning of tree index and preference model has interdependence. Our purpose, in this paper, is to develop a method to jointly learn the index structure and user preference prediction model. In our proposed joint optimization framework, the learning of index and user preference prediction model are carried out under a unified performance measure. Besides, we come up with a novel hierarchical user preference representation utilizing the tree index hierarchy. Experimental evaluations with two large-scale real-world datasets show that the proposed method improves recommendation accuracy significantly. Online A/B test results at a display advertising platform also demonstrate the effectiveness of the proposed method in production environments.

cs.IR↗

arXiv2019

A Survey of Optimization Methods from a Machine Learning Perspective

Machine learning develops rapidly, which has made many theoretical breakthroughs and is widely applied in various fields. Optimization, as an important part of machine learning, has attracted much attention of researchers. With the exponential growth of data amount and the increase of model complexity, optimization methods in machine learning face more and more challenges. A lot of work on solving optimization problems or improving optimization methods in machine learning has been proposed successively. The systematic retrospect and summary of the optimization methods from the perspective of machine learning are of great significance, which can offer guidance for both developments of optimization and machine learning research. In this paper, we first describe the optimization problems in machine learning. Then, we introduce the principles and progresses of commonly used optimization methods. Next, we summarize the applications and developments of optimization methods in some popular machine learning fields. Finally, we explore and give some challenges and open problems for the optimization in machine learning.

cs.LG↗

arXiv2019

Optimized Cost per Click in Taobao Display Advertising

Taobao, as the largest online retail platform in the world, provides billions of online display advertising impressions for millions of advertisers every day. For commercial purposes, the advertisers bid for specific spots and target crowds to compete for business traffic. The platform chooses the most suitable ads to display in tens of milliseconds. Common pricing methods include cost per mille (CPM) and cost per click (CPC). Traditional advertising systems target certain traits of users and ad placements with fixed bids, essentially regarded as coarse-grained matching of bid and traffic quality. However, the fixed bids set by the advertisers competing for different quality requests cannot fully optimize the advertisers' key requirements. Moreover, the platform has to be responsible for the business revenue and user experience. Thus, we proposed a bid optimizing strategy called optimized cost per click (OCPC) which automatically adjusts the bid to achieve finer matching of bid and traffic quality of page view (PV) request granularity. Our approach optimizes advertisers' demands, platform business revenue and user experience and as a whole improves traffic allocation efficiency. We have validated our approach in Taobao display advertising system in production. The online A/B test shows our algorithm yields substantially better results than previous fixed bid manner.

cs.GT↗

arXiv2018

Learning Tree-based Deep Model for Recommender Systems

Model-based methods for recommender systems have been studied extensively in recent years. In systems with large corpus, however, the calculation cost for the learnt model to predict all user-item preferences is tremendous, which makes full corpus retrieval extremely difficult. To overcome the calculation barriers, models such as matrix factorization resort to inner product form (i.e., model user-item preference as the inner product of user, item latent factors) and indexes to facilitate efficient approximate k-nearest neighbor searches. However, it still remains challenging to incorporate more expressive interaction forms between user and item features, e.g., interactions through deep neural networks, because of the calculation cost. In this paper, we focus on the problem of introducing arbitrary advanced models to recommender systems with large corpus. We propose a novel tree-based method which can provide logarithmic complexity w.r.t. corpus size even with more expressive models such as deep neural networks. Our main idea is to predict user interests from coarse to fine by traversing tree nodes in a top-down fashion and making decisions for each user-node pair. We also show that the tree structure can be jointly learnt towards better compatibility with users' interest distribution and hence facilitate both training and prediction. Experimental evaluations with two large-scale real-world datasets show that the proposed method significantly outperforms traditional methods. Online A/B test results in Taobao display advertising platform also demonstrate the effectiveness of the proposed method in production environments.

stat.ML↗

arXiv2018

Deep Interest Network for Click-Through Rate Prediction

Click-through rate prediction is an essential task in industrial applications, such as online advertising. Recently deep learning based models have been proposed, which follow a similar Embedding\&MLP paradigm. In these methods large scale sparse input features are first mapped into low dimensional embedding vectors, and then transformed into fixed-length vectors in a group-wise manner, finally concatenated together to fed into a multilayer perceptron (MLP) to learn the nonlinear relations among features. In this way, user features are compressed into a fixed-length representation vector, in regardless of what candidate ads are. The use of fixed-length vector will be a bottleneck, which brings difficulty for Embedding\&MLP methods to capture user's diverse interests effectively from rich historical behaviors. In this paper, we propose a novel model: Deep Interest Network (DIN) which tackles this challenge by designing a local activation unit to adaptively learn the representation of user interests from historical behaviors with respect to a certain ad. This representation vector varies over different ads, improving the expressive ability of model greatly. Besides, we develop two techniques: mini-batch aware regularization and data adaptive activation function which can help training industrial deep networks with hundreds of millions of parameters. Experiments on two public datasets as well as an Alibaba real production dataset with over 2 billion samples demonstrate the effectiveness of proposed approaches, which achieve superior performance compared with state-of-the-art methods. DIN now has been successfully deployed in the online display advertising system in Alibaba, serving the main traffic.

stat.ML↗

arXiv2017

Deep Transfer Learning with Joint Adaptation Networks

Deep networks have been successfully applied to learn transferable features for adapting models from a source domain to a different target domain. In this paper, we present joint adaptation networks (JAN), which learn a transfer network by aligning the joint distributions of multiple domain-specific layers across domains based on a joint maximum mean discrepancy (JMMD) criterion. Adversarial training strategy is adopted to maximize JMMD such that the distributions of the source and target domains are made more distinguishable. Learning can be performed by stochastic gradient descent with the gradients computed by back-propagation in linear-time. Experiments testify that our model yields state of the art results on standard datasets.

cs.LG↗

arXiv2017

Unsupervised Domain Adaptation with Residual Transfer Networks

The recent success of deep neural networks relies on massive amounts of labeled data. For a target task where labeled data is unavailable, domain adaptation can transfer a learner from a different source domain. In this paper, we propose a new approach to domain adaptation in deep networks that can jointly learn adaptive classifiers and transferable features from labeled data in the source domain and unlabeled data in the target domain. We relax a shared-classifier assumption made by previous methods and assume that the source classifier and target classifier differ by a residual function. We enable classifier adaptation by plugging several layers into deep network to explicitly learn the residual function with reference to the target classifier. We fuse features of multiple layers with tensor product and embed them into reproducing kernel Hilbert spaces to match distributions for feature adaptation. The adaptation can be achieved in most feed-forward models by extending them with new residual layers and loss functions, which can be trained efficiently via back-propagation. Empirical evidence shows that the new approach outperforms state of the art methods on standard domain adaptation benchmarks.

cs.LG↗