SearcharxivSearch

arXiv subjects

Helge Spieker

Publications and source records attributed to Helge Spieker.

At least 19 recordsLinked to original sources

Probabilistic Model Checking of Autoregressive Neural Sequence Models

Test-set accuracy is silent on two issues that matter when deploying autoregressive neural sequence models: how much probability mass the system under test (SUT) places on constraint-violating alternatives that are reachable under sampling and what fraction of the input population satisfies a domain requirement. We answer both with probabilistic model checking. The pipeline extracts a discrete-time Markov chain (DTMC) from the SUT's token-by-token generation, verifies formal PCTL specifications with the PRISM model checker, and aggregates the per-input verdicts into a coverage curve over the input space. A soundness theorem establishes the DTMC as an under-approximation, so every verdict yields a certified interval on the SUT's true reachability probability. The coverage built from those verdicts is, therefore, conservative by construction. A counterexample-guided abstraction refinement (CEGAR) loop adaptively tightens the interval, and a maximum-likelihood algorithm extracts the most probable falsifying trace. Two case studies exercise the pipeline. On a GPT-2 computer-aided process-planning (CAPP) model with 100% test accuracy, the pipeline quantifies the probability mass greedy decoding hides, but that is reachable with sampling; and identifies the smallest training fraction at which an ordering requirement holds population-wide, neither of which test accuracy can report. We then verify the SMILES molecular generator with a 50x larger vocabulary. The only change is an external chemical-validity oracle, and the pipeline identifies the gap between structural completeness and chemical validity.

cs.SE

Automated Testing of LLM-Based Post Hoc Explainers Using Model Checking as an Oracle

Large language models (LLMs) are used as post hoc explainers of sequential decision-making policies, producing natural-language explanations of why an action was chosen. However, LLMs often generate plausible but incorrect statements, and no existing approach systematically tests whether such explanations are faithful to the underlying environment. Two classic software testing challenges stand in the way: there is no oracle for the correctness of an explanation, and the test inputs, natural language queries about a policy's behavior, lack the structure needed for systematic test case generation. We address both. Probabilistic model checking provides the test oracle, computing exact reference results against which LLM answers are graded automatically. A taxonomy of post hoc query categories structures the input space around the environment-level facts from which policy explanations are composed; test cases generated from it are prioritized by question-specific diagnostic difficulty scores. Across seven MDP environments, the testing separates three open-weight LLMs: a reasoning model passes 85% of test cases, a mid-size model 70%, and a 1B model falls below the random baseline, while prioritization surfaces significantly harder cases than random selection. Our results indicate how trustworthy LLM-generated explanations are in model-free settings, where the same LLMs are used but no oracle exists to verify them.

cs.AI

Gimitest: A Comprehensive Tool for Testing Reinforcement Learning Policies

Reinforcement learning (RL) policies can be unsafe and vulnerable to attacks. Ensuring their reliability is often a pain point as existing automated testing methods target only selected environments, testing scenarios, and RL algorithms. To address this, we propose a comprehensive framework for testing single- and multi-agent RL policies under varying conditions. Our implementation of this framework, Gimitest, is an open-source tool that supports various gym frameworks and allows for modifications of their integrated components. This article describes the framework and details Gimitest's functionality and architecture. It showcases its effectiveness in testing multiple RL policies in environments such as the official Farama Gymnasium and PettingZoo.

cs.LG

Metamorphic Testing with the Rashomon Set: Explanation Faithfulness in Machine Learning

Multiple machine learning models can achieve near-equivalent predictive performance on the same task, yet provide divergent feature-based explanations. This is called the Rashomon effect of (explainable) machine learning, and it raises the question of which explanations, if any, are trustworthy. We propose a framework based on metamorphic testing that assesses explanation faithfulness without requiring ground-truth labels by exploring attributed feature importance from post-hoc explanation methods. Five metamorphic relations formalize expected consistency properties between model behavior and feature attributions. We apply this general framework to two tabular regression datasets and two post-hoc explainers (SHAP and LIME) to demonstrate the approach. The framework offers a practical, model-agnostic tool for selecting accurate models with reliable and trustworthy explanations.

cs.SE

Semi-supervised CAPP Transformer Learning via Pseudo-labeling

High-level Computer-Aided Process Planning (CAPP) generates manufacturing process plans from part specifications. It suffers from limited dataset availability in industry, reducing model generalization. We propose a semi-supervised learning approach to improve transformer-based CAPP transformer models without manual labeling. An oracle, trained on available transformer behaviour data, filters correct predictions from unseen parts, which are then used for one-shot retraining. Experiments on small-scale datasets with simulated ground truth across the full data distribution show consistent accuracy gains over baselines, demonstrating the method's effectiveness in data-scarce manufacturing environments.

cs.LG

Context-Aware Autoencoders for Anomaly Detection in Maritime Surveillance

The detection of anomalies is crucial to ensuring the safety and security of maritime vessel traffic surveillance. Although autoencoders are popular for anomaly detection, their effectiveness in identifying collective and contextual anomalies is limited, especially in the maritime domain, where anomalies depend on vessel-specific contexts derived from self-reported AIS messages. To address these limitations, we propose a novel solution: the context-aware autoencoder. By integrating context-specific thresholds, our method improves detection accuracy and reduces computational cost. We compare four context-aware autoencoder variants and a conventional autoencoder using a case study focused on fishing status anomalies in maritime surveillance. Results demonstrate the significant impact of context on reconstruction loss and anomaly detection. The context-aware autoencoder outperforms others in detecting anomalies in time series data. By incorporating context-specific thresholds and recognizing the importance of context in anomaly detection, our approach offers a promising solution to improve accuracy in maritime vessel traffic surveillance systems.

cs.CV

Translating the Rashomon Effect to Sequential Decision-Making Tasks

The Rashomon effect describes the phenomenon where multiple models trained on the same data produce identical predictions while differing in which features they rely on internally. This effect has been studied extensively in classification tasks, but not in sequential decision-making, where an agent learns a policy to achieve an objective by taking actions in an environment. In this paper, we translate the Rashomon effect to sequential decision-making. We define it as multiple policies that exhibit identical behavior, visiting the same states and selecting the same actions, while differing in their internal structure, such as feature attributions. Verifying identical behavior in sequential decision-making differs from classification. In classification, predictions can be directly compared to ground-truth labels. In sequential decision-making with stochastic transitions, the same policy may succeed or fail on any single trajectory due to randomness. We address this using formal verification methods that construct and compare the complete probabilistic behavior of each policy in the environment. Our experiments demonstrate that the Rashomon effect exists in sequential decision-making. We further show that ensembles constructed from the Rashomon set exhibit greater robustness to distribution shifts than individual policies. Additionally, permissive policies derived from the Rashomon set reduce computational requirements for verification while maintaining optimal performance.

cs.AI

Verifying Memoryless Sequential Decision-making of Large Language Models

We introduce a tool for rigorous and automated verification of large language model (LLM)- based policies in memoryless sequential decision-making tasks. Given a Markov decision process (MDP) representing the sequential decision-making task, an LLM policy, and a safety requirement expressed as a PCTL formula, our approach incrementally constructs only the reachable portion of the MDP guided by the LLM's chosen actions. Each state is encoded as a natural language prompt, the LLM's response is parsed into an action, and reachable successor states by the policy are expanded. The resulting formal model is checked with Storm to determine whether the policy satisfies the specified safety property. In experiments on standard grid world benchmarks, we show that open source LLMs accessed via Ollama can be verified when deterministically seeded, but generally underperform deep reinforcement learning baselines. Our tool natively integrates with Ollama and supports PRISM-specified tasks, enabling continuous benchmarking in user-specified sequential decision-making tasks and laying a practical foundation for formally verifying increasingly capable LLMs.

cs.AI

Prompting for Performance: Exploring LLMs for Configuring Software

Software systems usually provide numerous configuration options that can affect performance metrics such as execution time, memory usage, binary size, or bitrate. On the one hand, making informed decisions is challenging and requires domain expertise in options and their combinations. On the other hand, machine learning techniques can search vast configuration spaces, but with a high computational cost, since concrete executions of numerous configurations are required. In this exploratory study, we investigate whether large language models (LLMs) can assist in performance-oriented software configuration through prompts. We evaluate several LLMs on tasks including identifying relevant options, ranking configurations, and recommending performant configurations across various configurable systems, such as compilers, video encoders, and SAT solvers. Our preliminary results reveal both positive abilities and notable limitations: depending on the task and systems, LLMs can well align with expert knowledge, whereas hallucinations or superficial reasoning can emerge in other cases. These findings represent a first step toward systematic evaluations and the design of LLM-based solutions to assist with software configuration.

cs.SE

Bounded PCTL Model Checking of Large Language Model Outputs

In this paper, we introduce LLMCHECKER, a model-checking-based verification method to verify the probabilistic computation tree logic (PCTL) properties of an LLM text generation process. We empirically show that only a limited number of tokens are typically chosen during text generation, which are not always the same. This insight drives the creation of $α$-$k$-bounded text generation, narrowing the focus to the $α$ maximal cumulative probability on the top-$k$ tokens at every step of the text generation process. Our verification method considers an initial string and the subsequent top-$k$ tokens while accommodating diverse text quantification methods, such as evaluating text quality and biases. The threshold $α$ further reduces the selected tokens, only choosing those that exceed or meet it in cumulative probability. LLMCHECKER then allows us to formally verify the PCTL properties of $α$-$k$-bounded LLMs. We demonstrate the applicability of our method in several LLMs, including Llama, Gemma, Mistral, Genstruct, and BERT. To our knowledge, this is the first time PCTL-based model checking has been used to check the consistency of the LLM text generation process.

cs.AI

Efficiently Ranking Software Variants with Minimal Benchmarks

Benchmarking is a common practice in software engineering to assess the qualities and performance of software variants, coming from multiple competing systems or from configurations of the same system. Benchmarks are used notably to compare and understand variant performance, fine-tune software, detect regressions, or design new software systems. The execution of benchmarks to get a complete picture of software variants is highly costly in terms of computational resources and time. In this paper, we propose a novel approach for reducing benchmarks while maintaining stable rankings, using test suite optimization techniques. That is, we remove instances from the benchmarks while trying to keep the same rankings of the variants on all tests. Our method, BISection Sampling, BISS, strategically retains the most critical tests and applies a novel divide-and-conquer approach to efficiently sample among relevant remaining tests. We experiment with datasets and use cases from LLM leaderboards, SAT competitions, and configurable systems for performance modeling. Our results show that our method outperforms baselines even when operating on a subset of variants. Using BISS, we reduce the computational cost of the benchmarks on average to 44% and on more than half the benchmarks by up to 99% without loss in ranking stability.

cs.SE

Rashomon in the Streets: Explanation Ambiguity in Scene Understanding

Explainable AI (XAI) is essential for validating and trusting models in safety-critical applications like autonomous driving. However, the reliability of XAI is challenged by the Rashomon effect, where multiple, equally accurate models can offer divergent explanations for the same prediction. This paper provides the first empirical quantification of this effect for the task of action prediction in real-world driving scenes. Using Qualitative Explainable Graphs (QXGs) as a symbolic scene representation, we train Rashomon sets of two distinct model classes: interpretable, pair-based gradient boosting models and complex, graph-based Graph Neural Networks (GNNs). Using feature attribution methods, we measure the agreement of explanations both within and between these classes. Our results reveal significant explanation disagreement. Our findings suggest that explanation ambiguity is an inherent property of the problem, not just a modeling artifact.

cs.LG

Metamorphic Testing of Multimodal Human Trajectory Prediction

Context: Predicting human trajectories is crucial for the safety and reliability of autonomous systems, such as automated vehicles and mobile robots. However, rigorously testing the underlying multimodal Human Trajectory Prediction (HTP) models, which typically use multiple input sources (e.g., trajectory history and environment maps) and produce stochastic outputs (multiple possible future paths), presents significant challenges. The primary difficulty lies in the absence of a definitive test oracle, as numerous future trajectories might be plausible for any given scenario. Objectives: This research presents the application of Metamorphic Testing (MT) as a systematic methodology for testing multimodal HTP systems. We address the oracle problem through metamorphic relations (MRs) adapted for the complexities and stochastic nature of HTP. Methods: We present five MRs, targeting transformations of both historical trajectory data and semantic segmentation maps used as an environmental context. These MRs encompass: 1) label-preserving geometric transformations (mirroring, rotation, rescaling) applied to both trajectory and map inputs, where outputs are expected to transform correspondingly. 2) Map-altering transformations (changing semantic class labels, introducing obstacles) with predictable changes in trajectory distributions. We propose probabilistic violation criteria based on distance metrics between probability distributions, such as the Wasserstein or Hellinger distance. Conclusion: This study introduces tool, a MT framework for the oracle-less testing of multimodal, stochastic HTP systems. It allows for assessment of model robustness against input transformations and contextual changes without reliance on ground-truth trajectories.

cs.SE

Reusable Test Suites for Reinforcement Learning

Reinforcement learning (RL) agents show great promise in solving sequential decision-making tasks. However, validating the reliability and performance of the agent policies' behavior for deployment remains challenging. Most reinforcement learning policy testing methods produce test suites tailored to the agent policy being tested, and their relevance to other policies is unclear. This work presents Multi-Policy Test Case Selection (MPTCS), a novel automated test suite selection method for RL environments, designed to extract test cases generated by any policy testing framework based on their solvability, diversity, and general difficulty. MPTCS uses a set of policies to select a diverse collection of reusable policy-agnostic test cases that reveal typical flaws in the agents' behavior. The set of policies selects test cases from a candidate pool, which can be generated by any policy testing method, based on a difficulty score. We assess the effectiveness of the difficulty score and how the method's effectiveness and cost depend on the number of policies in the set. Additionally, a method for promoting diversity in the test suite, a discretized general test case descriptor surface inspired by quality-diversity algorithms, is examined to determine how it covers the state space and which policies it triggers to produce faulty behaviors.

cs.SE

Explainable Scene Understanding with Qualitative Representations and Graph Neural Networks

This paper investigates the integration of graph neural networks (GNNs) with Qualitative Explainable Graphs (QXGs) for scene understanding in automated driving. Scene understanding is the basis for any further reactive or proactive decision-making. Scene understanding and related reasoning is inherently an explanation task: why is another traffic participant doing something, what or who caused their actions? While previous work demonstrated QXGs' effectiveness using shallow machine learning models, these approaches were limited to analysing single relation chains between object pairs, disregarding the broader scene context. We propose a novel GNN architecture that processes entire graph structures to identify relevant objects in traffic scenes. We evaluate our method on the nuScenes dataset enriched with DriveLM's human-annotated relevance labels. Experimental results show that our GNN-based approach achieves superior performance compared to baseline methods. The model effectively handles the inherent class imbalance in relevant object identification tasks while considering the complete spatial-temporal relationships between all objects in the scene. Our work demonstrates the potential of combining qualitative representations with deep learning approaches for explainable scene understanding in autonomous driving systems.

cs.RO

Policy Testing with MDPFuzz (Replicability Study)

In recent years, following tremendous achievements in Reinforcement Learning, a great deal of interest has been devoted to ML models for sequential decision-making. Together with these scientific breakthroughs/advances, research has been conducted to develop automated functional testing methods for finding faults in black-box Markov decision processes. Pang et al. (ISSTA 2022) presented a black-box fuzz testing framework called MDPFuzz. The method consists of a fuzzer whose main feature is to use Gaussian Mixture Models (GMMs) to compute coverage of the test inputs as the likelihood to have already observed their results. This guidance through coverage evaluation aims at favoring novelty during testing and fault discovery in the decision model. Pang et al. evaluated their work with four use cases, by comparing the number of failures found after twelve-hour testing campaigns with or without the guidance of the GMMs (ablation study). In this paper, we verify some of the key findings of the original paper and explore the limits of MDPFuzz through reproduction and replication. We re-implemented the proposed methodology and evaluated our replication in a large-scale study that extends the original four use cases with three new ones. Furthermore, we compare MDPFuzz and its ablated counterpart with a random testing baseline. We also assess the effectiveness of coverage guidance for different parameters, something that has not been done in the original evaluation. Despite this parameter analysis and unlike Pang et al.'s original conclusions, we find that in most cases, the aforementioned ablated Fuzzer outperforms MDPFuzz, and conclude that the coverage model proposed does not lead to finding more faults.

cs.SE

Co-Activation Graph Analysis of Safety-Verified and Explainable Deep Reinforcement Learning Policies

Deep reinforcement learning (RL) policies can demonstrate unsafe behaviors and are challenging to interpret. To address these challenges, we combine RL policy model checking--a technique for determining whether RL policies exhibit unsafe behaviors--with co-activation graph analysis--a method that maps neural network inner workings by analyzing neuron activation patterns--to gain insight into the safe RL policy's sequential decision-making. This combination lets us interpret the RL policy's inner workings for safe decision-making. We demonstrate its applicability in various experiments.

cs.AI

Enhancing RL Safety with Counterfactual LLM Reasoning

Reinforcement learning (RL) policies may exhibit unsafe behavior and are hard to explain. We use counterfactual large language model reasoning to enhance RL policy safety post-training. We show that our approach improves and helps to explain the RL policy safety.

cs.LG