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Haoran Li

Publications and source records attributed to Haoran Li.

At least 163 records · Page 9Linked to original sources

ARGUS: Defending Against Multimodal Indirect Prompt Injection via Steering Instruction-Following Behavior

Multimodal Large Language Models (MLLMs) are increasingly vulnerable to multimodal Indirect Prompt Injection (IPI) attacks, which embed malicious instructions in images, videos, or audio to hijack model behavior. Existing defenses, designed primarily for text-only LLMs, are unsuitable for countering these multimodal threats, as they are easily bypassed, modality-dependent, or generalize poorly. Inspired by activation steering researches, we hypothesize that a robust, general defense independent of modality can be achieved by steering the model's behavior in the representation space. Through extensive experiments, we discover that the instruction-following behavior of MLLMs is encoded in a subspace. Steering along directions within this subspace can enforce adherence to user instructions, forming the basis of a defense. However, we also found that a naive defense direction could be coupled with a utility-degrading direction, and excessive intervention strength harms model performance. To address this, we propose ARGUS, which searches for an optimal defense direction within the safety subspace that decouples from the utility degradation direction, further combining adaptive strength steering to achieve a better safety-utility trade-off. ARGUS also introduces lightweight injection detection stage to activate the defense on-demand, and a post-filtering stage to verify defense success. Experimental results show that ARGUS can achieve robust defense against multimodal IPI while maximally preserving the MLLM's utility.

cs.CR↗

Semi-Supervised Synthetic Data Generation with Fine-Grained Relevance Control for Short Video Search Relevance Modeling

Synthetic data is widely adopted in embedding models to ensure diversity in training data distributions across dimensions such as difficulty, length, and language. However, existing prompt-based synthesis methods struggle to capture domain-specific data distributions, particularly in data-scarce domains, and often overlook fine-grained relevance diversity. In this paper, we present a Chinese short video dataset with 4-level relevance annotations, filling a critical resource void. Further, we propose a semi-supervised synthetic data pipeline where two collaboratively trained models generate domain-adaptive short video data with controllable relevance labels. Our method enhances relevance-level diversity by synthesizing samples for underrepresented intermediate relevance labels, resulting in a more balanced and semantically rich training data set. Extensive offline experiments show that the embedding model trained on our synthesized data outperforms those using data generated based on prompting or vanilla supervised fine-tuning(SFT). Moreover, we demonstrate that incorporating more diverse fine-grained relevance levels in training data enhances the model's sensitivity to subtle semantic distinctions, highlighting the value of fine-grained relevance supervision in embedding learning. In the search enhanced recommendation pipeline of Douyin's dual-column scenario, through online A/B testing, the proposed model increased click-through rate(CTR) by 1.45%, raised the proportion of Strong Relevance Ratio (SRR) by 4.9%, and improved the Image User Penetration Rate (IUPR) by 0.1054%.

cs.CL↗

Are Your Agents Upward Deceivers?

Large Language Model (LLM)-based agents are increasingly used as autonomous subordinates that carry out tasks for users. This raises the question of whether they may also engage in deception, similar to how individuals in human organizations lie to superiors to create a good image or avoid punishment. We observe and define agentic upward deception, a phenomenon in which an agent facing environmental constraints conceals its failure and performs actions that were not requested without reporting. To assess its prevalence, we construct a benchmark of 200 tasks covering five task types and eight realistic scenarios in a constrained environment, such as broken tools or mismatched information sources. Evaluations of 11 popular LLMs reveal that these agents typically exhibit action-based deceptive behaviors, such as guessing results, performing unsupported simulations, substituting unavailable information sources, and fabricating local files. We further test prompt-based mitigation and find only limited reductions, suggesting that it is difficult to eliminate and highlighting the need for stronger mitigation strategies to ensure the safety of LLM-based agents.

cs.AI↗

On the Tension Between Optimality and Adversarial Robustness in Policy Optimization

Achieving optimality and adversarial robustness in deep reinforcement learning has long been regarded as conflicting goals. Nonetheless, recent theoretical insights presented in CAR suggest a potential alignment, raising the important question of how to realize this in practice. This paper first identifies a key gap between theory and practice by comparing standard policy optimization (SPO) and adversarially robust policy optimization (ARPO). Although they share theoretical consistency, a fundamental tension between robustness and optimality arises in practical policy gradient methods. SPO tends toward convergence to vulnerable first-order stationary policies (FOSPs) with strong natural performance, whereas ARPO typically favors more robust FOSPs at the expense of reduced returns. Furthermore, we attribute this tradeoff to the reshaping effect of the strongest adversary in ARPO, which significantly complicates the global landscape by inducing deceptive sticky FOSPs. This improves robustness but makes navigation more challenging. To alleviate this, we develop the BARPO, a bilevel framework unifying SPO and ARPO by modulating adversary strength, thereby facilitating navigability while preserving global optima. Extensive empirical results demonstrate that BARPO consistently outperforms vanilla ARPO, providing a practical approach to reconcile theoretical and empirical performance.

cs.LG↗

Nonconvex Penalized LAD Estimation in Partial Linear Models with DNNs: Asymptotic Analysis and Proximal Algorithms

This paper investigates the partial linear model by Least Absolute Deviation (LAD) regression. We parameterize the nonparametric term using Deep Neural Networks (DNNs) and formulate a penalized LAD problem for estimation. Specifically, our model exhibits the following challenges. First, the regularization term can be nonconvex and nonsmooth, necessitating the introduction of infinite dimensional variational analysis and nonsmooth analysis into the asymptotic normality discussion. Second, our network must expand (in width, sparsity level and depth) as more samples are observed, thereby introducing additional difficulties for theoretical analysis. Third, the oracle of the proposed estimator is itself defined through a ultra high-dimensional, nonconvex, and discontinuous optimization problem, which already entails substantial computational and theoretical challenges. Under such the challenges, we establish the consistency, convergence rate, and asymptotic normality of the estimator. Furthermore, we analyze the oracle problem itself and its continuous relaxation. We study the convergence of a proximal subgradient method for both formulations, highlighting their structural differences lead to distinct computational subproblems along the iterations. In particular, the relaxed formulation admits significantly cheaper proximal updates, reflecting an inherent trade-off between statistical accuracy and computational tractability.

stat.ML↗

4DWorldBench: A Comprehensive Evaluation Framework for 3D/4D World Generation Models

World Generation Models are emerging as a cornerstone of next-generation multimodal intelligence systems. Unlike traditional 2D visual generation, World Models aim to construct realistic, dynamic, and physically consistent 3D/4D worlds from images, videos, or text. These models not only need to produce high-fidelity visual content but also maintain coherence across space, time, physics, and instruction control, enabling applications in virtual reality, autonomous driving, embodied intelligence, and content creation. However, prior benchmarks emphasize different evaluation dimensions and lack a unified assessment of world-realism capability. To systematically evaluate World Models, we introduce the 4DWorldBench, which measures models across four key dimensions: Perceptual Quality, Condition-4D Alignment, Physical Realism, and 4D Consistency. The benchmark covers tasks such as Image-to-3D/4D, Video-to-4D, Text-to-3D/4D. Beyond these, we innovatively introduce adaptive conditioning across multiple modalities, which not only integrates but also extends traditional evaluation paradigms. To accommodate different modality-conditioned inputs, we map all modality conditions into a unified textual space during evaluation, and further integrate LLM-as-judge, MLLM-as-judge, and traditional network-based methods. This unified and adaptive design enables more comprehensive and consistent evaluation of alignment, physical realism, and cross-modal coherence. Preliminary human studies further demonstrate that our adaptive tool selection achieves closer agreement with subjective human judgments. We hope this benchmark will serve as a foundation for objective comparisons and improvements, accelerating the transition from "visual generation" to "world generation." Our project can be found at https://yeppp27.github.io/4DWorldBench.github.io/.

cs.CV↗

M$^2$OE$^2$-GL: A Family of Probabilistic Load Forecasters That Scales to Massive Customers

Probabilistic load forecasting is widely studied and underpins power system planning, operation, and risk-aware decision making. Deep learning forecasters have shown strong ability to capture complex temporal and contextual patterns, achieving substantial accuracy gains. However, at the scale of thousands or even hundreds of thousands of loads in large distribution feeders, a deployment dilemma emerges: training and maintaining one model per customer is computationally and storage intensive, while using a single global model ignores distributional shifts across customer types, locations, and phases. Prior work typically focuses on single-load forecasters, global models across multiple loads, or adaptive/personalized models for relatively small settings, and rarely addresses the combined challenges of heterogeneity and scalability in large feeders. We propose M2OE2-GL, a global-to-local extension of the M2OE2 probabilistic forecaster. We first pretrain a single global M2OE2 base model across all feeder loads, then apply lightweight fine-tuning to derive a compact family of group-specific forecasters. Evaluated on realistic utility data, M2OE2-GL yields substantial error reductions while remaining scalable to very large numbers of loads.

cs.LG↗

DiffuDepGrasp: Diffusion-based Depth Noise Modeling Empowers Sim2Real Robotic Grasping

Transferring the depth-based end-to-end policy trained in simulation to physical robots can yield an efficient and robust grasping policy, yet sensor artifacts in real depth maps like voids and noise establish a significant sim2real gap that critically impedes policy transfer. Training-time strategies like procedural noise injection or learned mappings suffer from data inefficiency due to unrealistic noise simulation, which is often ineffective for grasping tasks that require fine manipulation or dependency on paired datasets heavily. Furthermore, leveraging foundation models to reduce the sim2real gap via intermediate representations fails to mitigate the domain shift fully and adds computational overhead during deployment. This work confronts dual challenges of data inefficiency and deployment complexity. We propose DiffuDepGrasp, a deploy-efficient sim2real framework enabling zero-shot transfer through simulation-exclusive policy training. Its core innovation, the Diffusion Depth Generator, synthesizes geometrically pristine simulation depth with learned sensor-realistic noise via two synergistic modules. The first Diffusion Depth Module leverages temporal geometric priors to enable sample-efficient training of a conditional diffusion model that captures complex sensor noise distributions, while the second Noise Grafting Module preserves metric accuracy during perceptual artifact injection. With only raw depth inputs during deployment, DiffuDepGrasp eliminates computational overhead and achieves a 95.7% average success rate on 12-object grasping with zero-shot transfer and strong generalization to unseen objects.Project website: https://diffudepgrasp.github.io/.

cs.RO↗

Survey of Vision-Language-Action Models for Embodied Manipulation

Embodied intelligence systems, which enhance agent capabilities through continuous environment interactions, have garnered significant attention from both academia and industry. Vision-Language-Action models, inspired by advancements in large foundation models, serve as universal robotic control frameworks that substantially improve agent-environment interaction capabilities in embodied intelligence systems. This expansion has broadened application scenarios for embodied AI robots. This survey comprehensively reviews VLA models for embodied manipulation. Firstly, it chronicles the developmental trajectory of VLA architectures. Subsequently, we conduct a detailed analysis of current research across 5 critical dimensions: VLA model structures, training datasets, pre-training methods, post-training methods, and model evaluation. Finally, we synthesize key challenges in VLA development and real-world deployment, while outlining promising future research directions.

cs.RO↗

Mitigating Distribution Shift in Model-based Offline RL via Shifts-aware Reward Learning

Model-based offline reinforcement learning trains policies using pre-collected datasets and learned environment models, eliminating the need for direct real-world environment interaction. However, this paradigm is inherently challenged by distribution shift~(DS). Existing methods address this issue by leveraging off-policy mechanisms and estimating model uncertainty, but they often result in inconsistent objectives and lack a unified theoretical foundation. This paper offers a comprehensive analysis that disentangles the problem into two fundamental components: model bias and policy shift. Our theoretical and empirical investigations reveal how these factors distort value estimation and restrict policy optimization. To tackle these challenges, we derive a novel shifts-aware reward through a unified probabilistic inference framework, which modifies the vanilla reward to refine value learning and facilitate policy training. Building on this, we develop a practical implementation that leverages classifier-based techniques to approximate the adjusted reward for effective policy optimization. Empirical results across multiple benchmarks demonstrate that the proposed approach mitigates distribution shift and achieves superior or comparable performance, validating our theoretical insights.

cs.LG↗

GMatch: A Lightweight, Geometry-Constrained Keypoint Matcher for Zero-Shot 6DoF Pose Estimation in Robotic Grasp Tasks

6DoF object pose estimation is fundamental to robotic grasp tasks. While recent learning-based methods achieve high accuracy, their computational demands hinder deployment on resource-constrained mobile platforms. In this work, we revisit the classical keypoint matching paradigm and propose GMatch, a lightweight, geometry-constrained keypoint matcher that can run efficiently on embedded CPU-only platforms. GMatch works with keypoint descriptors and it uses a set of geometric constraints to establishes inherent ambiguities between features extracted by descriptors, thus giving a globally consistent correspondences from which 6DoF pose can be easily solved. We benchmark GMatch on the HOPE and YCB-Video datasets, where our method beats existing keypoint matchers (both feature-based and geometry-based) among three commonly used descriptors and approaches the SOTA zero-shot method on texture-rich objects with much more humble devices. The method is further deployed on a LoCoBot mobile manipulator, enabling a one-shot grasp pipeline that demonstrates high task success rates in real-world experiments. In a word, by its lightweight and white-box nature, GMatch offers a practical solution for resource-limited robotic systems, and although currently bottlenecked by descriptor quality, the framework presents a promising direction towards robust yet efficient pose estimation. Code will be released soon under Mozilla Public License.

cs.CV↗

Educational SoftHand-A: Building an Anthropomorphic Hand with Soft Synergies using LEGO MINDSTORMS

This paper introduces an anthropomorphic robot hand built entirely using LEGO MINDSTORMS: the Educational SoftHand-A, a tendon-driven, highly-underactuated robot hand based on the Pisa/IIT SoftHand and related hands. To be suitable for an educational context, the design is constrained to use only standard LEGO pieces with tests using common equipment available at home. The hand features dual motors driving an agonist/antagonist opposing pair of tendons on each finger, which are shown to result in reactive fine control. The finger motions are synchonized through soft synergies, implemented with a differential mechanism using clutch gears. Altogether, this design results in an anthropomorphic hand that can adaptively grasp a broad range of objects using a simple actuation and control mechanism. Since the hand can be constructed from LEGO pieces and uses state-of-the-art design concepts for robotic hands, it has the potential to educate and inspire children to learn about the frontiers of modern robotics.

cs.RO↗

SafeMT: Multi-turn Safety for Multimodal Language Models

With the widespread use of multi-modal Large Language models (MLLMs), safety issues have become a growing concern. Multi-turn dialogues, which are more common in everyday interactions, pose a greater risk than single prompts; however, existing benchmarks do not adequately consider this situation. To encourage the community to focus on the safety issues of these models in multi-turn dialogues, we introduce SafeMT, a benchmark that features dialogues of varying lengths generated from harmful queries accompanied by images. This benchmark consists of 10,000 samples in total, encompassing 17 different scenarios and four jailbreak methods. Additionally, we propose Safety Index (SI) to evaluate the general safety of MLLMs during conversations. We assess the safety of 17 models using this benchmark and discover that the risk of successful attacks on these models increases as the number of turns in harmful dialogues rises. This observation indicates that the safety mechanisms of these models are inadequate for recognizing the hazard in dialogue interactions. We propose a dialogue safety moderator capable of detecting malicious intent concealed within conversations and providing MLLMs with relevant safety policies. Experimental results from several open-source models indicate that this moderator is more effective in reducing multi-turn ASR compared to existed guard models.

cs.CL↗

HoPE: Hybrid of Position Embedding for Long Context Vision-Language Models

Vision-Language Models (VLMs) have made significant progress in multimodal tasks. However, their performance often deteriorates in long-context scenarios, particularly long videos. While Rotary Position Embedding (RoPE) has been widely adopted for length generalization in Large Language Models (LLMs), extending vanilla RoPE to capture the intricate spatial-temporal dependencies in videos remains an unsolved challenge. Existing methods typically allocate different frequencies within RoPE to encode 3D positional information. However, these allocation strategies mainly rely on heuristics, lacking in-depth theoretical analysis. In this paper, we first study how different allocation strategies impact the long-context capabilities of VLMs. Our analysis reveals that current multimodal RoPEs fail to reliably capture semantic similarities over extended contexts. To address this issue, we propose HoPE, a Hybrid of Position Embedding designed to improve the long-context capabilities of VLMs. HoPE introduces a hybrid frequency allocation strategy for reliable semantic modeling over arbitrarily long contexts, and a dynamic temporal scaling mechanism to facilitate robust learning and flexible inference across diverse context lengths. Extensive experiments across four video benchmarks on long video understanding and retrieval tasks demonstrate that HoPE consistently outperforms existing methods, confirming its effectiveness. Our code is available at https://github.com/hrlics/HoPE.

cs.LG↗

Efficient Manifold-Constrained Neural ODE for High-Dimensional Datasets

Neural ordinary differential equations (NODE) have garnered significant attention for their design of continuous-depth neural networks and the ability to learn data/feature dynamics. However, for high-dimensional systems, estimating dynamics requires extensive calculations and suffers from high truncation errors for the ODE solvers. To address the issue, one intuitive approach is to consider the non-trivial topological space of the data distribution, i.e., a low-dimensional manifold. Existing methods often rely on knowledge of the manifold for projection or implicit transformation, restricting the ODE solutions on the manifold. Nevertheless, such knowledge is usually unknown in realistic scenarios. Therefore, we propose a novel approach to explore the underlying manifold to restrict the ODE process. Specifically, we employ a structure-preserved encoder to process data and find the underlying graph to approximate the manifold. Moreover, we propose novel methods to combine the NODE learning with the manifold, resulting in significant gains in computational speed and accuracy. Our experimental evaluations encompass multiple datasets, where we compare the accuracy, number of function evaluations (NFEs), and convergence speed of our model against existing baselines. Our results demonstrate superior performance, underscoring the effectiveness of our approach in addressing the challenges of high-dimensional datasets.

cs.LG↗

Can Indirect Prompt Injection Attacks Be Detected and Removed?

Prompt injection attacks manipulate large language models (LLMs) by misleading them to deviate from the original input instructions and execute maliciously injected instructions, because of their instruction-following capabilities and inability to distinguish between the original input instructions and maliciously injected instructions. To defend against such attacks, recent studies have developed various detection mechanisms. If we restrict ourselves specifically to works which perform detection rather than direct defense, most of them focus on direct prompt injection attacks, while there are few works for the indirect scenario, where injected instructions are indirectly from external tools, such as a search engine. Moreover, current works mainly investigate injection detection methods and pay less attention to the post-processing method that aims to mitigate the injection after detection. In this paper, we investigate the feasibility of detecting and removing indirect prompt injection attacks, and we construct a benchmark dataset for evaluation. For detection, we assess the performance of existing LLMs and open-source detection models, and we further train detection models using our crafted training datasets. For removal, we evaluate two intuitive methods: (1) the segmentation removal method, which segments the injected document and removes parts containing injected instructions, and (2) the extraction removal method, which trains an extraction model to identify and remove injected instructions.

cs.CR↗

TopicAttack: An Indirect Prompt Injection Attack via Topic Transition

Large language models (LLMs) have shown remarkable performance across a range of NLP tasks. However, their strong instruction-following capabilities and inability to distinguish instructions from data content make them vulnerable to indirect prompt injection attacks. In such attacks, instructions with malicious purposes are injected into external data sources, such as web documents. When LLMs retrieve this injected data through tools, such as a search engine and execute the injected instructions, they provide misled responses. Recent attack methods have demonstrated potential, but their abrupt instruction injection often undermines their effectiveness. Motivated by the limitations of existing attack methods, we propose TopicAttack, which prompts the LLM to generate a fabricated conversational transition prompt that gradually shifts the topic toward the injected instruction, making the injection smoother and enhancing the plausibility and success of the attack. Through comprehensive experiments, TopicAttack achieves state-of-the-art performance, with an attack success rate (ASR) over 90\% in most cases, even when various defense methods are applied. We further analyze its effectiveness by examining attention scores. We find that a higher injected-to-original attention ratio leads to a greater success probability, and our method achieves a much higher ratio than the baseline methods.

cs.CR↗

Latent Mixture of Symmetries for Sample-Efficient Dynamic Learning

Learning dynamics is essential for model-based control and Reinforcement Learning in engineering systems, such as robotics and power systems. However, limited system measurements, such as those from low-resolution sensors, demand sample-efficient learning. Symmetry provides a powerful inductive bias by characterizing equivariant relations in system states to improve sample efficiency. While recent methods attempt to discover symmetries from data, they typically assume a single global symmetry group and treat symmetry discovery and dynamic learning as separate tasks, leading to limited expressiveness and error accumulation. In this paper, we propose the Latent Mixture of Symmetries (Latent MoS), an expressive model that captures a mixture of symmetry-governed latent factors from complex dynamical measurements. Latent MoS focuses on dynamic learning while locally and provably preserving the underlying symmetric transformations. To further capture long-term equivariance, we introduce a hierarchical architecture that stacks MoS blocks. Numerical experiments in diverse physical systems demonstrate that Latent MoS outperforms state-of-the-art baselines in interpolation and extrapolation tasks while offering interpretable latent representations suitable for future geometric and safety-critical analyses.

cs.LG↗