arXiv subjects

Hien Quoc Ngo

Publications and source records attributed to Hien Quoc Ngo.

At least 73 records · Page 4Linked to original sources

arXiv2024

CSI Acquisition in Cell-Free Massive MIMO Surveillance Systems

We consider a cell-free massive multiple-input multiple-output (CF-mMIMO) surveillance system, in which multiple multi-antenna monitoring nodes (MNs) are deployed in either observing or jamming mode to disrupt the communication between a multi-antenna untrusted pair. We propose a simple and effective channel state information (CSI) acquisition scheme at the MNs. Specifically, our approach leverages pilot signals in both the uplink and downlink phases of the untrusted link, coupled with minimum mean-squared error (MMSE) estimation. This enables the MNs to accurately estimate the effective channels to both the untrusted transmitter (UT) and untrusted receiver (UR), thereby yielding robust monitoring performance. We analyze the spectral efficiency (SE) performance of the untrusted links and of the monitoring system, taking into account the proposed CSI acquisition and successive MMSE cancellation schemes. The monitoring success probability (MSP) is then derived. Simulation results show that the CF-mMIMO surveillance system, relying on the proposed CSI acquisition scheme, can achieve monitoring performance close to that achieved by having perfect CSI knowledge of the untrusted link (theoretical upper bound), especially when the number of MNs is large.

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arXiv2024

Unicast-Multicast Cell-Free Massive MIMO: Gradient-Based Resource Allocation

We consider a cell-free massive multiple-input multiple-output (CF-mMIMO) system with joint unicast and multi-group multicast transmissions. We derive exact closed-form expressions for the downlink achievable spectral efficiency (SE) of both unicast and multicast users. Based on these expressions, we formulate a joint optimization problem of access point (AP) selection and power control subject to quality of service (QoS) requirements of all unicast and multicast users and per-AP maximum transmit power constraint. The challenging formulated problem is transformed into a tractable form and a novel accelerated projected gradient (APG)-based algorithm is developed to solve the optimization problem. Simulation results show that our joint optimization strategy enhances notably the sum SE (SSE) (up to 58%) compared to baseline schemes, while maintaining low complexity.

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arXiv2024

Analysis and Optimization of RIS-Assisted Cell-Free Massive MIMO NOMA Systems

We consider a reconfigurable intelligent surface (RIS) assisted cell-free massive multiple-input multiple-output non-orthogonal multiple access (NOMA) system, where each access point (AP) serves all the users with the aid of the RIS. We practically model the system by considering imperfect instantaneous channel state information (CSI) and employing imperfect successive interference cancellation at the users end. We first obtain the channel estimates using linear minimum mean square error approach considering the spatial correlation at the RIS and then derive a closed-form downlink spectral efficiency (SE) expression using the statistical CSI. We next formulate a joint optimization problem to maximize the sum SE of the system. We first introduce a novel successive Quadratic Transform (successive-QT) algorithm to optimize the transmit power coefficients using the concept of block optimization along with quadratic transform and then use the particle swarm optimization technique to design the RIS phase shifts. Note that most of the existing works on RIS-aided cell-free systems are specific instances of the general scenario studied in this work. We numerically show that i) the RIS-assisted link is more advantageous at lower transmit power regions where the direct link between AP and user is weak, ii) NOMA outperforms orthogonal multiple access schemes in terms of SE, and iii) the proposed joint optimization framework significantly improves the sum SE of the system.

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arXiv2024

Ten Years of Research Advances in Full-Duplex Massive MIMO

We present an overview of ongoing research endeavors focused on in-band full-duplex (IBFD) massive multiple-input multiple-output (MIMO) systems and their applications. In response to the unprecedented demands for mobile traffic in concurrent and upcoming wireless networks, a paradigm shift from conventional cellular networks to distributed communication systems becomes imperative. Cell-free massive MIMO (CF-mMIMO) emerges as a practical and scalable implementation of distributed/network MIMO systems, serving as a crucial physical layer technology for the advancement of next-generation wireless networks. This architecture inherits benefits from co-located massive MIMO and distributed systems and provides the flexibility for integration with the IBFD technology. We delineate the evolutionary trajectory of cellular networks, transitioning from conventional half-duplex multi-user MIMO networks to IBFD CF-mMIMO. The discussion extends further to the emerging paradigm of network-assisted IBFD CF-mMIMO (NAFD CF-mMIMO), serving as an energy-efficient prototype for asymmetric uplink and downlink communication services. This novel approach finds applications in dual-functionality scenarios, including simultaneous wireless power and information transmission, wireless surveillance, and integrated sensing and communications. We highlight various current use case applications, discuss open challenges, and outline future research directions aimed at fully realizing the potential of NAFD CF-mMIMO systems to meet the evolving demands of future wireless networks.

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arXiv2024

Energy Harvesting Characterization in Cell-Free Massive MIMO Using Markov Chains

This paper explores a discrete energy state transition model for energy harvesting (EH) in cell-free massive multiple-input multiple-output (CF-mMIMO) networks. Multiple-antenna access points (APs) provide wireless power and information to single-antenna UE equipment (UEs). The harvested energy at the UEs is used for both uplink (UL) training and data transmission. We investigate the energy transition probabilities based on the energy differential achieved in each coherence interval. A Markov chain-based stochastic process is introduced to characterize the evolving UE energy status. A detailed statistical model is developed for a non-linear EH circuit at the UEs, using the derived closed-form expressions for the mean and variance of the harvested energy. More specifically, simulation results confirm that the proposed Gamma distribution approximation can accurately capture the statistical behavior of the harvested energy. Furthermore, the energy state transitions are evaluated using the proposed Markov chain-based framework, while mathematical expressions for the self, positive and negative transition probabilities of the discrete energy states are also presented. Our numerical results depict that increasing the number of APs with a constant number of service antennas provides significant improvement in the positive energy state transition and reduces the negative transition probabilities of the overall network.

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arXiv2024

Secure Transmission in Cell-Free Massive MIMO under Active Eavesdropping

We study secure communications in cell-free massive multiple-input multiple-output (CF-mMIMO) systems with multi-antenna access points (APs) and protective partial zero-forcing (PPZF) precoding. In particular, we consider an active eavesdropping attack, where an eavesdropper contaminates the uplink channel estimation phase by sending an identical pilot sequence with a legitimate user of interest. We formulate an optimization problem for maximizing the received signal-to-noise ratio (SINR) at the legitimate user, subject to a maximum allowable SINR at the eavesdropper and maximum transmit power at each AP, while guaranteeing specific SINR requirements on other legitimate users. The optimization problem is solved using a path-following algorithm. We also propose a large-scale-based greedy AP selection scheme to improve the secrecy spectral efficiency (SSE). Finally, we propose a simple method for identifying the presence of an eavesdropper within the system. Our findings show that PPZF can substantially outperform the conventional maximum-ratio transmission (MRT) scheme by providing around 2-fold improvement in the SSE compared to the MRT scheme. More importantly, for PPZF precoding scheme, our proposed AP selection can achieve a remarkable SSE gain of up to 220%, while our power optimization approach can provide an additional gain of up to 55% compared with a CF-mMIMO system with equal power allocation.

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arXiv2024

Hybrid OTFS/OFDM Design in Massive MIMO

We consider a downlink (DL) massive multiple-input multiple-output (MIMO) system, where different users have different mobility profiles. To support this system, we categorize the users into two disjoint groups according to their mobility profile and implement a hybrid orthogonal time frequency space (OTFS)/orthogonal frequency division multiplexing (OFDM) modulation scheme. Building upon this framework, two precoding designs, namely full-pilot zero-forcing (FZF) precoding and partial zero-forcing (PZF) precoding are considered. To shed light on the system performance, the spectral efficiency (SE) with a minimum-mean-square-error (MMSE)-successive interference cancellation (SIC) detector is investigated. Closed-form expressions for the SE are obtained using some tight mathematical approximations. To improve fairness among different users, we consider max-min power control for both precoding schemes based on the closed-form SE expression. However, by noting the large performance gap for different groups of users with PZF precoding, the per-user SE will be compromised when pursuing overall fairness. Therefore, we propose a weighted max-min power control scheme. By introducing a weighting coefficient, the trade-off between the per-user performance and fairness can be enhanced. Our numerical results confirm the theoretical analysis and reveal that with mobility-based grouping, the proposed hybrid OTFS/OFDM modulation significantly outperforms the conventional OFDM modulation for high-mobility users.

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arXiv2024

STAR-RIS-Aided Cell-Free Massive MIMO with Imperfect Hardware

This paper considers a simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS)-aided cell-free massive multiple-input multiple-output (CF-mMIMO) system, accounting for imperfect hardware in spatially correlated fading channels. Specifically, we consider the hardware impairments and phase noise at transceivers, as well as the phase shift errors generated within the STAR-RIS. We commence by introducing the STAR-RIS signal model, channel model, and imperfect hardware components. Then, the linear minimum mean-square error (MMSE) channel estimate is derived with pilot contamination, which provides sufficient information for sequential data processing. Moreover, a channel capacity lower bound is derived in the case of a finite number of RIS elements and access points (APs), while a closed-form expression for the downlink ergodic spectral efficiency (SE) for maximum ratio (MR) precoding is also deduced, where only the channel statistics are used. Our numerical results demonstrate that the STAR-RIS-aided CF-mMIMO system achieves higher SE compared to the conventional CF-mMIMO system, even with imperfect hardware.

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arXiv2024

Next Generation Multiple Access with Cell-Free Massive MIMO

To meet the unprecedented mobile traffic demands of future wireless networks, a paradigm shift from conventional cellular networks to distributed communication systems is imperative. Cell-free massive multiple-input multiple-output (CF-mMIMO) represents a practical and scalable embodiment of distributed/network MIMO systems. It inherits not only the key benefits of co-located massive MIMO systems but also the macro-diversity gains from distributed systems. This innovative architecture has demonstrated significant potential in enhancing network performance from various perspectives, outperforming co-located mMIMO and conventional small-cell systems. Moreover, CF-mMIMO offers flexibility in integration with emerging wireless technologies such as full-duplex (FD), non-orthogonal transmission schemes, millimeter-wave (mmWave) communications, ultra-reliable low-latency communication (URLLC), unmanned aerial vehicle (UAV)-aided communication, and reconfigurable intelligent surfaces (RISs). In this paper, we provide an overview of current research efforts on CF-mMIMO systems and their promising future application scenarios. We then elaborate on new requirements for CF-mMIMO networks in the context of these technological breakthroughs. We also present several current open challenges and outline future research directions aimed at fully realizing the potential of CF mMIMO systems in meeting the evolving demands of future wireless networks.

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arXiv2024

RIS-Assisted Cell-Free Massive MIMO Relying on Reflection Pattern Modulation

We propose reflection pattern modulation-aided reconfigurable intelligent surface (RPM-RIS)-assisted cell-free massive multiple-input-multiple-output (CF-mMIMO) schemes for green uplink transmission. In our RPM-RIS-assisted CF-mMIMO system, extra information is conveyed by the indices of the active RIS blocks, exploiting the joint benefits of both RIS-assisted CF-mMIMO transmission and RPM. Since only part of the RIS blocks are active, our proposed architecture strikes a flexible energy \emph{vs.} spectral efficiency (SE) trade-off. We commence with introducing the system model by considering spatially correlated channels. Moreover, we conceive a channel estimation scheme subject to the linear minimum mean-square error (MMSE) constraint, yielding sufficient information for the subsequent signal processing steps. Then, upon exploiting a so-called large-scale fading decoding (LSFD) scheme, the uplink signal-to-interference-and-noise ratio (SINR) is derived based on the RIS ON/OFF statistics, where both maximum ratio (MR) and local minimum mean-square error (L-MMSE) combiners are considered. By invoking the MR combiner, the closed-form expression of the uplink SE is formulated based only on the channel statistics. Furthermore, we derive the total energy efficiency (EE) of our proposed RPM-RIS-assisted CF-mMIMO system. Additionally, we propose a chaotic sequence-based adaptive particle swarm optimization (CSA-PSO) algorithm to maximize the total EE by designing the RIS phase shifts. Finally, our simulation results demonstrate that the proposed RPM-RIS-assisted CF-mMIMO architecture strikes an attractive SE \emph{vs.} EE trade-off, while the CSA-PSO algorithm is capable of attaining a significant EE performance gain compared to conventional solutions.

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arXiv2024

Phase-Shift and Transmit Power Optimization for RIS-Aided Massive MIMO SWIPT IoT Networks

We investigate reconfigurable intelligent surface (RIS)-assisted simultaneous wireless information and power transfer (SWIPT) Internet of Things (IoT) networks, where energy-limited IoT devices are overlaid with cellular information users (IUs). IoT devices are wirelessly powered by a RIS-assisted massive multiple-input multiple-output (MIMO) base station (BS), which is simultaneously serving a group of IUs. By leveraging a two-timescale transmission scheme, precoding at the BS is developed based on the instantaneous channel state information (CSI), while the passive beamforming at the RIS is adapted to the slowly-changing statistical CSI. We derive closed-form expressions for the achievable spectral efficiency of the IUs and average harvested energy at the IoT devices, taking the channel estimation errors and pilot contamination into account. Then, a non-convex max-min fairness optimization problem is formulated subject to the power budget at the BS and individual quality of service requirements of IUs, where the transmit power levels at the BS and passive RIS reflection coefficients are jointly optimized. Our simulation results show that the average harvested energy at the IoT devices can be improved by $132\%$ with the proposed resource allocation algorithm. Interestingly, IoT devices benefit from the pilot contamination, leading to a potential doubling of the harvested energy in certain network configurations.

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arXiv2024

Cell-Free Massive MIMO Surveillance of Multiple Untrusted Communication Links

A cell-free massive multiple-input multiple-output (CF-mMIMO) system is considered for enhancing the monitoring performance of wireless surveillance, where a large number of distributed multi-antenna aided legitimate monitoring nodes (MNs) proactively monitor multiple distributed untrusted communication links. We consider two types of MNs whose task is to either observe the untrusted transmitters or jam the untrusted receivers. We first analyze the performance of CF-mMIMO surveillance relying on both maximum ratio (MR) and partial zero-forcing (PZF) combining schemes and derive closed-form expressions for the monitoring success probability (MSP) of the MNs. We then propose a joint optimization technique that designs the MN mode assignment, power control, and MN-weighting coefficient control to enhance the MSP based on the long-term statistical channel state information knowledge. This challenging problem is effectively transformed into tractable forms and efficient algorithms are proposed for solving them. Numerical results show that our proposed CF-mMIMO surveillance system considerably improves the monitoring performance with respect to a full-duplex co-located massive MIMO proactive monitoring system. More particularly, when the untrusted pairs are distributed over a wide area and use the MR combining, the proposed solution provides nearly a thirty-fold improvement in the minimum MSP over the co-located massive MIMO baseline, and forty-fold improvement, when the PZF combining is employed.

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arXiv2024

Joint User Association and Power Control for Cell-Free Massive MIMO

This work proposes novel approaches that jointly design user equipment (UE) association and power control (PC) in a downlink user-centric cell-free massive multiple-input multiple-output (CFmMIMO) network, where each UE is only served by a set of access points (APs) for reducing the fronthaul signalling and computational complexity. In order to maximize the sum spectral efficiency (SE) of the UEs, we formulate a mixed-integer nonconvex optimization problem under constraints on the per-AP transmit power, quality-of-service rate requirements, maximum fronthaul signalling load, and maximum number of UEs served by each AP. In order to solve the formulated problem efficiently, we propose two different schemes according to the different sizes of the CFmMIMO systems. For small-scale CFmMIMO systems, we present a successive convex approximation (SCA) method to obtain a stationary solution and also develop a learning-based method (JointCFNet) to reduce the computational complexity. For large-scale CFmMIMO systems, we propose a low-complexity suboptimal algorithm using accelerated projected gradient (APG) techniques. Numerical results show that our JointCFNet can yield similar performance and significantly decrease the run time compared with the SCA algorithm in small-scale systems. The presented APG approach is confirmed to run much faster than the SCA algorithm in the large-scale system while obtaining an SE performance close to that of the SCA approach. Moreover, the median sum SE of the APG method is up to about 2.8 fold higher than that of the heuristic baseline scheme.

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arXiv2024

Ultra-Dense Cell-Free Massive MIMO for 6G: Technical Overview and Open Questions

Ultra-dense cell-free massive multiple-input multiple-output (CF-MMIMO) has emerged as a promising technology expected to meet the future ubiquitous connectivity requirements and ever-growing data traffic demands in 6G. This article provides a contemporary overview of ultra-dense CF-MMIMO networks, and addresses important unresolved questions on their future deployment. We first present a comprehensive survey of state-of-the-art research on CF-MMIMO and ultra-dense networks. Then, we discuss the key challenges of CF-MMIMO under ultra-dense scenarios such as low-complexity architecture and processing, low-complexity/scalable resource allocation, fronthaul limitation, massive access, synchronization, and channel acquisition. Finally, we answer key open questions, considering different design comparisons and discussing suitable methods dealing with the key challenges of ultra-dense CF-MMIMO. The discussion aims to provide a valuable roadmap for interesting future research directions in this area, facilitating the development of CF-MMIMO MIMO for 6G.

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arXiv2024

Pilot Spoofing Attack on the Downlink of Cell-Free Massive MIMO: From the Perspective of Adversaries

The channel hardening effect is less pronounced in the cell-free massive multiple-input multiple-output (mMIMO) system compared to its cellular counterpart, making it necessary to estimate the downlink effective channel gains to ensure decent performance. However, the downlink training inadvertently creates an opportunity for adversarial nodes to launch pilot spoofing attacks (PSAs). First, we demonstrate that adversarial distributed access points (APs) can severely degrade the achievable downlink rate. They achieve this by estimating their channels to users in the uplink training phase and then precoding and sending the same pilot sequences as those used by legitimate APs during the downlink training phase. Then, the impact of the downlink PSA is investigated by rigorously deriving a closed-form expression of the per-user achievable downlink rate. By employing the min-max criterion to optimize the power allocation coefficients, the maximum per-user achievable rate of downlink transmission is minimized from the perspective of adversarial APs. As an alternative to the downlink PSA, adversarial APs may opt to precode random interference during the downlink data transmission phase in order to disrupt legitimate communications. In this scenario, the achievable downlink rate is derived, and then power optimization algorithms are also developed. We present numerical results to showcase the detrimental impact of the downlink PSA and compare the effects of these two types of attacks.

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arXiv2024

On the BER vs. Bandwidth-Efficiency Trade-offs in Windowed OTSM Dispensing with Zero-Padding

An orthogonal time sequency multiplexing (OTSM) scheme using practical signaling functions is proposed under strong phase noise (PHN) scenarios. By utilizing the transform relationships between the delay-sequency (DS), time-frequency (TF) and time-domains, we first conceive the DS-domain input-output relationship of our OTSM system, where the conventional zero-padding is discarded to increase the spectral efficiency. Then, the unconditional pairwise error probability is derived, followed by deriving the bit error ratio (BER) upper bound in closed-form. Moreover, we compare the BER performance of our OTSM system based on several practical signaling functions. Our simulation results demonstrate that the upper bound derived accurately predicts the BER performance in the case of moderate to high signal-to-noise ratios (SNRs), while harnessing practical window functions is capable of attaining an attractive out-of-band emission (OOBE) vs. BER trade-off.

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arXiv2024

Joint Power Optimization and AP Selection for Secure Cell-Free Massive MIMO

In this paper, we investigate joint power control and access point (AP) selection scheme in a cell-free massive multiple-input multiple-output (CF-mMIMO) system under an active eavesdropping attack, where an eavesdropper tries to overhear the signal sent to one of the legitimate users by contaminating the uplink channel estimation. We formulate a joint optimization problem to minimize the eavesdropping spectral efficiency (SE) while guaranteeing a given SE requirement at legitimate users. The challenging formulated problem is converted into a more tractable form and an efficient low-complexity accelerated projected gradient (APG)-based approach is proposed to solve it. Our findings reveal that the proposed joint optimization approach significantly outperforms the heuristic approaches in terms of secrecy SE (SSE). For instance, the $50\%$ likely SSE performance of the proposed approach is $265\%$ higher than that of equal power allocation and random AP selection scheme.

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arXiv2024

Joint Power Allocation and User Scheduling in Integrated Satellite-Terrestrial Cell-Free Massive MIMO IoT Systems

Both space and ground communications have been proven effective solutions under different perspectives in Internet of Things (IoT) networks. This paper investigates multiple-access scenarios, where plenty of IoT users are cooperatively served by a satellite in space and access points (APs) on the ground. Available users in each coherence interval are split into scheduled and unscheduled subsets to optimize limited radio resources. We compute the uplink ergodic throughput of each scheduled user under imperfect channel state information (CSI) and non-orthogonal pilot signals. As maximum-radio combining is deployed locally at the ground gateway and the APs, the uplink ergodic throughput is obtained in a closed-form expression. The analytical results explicitly unveil the effects of channel conditions and pilot contamination on each scheduled user. By maximizing the sum throughput, the system can simultaneously determine scheduled users and perform power allocation based on either a model-based approach with alternating optimization or a learning-based approach with the graph neural network. Numerical results manifest that integrated satellite-terrestrial cell-free massive multiple-input multiple-output systems can significantly improve the sum ergodic throughput over coherence intervals. The integrated systems can schedule the vast majority of users; some might be out of service due to the limited power budget.

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