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Haohan Zhang

Publications and source records attributed to Haohan Zhang.

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Agentic Quantitative Trading: A Survey of Workflows, Systems, and Evaluation

Quantitative trading is moving from isolated predictive models toward agentic workflows that combine reasoning, tool use, memory, and feedback. This survey reviews agentic quantitative trading across five stages: factor mining, signal discovery, portfolio construction, order execution, and risk management. We further examine agentic quant trading systems through architecture, coordination, and adaptation, while comparing benchmarks across strategy construction, offline trading, live market evaluation, and reliability assessment. Our review finds that current systems remain concentrated on signal discovery, while complete integration with portfolio construction, execution, and risk control is still uncommon. Multi-agent systems also rely heavily on aggregation despite increasingly diverse workflow structures. Benchmark evidence further shows that strong model or forecasting capability does not reliably translate into trading performance under live market conditions and reliability controls. We conclude with future directions for more complete trading workflows, stronger coordination, and evaluation matched to the capability being assessed.

q-fin.CP

Fabric Pneumatic Artificial Muscle-Based Head-Neck Exosuit: Design, Modeling, and Evaluation

Wearable exosuits assist human movement in tasks ranging from rehabilitation to daily activities; specifically, head-neck support is necessary for patients with certain neurological disorders. Rigid-link exoskeletons have shown to enable head-neck mobility compared to static braces, but their bulkiness and restrictive structure inspire designs using "soft" actuation methods. In this paper, we propose a fabric pneumatic artificial muscle-based exosuit design for head-neck support. We describe the design of our prototype and physics-based model, enabling us to derive actuator pressures required to compensate for gravitational load. Our modeled range of motion and workspace analysis indicate that the limited actuator lengths impose slight limitations (83% workspace coverage), and gravity compensation imposes a more significant limitation (43% workspace coverage). We introduce compression force along the neck as a novel, potentially comfort-related metric. We further apply our model to compare the torque output of various actuator placement configurations, allowing us to select a design with stability in lateral deviation and high axial rotation torques. The model correctly predicts trends in measured data where wrapping the actuators around the neck is not a significant factor. Our test dummy and human user demonstration confirm that the exosuit can provide functional head support and trajectory tracking, underscoring the potential of artificial muscle-based soft actuation for head-neck mobility assistance.

cs.RO

A Multi-Layer Sim-to-Real Framework for Gaze-Driven Assistive Neck Exoskeletons

Dropped head syndrome, caused by neck muscle weakness from neurological diseases, severely impairs an individual's ability to support and move their head, causing pain and making everyday tasks challenging. Our long-term goal is to develop an assistive powered neck exoskeleton that restores natural movement. However, predicting a user's intended head movement remains a key challenge. We leverage virtual reality (VR) to collect coupled eye and head movement data from healthy individuals to train models capable of predicting head movement based solely on eye gaze. We also propose a novel multi-layer controller selection framework, where head control strategies are evaluated across decreasing levels of abstraction -- from simulation and VR to a physical neck exoskeleton. This pipeline effectively rejects poor-performing controllers early, identifying two novel gaze-driven models that achieve strong performance when deployed on the physical exoskeleton. Our results reveal that no single controller is universally preferred, highlighting the necessity for personalization in gaze-driven assistive control. Our work demonstrates the utility of VR-based evaluation for accelerating the development of intuitive, safe, and personalized assistive robots.

cs.RO

From Deep Learning to LLMs: A survey of AI in Quantitative Investment

Quantitative investment (quant) is an emerging, technology-driven approach in asset management, increasingy shaped by advancements in artificial intelligence. Recent advances in deep learning and large language models (LLMs) for quant finance have improved predictive modeling and enabled agent-based automation, suggesting a potential paradigm shift in this field. In this survey, taking alpha strategy as a representative example, we explore how AI contributes to the quantitative investment pipeline. We first examine the early stage of quant research, centered on human-crafted features and traditional statistical models with an established alpha pipeline. We then discuss the rise of deep learning, which enabled scalable modeling across the entire pipeline from data processing to order execution. Building on this, we highlight the emerging role of LLMs in extending AI beyond prediction, empowering autonomous agents to process unstructured data, generate alphas, and support self-iterative workflows.

q-fin.CP

Unveiling the Potential of Sentiment: Can Large Language Models Predict Chinese Stock Price Movements?

The rapid advancement of Large Language Models (LLMs) has spurred discussions about their potential to enhance quantitative trading strategies. LLMs excel in analyzing sentiments about listed companies from financial news, providing critical insights for trading decisions. However, the performance of LLMs in this task varies substantially due to their inherent characteristics. This paper introduces a standardized experimental procedure for comprehensive evaluations. We detail the methodology using three distinct LLMs, each embodying a unique approach to performance enhancement, applied specifically to the task of sentiment factor extraction from large volumes of Chinese news summaries. Subsequently, we develop quantitative trading strategies using these sentiment factors and conduct back-tests in realistic scenarios. Our results will offer perspectives about the performances of Large Language Models applied to extracting sentiments from Chinese news texts.

cs.CL

A Comparative Evaluation of Predominant Deep Learning Quantified Stock Trading Strategies

This study first reconstructs three deep learning powered stock trading models and their associated strategies that are representative of distinct approaches to the problem and established upon different aspects of the many theories evolved around deep learning. It then seeks to compare the performance of these strategies from different perspectives through trading simulations ran on three scenarios when the benchmarks are kept at historical low points for extended periods of time. The results show that in extremely adverse market climates, investment portfolios managed by deep learning powered algorithms are able to avert accumulated losses by generating return sequences that shift the constantly negative CSI 300 benchmark return upward. Among the three, the LSTM model's strategy yields the best performance when the benchmark sustains continued loss.

q-fin.TR