arXiv subjects

Henry Li

Publications and source records attributed to Henry Li.

At least 19 recordsLinked to original sources

arXiv2026

Clustering Unsupervised Representations as Defense against Poisoning Attacks on Speech Commands Classification System

Poisoning attacks entail attackers intentionally tampering with training data. In this paper, we consider a dirty-label poisoning attack scenario on a speech commands classification system. The threat model assumes that certain utterances from one of the classes (source class) are poisoned by superimposing a trigger on it, and its label is changed to another class selected by the attacker (target class). We propose a filtering defense against such an attack. First, we use DIstillation with NO labels (DINO) to learn unsupervised representations for all the training examples. Next, we use K-means and LDA to cluster these representations. Finally, we keep the utterances with the most repeated label in their cluster for training and discard the rest. For a 10% poisoned source class, we demonstrate a drop in attack success rate from 99.75% to 0.25%. We test our defense against a variety of threat models, including different target and source classes, as well as trigger variations.

cs.SD↗

arXiv2026

SURF: Separation via Unsupervised Remixing Flow

The goal of single-channel source separation is to reconstruct $K$ sources given their mixture. In supervised settings where vast amounts of clean source data are available, this challenging, ill-posed problem has been addressed successfully by generative diffusion and flow-based prior models. However, access to such clean source samples is often limited, and even when available, supervised models are vulnerable to domain shifts. To bridge this gap, we present Separation via Unsupervised Remixing Flow (SURF), an unsupervised flow matching approach for source separation that learns directly from observed mixtures. This method relies on a novel combination of state-of-the-art supervised flow matching and regression-based self-supervised techniques. At a high level, starting from a teacher model, we utilize a "remixing" step to bootstrap the learning of a student flow model from the teacher's estimates. We provide insights into the objectives optimized by this approach and draw a novel connection to the Wake-Sleep algorithm. Empirical evaluations on image and audio benchmarks demonstrate that SURF establishes a new state-of-the-art, significantly outperforming existing unsupervised methods. See our demo page for examples. https://google.github.io/df-conformer/surf/

cs.SD↗

arXiv2026

A Unified Model and Document Representation for On-Device Retrieval-Augmented Generation

Traditional Retrieval-Augmented Generation (RAG) approaches generally assume that retrieval and generation occur on powerful servers removed from the end user. While this reduces local hardware constraints, it introduces significant drawbacks: privacy concerns regarding data access, recurring maintenance and storage costs, increased latency, and the necessity of an internet connection. On-device RAG addresses these challenges by executing the entire pipeline locally, making it ideal for querying sensitive personal information such as financial documents, contact details, and medical history. However, on-device deployment necessitates a delicate balance between limited memory and disk space. Specifically, the context size provided to the generative model must be restricted to manage KV cache and attention memory usage, while the size of stored embeddings must be minimized to preserve disk space. In this work, we propose a unified model that compresses the RAG context and utilizes the same representations for retrieval. This approach minimizes disk utilization compared to using separate representations, while significantly reducing the context size required for generation. With an average of 1/10 of the context, our model matches the performance of a traditional RAG reader without increasing storage requirements compared to a multi-vector retrieval model. This approach represents the first model to unify retrieval and context compression using a shared model and representation. We believe this work will inspire further consolidation of distinct models to optimize on-device performance.

cs.IR↗

arXiv2026

Berta: an open-source, modular tool for AI-enabled clinical documentation

Commercial AI scribes cost \$99-600 per physician per month, operate as opaque systems, and do not return data to institutional infrastructure, limiting organizational control over data governance, quality improvement, and clinical workflows. We developed Berta, an open-source modular scribe platform for AI-enabled clinical documentation, and deployed a customized implementation within Alberta Health Services (AHS) integrated with their existing Snowflake AI Data Cloud infrastructure. The system combines automatic speech recognition with large language models while retaining all clinical data within the secure AHS environment. During eight months (November 2024 to July 2025), 198 emergency physicians used the system in 105 urban and rural facilities, generating 22148 clinical sessions and more than 2800 hours of audio. The use grew from 680 to 5530 monthly sessions. Operating costs averaged less than \$30 per physician per month, a 70-95% reduction compared to commercial alternatives. AHS has since approved expansion to 850 physicians. This is the first provincial-scale deployment of an AI scribe integrated with existing health system infrastructure. By releasing Berta as open source, we provide a reproducible, cost-effective alternative that health systems can adapt to their own secure environments, supporting data sovereignty and informed evaluation of AI documentation technology.

cs.CL↗

arXiv2025

Injecting Measurement Information Yields a Fast and Noise-Robust Diffusion-Based Inverse Problem Solver

Diffusion models have been firmly established as principled zero-shot solvers for linear and nonlinear inverse problems, owing to their powerful image prior and iterative sampling algorithm. These approaches often rely on Tweedie's formula, which relates the diffusion variate $\mathbf{x}_t$ to the posterior mean $\mathbb{E} [\mathbf{x}_0 | \mathbf{x}_t]$, in order to guide the diffusion trajectory with an estimate of the final denoised sample $\mathbf{x}_0$. However, this does not consider information from the measurement $\mathbf{y}$, which must then be integrated downstream. In this work, we propose to estimate the conditional posterior mean $\mathbb{E} [\mathbf{x}_0 | \mathbf{x}_t, \mathbf{y}]$, which can be formulated as the solution to a lightweight, single-parameter maximum likelihood estimation problem. The resulting prediction can be integrated into any standard sampler, resulting in a fast and memory-efficient inverse solver. Our optimizer is amenable to a noise-aware likelihood-based stopping criteria that is robust to measurement noise in $\mathbf{y}$. We demonstrate comparable or improved performance against a wide selection of contemporary inverse solvers across multiple datasets and tasks.

cs.LG↗

arXiv2025

Source Separation by Flow Matching

We consider the problem of single-channel audio source separation with the goal of reconstructing $K$ sources from their mixture. We address this ill-posed problem with FLOSS (FLOw matching for Source Separation), a constrained generation method based on flow matching, ensuring strict mixture consistency. Flow matching is a general methodology that, when given samples from two probability distributions defined on the same space, learns an ordinary differential equation to output a sample from one of the distributions when provided with a sample from the other. In our context, we have access to samples from the joint distribution of $K$ sources and so the corresponding samples from the lower-dimensional distribution of their mixture. To apply flow matching, we augment these mixture samples with artificial noise components to match the dimensionality of the $K$ source distribution. Additionally, as any permutation of the sources yields the same mixture, we adopt an equivariant formulation of flow matching which relies on a neural network architecture that is equivariant by design. We demonstrate the performance of the method for the separation of overlapping speech.

cs.SD↗

arXiv2025

Democracy of AI Numerical Weather Models: An Example of Global Forecasting with FourCastNetv2 Made by a University Research Lab Using GPU

This paper demonstrates the feasibility of democratizing AI-driven global weather forecasting models among university research groups by leveraging Graphics Processing Units (GPUs) and freely available AI models, such as NVIDIA's FourCastNetv2. FourCastNetv2 is an NVIDIA's advanced neural network for weather prediction and is trained on a 73-channel subset of the European Centre for Medium-Range Weather Forecasts (ECMWF) Reanalysis v5 (ERA5) dataset at single levels and different pressure levels. Although the training specifications for FourCastNetv2 are not released to the public, the training documentation of the model's first generation, FourCastNet, is available to all users. The training had 64 A100 GPUs and took 16 hours to complete. Although NVIDIA's models offer significant reductions in both time and cost compared to traditional Numerical Weather Prediction (NWP), reproducing published forecasting results presents ongoing challenges for resource-constrained university research groups with limited GPU availability. We demonstrate both (i) leveraging FourCastNetv2 to create predictions through the designated application programming interface (API) and (ii) utilizing NVIDIA hardware to train the original FourCastNet model. Further, this paper demonstrates the capabilities and limitations of NVIDIA A100's for resource-limited research groups in universities. We also explore data management, training efficiency, and model validation, highlighting the advantages and challenges of using limited high-performance computing resources. Consequently, this paper and its corresponding GitHub materials may serve as an initial guide for other university research groups and courses related to machine learning, climate science, and data science to develop research and education programs on AI weather forecasting, and hence help democratize the AI NWP in the digital economy.

cs.LG↗

arXiv2025

Likelihood Training of Cascaded Diffusion Models via Hierarchical Volume-preserving Maps

Cascaded models are multi-scale generative models with a marked capacity for producing perceptually impressive samples at high resolutions. In this work, we show that they can also be excellent likelihood models, so long as we overcome a fundamental difficulty with probabilistic multi-scale models: the intractability of the likelihood function. Chiefly, in cascaded models each intermediary scale introduces extraneous variables that cannot be tractably marginalized out for likelihood evaluation. This issue vanishes by modeling the diffusion process on latent spaces induced by a class of transformations we call hierarchical volume-preserving maps, which decompose spatially structured data in a hierarchical fashion without introducing local distortions in the latent space. We demonstrate that two such maps are well-known in the literature for multiscale modeling: Laplacian pyramids and wavelet transforms. Not only do such reparameterizations allow the likelihood function to be directly expressed as a joint likelihood over the scales, we show that the Laplacian pyramid and wavelet transform also produces significant improvements to the state-of-the-art on a selection of benchmarks in likelihood modeling, including density estimation, lossless compression, and out-of-distribution detection. Investigating the theoretical basis of our empirical gains we uncover deep connections to score matching under the Earth Mover's Distance (EMD), which is a well-known surrogate for perceptual similarity. Code can be found at \href{https://github.com/lihenryhfl/pcdm}{this https url}.

cs.LG↗

arXiv2024

Dual Diffusion for Unified Image Generation and Understanding

Diffusion models have gained tremendous success in text-to-image generation, yet still lag behind with visual understanding tasks, an area dominated by autoregressive vision-language models. We propose a large-scale and fully end-to-end diffusion model for multi-modal understanding and generation that significantly improves on existing diffusion-based multimodal models, and is the first of its kind to support the full suite of vision-language modeling capabilities. Inspired by the multimodal diffusion transformer (MM-DiT) and recent advances in discrete diffusion language modeling, we leverage a cross-modal maximum likelihood estimation framework that simultaneously trains the conditional likelihoods of both images and text jointly under a single loss function, which is back-propagated through both branches of the diffusion transformer. The resulting model is highly flexible and capable of a wide range of tasks including image generation, captioning, and visual question answering. Our model attained competitive performance compared to recent unified image understanding and generation models, demonstrating the potential of multimodal diffusion modeling as a promising alternative to autoregressive next-token prediction models.

cs.CV↗

arXiv2024

Solving Inverse Problems via Diffusion Optimal Control

Existing approaches to diffusion-based inverse problem solvers frame the signal recovery task as a probabilistic sampling episode, where the solution is drawn from the desired posterior distribution. This framework suffers from several critical drawbacks, including the intractability of the conditional likelihood function, strict dependence on the score network approximation, and poor $\mathbf{x}_0$ prediction quality. We demonstrate that these limitations can be sidestepped by reframing the generative process as a discrete optimal control episode. We derive a diffusion-based optimal controller inspired by the iterative Linear Quadratic Regulator (iLQR) algorithm. This framework is fully general and able to handle any differentiable forward measurement operator, including super-resolution, inpainting, Gaussian deblurring, nonlinear deblurring, and even highly nonlinear neural classifiers. Furthermore, we show that the idealized posterior sampling equation can be recovered as a special case of our algorithm. We then evaluate our method against a selection of neural inverse problem solvers, and establish a new baseline in image reconstruction with inverse problems.

cs.LG↗

arXiv2024

Non-Normal Diffusion Models

Diffusion models generate samples by incrementally reversing a process that turns data into noise. We show that when the step size goes to zero, the reversed process is invariant to the distribution of these increments. This reveals a previously unconsidered parameter in the design of diffusion models: the distribution of the diffusion step $\Delta x_k := x_{k} - x_{k + 1}$. This parameter is implicitly set by default to be normally distributed in most diffusion models. By lifting this assumption, we generalize the framework for designing diffusion models and establish an expanded class of diffusion processes with greater flexibility in the choice of loss function used during training. We demonstrate the effectiveness of these models on density estimation and generative modeling tasks on standard image datasets, and show that different choices of the distribution of $\Delta x_k$ result in qualitatively different generated samples.

cs.LG↗

arXiv2024

Boosting Alignment for Post-Unlearning Text-to-Image Generative Models

Large-scale generative models have shown impressive image-generation capabilities, propelled by massive data. However, this often inadvertently leads to the generation of harmful or inappropriate content and raises copyright concerns. Driven by these concerns, machine unlearning has become crucial to effectively purge undesirable knowledge from models. While existing literature has studied various unlearning techniques, these often suffer from either poor unlearning quality or degradation in text-image alignment after unlearning, due to the competitive nature of these objectives. To address these challenges, we propose a framework that seeks an optimal model update at each unlearning iteration, ensuring monotonic improvement on both objectives. We further derive the characterization of such an update. In addition, we design procedures to strategically diversify the unlearning and remaining datasets to boost performance improvement. Our evaluation demonstrates that our method effectively removes target classes from recent diffusion-based generative models and concepts from stable diffusion models while maintaining close alignment with the models' original trained states, thus outperforming state-of-the-art baselines. Our code will be made available at https://github.com/reds-lab/Restricted_gradient_diversity_unlearning.git.

cs.LG↗

arXiv2023

Exponential weight averaging as damped harmonic motion

The exponential moving average (EMA) is a commonly used statistic for providing stable estimates of stochastic quantities in deep learning optimization. Recently, EMA has seen considerable use in generative models, where it is computed with respect to the model weights, and significantly improves the stability of the inference model during and after training. While the practice of weight averaging at the end of training is well-studied and known to improve estimates of local optima, the benefits of EMA over the course of training is less understood. In this paper, we derive an explicit connection between EMA and a damped harmonic system between two particles, where one particle (the EMA weights) is drawn to the other (the model weights) via an idealized zero-length spring. We then leverage this physical analogy to analyze the effectiveness of EMA, and propose an improved training algorithm, which we call BELAY. Finally, we demonstrate theoretically and empirically several advantages enjoyed by BELAY over standard EMA.

cs.LG↗

arXiv2023

Anomaly Detection with Variance Stabilized Density Estimation

We propose a modified density estimation problem that is highly effective for detecting anomalies in tabular data. Our approach assumes that the density function is relatively stable (with lower variance) around normal samples. We have verified this hypothesis empirically using a wide range of real-world data. Then, we present a variance-stabilized density estimation problem for maximizing the likelihood of the observed samples while minimizing the variance of the density around normal samples. To obtain a reliable anomaly detector, we introduce a spectral ensemble of autoregressive models for learning the variance-stabilized distribution. We have conducted an extensive benchmark with 52 datasets, demonstrating that our method leads to state-of-the-art results while alleviating the need for data-specific hyperparameter tuning. Finally, we have used an ablation study to demonstrate the importance of each of the proposed components, followed by a stability analysis evaluating the robustness of our model.

cs.LG↗

arXiv2022

Autoregressive Generative Modeling with Noise Conditional Maximum Likelihood Estimation

We introduce a simple modification to the standard maximum likelihood estimation (MLE) framework. Rather than maximizing a single unconditional likelihood of the data under the model, we maximize a family of \textit{noise conditional} likelihoods consisting of the data perturbed by a continuum of noise levels. We find that models trained this way are more robust to noise, obtain higher test likelihoods, and generate higher quality images. They can also be sampled from via a novel score-based sampling scheme which combats the classical \textit{covariate shift} problem that occurs during sample generation in autoregressive models. Applying this augmentation to autoregressive image models, we obtain 3.32 bits per dimension on the ImageNet 64x64 dataset, and substantially improve the quality of generated samples in terms of the Frechet Inception distance (FID) -- from 37.50 to 12.09 on the CIFAR-10 dataset.

cs.LG↗

arXiv2022

Neural Inverse Transform Sampler

Any explicit functional representation $f$ of a density is hampered by two main obstacles when we wish to use it as a generative model: designing $f$ so that sampling is fast, and estimating $Z = \int f$ so that $Z^{-1}f$ integrates to 1. This becomes increasingly complicated as $f$ itself becomes complicated. In this paper, we show that when modeling one-dimensional conditional densities with a neural network, $Z$ can be exactly and efficiently computed by letting the network represent the cumulative distribution function of a target density, and applying a generalized fundamental theorem of calculus. We also derive a fast algorithm for sampling from the resulting representation by the inverse transform method. By extending these principles to higher dimensions, we introduce the \textbf{Neural Inverse Transform Sampler (NITS)}, a novel deep learning framework for modeling and sampling from general, multidimensional, compactly-supported probability densities. NITS is a highly expressive density estimator that boasts end-to-end differentiability, fast sampling, and exact and cheap likelihood evaluation. We demonstrate the applicability of NITS by applying it to realistic, high-dimensional density estimation tasks: likelihood-based generative modeling on the CIFAR-10 dataset, and density estimation on the UCI suite of benchmark datasets, where NITS produces compelling results rivaling or surpassing the state of the art.

cs.LG↗

arXiv2021

Support Recovery with Stochastic Gates: Theory and Application for Linear Models

Consider the problem of simultaneous estimation and support recovery of the coefficient vector in a linear data model with additive Gaussian noise. We study the problem of estimating the model coefficients based on a recently proposed non-convex regularizer, namely the stochastic gates (STG) [Yamada et al. 2020]. We suggest a new projection-based algorithm for solving the STG regularized minimization problem, and prove convergence and support recovery guarantees of the STG-estimator for a range of random and non-random design matrix setups. Our new algorithm has been shown to outperform the existing STG algorithm and other classical estimators for support recovery in various real and synthetic data analyses.

math.ST↗

arXiv2020

Phase Retrieval with Holography and Untrained Priors: Tackling the Challenges of Low-Photon Nanoscale Imaging

Phase retrieval is the inverse problem of recovering a signal from magnitude-only Fourier measurements, and underlies numerous imaging modalities, such as Coherent Diffraction Imaging (CDI). A variant of this setup, known as holography, includes a reference object that is placed adjacent to the specimen of interest before measurements are collected. The resulting inverse problem, known as holographic phase retrieval, is well-known to have improved problem conditioning relative to the original. This innovation, i.e. Holographic CDI, becomes crucial at the nanoscale, where imaging specimens such as viruses, proteins, and crystals require low-photon measurements. This data is highly corrupted by Poisson shot noise, and often lacks low-frequency content as well. In this work, we introduce a dataset-free deep learning framework for holographic phase retrieval adapted to these challenges. The key ingredients of our approach are the explicit and flexible incorporation of the physical forward model into an automatic differentiation procedure, the Poisson log-likelihood objective function, and an optional untrained deep image prior. We perform extensive evaluation under realistic conditions. Compared to competing classical methods, our method recovers signal from higher noise levels and is more resilient to suboptimal reference design, as well as to large missing regions of low frequencies in the observations. Finally, we show that these properties carry over to experimental data acquired on optical wavelengths. To the best of our knowledge, this is the first work to consider a dataset-free machine learning approach for holographic phase retrieval.

cs.LG↗