arXiv subjects

Hanmin Cai

Publications and source records attributed to Hanmin Cai.

9 recordsLinked to original sources

arXiv2026

Load Management of Distribution Systems via Online Dynamic Pricing

The growing adoption of electric vehicles (EVs) is increasing peak demand in distribution systems, which can threaten grid stability and reduce operational efficiency. Dynamic electricity pricing is a promising means of mitigating these peaks by shifting flexible demand. However, most existing approaches rely on detailed user-level consumption data and behavioral models, which are often difficult to obtain in practice and may raise privacy concerns. This paper proposes an Online Feedback Optimization (OFO) algorithm for day-ahead price design with limited data, where only aggregate loads are observed. OFO updates prices iteratively using aggregate load measurements, enabling effective peak reduction without access to individual user data. The formulation also includes a term that penalizes deviations in total electricity cost relative to a reference tariff. Although relying only on aggregate load measurements, the OFO price updates efficiently converge to the optimal price. In finite-horizon simulations, OFO achieves peak reduction close to that of the Stackelberg benchmark with full model information. Meanwhile, its computational effort is substantially lower. Additional tests under multiple initial conditions and delayed charging-window mismatch further confirm the robustness of the proposed method. Overall, these results show that OFO is a scalable and computationally efficient approach for peak-demand management in distribution systems with limited observability.

eess.SY↗

arXiv2026

Towards socio-techno-economic power systems with demand-side flexibility

Harnessing the demand-side flexibility in building and mobility sectors can help to better integrate renewable energy into power systems and reduce global CO2 emissions. Enabling this sector coupling can be achieved with advances in energy management, business models, control technologies, and power grids. The study of demand-side flexibility extends beyond engineering, spanning social science, economics, and power and control systems, which present both challenges and opportunities to researchers and engineers in these fields. This Review outlines recent trends and studies in social, economic, and technological advancements in power systems that leverage demand-side flexibility. We first provide a concept of a socio-techno-economic system with an abstraction of end-users, building and mobility sectors, control systems, electricity markets, and power grids. We discuss the interconnections between these elements, highlighting the importance of bidirectional flows of information and coordinated decision-making. We then emphasize that fully realizing demand-side flexibility necessitates deep integration across stakeholders and systems, moving beyond siloed approaches. Finally, we discuss the future directions in renewable-based power systems and control engineering to address key challenges from both research and practitioners' perspectives. A holistic approach for identifying, measuring, and utilizing demand-side flexibility is key to successfully maximizing its multi-stakeholder benefits but requires further transdisciplinary collaboration and commercially viable solutions for broader implementation.

eess.SY↗

arXiv2025

Uncertainty-Aware Flexibility of Buildings: From Quantification to Provision

Buildings represent a promising flexibility source to support the integration of renewable energy sources, as they may shift their heating energy consumption over time without impacting users' comfort. However, a building's predicted flexibility potential is based on uncertain ambient weather forecasts and a typically inaccurate building thermal model. Hence, this paper presents an uncertainty-aware flexibility quantifier using a chance-constrained formulation. Because such a quantifier may be conservative, we additionally model real-time feedback in the quantification, in the form of affine feedback policies. Such adaptation can take the form of intra-day trades or rebound around the flexibility provision period. To assess the flexibility quantification formulations, we further assume that flexible buildings participate in secondary frequency control markets. The results show some increase in flexibility and revenues when introducing affine feedback policies. Additionally, it is demonstrated that accounting for uncertainties in the flexibility quantification is necessary, especially when intra-day trades are not available. Even though an uncertainty-ignorant potential may seem financially profitable in secondary frequency control markets, it comes at the cost of significant thermal discomfort for inhabitants. Hence, we suggest a comfort-preserving approach, aiming to truly reflect thermal discomfort on the economic flexibility revenue, to obtain a fairer comparison.

eess.SY↗

arXiv2025

Trajectory-Independent Flexibility Envelopes of Energy-Constrained Systems with State-Dependent Losses

As non-dispatchable renewable power units become prominent in electric power grids, demand-side flexibility appears as a key element of future power systems' operation. Power and energy bounds are intuitive metrics to describe the flexibility of energy-constrained loads. However, to be used in operation, any power consumption trajectory fulfilling the power and energy bounds must necessarily fulfill the load's constraints. In this paper, we demonstrate that energy bounds defined as the minimum and maximum energy consumption potential of a load with state-dependent losses are Trajectory-Dependent (TD), i.e., for any energy value in the bounds a feasible power trajectory exists, but not all power trajectories enclosed in the energy envelopes satisfy the load's constraints. To guarantee the satisfaction of load constraints for all trajectories, we define Trajectory-Independent (TI) energy bounds. We present TI envelope formulations for individual loads, as well as physically coupled loads and assess the proposed formulations in a building heating system, a system with state-dependent losses. We find that using a TD envelope as energy bounds in operation may yield room temperature up to 3.8{\deg}C higher and 3.4{\deg}C lower than admissible. Overall, poorly insulated buildings observe a TI energy envelope that differs significantly from their TD envelope.

eess.SY↗

arXiv2025

Experimental Validation of Distributed Dispatching of Multiple Active Distribution Networks Using the ADMM

This paper presents the experimental validation of a framework for the coordinated dispatch and control of multiple active distribution networks (ADNs) hosting distributed energy resource (DER). We show that the presented method, which builds further on work done in [1], effectively allows to control multiple ADNs in a distributed way to ensure they achieve a common objective without revealing information on their DERs capabilities or grid model. This experimental validation is carried out using demonstrators at the DESL of EPFL and the NEST site at Empa, both in Switzerland. The coordination of the systems to share the flexibility of their controllable assets is demonstrated through a set of 24h experiments. Finally, the limitations of the method are discussed and future extensions proposed.

eess.SY↗

arXiv2023

Circular economy meets building automation

This paper demonstrates the concept of reusing discarded smartphones to connect the end-of-life of e-wastes with the start-of-life of smart buildings. Two control-related and one communication-related case studies have been conducted experimentally to evaluate applicability. Diverse controlled systems, control tasks, and algorithms have been considered. In addition, the sufficiency of communication with external agents has been quantified. The proof-of-concept experiments indicate technical feasibility and applicability to typical tasks with satisfactory performance. As smartphones improve over time, higher computing performance and lower communication latency can be expected, enhancing the prospect of the proposed reuse concept.

eess.SY↗

arXiv2023

Distributed Multi-Horizon Model Predictive Control for Network of Energy Hubs

The increasing penetration of renewable energy resources has transformed the energy system from traditional hierarchical energy delivery paradigm to a distributed structure. Such development is accompanied with continuous liberalization in the energy sector, giving rise to possible energy trading among networked local energy hub. Joint operation of such hubs can improve energy efficiency and support the integration of renewable energy resource. Acknowledging peer-to-peer trading between hubs, their optimal operation within the network can maximize consumption of locally produced energy. However, for such complex systems involving multiple stakeholders, both computational tractability and privacy concerns need to be accounted for. We investigate both decentralized and centralized model predictive control (MPC) approaches for a network of energy hubs. While the centralized control strategy offers superior performance to the decentralized method, its implementation is computationally prohibitive and raises privacy concerns, as the information of each hub has to be shared extensively. On the other hand, a classical decentralized control approach can ease the implementation at the expense of sub-optimal performance of the overall system. In this work, a distributed scheme based on a consensus alternating direction method of multipliers (ADMM) algorithm is proposed. It combines the performance of the centralized approach with the privacy preservation of decentralized approach. A novel multi-horizon MPC framework is also introduced to increase the prediction horizon without compromising the time discretization or making the problem computationally intractable. A benchmark three-hub network is used to compare the performance of the mentioned methods. The results show superior performance in terms of total cost, computational time, robustness to demand and prices variations.

eess.SY↗

arXiv2021

Experimental implementation of an emission-aware prosumer with online flexibility quantification and provision

Active building energy management holds potential to reduce global energy-related emissions and support flexible operations of future low-carbon systems. This requires to integrate diverse objectives and engage multiple stakeholders. However, there remains a gap in comprehensive field insights into emission reduction, flexibility provision, and user impacts. This study examined how a real occupied building, with all its energy assets, could function as an emission-aware flexible prosumer. An existing building energy management system was enhanced by integrating a model predictive control strategy. The enhanced setup minimized the equivalent carbon emission due to electricity imports and provided flexibility to the energy system. The experimental results indicated an emission reduction of 12.5% compared to a rule-based controller that maximized PV self-consumption. In addition, a minimal flexibility provision experiment was demonstrated with a locally emulated distribution system operator. The results suggested that flexibility was provided without the risk of rebound effects. This is due to the flexibility envelope that was self-reported in advance. The study concluded by highlighting technical challenges in realizing emission reduction and flexibility in practice.

eess.SY↗

arXiv2021

Data-Driven Demand-Side Flexibility Quantification: Prediction and Approximation of Flexibility Envelopes

Real-time quantification of residential building energy flexibility is needed to enable a cost-efficient operation of active distribution grids. A promising means is to use the so-called flexibility envelope concept to represent the time-dependent and inter-temporally coupled flexibility potential. However, existing optimization-based quantification entails high computational burdens limiting flexibility utilization in real-time applications, and a more computationally efficient quantification approach is desired. Additionally, the communication of a flexibility envelope to system operators in its original form is data-intensive. In order to address the computational burdens, this paper first trains several machine learning models based on historical quantification results for online use. Subsequently, probability distribution functions are proposed to approximate the flexibility envelopes with significantly fewer parameters, which can be communicated to system operators instead of the original flexibility envelope. The results show that the most promising prediction and approximation approaches allow for a minimum reduction of the computational burden by a factor of 9 and of the communication load by a factor of 6.6, respectively.

eess.SY↗