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Harold Erazo

Publications and source records attributed to Harold Erazo.

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Lagrange spectrum for Diophantine approximations of complex numbers with real part equal to one half

Motivated by a theorem of A. Schmidt on the part of the complex Lagrange spectrum below $2$, we study the restricted Lagrange spectrum $L_{\frac{1}{2}+i\mathbb{R}}$ arising from the approximation of complex numbers of the form $\frac{1}{2}+i\alpha$, $\alpha\in\mathbb{R}\setminus\mathbb{Q}$ by Gaussian rationals $p/q$ with $p,q\in\mathbb{Z}[i]$, $q\neq 0$. We show that this spectrum admits a description in terms of a dynamical spectrum associated with a real horseshoe. As a consequence, we obtain several fractal properties of $L_{\frac{1}{2}+i\mathbb{R}}$, such as continuity of the dimension function $t\mapsto\dim_H(L_{\frac{1}{2}+i\mathbb{R}}\cap(-\infty,t))$. We also prove that the set of complex numbers $z$ satisfying \begin{equation*} \left\lvert z-\frac{p}{q}\right\rvert\geq\frac{1}{2|q|^2}, \quad\text{for all } p,q\in\mathbb{Z}[i], q\neq 0, \end{equation*} is uncountable. In fact, we show that this inequality holds for every complex number of the form $z=\frac{1}{2}(1+i\theta)$ where $\theta\in\mathbb{R}\setminus\mathbb{Q}$ is a root of one of Schmidt's $C$-minimal forms.

math.NT

The ratio spectrum of Lagrange constants under linear fractional transformations

In this note we solve a problem posed by Lagarias and Shallit concerning Lagrange constants under linear fractional transformations $Mx=\frac{ax+b}{cx+d}$. For an integer matrix $M$ with nonzero determinant and relatively prime entries, define the ratio spectrum \begin{equation*} \mathcal{V}(M)=\left\{\frac{k(Mx)}{k(x)}:x\in\mathrm{Bad}\right\}, \end{equation*} where $k(x)$ denotes the Lagrange constant of the irrational number $x$ and $\mathrm{Bad}$ is the set of badly approximable numbers. Lagarias and Shallit proved that \begin{equation*} \mathcal{V}(M)\subseteq\left[\frac{1}{|\det M|},|\det M|\right], \end{equation*} and asked for the determination of $\mathcal{V}(M)$. We prove that \begin{equation*} \mathcal{V}(M)=\left[\frac{1}{|\det M|},|\det M|\right]. \end{equation*}

math.NT

On very badly approximable numbers

We prove a refined version of Markov's theorem in Diophantine approximation. More precisely, we characterize completely the set of irrationals $x$ such that $\left|x-\frac{p}{q}\right|<\frac{1}{3q^2}$ has only finitely many rational solutions: their continued fraction is eventually a balanced sequence through a simple coding. As consequence, we show that all such numbers are either quadratic surds or transcendental numbers. In particular, for any algebraic real number $x$ of degree at least $3$ there are infinitely rational numbers $\frac{p}{q}$ such that $\left|x-\frac{p}{q}\right|<\frac{1}{3q^2}$.

math.NT

On the geometry of the second Lagrange spectra

The Lagrange spectrum $L$ is the set of finite values of the best approximation constants $k(\alpha)=\limsup_{|p|,|q|\to \infty}|q(q\alpha-p)|^{-1}$, where $\alpha\in \mathbb{R}\setminus \mathbb{Q}$. It is a classical result that the pairs $(p,q)$ attaining these approximation constants arise from the convergents $(p_n,q_n)$ of the continued fraction of $\alpha$. Consequently, $k(\alpha)=\limsup_{n\to\infty}|q_n(q_n\alpha-p_n)|^{-1}$. Moreira proved that the function $d(t)=HD(L\cap(-\infty,t))$ where $HD$ denotes Hausdorff dimension, is continuous. Second Lagrange spectra are defined analogously to the classical Lagrange spectrum, but are associated with the problem of approximating an irrational number $\alpha$ by rational numbers $\frac{p}{q}$ that are not convergents of its continued fraction expansion. Two natural definitions arise depending on whether rational multiples $(p,q)=(kp_n,kq_n),k\geq 2$ which represent the same rational numbers as convergents, are allowed or excluded. Based on this distinction, Moshchevitin introduced two second Lagrange spectra, denoted $L_2$ and $L_2^*$. We prove that the function $d_2(t)=HD(L_2\cap (-\infty,t))$ is continuous, whereas $d_2^*(t)=HD(L_2^*\cap (-\infty,t))$ is discontinuous and assumes only the values 0 and 1.

math.NT

Generalized Hausdorff dimension of irrationals with Lagrange value exactly 3

We study the generalized Hausdorff dimension of some natural subsets of $k^{-1}(3)$, where $k^{-1}(3)$ consists of the real numbers $x$ for which $\left| x-\frac{p}{q} \right|<\frac{1}{(3+\varepsilon)q^2}$ has infinitely many rational solutions $\frac{p}{q}$ for any $\varepsilon<0$ but only finitely many for any $\varepsilon>0$. It is well known that $k^{-1}(3)$ is an uncountable set with Hausdorff dimension zero. Given any dimension function $h$, we determine the exact "cut point" at which the generalized Hausdorff dimension $\mathcal{H}^h(k^{-1}(3))$ drops from infinity to zero. In particular we show that such a measure is always zero or not $\sigma$--finite, and, as an application, we can classify topologically $k^{-1}(3)$. Moreover, we show that the subset of attainable elements of $k^{-1}(3)$ has the same generalized Hausdorff dimension as $k^{-1}(3)$, but the subset of non--attainable elements of $k^{-1}(3)$ has a "strictly smaller" generalized Hausdorff dimension.

math.NT

On irrationals with Lagrange value exactly 3

For $c>0$, let $X_c$ denote the set of $x\in\mathbb{R}\backslash\mathbb{Q}$ such that $\left| x-\frac{p}{q} \right|<\frac{1}{cq^2}$ has only finitely many rational solutions $\frac{p}{q}$. It is a classical fact, known since the 1950s, that $X_c$ is uncountable for $c>3$ and countable for $c<3$. However, the cardinality of $X_3$ does not appear to be present in the literature. We prove that $X_3$ is uncountable. More generally, we show that for any $n\in\mathbb{N}\cup\{\infty\}$, the set of $x\in\mathbb{R}\backslash\mathbb{Q}$ with Lagrange value exactly $3$ and such that $\left| x-\frac{p}{q} \right|<\frac{1}{3q^2}$ has exactly $n$ rational solutions $\frac{p}{q}$ is also uncountable.

math.NT

New examples of $M\setminus L$: intruder sets

We exhibit new examples of regions of $M\setminus L$ where $M$ and $L$ denote the Markov and Lagrange spectra, respectively. These regions have a different nature from all known regions studied so far: they contain \emph{intruder sets} associated with distinct combinatorics that trespass the region where self-replication holds. Our construction follows the usual self-replication method but replaces the standard local uniqueness condition with a more flexible and weaker property. These examples emerged from a large-scale computational search for regions of $M\setminus L$, which indicates that many such regions with intruder sets exist. We conclude with some open problems about these new regions.

math.NT

inf(M \ L)=3

The Lagrange and Markov spectra $L$ and $M$ describe the best constants of Diophantine approximations for irrational numbers and binary quadratic forms. In 1880, A. Markov showed that the initial portions of these spectra coincide: indeed, $L\cap (0,3) = M\cap (0,3)$ is a discrete set of explicit quadratic irrationals accumulating only at $3$. In this article, we show that the statement above ceases to be true immediately after $3$: in particular, $L\cap (3,3+\varepsilon)\neq M\cap (3,3+\varepsilon)$ for all $\varepsilon>0$, and thus $\inf(M\setminus L)=3$. In fact, we derive this result as a by-product of lower bounds on the Hausdorff dimension of $(M\setminus L)\cap (3,3+\varepsilon)$ implying that $\liminf\limits_{\varepsilon\to 0} \frac{\dim_H((M\setminus L)\cap(3,3+\varepsilon))}{\dim_H(M\cap (3,3+\varepsilon))}\geq \frac{1}{2}$ and, as it turns out, these bounds are obtained from the study of projections of Cartesian products of almost affine dynamical Cantor sets via an argument of probabilistic flavor based on Baker--W\"ustholz theorem on linear forms in logarithms of algebraic numbers.

math.NT

On the classical Lagrange and Markov spectra: new results on the local dimension and the geometry of the difference set

Let $L$ and $M$ denote the classical Lagrange and Markov spectra, respectively. It is known that $L\subset M$ and that $M\setminus L\neq\varnothing$. Inspired by three questions asked by the third author in previous work investigating the fractal geometric properties of the Lagrange and Markov spectra, we investigate the function $d_{loc}(t)$ that gives the local Hausdorff dimension at a point $t$ of $L'$. Specifically, we construct several intervals (having non-trivial intersection with $L'$) on which $d_{loc}$ is non-decreasing. We also prove that the respective intersections of $M'$ and $M''$ with these intervals coincide. Furthermore, we completely characterize the local dimension of both spectra when restricted to those intervals. Finally, we demonstrate the largest known elements of the difference set $M\setminus L$ and describe two new maximal gaps of $M$ nearby.

math.NT

New portions of $M\setminus L$ and a lower bound on the Hausdorff distance between $L$ and $M$

Let $M$ and $L$ be the Markov and Lagrange spectra, respectively. It is known that $L$ is contained in $M$ and Freiman showed in 1968 that $M\setminus L\neq \emptyset$. In 2018 the first region of $M\setminus L$ above $\sqrt{12}$ was discovered by C. Matheus and C. G. Moreira, thus disproving a conjecture of Cusick of 1975. In 2022, the same authors together with L. Jeffreys discovered a new region near 3.938. In this paper, we will study two new regions of $M\setminus L$ above $\sqrt{12}$, in the vicinity of the Markov value of two periodic words of odd length that are non semisymmetric, which are $\overline{212332111}$ and $\overline{123332112}$. We will demonstrate that for both cases, there is a maximal gap of $L$ and a Gauss-Cantor set inside this gap that is contained in $M$. Moreover we show that at the right endpoint of those gaps we have local Hausdorff dimension equal to $1$. After studying the mentioned examples, we will provide a lower bound for the value of $d_H(M,L)$ (the Hausdorff distance between $M$ and $L$).

math.NT

Fractal dimensions of the Markov and Lagrange spectra near $3$

The Lagrange spectrum $\mathcal{L}$ and Markov spectrum $\mathcal{M}$ are subsets of the real line with complicated fractal properties that appear naturally in the study of Diophantine approximations. It is known that the Hausdorff dimension of the intersection of these sets with any half-line coincide, that is, $\mathrm{dim}_{\mathrm{H}}(\mathcal{L} \cap (-\infty, t)) = \mathrm{dim}_{\mathrm{H}}(\mathcal{M} \cap (-\infty, t)):= d(t)$ for every $t \geq 0$. It is also known that $d(3)=0$ and $d(3+\varepsilon)>0$ for every $\varepsilon>0$. We show that, for sufficiently small values of $\varepsilon > 0$, one has the approximation $d(3+\varepsilon) = 2\cdot\frac{W(e^{c_0}|\log \varepsilon|)}{|\log \varepsilon|}+\mathrm{O}\left(\frac{\log |\log \varepsilon|}{|\log \varepsilon|^2}\right)$, where $W$ denotes the Lambert function (the inverse of $f(x)=xe^x$) and $c_0=-\log\log((3+\sqrt{5})/2) \approx 0.0383$. We also show that this result is optimal for the approximation of $d(3+\varepsilon)$ by "reasonable" functions, in the sense that, if $F(t)$ is a $C^2$ function such that $d(3+\varepsilon) = F(\varepsilon) + \mathrm{o}\left(\frac{\log |\log \varepsilon|}{|\log \varepsilon|^2}\right)$, then its second derivative $F''(t)$ changes sign infinitely many times as $t$ approaches $0$.

math.NT