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Heinz H. Bauschke

Publications and source records attributed to Heinz H. Bauschke.

At least 19 recordsLinked to original sources

The Güntürk-Thao theorem revisited: polyhedral cones and limiting examples

In 2023, Güntürk and Thao proved that the sequence $(x^{(n)})_{n\in\mathbb{N}}$ generated by random (relaxed) projections drawn from a finite innately regular collection of closed subspaces in a real Hilbert space satisfies $\sum_{n\in\mathbb{N}} \|x^{(n)}-x^{(n+1)}\|^γ<+\infty$ for all $γ>0$. We show that the Güntürk-Thao result is sharp in the sense that it fails for two closed subspaces that is not innately regular. We also extend their result to a finite collection of polyhedral cones. Moreover, we construct examples showing the tightness of our extension: indeed, the result fails for a line and a convex set in $\mathbb{R}^2$, and for a plane and a nonpolyhedral cone in $\mathbb{R}^3$.

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On the equivalence of $c$-potentiability and $c$-path boundedness in the sense of Artstein-Avidan, Sadovsky, and Wyczesany

A cornerstone of convex analysis, established by Rockafellar in 1966, asserts that a set has a potential if and only if it is cyclically monotone. This characterization was generalized to hold for any {\color{black} finite-valued} cost function $c$ and lies at the core structure of optimal transport plans. However, this equivalence fails to hold for costs that attain infinite values. In this paper, we explore potentiability for an infinite-valued cost $c$ under the assumption of $c$-path boundedness, a condition that was first introduced by Artstein-Avidan, Sadovsky and Wyczesany. This condition is necessary for potentiability and it is more restrictive than $c$-cyclic monotonicity; however, this condition alone does not imply potentiability. We provide general settings and other conditions under which $c$-path boundedness is sufficient for potentiability, and therefore equivalent. We provide a general theorem for potentiability, requiring no topological assumptions on the spaces or the cost. We then provide sufficiency in separable metric spaces and costs that are continuous in their domain. Finally, we introduce the notion of a $c$-path bounded extension and use it to prove the existence of potentials for a special class of costs on $\mathbb{R}^2$. We illustrate our discussion and results with several examples.

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Boţ-Nguyen Acceleration, Weighted Mean Ergodic Iteration, and the Beta-Binomial Distribution

In 2023, Boţ and Nguyen introduced a new class of accelerated algorithms for finding a fixed point of a nonexpansive operator as the weak limit of a sequence. In this paper, we analyze a particular instance of their algorithm when the nonexpansive operator is assumed to be linear. Surprisingly, the Boţ-Nguyen acceleration then fits naturally into the framework of weighted mean ergodic iterations. This allows us to identify the weak limit as the projection of the starting point onto the fixed point set. Moreover, the weights involved are closely related to the beta-binomial distribution. Finally, when the parameter is equal to 4, then we obtain strong convergence of the iterates.

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Cesàro means of firmly nonexpansive iterates need not converge strongly

Firmly nonexpansive operators arise naturally as resolvents of monotone operators and as generalizations of projections and proximal mappings in convex optimization and fixed point theory. While their iterates are known to converge weakly to a fixed point, strong convergence is not guaranteed (Genel and Lindenstrauss, 1975). Strong convergence of Cesàro means of iterates is also known to fail for general nonlinear nonexpansive mappings (Krengel and Lin, 1987). In this paper, we show that this failure persists in the much smaller class of firmly nonexpansive mappings. Using suitable meshes, we construct a new explicit family of counterexamples in infinite-dimensional Hilbert spaces with the origin as the unique fixed point. In the harmonic case, the Cesàro means of the iterates remain bounded away from the origin. Another variant yields Cesàro means that converge strongly to the origin. A third variant presents Cesàro means whose norms oscillate in the sense that their liminf is zero while their limsup is positive. Thus the strong convergence conclusion in von Neumann's linear mean ergodic theorem does not extend to Baillon's nonlinear mean ergodic theorem, even for firmly nonexpansive mappings.

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Relocated Fixed-Point Iterations with Applications to Variable Stepsize Resolvent Splitting

In this work, we develop a convergence framework for iterative algorithms whose updates can be described by a one-parameter family of nonexpansive operators. Within the framework, each step involving one of the main algorithmic operators is followed by a second step which ''relocates'' fixed points of the current operator to the next. As a consequence, our analysis does not require the family of nonexpansive operators to have a common fixed point, as frequently assumed in the literature. Our analysis uses a parametric extension of the demiclosedness principle for nonexpansive operators. As an application of our convergence results, we develop a version of the graph-based extension of the Douglas--Rachford algorithm for finding a zero of the sum of $N\geq 2$ maximally monotone operators, which does not require the resolvent parameter to be constant across iterations.

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Extending Meshulam's result on the boundedness of orbits of relaxed projections onto affine subspaces from finite to infinite-dimensional Hilbert spaces

In 1996, Meshulam proved that any sequence generated in Euclidean space by randomly projecting onto affine subspaces drawn from a finite collection stays bounded even if the intersection of the subspaces is empty. His proof, which works even for relaxed projections, relies on an ingenious induction on the dimension of the Euclidean space. In this paper, we extend Meshulam's result to the general Hilbert space setting by an induction proof of the number of affine subspaces in the given collection. We require that the corresponding parallel linear subspaces are innately regular -- this assumption always holds in Euclidean space. We also discuss the sharpness of our result and make a connection to randomized block Kaczmarz methods.

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On Opial's Lemma

Opial's Lemma is a fundamental result in the convergence analysis of sequences generated by optimization algorithms in real Hilbert spaces. We introduce the concept of Opial sequences - sequences for which the limit of the distance to each point in a given set exists. We systematically derive properties of Opial sequences, contrasting them with the well-studied Fejér monotone sequences, and establish conditions for weak and strong convergence. Key results include characterizations of weak convergence via weak cluster points (reaffirming Opial's Lemma), strong convergence via strong cluster points, and the behavior of projections onto Opial sets in terms of asymptotic centers. Special cases and examples are provided to highlight the subtle differences in convergence behaviour and projection properties compared to the Fejér monotone case.

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On Characterizations of (Almost) Strictly Convex Functions

In this paper, we unify and improve existing results on characterizing strict and almost stricty convex functions via subdifferential mapping, Moreau envelope, and proximal mappings. In particular, it is shown that if a convex function is subdifferentiable on its domain, then it is strictly convex if and only if its subdifferential is strictly monotone, equivalently, almost strictly monotone. Rockafellar-Wets' characterizations of almost strictly convex functions via almost differentiability of Fenchel conjugates and strict monotonicity of subdifferentials are extended from a finite-dimensional space to a Hilbert space. We also establish similar results for paramonotone operators.

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Finite Termination of a Generalized Perceptron Algorithm

Motivated by Ridgway's proof of the perceptron algorithm, we study a simple subgradient method for convex inequality systems in Hilbert space. Assuming strict feasibility and bounded subgradients, we establish finite termination for several natural step sizes. We also examine what can go wrong without strict feasibility: finite convergence may fail even for one function, and with several functions the method may converge to a point outside the feasible set. The linear setting recovers the classical perceptron algorithm.

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Strong Convergence of FISTA for Affinely Constrained Convex Quadratic Minimization

In October 2025, research by Boţ, Fadili, and Nguyen, and by Jang and Ryu, led to the seminal result that Beck and Teboulle's FISTA converges weakly to a minimizer of the sum of two convex functions resolving a long-standing open problem. The first strong convergence result was obtained in November 2025 by Moursi, Naguib, Pavlovic, and Vavasis for affinely constrained convex minimization provided certain closedness conditions hold. In this paper, we prove strong convergence in the affine-quadratic case without any closedness assumption. Specializing this to the unconstrained case, we obtain the strong convergence of Nesterov's accelerated gradient method when applied to a convex quadratic objective function.

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Baillon-Bruck-Reich revisited: divergent-series parameters and strong convergence in the linear case

The Krasnoselskii-Mann iteration is an important algorithm in optimization and variational analysis for finding fixed points of nonexpansive mappings. In the general case, it produces a sequence converging \emph{weakly} to a fixed point provided the parameter sequence satisfies a divergent-series condition. In this paper, we show that \emph{strong} convergence holds provided the underlying nonexpansive mapping is \emph{linear}. This improves on a celebrated result by Baillon, Bruck, and Reich from 1978, where the parameter sequence was assumed to be constant as well as on recent work where the parameters were bounded away from $0$ and $1$.

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Graph splitting methods: Fixed points and strong convergence for linear subspaces

In this paper, we develop a general analysis for the fixed points of the operators defining the graph splitting methods from [SIAM J. Optim., 34 (2024), pp. 1569-1594] by Bredies, Chenchene and Naldi. We particularize it to the case where the maximally monotone operators are normal cones of closed linear subspaces and provide an explicit formula for the limit points of the graph splitting schemes. We exemplify these results on some particular algorithms, unifying in this way some results previously derived as well as obtaining new ones.

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Mathematical Proof

These Course Notes provide an introduction to mathematical proofs for undergraduate students transitioning from computational calculus to abstract mathematics. Topics include propositional logic, proof techniques, mathematical induction, fields, sets and relations, sequences and series, completeness of the real numbers, cardinality, and related foundational material. Numerous examples and exercises (with complete solutions) are included. The notes are designed for a one-semester proof course.

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Eckstein-Ferris-Pennanen-Robinson duality revisited: paramonotonicity, total Fenchel-Rockafellar duality, and the Chambolle-Pock operator

Finding zeros of the sum of two maximally monotone operators involving a continuous linear operator is a central problem in optimization and monotone operator theory. We revisit the duality framework proposed by Eckstein, Ferris, Pennanen, and Robinson from a quarter of a century ago. Paramonotonicity is identified as a broad condition ensuring that saddle points coincide with the closed convex rectangle formed by the primal and dual solutions. Additionally, we characterize total duality in the subdifferential setting and derive projection formulas for sets that arise in the analysis of the Chambolle-Pock algorithm within the recent framework developed by Bredies, Chenchene, Lorenz, and Naldi.

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Understanding FISTA's weak convergence: A step-by-step introduction to the 2025 milestone

Beck and Teboulle's FISTA for finding the minimizer of the sum of two convex functions is one of the most important algorithms of the past decades. While function value convergence of the iterates was known, the actual convergence of the iterates remained elusive until October 2025 when Jang and Ryu, as well as Boţ, Fadili, and Nguyen proved weak convergence. In this paper, we provide a gentle self-contained introduction to the proof of their remarkable result.

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On a result by Meshulam

In 1996, Meshulam proved that every sequence generated by applying projections onto affine subspaces, drawn from a finite collection in Euclidean space, must be bounded. In this paper, we extend his result not only from affine subspaces to convex polyhedral subsets, but also from Euclidean to general Hilbert space. Various examples are provided to illustrate the sharpness of the results.

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Projection onto the parabola

In this note, we provide explicit expressions for the projections onto the graph of a quadratic polynomial. The projections are obtained by examining the critical points of the associated quartic polynomial, that is, the roots of the cubic polynomial defining its derivative. We also focus on the case where the point we project lies on the vertical line defined by the parabola. Lastly, an explicit formula for the projection onto a higher dimensional parabola is derived.

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Fejér and Fejér* Monotonicity: New Results and Limiting Examples

Many algorithms in convex optimization and variational analysis can be analyzed using Fejér monotone sequences. In 2024, Behling, Bello-Cruz, Iusem, Alves Ribeiro, and Santos introduced a new, more general, notion: Fejér* monotonicity. They obtained basic results and discussed applications in optimization. In this work, we complement Behling et al.'s work by presenting a thorough study of Fejér* monotonicity. We reveal striking similarities and differences between these notions, including descriptions of the maximal Fejér* set. Moreover, we also touch upon Opial sequences and quasi-Fejér monotonicity. Throughout this paper, we provide numerous limiting examples and counterexamples.

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