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Heyan Huang

Publications and source records attributed to Heyan Huang.

At least 73 records · Page 4Linked to original sources

Laser: Parameter-Efficient LLM Bi-Tuning for Sequential Recommendation with Collaborative Information

Sequential recommender systems are essential for discerning user preferences from historical interactions and facilitating targeted recommendations. Recent innovations employing Large Language Models (LLMs) have advanced the field by encoding item semantics, yet they often necessitate substantial parameter tuning and are resource-demanding. Moreover, these works fails to consider the diverse characteristics of different types of users and thus diminishes the recommendation accuracy. In this paper, we propose a parameter-efficient Large Language Model Bi-Tuning framework for sequential recommendation with collaborative information (Laser). Specifically, Bi-Tuning works by inserting trainable virtual tokens at both the prefix and suffix of the input sequence and freezing the LLM parameters, thus optimizing the LLM for the sequential recommendation. In our Laser, the prefix is utilized to incorporate user-item collaborative information and adapt the LLM to the recommendation task, while the suffix converts the output embeddings of the LLM from the language space to the recommendation space for the follow-up item recommendation. Furthermore, to capture the characteristics of different types of users when integrating the collaborative information via the prefix, we introduce M-Former, a lightweight MoE-based querying transformer that uses a set of query experts to integrate diverse user-specific collaborative information encoded by frozen ID-based sequential recommender systems, significantly improving the accuracy of recommendations. Extensive experiments on real-world datasets demonstrate that Laser can parameter-efficiently adapt LLMs to effective recommender systems, significantly outperforming state-of-the-art methods.

cs.IR↗

Word Matters: What Influences Domain Adaptation in Summarization?

Domain adaptation aims to enable Large Language Models (LLMs) to generalize domain datasets unseen effectively during the training phase. However, factors such as the size of the model parameters and the scale of training data are general influencers and do not reflect the nuances of domain adaptation performance. This paper investigates the fine-grained factors affecting domain adaptation performance, analyzing the specific impact of `words' in training data on summarization tasks. We propose quantifying dataset learning difficulty as the learning difficulty of generative summarization, which is determined by two indicators: word-based compression rate and abstraction level. Our experiments conclude that, when considering dataset learning difficulty, the cross-domain overlap and the performance gain in summarization tasks exhibit an approximate linear relationship, which is not directly related to the number of words. Based on this finding, predicting a model's performance on unknown domain datasets is possible without undergoing training.

cs.CL↗

How Far Can In-Context Alignment Go? Exploring the State of In-Context Alignment

Recent studies have demonstrated that In-Context Learning (ICL), through the use of specific demonstrations, can align Large Language Models (LLMs) with human preferences known as In-Context Alignment (ICA), indicating that models can comprehend human instructions without requiring parameter adjustments. However, the exploration of the mechanism and applicability of ICA remains limited. In this paper, we begin by dividing the context text used in ICA into three categories: format, system prompt, and example. Through ablation experiments, we investigate the effectiveness of each part in enabling ICA to function effectively. We then examine how variants in these parts impact the model's alignment performance. Our findings indicate that the example part is crucial for enhancing the model's alignment capabilities, with changes in examples significantly affecting alignment performance. We also conduct a comprehensive evaluation of ICA's zero-shot capabilities in various alignment tasks. The results indicate that compared to parameter fine-tuning methods, ICA demonstrates superior performance in knowledge-based tasks and tool-use tasks. However, it still exhibits certain limitations in areas such as multi-turn dialogues and instruction following.

cs.CL↗

Speaker Verification in Agent-Generated Conversations

The recent success of large language models (LLMs) has attracted widespread interest to develop role-playing conversational agents personalized to the characteristics and styles of different speakers to enhance their abilities to perform both general and special purpose dialogue tasks. However, the ability to personalize the generated utterances to speakers, whether conducted by human or LLM, has not been well studied. To bridge this gap, our study introduces a novel evaluation challenge: speaker verification in agent-generated conversations, which aimed to verify whether two sets of utterances originate from the same speaker. To this end, we assemble a large dataset collection encompassing thousands of speakers and their utterances. We also develop and evaluate speaker verification models under experiment setups. We further utilize the speaker verification models to evaluate the personalization abilities of LLM-based role-playing models. Comprehensive experiments suggest that the current role-playing models fail in accurately mimicking speakers, primarily due to their inherent linguistic characteristics.

cs.CL↗

Building Knowledge-Grounded Dialogue Systems with Graph-Based Semantic Modeling

The knowledge-grounded dialogue task aims to generate responses that convey information from given knowledge documents. However, it is a challenge for the current sequence-based model to acquire knowledge from complex documents and integrate it to perform correct responses without the aid of an explicit semantic structure. To address these issues, we propose a novel graph structure, Grounded Graph ($G^2$), that models the semantic structure of both dialogue and knowledge to facilitate knowledge selection and integration for knowledge-grounded dialogue generation. We also propose a Grounded Graph Aware Transformer ($G^2AT$) model that fuses multi-forms knowledge (both sequential and graphic) to enhance knowledge-grounded response generation. Our experiments results show that our proposed model outperforms the previous state-of-the-art methods with more than 10\% gains in response generation and nearly 20\% improvement in factual consistency. Further, our model reveals good generalization ability and robustness. By incorporating semantic structures as prior knowledge in deep neural networks, our model provides an effective way to aid language generation.

cs.CL↗

Mix-Initiative Response Generation with Dynamic Prefix Tuning

Mixed initiative serves as one of the key factors in controlling conversation directions. For a speaker, responding passively or leading proactively would result in rather different responses. However, most dialogue systems focus on training a holistic response generation model without any distinction among different initiatives. It leads to the cross-contamination problem, where the model confuses different initiatives and generates inappropriate responses. Moreover, obtaining plenty of human annotations for initiative labels can be expensive. To address this issue, we propose a general mix-Initiative Dynamic Prefix Tuning framework (IDPT) to decouple different initiatives from the generation model, which learns initiative-aware prefixes in both supervised and unsupervised settings. Specifically, IDPT decouples initiative factors into different prefix parameters and uses the attention mechanism to adjust the selection of initiatives in guiding generation dynamically. The prefix parameters can be tuned towards accurate initiative prediction as well as mix-initiative response generation. Extensive experiments on two public dialogue datasets show that the proposed IDPT outperforms previous baselines on both automatic metrics and human evaluations. It also manages to generate appropriate responses with manipulated initiatives.

cs.CL↗

ConsPrompt: Exploiting Contrastive Samples for Fewshot Prompt Learning

The prompt has become an effective linguistic tool for utilizing pre-trained language models. However, in few-shot scenarios, subtle changes in the prompt design always make the result widely different, and the prompt learning methods also make it easy to overfit the limited samples. To alleviate this, we explore utilizing suitable contrastive samples and multi-degree contrastive learning methods to improve the robustness of the prompt representation. Therefore, the proposed Consprompt combined with the prompt encoding network, contrastive sampling modules, and contrastive scoring modules, is introduced to realize differential contrastive learning. Our results exhibit state-of-the-art performance in different few-shot settings, and the ablation experiments also certify the effectiveness of utilizing multi-degree contrastive learning in the prompt-based fine-tuning process.

cs.CL↗

ProtLLM: An Interleaved Protein-Language LLM with Protein-as-Word Pre-Training

We propose ProtLLM, a versatile cross-modal large language model (LLM) for both protein-centric and protein-language tasks. ProtLLM features a unique dynamic protein mounting mechanism, enabling it to handle complex inputs where the natural language text is interspersed with an arbitrary number of proteins. Besides, we propose the protein-as-word language modeling approach to train ProtLLM. By developing a specialized protein vocabulary, we equip the model with the capability to predict not just natural language but also proteins from a vast pool of candidates. Additionally, we construct a large-scale interleaved protein-text dataset, named InterPT, for pre-training. This dataset comprehensively encompasses both (1) structured data sources like protein annotations and (2) unstructured data sources like biological research papers, thereby endowing ProtLLM with crucial knowledge for understanding proteins. We evaluate ProtLLM on classic supervised protein-centric tasks and explore its novel protein-language applications. Experimental results demonstrate that ProtLLM not only achieves superior performance against protein-specialized baselines on protein-centric tasks but also induces zero-shot and in-context learning capabilities on protein-language tasks.

q-bio.BM↗

Online Sequential Decision-Making with Unknown Delays

In the field of online sequential decision-making, we address the problem with delays utilizing the framework of online convex optimization (OCO), where the feedback of a decision can arrive with an unknown delay. Unlike previous research that is limited to Euclidean norm and gradient information, we propose three families of delayed algorithms based on approximate solutions to handle different types of received feedback. Our proposed algorithms are versatile and applicable to universal norms. Specifically, we introduce a family of Follow the Delayed Regularized Leader algorithms for feedback with full information on the loss function, a family of Delayed Mirror Descent algorithms for feedback with gradient information on the loss function and a family of Simplified Delayed Mirror Descent algorithms for feedback with the value information of the loss function's gradients at corresponding decision points. For each type of algorithm, we provide corresponding regret bounds under cases of general convexity and relative strong convexity, respectively. We also demonstrate the efficiency of each algorithm under different norms through concrete examples. Furthermore, our theoretical results are consistent with the current best bounds when degenerated to standard settings.

cs.LG↗

CoFiNet: Unveiling Camouflaged Objects with Multi-Scale Finesse

Camouflaged Object Detection (COD) is a critical aspect of computer vision aimed at identifying concealed objects, with applications spanning military, industrial, medical and monitoring domains. To address the problem of poor detail segmentation effect, we introduce a novel method for camouflage object detection, named CoFiNet. Our approach primarily focuses on multi-scale feature fusion and extraction, with special attention to the model's segmentation effectiveness for detailed features, enhancing its ability to effectively detect camouflaged objects. CoFiNet adopts a coarse-to-fine strategy. A multi-scale feature integration module is laveraged to enhance the model's capability of fusing context feature. A multi-activation selective kernel module is leveraged to grant the model the ability to autonomously alter its receptive field, enabling it to selectively choose an appropriate receptive field for camouflaged objects of different sizes. During mask generation, we employ the dual-mask strategy for image segmentation, separating the reconstruction of coarse and fine masks, which significantly enhances the model's learning capacity for details. Comprehensive experiments were conducted on four different datasets, demonstrating that CoFiNet achieves state-of-the-art performance across all datasets. The experiment results of CoFiNet underscore its effectiveness in camouflage object detection and highlight its potential in various practical application scenarios.

cs.CV↗

Graph vs. Sequence: An Empirical Study on Knowledge Forms for Knowledge-Grounded Dialogue

Knowledge-grounded dialogue is a task of generating an informative response based on both the dialogue history and external knowledge source. In general, there are two forms of knowledge: manually annotated knowledge graphs and knowledge text from website. From various evaluation viewpoints, each type of knowledge has advantages and downsides. To further distinguish the principles and determinants from the intricate factors, we conduct a thorough experiment and study on the task to answer three essential questions. The questions involve the choice of appropriate knowledge form, the degree of mutual effects between knowledge and the model selection, and the few-shot performance of knowledge. Supported by statistical shreds of evidence, we offer conclusive solutions and sensible suggestions for directions and standards of future research.

cs.CL↗

Helping Language Models Learn More: Multi-dimensional Task Prompt for Few-shot Tuning

Large language models (LLMs) can be used as accessible and intelligent chatbots by constructing natural language queries and directly inputting the prompt into the large language model. However, different prompt' constructions often lead to uncertainty in the answers and thus make it hard to utilize the specific knowledge of LLMs (like ChatGPT). To alleviate this, we use an interpretable structure to explain the prompt learning principle in LLMs, which certificates that the effectiveness of language models is determined by position changes of the task's related tokens. Therefore, we propose MTPrompt, a multi-dimensional task prompt learning method consisting based on task-related object, summary, and task description information. By automatically building and searching for appropriate prompts, our proposed MTPrompt achieves the best results on few-shot samples setting and five different datasets. In addition, we demonstrate the effectiveness and stability of our method in different experimental settings and ablation experiments. In interaction with large language models, embedding more task-related information into prompts will make it easier to stimulate knowledge embedded in large language models.

cs.CL↗

Boosting legal case retrieval by query content selection with large language models

Legal case retrieval, which aims to retrieve relevant cases to a given query case, benefits judgment justice and attracts increasing attention. Unlike generic retrieval queries, legal case queries are typically long and the definition of relevance is closely related to legal-specific elements. Therefore, legal case queries may suffer from noise and sparsity of salient content, which hinders retrieval models from perceiving correct information in a query. While previous studies have paid attention to improving retrieval models and understanding relevance judgments, we focus on enhancing legal case retrieval by utilizing the salient content in legal case queries. We first annotate the salient content in queries manually and investigate how sparse and dense retrieval models attend to those content. Then we experiment with various query content selection methods utilizing large language models (LLMs) to extract or summarize salient content and incorporate it into the retrieval models. Experimental results show that reformulating long queries using LLMs improves the performance of both sparse and dense models in legal case retrieval.

cs.IR↗

MindLLM: Pre-training Lightweight Large Language Model from Scratch, Evaluations and Domain Applications

Large Language Models (LLMs) have demonstrated remarkable performance across various natural language tasks, marking significant strides towards general artificial intelligence. While general artificial intelligence is leveraged by developing increasingly large-scale models, there could be another branch to develop lightweight custom models that better serve certain domains, taking into account the high cost of training and deploying LLMs and the scarcity of resources. In this paper, we present MindLLM, a novel series of bilingual lightweight large language models, trained from scratch, alleviating such burdens by offering models with 1.3 billion and 3 billion parameters. A thorough account of experiences accrued during large model development is given, covering every step of the process, including data construction, model architecture, evaluation, and applications. Such insights are hopefully valuable for fellow academics and developers. MindLLM consistently matches or surpasses the performance of other open-source larger models on some public benchmarks. We also introduce an innovative instruction tuning framework tailored for smaller models to enhance their capabilities efficiently. Moreover, we explore the application of MindLLM in specific vertical domains such as law and finance, underscoring the agility and adaptability of our lightweight models.

cs.CL↗

S2F-NER: Exploring Sequence-to-Forest Generation for Complex Entity Recognition

Named Entity Recognition (NER) remains challenging due to the complex entities, like nested, overlapping, and discontinuous entities. Existing approaches, such as sequence-to-sequence (Seq2Seq) generation and span-based classification, have shown impressive performance on various NER subtasks, but they are difficult to scale to datasets with longer input text because of either exposure bias issue or inefficient computation. In this paper, we propose a novel Sequence-to-Forest generation paradigm, S2F-NER, which can directly extract entities in sentence via a Forest decoder that decode multiple entities in parallel rather than sequentially. Specifically, our model generate each path of each tree in forest autoregressively, where the maximum depth of each tree is three (which is the shortest feasible length for complex NER and is far smaller than the decoding length of Seq2Seq). Based on this novel paradigm, our model can elegantly mitigates the exposure bias problem and keep the simplicity of Seq2Seq. Experimental results show that our model significantly outperforms the baselines on three discontinuous NER datasets and on two nested NER datasets, especially for discontinuous entity recognition.

cs.CL↗

Copy Is All You Need

The dominant text generation models compose the output by sequentially selecting words from a fixed vocabulary. In this paper, we formulate text generation as progressively copying text segments (e.g., words or phrases) from an existing text collection. We compute the contextualized representations of meaningful text segments and index them using efficient vector search toolkits. The task of text generation is then decomposed into a series of copy-and-paste operations: at each time step, we seek suitable text spans from the text collection rather than selecting from a standalone vocabulary. Experiments on the standard language modeling benchmark (WikiText-103) show that our approach achieves better generation quality according to both automatic and human evaluations. Besides, its inference efficiency is comparable to token-level autoregressive models thanks to the reduction of decoding steps. We also show that our approach allows for effective domain adaptation by simply switching to domain-specific text collection without extra training. Finally, we observe that our approach attains additional performance gains by simply scaling up to larger text collections, again without further training.\footnote{Our source codes are publicly available at \url{https://github.com/gmftbyGMFTBY/Copyisallyouneed}.}

cs.CL↗

SciMRC: Multi-perspective Scientific Machine Reading Comprehension

Scientific machine reading comprehension (SMRC) aims to understand scientific texts through interactions with humans by given questions. As far as we know, there is only one dataset focused on exploring full-text scientific machine reading comprehension. However, the dataset has ignored the fact that different readers may have different levels of understanding of the text, and only includes single-perspective question-answer pairs, leading to a lack of consideration of different perspectives. To tackle the above problem, we propose a novel multi-perspective SMRC dataset, called SciMRC, which includes perspectives from beginners, students and experts. Our proposed SciMRC is constructed from 741 scientific papers and 6,057 question-answer pairs. Each perspective of beginners, students and experts contains 3,306, 1,800 and 951 QA pairs, respectively. The extensive experiments on SciMRC by utilizing pre-trained models suggest the importance of considering perspectives of SMRC, and demonstrate its challenging nature for machine comprehension.

cs.CL↗

Boosting Event Extraction with Denoised Structure-to-Text Augmentation

Event extraction aims to recognize pre-defined event triggers and arguments from texts, which suffer from the lack of high-quality annotations. In most NLP applications, involving a large scale of synthetic training data is a practical and effective approach to alleviate the problem of data scarcity. However, when applying to the task of event extraction, recent data augmentation methods often neglect the problem of grammatical incorrectness, structure misalignment, and semantic drifting, leading to unsatisfactory performances. In order to solve these problems, we propose a denoised structure-to-text augmentation framework for event extraction DAEE, which generates additional training data through the knowledge-based structure-to-text generation model and selects the effective subset from the generated data iteratively with a deep reinforcement learning agent. Experimental results on several datasets demonstrate that the proposed method generates more diverse text representations for event extraction and achieves comparable results with the state-of-the-art.

cs.CL↗