arXiv subjects

Hao Wang

Publications and source records attributed to Hao Wang.

At least 1,063 records · Page 59Linked to original sources

arXiv2024

Temporal-Aware Deep Reinforcement Learning for Energy Storage Bidding in Energy and Contingency Reserve Markets

The battery energy storage system (BESS) has immense potential for enhancing grid reliability and security through its participation in the electricity market. BESS often seeks various revenue streams by taking part in multiple markets to unlock its full potential, but effective algorithms for joint-market participation under price uncertainties are insufficiently explored in the existing research. To bridge this gap, we develop a novel BESS joint bidding strategy that utilizes deep reinforcement learning (DRL) to bid in the spot and contingency frequency control ancillary services (FCAS) markets. Our approach leverages a transformer-based temporal feature extractor to effectively respond to price fluctuations in seven markets simultaneously and helps DRL learn the best BESS bidding strategy in joint-market participation. Additionally, unlike conventional "black-box" DRL model, our approach is more interpretable and provides valuable insights into the temporal bidding behavior of BESS in the dynamic electricity market. We validate our method using realistic market prices from the Australian National Electricity Market. The results show that our strategy outperforms benchmarks, including both optimization-based and other DRL-based strategies, by substantial margins. Our findings further suggest that effective temporal-aware bidding can significantly increase profits in the spot and contingency FCAS markets compared to individual market participation.

eess.SY↗

arXiv2024

Gradient-Guided Modality Decoupling for Missing-Modality Robustness

Multimodal learning with incomplete input data (missing modality) is practical and challenging. In this work, we conduct an in-depth analysis of this challenge and find that modality dominance has a significant negative impact on the model training, greatly degrading the missing modality performance. Motivated by Grad-CAM, we introduce a novel indicator, gradients, to monitor and reduce modality dominance which widely exists in the missing-modality scenario. In aid of this indicator, we present a novel Gradient-guided Modality Decoupling (GMD) method to decouple the dependency on dominating modalities. Specifically, GMD removes the conflicted gradient components from different modalities to achieve this decoupling, significantly improving the performance. In addition, to flexibly handle modal-incomplete data, we design a parameter-efficient Dynamic Sharing (DS) framework which can adaptively switch on/off the network parameters based on whether one modality is available. We conduct extensive experiments on three popular multimodal benchmarks, including BraTS 2018 for medical segmentation, CMU-MOSI, and CMU-MOSEI for sentiment analysis. The results show that our method can significantly outperform the competitors, showing the effectiveness of the proposed solutions. Our code is released here: https://github.com/HaoWang420/Gradient-guided-Modality-Decoupling.

cs.CV↗

arXiv2024

CLAP: Learning Transferable Binary Code Representations with Natural Language Supervision

Binary code representation learning has shown significant performance in binary analysis tasks. But existing solutions often have poor transferability, particularly in few-shot and zero-shot scenarios where few or no training samples are available for the tasks. To address this problem, we present CLAP (Contrastive Language-Assembly Pre-training), which employs natural language supervision to learn better representations of binary code (i.e., assembly code) and get better transferability. At the core, our approach boosts superior transfer learning capabilities by effectively aligning binary code with their semantics explanations (in natural language), resulting a model able to generate better embeddings for binary code. To enable this alignment training, we then propose an efficient dataset engine that could automatically generate a large and diverse dataset comprising of binary code and corresponding natural language explanations. We have generated 195 million pairs of binary code and explanations and trained a prototype of CLAP. The evaluations of CLAP across various downstream tasks in binary analysis all demonstrate exceptional performance. Notably, without any task-specific training, CLAP is often competitive with a fully supervised baseline, showing excellent transferability. We release our pre-trained model and code at https://github.com/Hustcw/CLAP.

cs.SE↗

arXiv2024

Universal Metallic Surface States in Electride

Robust metallic surface states (MSS) of topological insulator (TI) against imperfections and perturbations are important in broad applications such as chemical catalysis and quantum computing. Unfortunately, they are suffered from the narrow band gap that can be accessed. Searching for MSS with large bulk band gap beyond conventional TIs becomes a quest. In this work, inspired by the adiabatic connection principle in real space, we identify that all electrides, a new class of emerging materials, must host robust and universal MSS that resists any disturbances, in spite of the fact that some of them could be classified as trivial in standard topology theory. This counterintuitive property is traced to the specific charge localization-delocalization change intrinsic to electride when approaching the crystalline surface or interface, which is a kind of interstice-centered to atom-centered transition in the real-space topology of the charge density distribution, and is sharply different from the band inversion in the standard topology theory. The new mechanism circumvents the obstacle that limits the band gap of TI. Robust and universal MSS in an electride that conventionally-determined as trivial but with a colossal band gap beyond 6.13 eV are demonstrated. This gap size is about 6-fold larger than the highest record of known "wide-gap" TIs, thus opens up new avenues to universal MSS with gigantic bulk gap.

cond-mat.mtrl-sci↗

arXiv2024

Prediction of Superionic State in LiH2 at Conditions Enroute to Nuclear Fusion

Hydrogen and lithium, along with their compounds, are crucial materials for nuclear fusion research. High-pressure studies have revealed intricate structural transitions in all these materials. However, research on lithium hydrides beyond LiH has mostly focused on the low-temperature regime. Here, we use density functional theory and ab initio molecular dynamics simulations to investigate the behavior of LiH2, a hydrogen-rich compound, near its melting point. Our study is particularly relevant to the low-pressure region of the compression pathway of lithium hydrides toward fusion. We discovered a premelting superionic phase transition in LiH2 that has significant implications for its mass transportation, elastic properties, and sound velocity. The theoretical boundary for the superionic transition and melting temperature was then determined. In contrast, we also found that the primary compound of lithium hydrides, LiH, does not exhibit a superionic transition. These findings have important implications for optimizing the compression path to achieve the ignition condition in inertial confinement fusion research, especially when lithium tritium-deuteride(LiTD) are used as the fuel.

cond-mat.mtrl-sci↗

arXiv2024

Topological and superconducting properties of two-dimensional C6-2x(BN)x biphenylene network: a first-principles investigation

First-principles calculations have been used to investigate the electronic and topological properties of the two-dimensional C6-2x(BN)x biphenylene network, a graphene-like structure composed of not only hexagonal ring but also octagonal and square rings. Nontrivial topological properties have been found in two of them, with a stoichiometry of C4BN and C2(BN)2. The former C4BN is predicted to be a type-II Dirac semimetal with a superconducting critical temperature Tc=0.38K, which is similar to the pure carbon biphenylene network (C-BPN). The latter shows a novel isolated edge state exists between the conduction and valence bands. By regulation of strains and virtual-crystal approximation calculations, we found the annihilation of two pairs of Dirac points (DPs) in the non-high symmetric region (non-HSR) causes the two corresponding edge states stick together to generate this isolated edge state. In addition, we found that one pair of DPs arises from the shift of DPs in the C-BPN, while another new pair of DPs emerges around the Time Reversal Invariant Momenta (TRIM) point X due to the doping of boron and nitrogen. We constructed a tight-binding (TB) model to reveal the mechanism of forming the isolated edge state from the C-BPN to C2(BN)2. This study not only demonstrates the existence and mechanism of forming the isolated edge state in semimetals, but also provides an example in which the DPs can move away from the high-symmetry region.

cond-mat.mtrl-sci↗

arXiv2024

Near-Optimal Quantum Algorithm for Minimizing the Maximal Loss

The problem of minimizing the maximum of $N$ convex, Lipschitz functions plays significant roles in optimization and machine learning. It has a series of results, with the most recent one requiring $O(Nε^{-2/3} + ε^{-8/3})$ queries to a first-order oracle to compute an $ε$-suboptimal point. On the other hand, quantum algorithms for optimization are rapidly advancing with speedups shown on many important optimization problems. In this paper, we conduct a systematic study for quantum algorithms and lower bounds for minimizing the maximum of $N$ convex, Lipschitz functions. On one hand, we develop quantum algorithms with an improved complexity bound of $\tilde{O}(\sqrt{N}ε^{-5/3} + ε^{-8/3})$. On the other hand, we prove that quantum algorithms must take $\tildeΩ(\sqrt{N}ε^{-2/3})$ queries to a first order quantum oracle, showing that our dependence on $N$ is optimal up to poly-logarithmic factors.

quant-ph↗

arXiv2024

Empowering Many, Biasing a Few: Generalist Credit Scoring through Large Language Models

In the financial industry, credit scoring is a fundamental element, shaping access to credit and determining the terms of loans for individuals and businesses alike. Traditional credit scoring methods, however, often grapple with challenges such as narrow knowledge scope and isolated evaluation of credit tasks. Our work posits that Large Language Models (LLMs) have great potential for credit scoring tasks, with strong generalization ability across multiple tasks. To systematically explore LLMs for credit scoring, we propose the first open-source comprehensive framework. We curate a novel benchmark covering 9 datasets with 14K samples, tailored for credit assessment and a critical examination of potential biases within LLMs, and the novel instruction tuning data with over 45k samples. We then propose the first Credit and Risk Assessment Large Language Model (CALM) by instruction tuning, tailored to the nuanced demands of various financial risk assessment tasks. We evaluate CALM, existing state-of-art (SOTA) methods, open source and closed source LLMs on the build benchmark. Our empirical results illuminate the capability of LLMs to not only match but surpass conventional models, pointing towards a future where credit scoring can be more inclusive, comprehensive, and unbiased. We contribute to the industry's transformation by sharing our pioneering instruction-tuning datasets, credit and risk assessment LLM, and benchmarks with the research community and the financial industry.

cs.LG↗

arXiv2024

LAiW: A Chinese Legal Large Language Models Benchmark

General and legal domain LLMs have demonstrated strong performance in various tasks of LegalAI. However, the current evaluations of these LLMs in LegalAI are defined by the experts of computer science, lacking consistency with the logic of legal practice, making it difficult to judge their practical capabilities. To address this challenge, we are the first to build the Chinese legal LLMs benchmark LAiW, based on the logic of legal practice. To align with the thinking process of legal experts and legal practice (syllogism), we divide the legal capabilities of LLMs from easy to difficult into three levels: basic information retrieval, legal foundation inference, and complex legal application. Each level contains multiple tasks to ensure a comprehensive evaluation. Through automated evaluation of current general and legal domain LLMs on our benchmark, we indicate that these LLMs may not align with the logic of legal practice. LLMs seem to be able to directly acquire complex legal application capabilities but perform poorly in some basic tasks, which may pose obstacles to their practical application and acceptance by legal experts. To further confirm the complex legal application capabilities of current LLMs in legal application scenarios, we also incorporate human evaluation with legal experts. The results indicate that while LLMs may demonstrate strong performance, they still require reinforcement of legal logic.

cs.CL↗

arXiv2024

Large-scale Benchmarking of Metaphor-based Optimization Heuristics

The number of proposed iterative optimization heuristics is growing steadily, and with this growth, there have been many points of discussion within the wider community. One particular criticism that is raised towards many new algorithms is their focus on metaphors used to present the method, rather than emphasizing their potential algorithmic contributions. Several studies into popular metaphor-based algorithms have highlighted these problems, even showcasing algorithms that are functionally equivalent to older existing methods. Unfortunately, this detailed approach is not scalable to the whole set of metaphor-based algorithms. Because of this, we investigate ways in which benchmarking can shed light on these algorithms. To this end, we run a set of 294 algorithm implementations on the BBOB function suite. We investigate how the choice of the budget, the performance measure, or other aspects of experimental design impact the comparison of these algorithms. Our results emphasize why benchmarking is a key step in expanding our understanding of the algorithm space, and what challenges still need to be overcome to fully gauge the potential improvements to the state-of-the-art hiding behind the metaphors.

cs.NE↗

arXiv2024

A Factor Graph Model of Trust for a Collaborative Multi-Agent System

In the field of Multi-Agent Systems (MAS), known for their openness, dynamism, and cooperative nature, the ability to trust the resources and services of other agents is crucial. Trust, in this setting, is the reliance and confidence an agent has in the information, behaviors, intentions, truthfulness, and capabilities of others within the system. Our paper introduces a new graphical approach that utilizes factor graphs to represent the interdependent behaviors and trustworthiness among agents. This includes modeling the behavior of robots as a trajectory of actions using a Gaussian process factor graph, which accounts for smoothness, obstacle avoidance, and trust-related factors. Our method for evaluating trust is decentralized and considers key interdependent sub-factors such as proximity safety, consistency, and cooperation. The overall system comprises a network of factor graphs that interact through trust-related factors and employs a Bayesian inference method to dynamically assess trust-based decisions with informed consent. The effectiveness of this method is validated via simulations and empirical tests with autonomous robots navigating unsignalized intersections.

cs.AI↗

arXiv2024

Minimization Over the Nonconvex Sparsity Constraint Using A Hybrid First-order method

We investigate a class of nonconvex optimization problems characterized by a feasible set consisting of level-bounded nonconvex regularizers, with a continuously differentiable objective. We propose a novel hybrid approach to tackle such structured problems within a first-order algorithmic framework by combining the Frank-Wolfe method and the gradient projection method. The Frank-Wolfe step is amenable to a closed-form solution, while the gradient projection step can be efficiently performed in a reduced subspace. A notable characteristic of our approach lies in its independence from introducing smoothing parameters, enabling efficient solutions to the original nonsmooth problems. We establish the global convergence of the proposed algorithm and show the $O(1/\sqrt{k})$ convergence rate in terms of the optimality error for nonconvex objectives under reasonable assumptions. Numerical experiments underscore the practicality and efficiency of our proposed algorithm compared to existing cutting-edge methods. Furthermore, we highlight how the proposed algorithm contributes to the advancement of nonconvex regularizer-constrained optimization.

math.OC↗

arXiv2024

The Future of Cognitive Strategy-enhanced Persuasive Dialogue Agents: New Perspectives and Trends

Persuasion, as one of the crucial abilities in human communication, has garnered extensive attention from researchers within the field of intelligent dialogue systems. We humans tend to persuade others to change their viewpoints, attitudes or behaviors through conversations in various scenarios (e.g., persuasion for social good, arguing in online platforms). Developing dialogue agents that can persuade others to accept certain standpoints is essential to achieving truly intelligent and anthropomorphic dialogue system. Benefiting from the substantial progress of Large Language Models (LLMs), dialogue agents have acquired an exceptional capability in context understanding and response generation. However, as a typical and complicated cognitive psychological system, persuasive dialogue agents also require knowledge from the domain of cognitive psychology to attain a level of human-like persuasion. Consequently, the cognitive strategy-enhanced persuasive dialogue agent (defined as CogAgent), which incorporates cognitive strategies to achieve persuasive targets through conversation, has become a predominant research paradigm. To depict the research trends of CogAgent, in this paper, we first present several fundamental cognitive psychology theories and give the formalized definition of three typical cognitive strategies, including the persuasion strategy, the topic path planning strategy, and the argument structure prediction strategy. Then we propose a new system architecture by incorporating the formalized definition to lay the foundation of CogAgent. Representative works are detailed and investigated according to the combined cognitive strategy, followed by the summary of authoritative benchmarks and evaluation metrics. Finally, we summarize our insights on open issues and future directions of CogAgent for upcoming researchers.

cs.CL↗

arXiv2024

Harnessing the Plug-and-Play Controller by Prompting

Controllable text generation is a growing field within natural language generation (NLG) that focuses on producing text that meets specific constraints in real-world applications. Previous approaches, such as plug-and-play controllers (PPCs), aimed to steer the properties of generated text in a flexible manner. However, these methods often compromised the integrity of the language model's decoding process, resulting in less smooth text generation. Alternatively, other techniques utilized multiple attribute prompts to align the generated text with desired attributes, but this approach required prompt design for each attribute and was dependent on the size of the language model. This paper introduces a novel method for flexible attribute control in text generation using pre-trained language models (PLMs). The proposed approach aims to enhance the fluency of generated text by guiding the generation process with PPCs. The key idea is to dynamically adjust the distribution of generated text by modifying prompts, effectively constraining the output space of the language model and influencing the desired attribute. To enable smooth cooperation between the PLM and the PPC, our work innovatively proposes a new model fine-tuning method: Reinforcement Learning with Dynamic Adjust Feedback (RLDAF).This fine-tuning process adapts a small subset of the language model's parameters based on the generating actions taken during the PPC control process. The resulting harmonious collaboration between the PLM and PPC leads to improved smoothness in text generation during inference. Extensive experiments were conducted on the SST2 dataset, and the proposed method outperformed previous approaches in various evaluation metrics, including text fluency and attribute consistency.

cs.CL↗

arXiv2024

Understanding the planning of LLM agents: A survey

As Large Language Models (LLMs) have shown significant intelligence, the progress to leverage LLMs as planning modules of autonomous agents has attracted more attention. This survey provides the first systematic view of LLM-based agents planning, covering recent works aiming to improve planning ability. We provide a taxonomy of existing works on LLM-Agent planning, which can be categorized into Task Decomposition, Plan Selection, External Module, Reflection and Memory. Comprehensive analyses are conducted for each direction, and further challenges for the field of research are discussed.

cs.AI↗

arXiv2024

Zero-1-to-3: Domain-level Zero-shot Cognitive Diagnosis via One Batch of Early-bird Students towards Three Diagnostic Objectives

Cognitive diagnosis seeks to estimate the cognitive states of students by exploring their logged practice quiz data. It plays a pivotal role in personalized learning guidance within intelligent education systems. In this paper, we focus on an important, practical, yet often underexplored task: domain-level zero-shot cognitive diagnosis (DZCD), which arises due to the absence of student practice logs in newly launched domains. Recent cross-domain diagnostic models have been demonstrated to be a promising strategy for DZCD. These methods primarily focus on how to transfer student states across domains. However, they might inadvertently incorporate non-transferable information into student representations, thereby limiting the efficacy of knowledge transfer. To tackle this, we propose Zero-1-to-3, a domain-level zero-shot cognitive diagnosis framework via one batch of early-bird students towards three diagnostic objectives. Our approach initiates with pre-training a diagnosis model with dual regularizers, which decouples student states into domain-shared and domain-specific parts. The shared cognitive signals can be transferred to the target domain, enriching the cognitive priors for the new domain, which ensures the cognitive state propagation objective. Subsequently, we devise a strategy to generate simulated practice logs for cold-start students through analyzing the behavioral patterns from early-bird students, fulfilling the domain-adaption goal. Consequently, we refine the cognitive states of cold-start students as diagnostic outcomes via virtual data, aligning with the diagnosis-oriented goal. Finally, extensive experiments on six real-world datasets highlight the efficacy of our model for DZCD and its practical application in question recommendation. The code is publicly available at https://github.com/bigdata-ustc/Zero-1-to-3.

cs.AI↗

arXiv2024

Composite Active Learning: Towards Multi-Domain Active Learning with Theoretical Guarantees

Active learning (AL) aims to improve model performance within a fixed labeling budget by choosing the most informative data points to label. Existing AL focuses on the single-domain setting, where all data come from the same domain (e.g., the same dataset). However, many real-world tasks often involve multiple domains. For example, in visual recognition, it is often desirable to train an image classifier that works across different environments (e.g., different backgrounds), where images from each environment constitute one domain. Such a multi-domain AL setting is challenging for prior methods because they (1) ignore the similarity among different domains when assigning labeling budget and (2) fail to handle distribution shift of data across different domains. In this paper, we propose the first general method, dubbed composite active learning (CAL), for multi-domain AL. Our approach explicitly considers the domain-level and instance-level information in the problem; CAL first assigns domain-level budgets according to domain-level importance, which is estimated by optimizing an upper error bound that we develop; with the domain-level budgets, CAL then leverages a certain instance-level query strategy to select samples to label from each domain. Our theoretical analysis shows that our method achieves a better error bound compared to current AL methods. Our empirical results demonstrate that our approach significantly outperforms the state-of-the-art AL methods on both synthetic and real-world multi-domain datasets. Code is available at https://github.com/Wang-ML-Lab/multi-domain-active-learning.

cs.LG↗

arXiv2024

Reconfigurable AI Modules Aided Channel Estimation and MIMO Detection

Deep learning (DL) based channel estimation (CE) and multiple input and multiple output detection (MIMODet), as two separate research topics, have provided convinced evidence to demonstrate the effectiveness and robustness of artificial intelligence (AI) for receiver design. However, problem remains on how to unify the CE and MIMODet by optimizing AI's structure to achieve near optimal detection performance such as widely considered QR with M-algorithm (QRM) that can perform close to the maximum likelihood (ML) detector. In this paper, we propose an AI receiver that connects CE and MIMODet as an unified architecture. As a merit, CE and MIMODet only adopt structural input features and conventional neural networks (NN) to perform end-to-end (E2E) training offline. Numerical results show that, by adopting a simple super-resolution based convolutional neural network (SRCNN) as channel estimator and domain knowledge enhanced graphical neural network (GNN) as detector, the proposed QRM enhanced GNN receiver (QRMNet) achieves comparable block error rate (BLER) performance to near-optimal baseline detectors.

eess.SP↗