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Henry Gouk

Publications and source records attributed to Henry Gouk.

At least 19 recordsLinked to original sources

OOD Detection for EEG-based Machine Learning in High-Risk Environments

Machine learning models for electroencephalography (EEG) analysis show great promise across a wide range of applications, but their deployment in high-risk domains is hindered by their vulnerability to distribution shifts. Encountering out-of-distribution (OOD) data can lead to catastrophic, overconfident predictive failures. While OOD detection methods can mitigate these risks, they remain heavily under-explored for EEG. Moreover, evaluations in the broader literature typically evaluate OOD detection performance in isolation, ignoring their practical impact on downstream applications. To bridge this gap, we introduce a benchmark for EEG OOD detection, evaluate a broad range of methods, and furthermore evaluate their value in two clinical downstream prediction task. Our results disentangle OOD detection and model uncertainty estimation capabilities, which are frequently conflated in the literature, provide actionable insights about the current state of the art for EEG OOD detection and model uncertainty estimation, and demonstrate how complementary methods for both aspects can be combined to form a robust safety net for the deployment of EEG-based machine learning models in real-world applications.

cs.LG

Non-Linear Strategic Classification Made Practical

Algorithmic developments in Strategic Classification have been mostly limited to linear classifiers in settings where the best response has a closed-form solution or can be easily approximated. While some work has explored the role of non-linear classifiers in strategic settings, progress in this direction is impeded by the computational intractability of the strategic behaviour. Addressing this, we present a novel method for approximating the best response by exploiting Lagrangian duality. By reformulating the strategic response as a constrained optimisation problem, we can construct a Lagrangian that is amenable to first order optimisation methods. This approach reproduces closed-form strategic behaviour in linear settings and can be straight-forwardly applied to non-linear settings. We show how the Implicit Function Theorem can be used in conjunction with our proposed response formulation during classifier learning to compute the total gradient of the loss. This connects the classifier parameters directly to the consequent strategic behaviour, yielding a novel training algorithm that can exploit this relationship. Experimental evaluation shows that the resulting models achieve improved strategic accuracy on common machine learning datasets.

cs.GT

Structured Inference with Large Language Gibbs

The knowledge encoded in large language models (LLMs) can serve as a substrate for structured reasoning over variables describing a complex world, but accessing this knowledge in a probabilistically coherent manner poses a difficult inference problem. We propose Large Language Gibbs, a scheme for structured probabilistic inference that uses conditional distributions of an LLM as transition operators. Rather than sampling structured objects through single-pass autoregressive generation, we iteratively resample individual variables conditioned on others using an LLM's next-token conditionals. This approach avoids order-dependent biases and produces a stationary distribution that reflects a compromise between all local conditionals. We apply this approach to sampling from synthetic distributions, consistent reasoning tasks, and Bayesian structure learning. The results suggest that the use of LLM conditionals in MCMC is a practical alternative to one-pass generation for structured probabilistic inference under a world prior accessible through noisy LLM conditionals.

cs.LG

Benchmarking Open-Ended Multi-Agent Coordination in Language Agents

As language models are increasingly deployed as autonomous agents, they must coordinate with others over long horizons in open-ended interactive tasks. Yet existing evaluations rarely test these demands together, instead emphasising single-agent tasks, short interactions, or highly structured multi-agent settings. We introduce $alem$, a JAX-based benchmark for open-ended multi-agent coordination built on Craftax-like dynamics. Alem embeds procedurally generated coordination tasks, soft specialisation, communication, and controllable coordination difficulty into a long-horizon survival world with exploration, crafting, trading, and combat. We evaluate $13$ modern LLMs zero-shot within homogeneous teams, with trained MARL agents as reference points. Current LLM agents remain far from solving alem, averaging only ~6% normalised return, but their failures are not uniform. On the hardest coordination setting, zero-shot Gemini-3.1-Pro-High approaches MARL agents trained for one billion steps, while GPT-5.4-High achieves strong base-task reward but much lower coordination reward. This contrast shows that individual task competence does not imply coordination competence. Ablations show that communication is the largest contributor to coordination, while memory and reasoning help when used to maintain multi-step plans. Overall, our results identify coordination as a distinct bottleneck for frontier LLM agents, separate from single-agent capabilities. Alem makes this bottleneck measurable and provides a controlled testbed for developing agents that communicate, allocate roles, and execute shared plans. Code is available at https://github.com/alem-world/alem-env.

cs.AI

The Signal in the Noise: OOD Detection Through Goodness-of-Fit Testing in Factorised Latent Spaces

Deep generative models offer a natural foundation for out-of-distribution (OOD) detection, yet prior work has shown that their assigned likelihoods are notoriously unreliable indicators for in- vs out-of-distribution data. In this paper, we address this problem by leveraging the diffeomorphic and mass-preserving properties of continuous normalising flows. Our analysis shows that OOD samples are mapped to noise samples that are highly atypical under the noise prior in ways not captured by the likelihood. Based on this observation, we propose a new method -- Signal in the Noise (SITN) -- for OOD detection on the single-sample level. SITN requires no access to OOD data, incurs minimal computational overhead, and provides strict control of false positive rates. Comprehensive evaluations through standard benchmarks and synthetic perturbations highlight the method's effectiveness and the absence of the complexity bias inherent to likelihood-based methods.

cs.LG

A Sobering Look at Tabular Data Generation via Probabilistic Circuits

Tabular data is more challenging to generate than text and images, due to its heterogeneous features and much lower sample sizes. On this task, diffusion-based models are the current state-of-the-art (SotA) model class, achieving almost perfect performance on commonly used benchmarks. In this paper, we question the perception of progress for tabular data generation. First, we highlight the limitations of current protocols to evaluate the fidelity of generated data, and advocate for alternative ones. Next, we revisit a simple baseline -- hierarchical mixture models in the form of deep probabilistic circuits (PCs) -- which delivers competitive or superior performance to SotA models for a fraction of the cost. PCs are the generative counterpart of decision forests, and as such can natively handle heterogeneous data as well as deliver tractable probabilistic generation and inference. Finally, in a rigorous empirical analysis we show that the apparent saturation of progress for SotA models is largely due to the use of inadequate metrics. As such, we highlight that there is still much to be done to generate realistic tabular data. Code available at https://github.com/april-tools/tabpc.

cs.LG

Magnitude Distance: A Geometric Measure of Dataset Similarity

Quantifying the distance between datasets is a fundamental question in mathematics and machine learning. We propose \textit{magnitude distance}, a novel distance metric defined on finite datasets using the notion of the \emph{magnitude} of a metric space. The proposed distance incorporates a tunable scaling parameter, $t$, that controls the sensitivity to global structure (small $t$) and finer details (large $t$). We prove several theoretical properties of magnitude distance, including its limiting behavior across scales and conditions under which it satisfies key metric properties. In contrast to classical distances, we show that magnitude distance remains discriminative in high-dimensional settings when the scale is appropriately tuned. We further demonstrate how magnitude distance can be used as a training objective for push-forward generative models. Our experimental results support our theoretical analysis and demonstrate that magnitude distance provides meaningful signals, comparable to established distance-based generative approaches.

cs.LG

The Reward Model Selection Crisis in Personalized Alignment

Personalized alignment from preference data has focused primarily on improving personal reward model (RM) accuracy, with the implicit assumption that better preference ranking translates to better personalized behavior. However, in deployment, computational constraints necessitate inference-time adaptation such as reward-guided decoding (RGD) rather than per-user policy fine-tuning. This creates a critical but overlooked requirement: reward models must not only rank preferences accurately but also effectively guide generation. We demonstrate that standard RM accuracy fails catastrophically as a selection criterion for deployment-ready personalized rewards. We introduce policy accuracy; a metric quantifying whether RGD-adapted LLMs correctly discriminate between preferred and dispreferred responses and show that upstream RM accuracy correlates only weakly with downstream policy accuracy (Kendall's tau = 0.08--0.31). More critically, we introduce Pref-LaMP the first personalized alignment benchmark with ground-truth user completions, enabling direct behavioural evaluation. On Pref-LaMP, we expose a complete decoupling between discriminative ranking and generation metrics: methods with 20-point RM accuracy differences produce almost identical output quality, and methods with high ranking accuracy can fail to generate behaviorally aligned responses. These findings reveal that the field has been optimizing for proxy metrics that do not predict deployment performance, and that current personalized alignment methods fail to operationalize preferences into behavioral adaptation under realistic deployment constraints. In contrast, we find simple in-context learning (ICL) to be highly effective - dominating all reward-guided methods for models $\geq$3B parameters, achieving $\sim$3 point ROUGE-1 gains over the best reward method at 7B scale.

cs.AI

Computing Strategic Responses to Non-Linear Classifiers

We consider the problem of strategic classification, where the act of deploying a classifier leads to strategic behaviour that induces a distribution shift on subsequent observations. Current approaches to learning classifiers in strategic settings are focused primarily on the linear setting, but in many cases non-linear classifiers are more suitable. A central limitation to progress for non-linear classifiers arises from the inability to compute best responses in these settings. We present a novel method for computing the best response by optimising the Lagrangian dual of the Agents' objective. We demonstrate that our method reproduces best responses in linear settings, identifying key weaknesses in existing approaches. We present further results demonstrating our method can be straight-forwardly applied to non-linear classifier settings, where it is useful for both evaluation and training.

cs.LG

Test-Time Alignment of Text-to-Image Diffusion Models via Null-Text Embedding Optimisation

Test-time alignment (TTA) aims to adapt models to specific rewards during inference. However, existing methods tend to either under-optimise or over-optimise (reward hack) the target reward function. We propose Null-Text Test-Time Alignment (Null-TTA), which aligns diffusion models by optimising the unconditional embedding in classifier-free guidance, rather than manipulating latent or noise variables. Due to the structured semantic nature of the text embedding space, this ensures alignment occurs on a semantically coherent manifold and prevents reward hacking (exploiting non-semantic noise patterns to improve the reward). Since the unconditional embedding in classifier-free guidance serves as the anchor for the model's generative distribution, Null-TTA directly steers model's generative distribution towards the target reward rather than just adjusting the samples, even without updating model parameters. Thanks to these desirable properties, we show that Null-TTA achieves state-of-the-art target test-time alignment while maintaining strong cross-reward generalisation. This establishes semantic-space optimisation as an effective and principled novel paradigm for TTA.

cs.CV

Model Merging is Secretly Certifiable: Non-Vacuous Generalisation Bounds for Low-Shot Learning

Certifying the IID generalisation ability of deep networks is the first of many requirements for trusting AI in high-stakes applications from medicine to security. However, when instantiating generalisation bounds for deep networks it remains challenging to obtain non-vacuous guarantees, especially when applying contemporary large models on the small scale data prevalent in such high-stakes fields. In this paper, we draw a novel connection between a family of learning methods based on model fusion and generalisation certificates, and surprisingly show that with minor adjustment several existing learning strategies already provide non-trivial generalisation guarantees. Essentially, by focusing on data-driven learning of downstream tasks by fusion rather than fine-tuning, the certified generalisation gap becomes tiny and independent of the base network size, facilitating its certification. Our results show for the first time non-trivial generalisation guarantees for learning with as low as 100 examples, while using vision models such as VIT-B and language models such as mistral-7B. This observation is significant as it has immediate implications for facilitating the certification of existing systems as trustworthy, and opens up new directions for research at the intersection of practice and theory.

cs.LG

Is Limited Participant Diversity Impeding EEG-based Machine Learning?

The application of machine learning (ML) to electroencephalography (EEG) has great potential to advance both neuroscientific research and clinical applications. However, the generalisability and robustness of EEG-based ML models often hinge on the amount and diversity of training data. It is common practice to split EEG recordings into small segments, thereby increasing the number of samples substantially compared to the number of individual recordings or participants. We conceptualise this as a multi-level data generation process and investigate the scaling behaviour of model performance with respect to the overall sample size and the participant diversity through large-scale empirical studies. We then use the same framework to investigate the effectiveness of different ML strategies designed to address limited data problems: data augmentations and self-supervised learning. Our findings show that model performance scaling can be severely constrained by participant distribution shifts and provide actionable guidance for data collection and ML research. The code for our experiments is publicly available online.

eess.SP

Model Diffusion for Certifiable Few-shot Transfer Learning

In contemporary deep learning, a prevalent and effective workflow for solving low-data problems is adapting powerful pre-trained foundation models (FMs) to new tasks via parameter-efficient fine-tuning (PEFT). However, while empirically effective, the resulting solutions lack generalisation guarantees to certify their accuracy - which may be required for ethical or legal reasons prior to deployment in high-importance applications. In this paper we develop a novel transfer learning approach that is designed to facilitate non-vacuous learning theoretic generalisation guarantees for downstream tasks, even in the low-shot regime. Specifically, we first use upstream tasks to train a distribution over PEFT parameters. We then learn the downstream task by a sample-and-evaluate procedure -- sampling plausible PEFTs from the trained diffusion model and selecting the one with the highest likelihood on the downstream data. Crucially, this confines our model hypothesis to a finite set of PEFT samples. In contrast to the typical continuous hypothesis spaces of neural network weights, this facilitates tighter risk certificates. We instantiate our bound and show non-trivial generalization guarantees compared to existing learning approaches which lead to vacuous bounds in the low-shot regime.

cs.LG

Strategic Classification with Randomised Classifiers

We consider the problem of strategic classification, where a learner must build a model to classify agents based on features that have been strategically modified. Previous work in this area has concentrated on the case when the learner is restricted to deterministic classifiers. In contrast, we perform a theoretical analysis of an extension to this setting that allows the learner to produce a randomised classifier. We show that, under certain conditions, the optimal randomised classifier can achieve better accuracy than the optimal deterministic classifier, but under no conditions can it be worse. When a finite set of training data is available, we show that the excess risk of Strategic Empirical Risk Minimisation over the class of randomised classifiers is bounded in a similar manner as the deterministic case. In both the deterministic and randomised cases, the risk of the classifier produced by the learner converges to that of the corresponding optimal classifier as the volume of available training data grows. Moreover, this convergence happens at the same rate as in the i.i.d. case. Our findings are compared with previous theoretical work analysing the problem of strategic classification. We conclude that randomisation has the potential to alleviate some issues that could be faced in practice without introducing any substantial downsides.

cs.LG

Is Scaling Learned Optimizers Worth It? Evaluating The Value of VeLO's 4000 TPU Months

We analyze VeLO (versatile learned optimizer), the largest scale attempt to train a general purpose "foundational" optimizer to date. VeLO was trained on thousands of machine learning tasks using over 4000 TPU months with the goal of producing an optimizer capable of generalizing to new problems while being hyperparameter free, and outperforming industry standards such as Adam. We independently evaluate VeLO on the MLCommons optimizer benchmark suite. We find that, contrary to initial claims: (1) VeLO has a critical hyperparameter that needs problem-specific tuning, (2) VeLO does not necessarily outperform competitors in quality of solution found, and (3) VeLO is not faster than competing optimizers at reducing the training loss. These observations call into question VeLO's generality and the value of the investment in training it.

cs.LG

Evaluating the Evaluators: Are Current Few-Shot Learning Benchmarks Fit for Purpose?

Numerous benchmarks for Few-Shot Learning have been proposed in the last decade. However all of these benchmarks focus on performance averaged over many tasks, and the question of how to reliably evaluate and tune models trained for individual tasks in this regime has not been addressed. This paper presents the first investigation into task-level evaluation -- a fundamental step when deploying a model. We measure the accuracy of performance estimators in the few-shot setting, consider strategies for model selection, and examine the reasons for the failure of evaluators usually thought of as being robust. We conclude that cross-validation with a low number of folds is the best choice for directly estimating the performance of a model, whereas using bootstrapping or cross validation with a large number of folds is better for model selection purposes. Overall, we find that existing benchmarks for few-shot learning are not designed in such a way that one can get a reliable picture of how effectively methods can be used on individual tasks.

cs.LG

Meta Omnium: A Benchmark for General-Purpose Learning-to-Learn

Meta-learning and other approaches to few-shot learning are widely studied for image recognition, and are increasingly applied to other vision tasks such as pose estimation and dense prediction. This naturally raises the question of whether there is any few-shot meta-learning algorithm capable of generalizing across these diverse task types? To support the community in answering this question, we introduce Meta Omnium, a dataset-of-datasets spanning multiple vision tasks including recognition, keypoint localization, semantic segmentation and regression. We experiment with popular few-shot meta-learning baselines and analyze their ability to generalize across tasks and to transfer knowledge between them. Meta Omnium enables meta-learning researchers to evaluate model generalization to a much wider array of tasks than previously possible, and provides a single framework for evaluating meta-learners across a wide suite of vision applications in a consistent manner.

cs.CV

Effectiveness of Debiasing Techniques: An Indigenous Qualitative Analysis

An indigenous perspective on the effectiveness of debiasing techniques for pre-trained language models (PLMs) is presented in this paper. The current techniques used to measure and debias PLMs are skewed towards the US racial biases and rely on pre-defined bias attributes (e.g. "black" vs "white"). Some require large datasets and further pre-training. Such techniques are not designed to capture the underrepresented indigenous populations in other countries, such as M\=aori in New Zealand. Local knowledge and understanding must be incorporated to ensure unbiased algorithms, especially when addressing a resource-restricted society.

cs.CL