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Haoxuan Li

Publications and source records attributed to Haoxuan Li.

At least 91 records · Page 5Linked to original sources

From Text to Talk: Audio-Language Model Needs Non-Autoregressive Joint Training

Recent advances in large language models (LLMs) have attracted significant interest in extending their capabilities to multimodal scenarios, particularly for speech-to-speech conversational systems. However, existing multimodal models handling interleaved audio and text rely on autoregressive (AR) methods, overlooking that text depends on target-target relations whereas audio depends mainly on source-target relations. In this work, we propose Text-to-Talk (TtT), a unified audio-text framework that integrates AR text generation with non-autoregressive (NAR) audio diffusion in a single Transformer. By leveraging the any-order AR property of absorbing discrete diffusion, our approach provides a unified training objective for text and audio. To support this hybrid generation paradigm, we design a modality-aware attention mechanism that enforces causal decoding for text while allowing bidirectional modeling within audio spans, and further introduce three training strategies that reduce train-test discrepancies. During inference, TtT employs block-wise diffusion to synthesize audio in parallel while flexibly handling variable-length outputs. Comprehensive experiments on Audio-QA, ASR, AAC and speech-to-speech benchmarks show that TtT consistently surpasses strong AR and NAR baselines, with additional ablation and training-strategy analyses confirming the contribution of each component. We will open-source our models, data and code to facilitate future research in this direction.

cs.CL↗

CausalRM: Causal-Theoretic Reward Modeling for RLHF from Observational User Feedbacks

Despite the success of reinforcement learning from human feedback (RLHF) in aligning language models, current reward modeling heavily relies on experimental feedback data collected from human annotators under controlled and costly conditions. In this work, we introduce observational reward modeling -- learning reward models with observational user feedback (e.g., clicks, copies, and upvotes) -- as a scalable and cost-effective alternative. We identify two fundamental challenges in this setting: (1) observational feedback is noisy due to annotation errors, which deviates it from true user preference; (2) observational feedback is biased by user preference, where users preferentially provide feedback on responses they feel strongly about, which creats a distribution shift between training and inference data. To address these challenges, we propose CausalRM, a causal-theoretic reward modeling framework that aims to learn unbiased reward models from observational feedback. To tackle challenge (1), CausalRM introduces a noise-aware surrogate loss term that is provably equivalent to the primal loss under noise-free conditions by explicitly modeling the annotation error generation process. To tackle challenge (2), CausalRM uses propensity scores -- the probability of a user providing feedback for a given response -- to reweight training samples, yielding a loss function that eliminates user preference bias. Extensive experiments across diverse LLM backbones and benchmark datasets validate that CausalRM effectively learns accurate reward signals from noisy and biased observational feedback and delivers substantial performance improvements on downstream RLHF tasks -- including a 49.2% gain on WildGuardMix and a 32.7% improvement on HarmBench. Code is available on our project website.

cs.LG↗

FSMLP: Modelling Channel Dependencies With Simplex Theory Based Multi-Layer Perceptions In Frequency Domain

Time series forecasting (TSF) plays a crucial role in various domains, including web data analysis, energy consumption prediction, and weather forecasting. While Multi-Layer Perceptrons (MLPs) are lightweight and effective for capturing temporal dependencies, they are prone to overfitting when used to model inter-channel dependencies. In this paper, we investigate the overfitting problem in channel-wise MLPs using Rademacher complexity theory, revealing that extreme values in time series data exacerbate this issue. To mitigate this issue, we introduce a novel Simplex-MLP layer, where the weights are constrained within a standard simplex. This strategy encourages the model to learn simpler patterns and thereby reducing overfitting to extreme values. Based on the Simplex-MLP layer, we propose a novel \textbf{F}requency \textbf{S}implex \textbf{MLP} (FSMLP) framework for time series forecasting, comprising of two kinds of modules: \textbf{S}implex \textbf{C}hannel-\textbf{W}ise MLP (SCWM) and \textbf{F}requency \textbf{T}emporal \textbf{M}LP (FTM). The SCWM effectively leverages the Simplex-MLP to capture inter-channel dependencies, while the FTM is a simple yet efficient temporal MLP designed to extract temporal information from the data. Our theoretical analysis shows that the upper bound of the Rademacher Complexity for Simplex-MLP is lower than that for standard MLPs. Moreover, we validate our proposed method on seven benchmark datasets, demonstrating significant improvements in forecasting accuracy and efficiency, while also showcasing superior scalability. Additionally, we demonstrate that Simplex-MLP can improve other methods that use channel-wise MLP to achieve less overfitting and improved performance. Code are available \href{https://github.com/FMLYD/FSMLP}{\textcolor{red}{here}}.

cs.LG↗

Observationally Informed Adaptive Causal Experimental Design

Randomized Controlled Trials (RCTs) represent the gold standard for causal inference yet remain a scarce resource. While large-scale observational data is often available, it is utilized only for retrospective fusion, and remains discarded in prospective trial design due to bias concerns. We argue this "tabula rasa" data acquisition strategy is fundamentally inefficient. In this work, we propose Active Residual Learning, a new paradigm that leverages the observational model as a foundational prior. This approach shifts the experimental focus from learning target causal quantities from scratch to efficiently estimating the residuals required to correct observational bias. To operationalize this, we introduce the R-Design framework. Theoretically, we establish two key advantages: (1) a structural efficiency gap, proving that estimating smooth residual contrasts admits strictly faster convergence rates than reconstructing full outcomes; and (2) information efficiency, where we quantify the redundancy in standard parameter-based acquisition (e.g., BALD), demonstrating that such baselines waste budget on task-irrelevant nuisance uncertainty. We propose R-EPIG (Residual Expected Predictive Information Gain), a unified criterion that directly targets the causal estimand, minimizing residual uncertainty for estimation or clarifying decision boundaries for policy. Experiments on synthetic and semi-synthetic benchmarks demonstrate that R-Design significantly outperforms baselines, confirming that repairing a biased model is far more efficient than learning one from scratch.

stat.ML↗

Invariant Causal Routing for Governing Social Norms in Online Market Economies

Social norms are stable behavioral patterns that emerge endogenously within economic systems through repeated interactions among agents. In online market economies, such norms -- like fair exposure, sustained participation, and balanced reinvestment -- are critical for long-term stability. We aim to understand the causal mechanisms driving these emergent norms and to design principled interventions that can steer them toward desired outcomes. This is challenging because norms arise from countless micro-level interactions that aggregate into macro-level regularities, making causal attribution and policy transferability difficult. To address this, we propose \textbf{Invariant Causal Routing (ICR)}, a causal governance framework that identifies policy-norm relations stable across heterogeneous environments. ICR integrates counterfactual reasoning with invariant causal discovery to separate genuine causal effects from spurious correlations and to construct interpretable, auditable policy rules that remain effective under distribution shift. In heterogeneous agent simulations calibrated with real data, ICR yields more stable norms, smaller generalization gaps, and more concise rules than correlation or coverage baselines, demonstrating that causal invariance offers a principled and interpretable foundation for governance.

cs.LG↗

Feasible Fusion: Constrained Joint Estimation under Structural Non-Overlap

Causal inference in modern largescale systems faces growing challenges, including highdimensional covariates, multi-valued treatments, massive observational (OBS) data, and limited randomized controlled trial (RCT) samples due to cost constraints. We formalize treatment-induced structural non-overlap and show that, under this regime, commonly used weighted fusion methods provably fail to satisfy randomized identifying restrictions.To address this issue,we propose a constrained joint estimation framework that minimizes observational risk while enforcing causal validity through orthogonal experimental moment conditions. We further show that structural non-overlap creates a feasibility obstruction for moment enforcement in the original covariate space.We also derive a penalized primaldual algorithm that jointly learns representations and predictors, and establish oracle inequalities decomposing error into overlap recovery, moment violation, and statistical terms.Extensive synthetic experiments demonstrate robust performance under varying degrees of nonoverlap. A largescale ridehailing application shows that our method achieves substantial gains over existing baselines, matching the performance of models trained with significantly more RCT data.

stat.ME↗

RAGExplorer: A Visual Analytics System for the Comparative Diagnosis of RAG Systems

The advent of Retrieval-Augmented Generation (RAG) has significantly enhanced the ability of Large Language Models (LLMs) to produce factually accurate and up-to-date responses. However, the performance of a RAG system is not determined by a single component but emerges from a complex interplay of modular choices, such as embedding models and retrieval algorithms. This creates a vast and often opaque configuration space, making it challenging for developers to understand performance trade-offs and identify optimal designs. To address this challenge, we present RAGExplorer, a visual analytics system for the systematic comparison and diagnosis of RAG configurations. RAGExplorer guides users through a seamless macro-to-micro analytical workflow. Initially, it empowers developers to survey the performance landscape across numerous configurations, allowing for a high-level understanding of which design choices are most effective. For a deeper analysis, the system enables users to drill down into individual failure cases, investigate how differences in retrieved information contribute to errors, and interactively test hypotheses by manipulating the provided context to observe the resulting impact on the generated answer. We demonstrate the effectiveness of RAGExplorer through detailed case studies and user studies, validating its ability to empower developers in navigating the complex RAG design space. Our code and user guide are publicly available at https://github.com/Thymezzz/RAGExplorer.

cs.HC↗

MME-Emotion: A Holistic Evaluation Benchmark for Emotional Intelligence in Multimodal Large Language Models

Recent advances in multimodal large language models (MLLMs) have catalyzed transformative progress in affective computing, enabling models to exhibit emergent emotional intelligence. Despite substantial methodological progress, current emotional benchmarks remain limited, as it is still unknown: (a) the generalization abilities of MLLMs across distinct scenarios, and (b) their reasoning capabilities to identify the triggering factors behind emotional states. To bridge these gaps, we present \textbf{MME-Emotion}, a systematic benchmark that assesses both emotional understanding and reasoning capabilities of MLLMs, enjoying \textit{scalable capacity}, \textit{diverse settings}, and \textit{unified protocols}. As the largest emotional intelligence benchmark for MLLMs, MME-Emotion contains over 6,000 curated video clips with task-specific questioning-answering (QA) pairs, spanning broad scenarios to formulate eight emotional tasks. It further incorporates a holistic evaluation suite with hybrid metrics for emotion recognition and reasoning, analyzed through a multi-agent system framework. Through a rigorous evaluation of 20 advanced MLLMs, we uncover both their strengths and limitations, yielding several key insights: \ding{182} Current MLLMs exhibit unsatisfactory emotional intelligence, with the best-performing model achieving only $39.3\%$ recognition score and $56.0\%$ Chain-of-Thought (CoT) score on our benchmark. \ding{183} Generalist models (\emph{e.g.}, Gemini-2.5-Pro) derive emotional intelligence from generalized multimodal understanding capabilities, while specialist models (\emph{e.g.}, R1-Omni) can achieve comparable performance through domain-specific post-training adaptation. By introducing MME-Emotion, we hope that it can serve as a foundation for advancing MLLMs' emotional intelligence in the future.

cs.CV↗

Analyzing and Improving Diffusion Models for Time-Series Data Imputation: A Proximal Recursion Perspective

Diffusion models (DMs) have shown promise for Time-Series Data Imputation (TSDI); however, their performance remains inconsistent in complex scenarios. We attribute this to two primary obstacles: (1) non-stationary temporal dynamics, which can bias the inference trajectory and lead to outlier-sensitive imputations; and (2) objective inconsistency, since imputation favors accurate pointwise recovery whereas DMs are inherently trained to generate diverse samples. To better understand these issues, we analyze DM-based TSDI process through a proximal-operator perspective and uncover that an implicit Wasserstein distance regularization inherent in the process hinders the model's ability to counteract non-stationarity and dissipative regularizer, thereby amplifying diversity at the expense of fidelity. Building on this insight, we propose a novel framework called SPIRIT (Semi-Proximal Transport Regularized time-series Imputation). Specifically, we introduce entropy-induced Bregman divergence to relax the mass preserving constraint in the Wasserstein distance, formulate the semi-proximal transport (SPT) discrepancy, and theoretically prove the robustness of SPT against non-stationarity. Subsequently, we remove the dissipative structure and derive the complete SPIRIT workflow, with SPT serving as the proximal operator. Extensive experiments demonstrate the effectiveness of the proposed SPIRIT approach.

cs.LG↗

ThinkTank-ME: A Multi-Expert Framework for Middle East Event Forecasting

Event forecasting is inherently influenced by multifaceted considerations, including international relations, regional historical dynamics, and cultural contexts. However, existing LLM-based approaches employ single-model architectures that generate predictions along a singular explicit trajectory, constraining their ability to capture diverse geopolitical nuances across complex regional contexts. To address this limitation, we introduce ThinkTank-ME, a novel Think Tank framework for Middle East event forecasting that emulates collaborative expert analysis in real-world strategic decision-making. To facilitate expert specialization and rigorous evaluation, we construct POLECAT-FOR-ME, a Middle East-focused event forecasting benchmark. Experimental results demonstrate the superiority of multi-expert collaboration in handling complex temporal geopolitical forecasting tasks. The code is available at https://github.com/LuminosityX/ThinkTank-ME.

cs.LG↗

TransFR: Transferable Federated Recommendation with Adapter Tuning on Pre-trained Language Models

Federated recommendations (FRs), facilitating multiple local clients to collectively learn a global model without disclosing user private data, have emerged as a prevalent on-device service. In conventional FRs, a dominant paradigm is to utilize discrete identities to represent clients and items, which are then mapped to domain-specific embeddings to participate in model training. Despite considerable performance, we reveal three inherent limitations that can not be ignored in federated settings, i.e., non-transferability across domains, ineffectiveness in cold-start settings, and potential privacy violations during federated training. To this end, we propose a transferable federated recommendation model, TransFR, which delicately incorporates the general capabilities empowered by pre-trained models and the personalized abilities by fine-tuning local private data. Specifically, it first learns domain-agnostic representations of items by exploiting pre-trained models with public textual corpora. To tailor for FR tasks, we further introduce efficient federated adapter-tuning and test-time adaptation mechanisms, which facilitate personalized local adapters for each client by fitting their private data distributions. We theoretically prove the advantages of incorporating adapter tuning in FRs regarding both effectiveness and privacy. Through extensive experiments, we show that our TransFR model surpasses several state-of-the-art FRs on transferability.

cs.IR↗

HiVid-Narrator: Hierarchical Video Narrative Generation with Scene-Primed ASR-anchored Compression

Generating structured narrations for real-world e-commerce videos requires models to perceive fine-grained visual details and organize them into coherent, high-level stories--capabilities that existing approaches struggle to unify. We introduce the E-commerce Hierarchical Video Captioning (E-HVC) dataset with dual-granularity, temporally grounded annotations: a Temporal Chain-of-Thought that anchors event-level observations and Chapter Summary that compose them into concise, story-centric summaries. Rather than directly prompting chapters, we adopt a staged construction that first gathers reliable linguistic and visual evidence via curated ASR and frame-level descriptions, then refines coarse annotations into precise chapter boundaries and titles conditioned on the Temporal Chain-of-Thought, yielding fact-grounded, time-aligned narratives. We also observe that e-commerce videos are fast-paced and information-dense, with visual tokens dominating the input sequence. To enable efficient training while reducing input tokens, we propose the Scene-Primed ASR-anchored Compressor (SPA-Compressor), which compresses multimodal tokens into hierarchical scene and event representations guided by ASR semantic cues. Built upon these designs, our HiVid-Narrator framework achieves superior narrative quality with fewer input tokens compared to existing methods.

cs.CV↗

Proactive Recommendation in Social Networks: Steering User Interest with Causal Inference

Recommending items that solely cater to users' historical interests narrows users' horizons. Recent works have considered steering target users beyond their historical interests by directly adjusting items exposed to them. However, the recommended items for direct steering might not align perfectly with the evolution of users' interests, detrimentally affecting the target users' experience. To avoid this issue, we propose a new task named Proactive Recommendation in Social Networks (PRSN) that indirectly steers users' interest by utilizing the influence of social neighbors, i.e., indirect steering by adjusting the exposure of a target item to target users' neighbors. The key to PRSN lies in answering an interventional question: what would a target user' s feedback be on a target item if the item is exposed to the user' s different neighbors? To answer this question, we resort to causal inference and formalize PRSN as: (1) estimating the potential feedback of a user on an item, under the network interference by the item' s exposure to the user' s neighbors; and (2) adjusting the exposure of a target item to target users' neighbors to trade off steering performance and the damage to the neighbors' experience. To this end, we propose a Neighbor Interference Recommendation (NIRec) framework with two modules: (1) an interference representation-based estimation module for modeling potential feedback; (2) a post-learning-based optimization module for adjusting a target item' s exposure to trade off steering performance and the neighbors' experience through greedy search. We conduct extensive semi-simulation experiments on real-world datasets, validating the steering effectiveness of NIRec.

cs.IR↗

Which Type of Students can LLMs Act? Investigating Authentic Simulation with Graph-based Human-AI Collaborative System

While rapid advances in large language models (LLMs) are reshaping data-driven intelligent education, accurately simulating students remains an important but challenging bottleneck for scalable educational data collection, evaluation, and intervention design. However, current works are limited by scarce real interaction data, costly expert evaluation for realism, and a lack of large-scale, systematic analyses of LLMs ability in simulating students. We address this gap by presenting a three-stage LLM-human collaborative pipeline to automatically generate and filter high-quality student agents. We leverage a two-round automated scoring validated by human experts and deploy a score propagation module to obtain more consistent scores across the student similarity graph. Experiments show that combining automated scoring, expert calibration, and graph-based propagation yields simulated student that more closely track authentication by human judgments. We then analyze which profiles and behaviors are simulated more faithfully, supporting subsequent studies on personalized learning and educational assessment.

cs.CY↗

HarmoCLIP: Harmonizing Global and Regional Representations in Contrastive Vision-Language Models

Contrastive Language-Image Pre-training (CLIP) has demonstrated remarkable generalization ability and strong performance across a wide range of vision-language tasks. However, due to the lack of region-level supervision, CLIP exhibits limited fine-grained semantic understanding. Although several methods attempt to mitigate this issue, they unintentionally disrupt the global alignment, resulting in a persistent trade-off where improving local perception simultaneously degrades global coherence. In this paper, we propose HarmoCLIP, a novel framework designed to harmonize global and region representations within CLIP. We first identify that the absence of direct alignment between local textual and visual semantics is the fundamental cause of the trade-off. To address this, HarmoCLIP introduces an explicit fine-grained semantic supervision term that directly aligns textual segments with their corresponding visual regions, effectively bridging the image region space and the textual space. To further strengthen the representation capability at the local level, our method introduces a novel Region-Language Alignment supervision strategy that promotes fine-grained semantic learning without compromising global semantic consistency. Extensive experiments demonstrate that HarmoCLIP achieves state-of-the-art (improvement up to 69.78%) performance on the global task of retrieval and yields a substantial 3.2% improvement in Top-1 accuracy on the region task of bounding-box classification, consistently outperforming prior approaches while providing a balanced, efficient, and plug-and-play solution to the global-local trade-off in CLIP. Code is available at https://github.com/Erosist/HarmoCLIP.

cs.CV↗

IPAD: Inverse Prompt for AI Detection - A Robust and Interpretable LLM-Generated Text Detector

Large Language Models (LLMs) have attained human-level fluency in text generation, which complicates the distinguishing between human-written and LLM-generated texts. This increases the risk of misuse and highlights the need for reliable detectors. Yet, existing detectors exhibit poor robustness on out-of-distribution (OOD) data and attacked data, which is critical for real-world scenarios. Also, they struggle to provide interpretable evidence to support their decisions, thus undermining the reliability. In light of these challenges, we propose IPAD (Inverse Prompt for AI Detection), a novel framework consisting of a Prompt Inverter that identifies predicted prompts that could have generated the input text, and two Distinguishers that examine the probability that the input texts align with the predicted prompts. Empirical evaluations demonstrate that IPAD outperforms the strongest baselines by 9.05% (Average Recall) on in-distribution data, 12.93% (AUROC) on out-of-distribution data, and 5.48% (AUROC) on attacked data. IPAD also performs robustly on structured datasets. Furthermore, an interpretability assessment is conducted to illustrate that IPAD enhances the AI detection trustworthiness by allowing users to directly examine the decision-making evidence, which provides interpretable support for its state-of-the-art detection results.

cs.LG↗

pH Regulates Ion Dynamics in Carboxylated Mixed Conductors

Coupled ionic and electronic transport underpins processes as diverse as electrochemical energy conversion, biological signaling, and soft adaptive electronics. Yet, how chemical environments such as pH modulate this coupling at the molecular scale remains poorly understood. Here, we show that the protonation state of carboxylated polythiophenes provides precise chemical control over ion dynamics, doping efficiency, solvent uptake and mechanical response. The findings establish molecular acidity as a general strategy to program ionic preference and mechanical stability, offering design principles for pH-responsive mixed conductors and soft electronic materials that couple ionic, electronic, and mechanical functionality.

cond-mat.mtrl-sci↗

Breaking the Gradient Barrier: Unveiling Large Language Models for Strategic Classification

Strategic classification~(SC) explores how individuals or entities modify their features strategically to achieve favorable classification outcomes. However, existing SC methods, which are largely based on linear models or shallow neural networks, face significant limitations in terms of scalability and capacity when applied to real-world datasets with significantly increasing scale, especially in financial services and the internet sector. In this paper, we investigate how to leverage large language models to design a more scalable and efficient SC framework, especially in the case of growing individuals engaged with decision-making processes. Specifically, we introduce GLIM, a gradient-free SC method grounded in in-context learning. During the feed-forward process of self-attention, GLIM implicitly simulates the typical bi-level optimization process of SC, including both the feature manipulation and decision rule optimization. Without fine-tuning the LLMs, our proposed GLIM enjoys the advantage of cost-effective adaptation in dynamic strategic environments. Theoretically, we prove GLIM can support pre-trained LLMs to adapt to a broad range of strategic manipulations. We validate our approach through experiments with a collection of pre-trained LLMs on real-world and synthetic datasets in financial and internet domains, demonstrating that our GLIM exhibits both robustness and efficiency, and offering an effective solution for large-scale SC tasks.

cs.LG↗