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Henry Peng Zou

Publications and source records attributed to Henry Peng Zou.

At least 55 records · Page 3Linked to original sources

Towards Agentic RAG with Deep Reasoning: A Survey of RAG-Reasoning Systems in LLMs

Retrieval-Augmented Generation (RAG) lifts the factuality of Large Language Models (LLMs) by injecting external knowledge, yet it falls short on problems that demand multi-step inference; conversely, purely reasoning-oriented approaches often hallucinate or mis-ground facts. This survey synthesizes both strands under a unified reasoning-retrieval perspective. We first map how advanced reasoning optimizes each stage of RAG (Reasoning-Enhanced RAG). Then, we show how retrieved knowledge of different type supply missing premises and expand context for complex inference (RAG-Enhanced Reasoning). Finally, we spotlight emerging Synergized RAG-Reasoning frameworks, where (agentic) LLMs iteratively interleave search and reasoning to achieve state-of-the-art performance across knowledge-intensive benchmarks. We categorize methods, datasets, and open challenges, and outline research avenues toward deeper RAG-Reasoning systems that are more effective, multimodally-adaptive, trustworthy, and human-centric. The collection is available at https://github.com/DavidZWZ/Awesome-RAG-Reasoning.

cs.CL↗

From Web Search towards Agentic Deep Research: Incentivizing Search with Reasoning Agents

Information retrieval is a cornerstone of modern knowledge acquisition, enabling billions of queries each day across diverse domains. However, traditional keyword-based search engines are increasingly inadequate for handling complex, multi-step information needs. Our position is that Large Language Models (LLMs), endowed with reasoning and agentic capabilities, are ushering in a new paradigm termed Agentic Deep Research. These systems transcend conventional information search techniques by tightly integrating autonomous reasoning, iterative retrieval, and information synthesis into a dynamic feedback loop. We trace the evolution from static web search to interactive, agent-based systems that plan, explore, and learn. We also introduce a test-time scaling law to formalize the impact of computational depth on reasoning and search. Supported by benchmark results and the rise of open-source implementations, we demonstrate that Agentic Deep Research not only significantly outperforms existing approaches, but is also poised to become the dominant paradigm for future information seeking. All the related resources, including industry products, research papers, benchmark datasets, and open-source implementations, are collected for the community in https://github.com/DavidZWZ/Awesome-Deep-Research.

cs.IR↗

A Call for Collaborative Intelligence: Why Human-Agent Systems Should Precede AI Autonomy

Recent improvements in large language models (LLMs) have led many researchers to focus on building fully autonomous AI agents. This position paper questions whether this approach is the right path forward, as these autonomous systems still have problems with reliability, transparency, and understanding the actual requirements of human. We suggest a different approach: LLM-based Human-Agent Systems (LLM-HAS), where AI works with humans rather than replacing them. By keeping human involved to provide guidance, answer questions, and maintain control, these systems can be more trustworthy and adaptable. Looking at examples from healthcare, finance, and software development, we show how human-AI teamwork can handle complex tasks better than AI working alone. We also discuss the challenges of building these collaborative systems and offer practical solutions. This paper argues that progress in AI should not be measured by how independent systems become, but by how well they can work with humans. The most promising future for AI is not in systems that take over human roles, but in those that enhance human capabilities through meaningful partnership.

cs.AI↗

TestNUC: Enhancing Test-Time Computing Approaches and Scaling through Neighboring Unlabeled Data Consistency

Test-time computing approaches, which leverage additional computational resources during inference, have been proven effective in enhancing large language model performance. This work introduces a novel, linearly scaling approach, TestNUC, that improves test-time predictions by leveraging the local consistency of neighboring unlabeled data-it classifies an input instance by considering not only the model's prediction on that instance but also on neighboring unlabeled instances. We evaluate TestNUC across eight diverse datasets, spanning intent classification, topic mining, domain discovery, and emotion detection, demonstrating its consistent superiority over baseline methods such as standard prompting and self-consistency. Furthermore, TestNUC can be seamlessly integrated with existing test-time computing approaches, substantially boosting their performance. Our analysis reveals that TestNUC scales effectively with increasing amounts of unlabeled data and performs robustly across different embedding models, making it practical for real-world applications. Our code is available at https://github.com/HenryPengZou/TestNUC.

cs.CL↗

MUSE: Model-Agnostic Tabular Watermarking via Multi-Sample Selection

We introduce MUSE, a watermarking algorithm for tabular generative models. Previous approaches typically leverage DDIM invertibility to watermark tabular diffusion models, but tabular diffusion models exhibit significantly poorer invertibility compared to other modalities, compromising performance. Simultaneously, tabular diffusion models require substantially less computation than other modalities, enabling a multi-sample selection approach to tabular generative model watermarking. MUSE embeds watermarks by generating multiple candidate samples and selecting one based on a specialized scoring function, without relying on model invertibility. Our theoretical analysis establishes the relationship between watermark detectability, candidate count, and dataset size, allowing precise calibration of watermarking strength. Extensive experiments demonstrate that MUSE achieves state-of-the-art watermark detectability and robustness against various attacks while maintaining data quality, and remains compatible with any tabular generative model supporting repeated sampling, effectively addressing key challenges in tabular data watermarking. Specifically, it reduces the distortion rates on fidelity metrics by 81-89%, while achieving a 1.0 TPR@0.1%FPR detection rate. Implementation of MUSE can be found at https://github.com/fangliancheng/MUSE.

cs.CR↗

Large Language Models Are Involuntary Truth-Tellers: Exploiting Fallacy Failure for Jailbreak Attacks

We find that language models have difficulties generating fallacious and deceptive reasoning. When asked to generate deceptive outputs, language models tend to leak honest counterparts but believe them to be false. Exploiting this deficiency, we propose a jailbreak attack method that elicits an aligned language model for malicious output. Specifically, we query the model to generate a fallacious yet deceptively real procedure for the harmful behavior. Since a fallacious procedure is generally considered fake and thus harmless by LLMs, it helps bypass the safeguard mechanism. Yet the output is factually harmful since the LLM cannot fabricate fallacious solutions but proposes truthful ones. We evaluate our approach over five safety-aligned large language models, comparing four previous jailbreak methods, and show that our approach achieves competitive performance with more harmful outputs. We believe the findings could be extended beyond model safety, such as self-verification and hallucination.

cs.CL↗

Scaling Laws for Many-Shot In-Context Learning with Self-Generated Annotations

The high cost of obtaining high-quality annotated data for in-context learning (ICL) has motivated the development of methods that use self-generated annotations in place of ground-truth labels. While these approaches have shown promising results in few-shot settings, they generally do not scale to many-shot scenarios. In this work, we study ICL with self-generated examples using a framework analogous to traditional semi-supervised learning, consisting of annotation generation, demonstration selection, and in-context inference. Within this framework, we propose a simple baseline that outperforms ground-truth ICL in zero-shot, few-shot, and many-shot settings. Notably, we observe a scaling law with this baseline, where optimal performance is achieved with more than 1,000 demonstrations. To fully exploit the many-shot capabilities of semi-supervised ICL, we introduce IterPSD, an iterative annotation approach that integrates iterative refinement and curriculum pseudo-labeling techniques from semi-supervised learning, yielding up to 6.8% additional gains on classification tasks.

cs.CL↗

TabGen-ICL: Residual-Aware In-Context Example Selection for Tabular Data Generation

Large Language models (LLMs) have achieved encouraging results in tabular data generation. However, existing approaches require fine-tuning, which is computationally expensive. This paper explores an alternative: prompting a fixed LLM with in-context examples. We observe that using randomly selected in-context examples hampers the LLM's performance, resulting in sub-optimal generation quality. To address this, we propose a novel in-context learning framework: TabGen-ICL, to enhance the in-context learning ability of LLMs for tabular data generation. TabGen-ICL operates iteratively, retrieving a subset of real samples that represent the residual between currently generated samples and true data distributions. This approach serves two purposes: locally, it provides more effective in-context learning examples for the LLM in each iteration; globally, it progressively narrows the gap between generated and real data. Extensive experiments on five real-world tabular datasets demonstrate that TabGen-ICL significantly outperforms the random selection strategy. Specifically, it reduces the error rate by a margin of $3.5\%-42.2\%$ on fidelity metrics. We demonstrate for the first time that prompting a fixed LLM can yield high-quality synthetic tabular data. The code is provided in the \href{https://github.com/fangliancheng/TabGEN-ICL}{link}.

cs.LG↗

Cold-Start Recommendation towards the Era of Large Language Models (LLMs): A Comprehensive Survey and Roadmap

Cold-start problem is one of the long-standing challenges in recommender systems, focusing on accurately modeling new or interaction-limited users or items to provide better recommendations. Due to the diversification of internet platforms and the exponential growth of users and items, the importance of cold-start recommendation (CSR) is becoming increasingly evident. At the same time, large language models (LLMs) have achieved tremendous success and possess strong capabilities in modeling user and item information, providing new potential for cold-start recommendations. However, the research community on CSR still lacks a comprehensive review and reflection in this field. Based on this, in this paper, we stand in the context of the era of large language models and provide a comprehensive review and discussion on the roadmap, related literature, and future directions of CSR. Specifically, we have conducted an exploration of the development path of how existing CSR utilizes information, from content features, graph relations, and domain information, to the world knowledge possessed by large language models, aiming to provide new insights for both the research and industrial communities on CSR. Related resources of cold-start recommendations are collected and continuously updated for the community in https://github.com/YuanchenBei/Awesome-Cold-Start-Recommendation.

cs.IR↗

Towards Data Contamination Detection for Modern Large Language Models: Limitations, Inconsistencies, and Oracle Challenges

As large language models achieve increasingly impressive results, questions arise about whether such performance is from generalizability or mere data memorization. Thus, numerous data contamination detection methods have been proposed. However, these approaches are often validated with traditional benchmarks and early-stage LLMs, leaving uncertainty about their effectiveness when evaluating state-of-the-art LLMs on the contamination of more challenging benchmarks. To address this gap and provide a dual investigation of SOTA LLM contamination status and detection method robustness, we evaluate five contamination detection approaches with four state-of-the-art LLMs across eight challenging datasets often used in modern LLM evaluation. Our analysis reveals that (1) Current methods have non-trivial limitations in their assumptions and practical applications; (2) Notable difficulties exist in detecting contamination introduced during instruction fine-tuning with answer augmentation; and (3) Limited consistencies between SOTA contamination detection techniques. These findings highlight the complexity of contamination detection in advanced LLMs and the urgent need for further research on robust and generalizable contamination evaluation. Our code is available at https://github.com/vsamuel2003/data-contamination.

cs.CL↗

Deconstructing The Ethics of Large Language Models from Long-standing Issues to New-emerging Dilemmas: A Survey

Large Language Models (LLMs) have achieved unparalleled success across diverse language modeling tasks in recent years. However, this progress has also intensified ethical concerns, impacting the deployment of LLMs in everyday contexts. This paper provides a comprehensive survey of ethical challenges associated with LLMs, from longstanding issues such as copyright infringement, systematic bias, and data privacy, to emerging problems like truthfulness and social norms. We critically analyze existing research aimed at understanding, examining, and mitigating these ethical risks. Our survey underscores integrating ethical standards and societal values into the development of LLMs, thereby guiding the development of responsible and ethically aligned language models.

cs.CL↗

Sequential LLM Framework for Fashion Recommendation

The fashion industry is one of the leading domains in the global e-commerce sector, prompting major online retailers to employ recommendation systems for product suggestions and customer convenience. While recommendation systems have been widely studied, most are designed for general e-commerce problems and struggle with the unique challenges of the fashion domain. To address these issues, we propose a sequential fashion recommendation framework that leverages a pre-trained large language model (LLM) enhanced with recommendation-specific prompts. Our framework employs parameter-efficient fine-tuning with extensive fashion data and introduces a novel mix-up-based retrieval technique for translating text into relevant product suggestions. Extensive experiments show our proposed framework significantly enhances fashion recommendation performance.

cs.IR↗

LLMs Assist NLP Researchers: Critique Paper (Meta-)Reviewing

This work is motivated by two key trends. On one hand, large language models (LLMs) have shown remarkable versatility in various generative tasks such as writing, drawing, and question answering, significantly reducing the time required for many routine tasks. On the other hand, researchers, whose work is not only time-consuming but also highly expertise-demanding, face increasing challenges as they have to spend more time reading, writing, and reviewing papers. This raises the question: how can LLMs potentially assist researchers in alleviating their heavy workload? This study focuses on the topic of LLMs assist NLP Researchers, particularly examining the effectiveness of LLM in assisting paper (meta-)reviewing and its recognizability. To address this, we constructed the ReviewCritique dataset, which includes two types of information: (i) NLP papers (initial submissions rather than camera-ready) with both human-written and LLM-generated reviews, and (ii) each review comes with "deficiency" labels and corresponding explanations for individual segments, annotated by experts. Using ReviewCritique, this study explores two threads of research questions: (i) "LLMs as Reviewers", how do reviews generated by LLMs compare with those written by humans in terms of quality and distinguishability? (ii) "LLMs as Metareviewers", how effectively can LLMs identify potential issues, such as Deficient or unprofessional review segments, within individual paper reviews? To our knowledge, this is the first work to provide such a comprehensive analysis.

cs.CL↗

Do We Really Need Graph Convolution During Training? Light Post-Training Graph-ODE for Efficient Recommendation

The efficiency and scalability of graph convolution networks (GCNs) in training recommender systems (RecSys) have been persistent concerns, hindering their deployment in real-world applications. This paper presents a critical examination of the necessity of graph convolutions during the training phase and introduces an innovative alternative: the Light Post-Training Graph Ordinary-Differential-Equation (LightGODE). Our investigation reveals that the benefits of GCNs are more pronounced during testing rather than training. Motivated by this, LightGODE utilizes a novel post-training graph convolution method that bypasses the computation-intensive message passing of GCNs and employs a non-parametric continuous graph ordinary-differential-equation (ODE) to dynamically model node representations. This approach drastically reduces training time while achieving fine-grained post-training graph convolution to avoid the distortion of the original training embedding space, termed the embedding discrepancy issue. We validate our model across several real-world datasets of different scales, demonstrating that LightGODE not only outperforms GCN-based models in terms of efficiency and effectiveness but also significantly mitigates the embedding discrepancy commonly associated with deeper graph convolution layers. Our LightGODE challenges the prevailing paradigms in RecSys training and suggests re-evaluating the role of graph convolutions, potentially guiding future developments of efficient large-scale graph-based RecSys.

cs.LG↗

ImplicitAVE: An Open-Source Dataset and Multimodal LLMs Benchmark for Implicit Attribute Value Extraction

Existing datasets for attribute value extraction (AVE) predominantly focus on explicit attribute values while neglecting the implicit ones, lack product images, are often not publicly available, and lack an in-depth human inspection across diverse domains. To address these limitations, we present ImplicitAVE, the first, publicly available multimodal dataset for implicit attribute value extraction. ImplicitAVE, sourced from the MAVE dataset, is carefully curated and expanded to include implicit AVE and multimodality, resulting in a refined dataset of 68k training and 1.6k testing data across five domains. We also explore the application of multimodal large language models (MLLMs) to implicit AVE, establishing a comprehensive benchmark for MLLMs on the ImplicitAVE dataset. Six recent MLLMs with eleven variants are evaluated across diverse settings, revealing that implicit value extraction remains a challenging task for MLLMs. The contributions of this work include the development and release of ImplicitAVE, and the exploration and benchmarking of various MLLMs for implicit AVE, providing valuable insights and potential future research directions. Dataset and code are available at https://github.com/HenryPengZou/ImplicitAVE

cs.CV↗

Mixed Supervised Graph Contrastive Learning for Recommendation

Recommender systems (RecSys) play a vital role in online platforms, offering users personalized suggestions amidst vast information. Graph contrastive learning aims to learn from high-order collaborative filtering signals with unsupervised augmentation on the user-item bipartite graph, which predominantly relies on the multi-task learning framework involving both the pair-wise recommendation loss and the contrastive loss. This decoupled design can cause inconsistent optimization direction from different losses, which leads to longer convergence time and even sub-optimal performance. Besides, the self-supervised contrastive loss falls short in alleviating the data sparsity issue in RecSys as it learns to differentiate users/items from different views without providing extra supervised collaborative filtering signals during augmentations. In this paper, we propose Mixed Supervised Graph Contrastive Learning for Recommendation (MixSGCL) to address these concerns. MixSGCL originally integrates the training of recommendation and unsupervised contrastive losses into a supervised contrastive learning loss to align the two tasks within one optimization direction. To cope with the data sparsity issue, instead unsupervised augmentation, we further propose node-wise and edge-wise mixup to mine more direct supervised collaborative filtering signals based on existing user-item interactions. Extensive experiments on three real-world datasets demonstrate that MixSGCL surpasses state-of-the-art methods, achieving top performance on both accuracy and efficiency. It validates the effectiveness of MixSGCL with our coupled design on supervised graph contrastive learning.

cs.IR↗

EIVEN: Efficient Implicit Attribute Value Extraction using Multimodal LLM

In e-commerce, accurately extracting product attribute values from multimodal data is crucial for improving user experience and operational efficiency of retailers. However, previous approaches to multimodal attribute value extraction often struggle with implicit attribute values embedded in images or text, rely heavily on extensive labeled data, and can easily confuse similar attribute values. To address these issues, we introduce EIVEN, a data- and parameter-efficient generative framework that pioneers the use of multimodal LLM for implicit attribute value extraction. EIVEN leverages the rich inherent knowledge of a pre-trained LLM and vision encoder to reduce reliance on labeled data. We also introduce a novel Learning-by-Comparison technique to reduce model confusion by enforcing attribute value comparison and difference identification. Additionally, we construct initial open-source datasets for multimodal implicit attribute value extraction. Our extensive experiments reveal that EIVEN significantly outperforms existing methods in extracting implicit attribute values while requiring less labeled data.

cs.CV↗

DeCrisisMB: Debiased Semi-Supervised Learning for Crisis Tweet Classification via Memory Bank

During crisis events, people often use social media platforms such as Twitter to disseminate information about the situation, warnings, advice, and support. Emergency relief organizations leverage such information to acquire timely crisis circumstances and expedite rescue operations. While existing works utilize such information to build models for crisis event analysis, fully-supervised approaches require annotating vast amounts of data and are impractical due to limited response time. On the other hand, semi-supervised models can be biased, performing moderately well for certain classes while performing extremely poorly for others, resulting in substantially negative effects on disaster monitoring and rescue. In this paper, we first study two recent debiasing methods on semi-supervised crisis tweet classification. Then we propose a simple but effective debiasing method, DeCrisisMB, that utilizes a Memory Bank to store and perform equal sampling for generated pseudo-labels from each class at each training iteration. Extensive experiments are conducted to compare different debiasing methods' performance and generalization ability in both in-distribution and out-of-distribution settings. The results demonstrate the superior performance of our proposed method. Our code is available at https://github.com/HenryPengZou/DeCrisisMB.

cs.CL↗