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Hilke E. Schlichting

Publications and source records attributed to Hilke E. Schlichting.

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Formation of close in Super-Earths \& Mini-Neptunes: Required Disk Masses \& Their Implications

Recent observations by the {\it Kepler} space telescope have led to the discovery of more than 4000 exoplanet candidates consisting of many systems with Earth- to Neptune-sized objects that reside well inside the orbit of Mercury, around their respective host stars. How and where these close-in planets formed is one of the major unanswered questions in planet formation. Here we calculate the required disk masses for {\it in situ} formation of the {\it Kepler} planets. We find that, if close-in planets formed as {\it isolation masses}, then standard gas-to-dust ratios yield corresponding gas disks that are gravitationally unstable for a significant fraction of systems, ruling out such a scenario. We show that the maximum width of a planet's accretion region in the absence of any migration is $2 v_{esc}/Ω$, where $v_{esc}$ is the escape velocity of the planet and $Ω$ the Keplerian frequency and use it to calculate the required disk masses for {\it in situ} formation with giant impacts. Even with giant impacts, formation without migration requires disk surface densities in solids at semi-major axes less than 0.1~AU of $10^3-10^5 \rm{~g~cm^{-2}}$ implying typical enhancements above the minimum-mass solar nebular (MMSN) by at least a factor of 20. Corresponding gas disks are below, but not far from, the gravitational stability limit. In contrast, formation beyond a few AU is consistent with MMSN disk masses. This suggests that migration of either solids or fully assembled planets is likely to have played a major role in the formation of close-in super-Earths and mini-Neptunes.

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Overstable Librations can account for the Paucity of Mean Motion Resonances among Exoplanet Pairs

We assess the multi-planet systems discovered by the Kepler satellite in terms of current ideas about orbital migration and eccentricity damping due to planet-disk interactions. Our primary focus is on mean motion resonances. Only a few percent of planet pairs are in close proximity to a resonance. However, predicted migration rates (parameterized by $τ_n=n/{|\dot n|}$) imply that during convergent migration most planets would have been captured into first order resonances. Eccentricity damping (parameterized by $τ_e=e/{|\dot e|}$) offers a plausible resolution. Estimates suggest $τ_e/τ_n\sim (h/a)^2\sim 10^{-2}$, where $h/a$ is the ratio of disk thickness to radius. Together, eccentricity damping and orbital migration give rise to an equilibrium eccentricity, $e_{eq}\sim(τ_e/τ_n)^{1/2}$. Capture is permanent provided $e_{eq}\lesssim μ^{1/3}$, where $μ$ denotes the planet to star mass ratio. But for $e_{eq}\gtrsim μ^{1/3}$, capture is only temporary because librations around equilibrium are overstable and lead to passage through resonance on timescale $τ_e$. Most Kepler planet pairs have $e_{eq}>μ^{1/3}$. Since $τ_n>> τ_e$ is the timescale for migration between neighboring resonances, only a modest percentage of pairs end up trapped in resonances after the disk disappears. Planet pairs close to a mean motion resonance typically exhibit period ratios 1-2% larger than those for exact resonance. The direction of this shift undoubtedly reflects the same asymmetry that requires convergent migration for resonance capture. Permanent resonance capture at these separations from exact resonance would demand $μ(τ_n/τ_e)^{1/2}\gtrsim 0.01$, a value that estimates of $μ$ from transit data and $(τ_e/τ_n)^{1/2}$ from theory are insufficient to match. Plausible alternatives involve eccentricity damping during or after disk dispersal. (Abridged)

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Dynamical and collisional constraints on a stochastic late veneer on the terrestrial planets

Given their tendency to be incorporated into the core during differentiation, the highly-siderophile elements (HSEs) in Earth's mantle are thought to have been accreted as a `late veneer' after the end of the giant impact phase. Bottke et al (2010) proposed that the large Earth-to-Moon HSE abundance ratio can be explained if the late veneer was characterized by large (D = 1000-4000km) impactors. Here we simulate the evolution of the terrestrial planets during a stochastic late veneer phase from the end of accretion until the start of the late heavy bombardment ~500 Myr later. We show that a late veneer population of 0.05 Earth masses dominated by large (D > 1000km) bodies naturally delivers a ~0.01 Earth mass veneer to Earth, consistent with constraints. The eccentricities and inclinations of the terrestrial planets are excited by close encounters with the largest late veneer bodies. We find the best agreement with their post-veneer orbits if either a) the terrestrial planets' pre-veneer angular momentum deficit AMD_0 was less than half of the current one AMD_now, or b) AMD_0 <= AMD_now and the veneer was limited to smaller (D_max <= 2000km) bodies. Veneer impacts on Venus, Earth and Mars were mostly accretionary but on Mercury and the Moon they were mostly erosive. In ~20% of simulations an energetic impact occurred that could have removed >25% of Mercury's mass, thereby increasing its iron mass fraction. We show that, due to the erosive nature of larger impacts, the Moon cannot accrete any material from objects larger than 500-1000km. The large Earth-to-Moon HSE abundance ratio is explained if the late veneer included large impactors (D >= 500-1000km) regardless of their size distribution, as long as most of Earth's veneer came from large bodies. The spin angular momenta imparted by stochastic late veneer impacts was far in excess of the current ones for Mercury and Venus.

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Initial Planetesimal Sizes and the Size Distribution of Small Kuiper Belt Objects

We show, by comparing observations with theoretical models, that the observed Kuiper Belt size distribution is well matched by coagulation models, which start from an initial planetesimal population with radii of about 1km, and subsequent collisional evolution. We find that the observed size distribution for R > 30km has not been modified by collisional evolution over the age of the solar system, and that the size distribution below R ~ 30km has been modified by collisions and that its slope is well matched by collisional evolution models that use published strength laws. We investigate in detail the resulting size distribution of bodies ranging from 0.01km to 30km and find that its slope changes several times as a function of radius before approaching the expected value for an equilibrium collisional cascade of material strength dominated bodies for R < 0.1km. Compared to a single power law size distribution that would span the whole range from 0.01km to 30km, we find a strong deficit of bodies around R ~10km and a strong excess of bodies around 2km. This deficit and excess are caused by an excess mass in small planetesimals in the km size range that was left over from the runaway growth phase and that leaves a signature in the size distribution that is not erased after 4.5 Gyrs of collisional evolution. Observations of the small KBO size distribution can therefore test if large KBOs grew as a result of runaway growth and constrain the initial planetesimal sizes. We find that results from recent KBO occultation surveys and the observed KBO size distribution can be best matched by an initial planetesimal population that contained about equal mass per logarithmic mass bin in bodies ranging from 0.4km to 4km in radius. In addition, we find that we cannot match the observed KBO size distribution if most of the planetesimal mass was contained in bodies that were 10km in radius or larger.

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Measuring the Abundance of sub-kilometer sized Kuiper Belt Objects using Stellar Occultations

We present here the analysis of about 19,500 new star hours of low ecliptic latitude observations (|b| < 20 deg) obtained by the Hubble Space Telescope's FGS over a time span of more than nine years; which is an addition to the 12,000 star hours previously analyzed by Schlichting et al. (2009). Our search for stellar occultations by small Kuiper belt objects (KBOs) yielded one new candidate event corresponding to a body with a 530 +/-70m radius at a distance of about 40AU. Using bootstrap simulations, we estimate a probability of approx 5%, that this event is due to random statistical fluctuations within the new data set. Combining this new event with the single KBO occultation reported by Schlichting et al. (2009) we arrive at the following results: 1) The ecliptic latitudes of 6.6 deg and 14.4 deg of the two events are consistent with the observed inclination distribution of larger, 100km-sized KBOs. 2) Assuming that small, sub-km sized KBOs have the same ecliptic latitude distribution as their larger counterparts, we find an ecliptic surface density of KBOs with radii larger than 250m of N(r>250m) = 1.1^{+1.5}_{-0.7} x 10^7 deg^{-2}; if sub-km sized KBOs have instead a uniform ecliptic latitude distribution for -20 deg < b< 20 deg then N(r>250m) = 4.4^{+5.8}_{-2.8} x 10^6 deg^{-2}. This is the best measurement of the surface density of sub-km sized KBOs to date. 3) Assuming the KBO size distribution can be well described by a single power law given by N(>r) \propto r^{1-q}, where N(>r) is the number of KBOs with radii greater than r, and q is the power law index, we find q=3.8+/-0.2 for a KBO ecliptic latitude distribution that follows the observed distribution for larger, 100-km sized KBOs. 4) Regardless of the exact power law, our results suggest that small KBOs are numerous enough to satisfy the required supply rate for the Jupiter family comets. (Abridged)

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The Last Stages of Terrestrial Planet Formation: Dynamical Friction and the Late Veneer

The final stage of terrestrial planet formation consists of the cleanup of residual planetesimals after the giant impact phase. Dynamically, a residual planetesimal population is needed to damp the high eccentricities of the terrestrial planets after the giant impact stage. Geochemically, highly siderophile element (HSE) abundance patterns inferred for the terrestrial planets and the Moon suggest that a total of about 0.01 M_Earth of chondritic material was delivered as `late veneer' by planetesimals to the terrestrial planets after the end of giant impacts. Here we combine these two independent lines of evidence for a leftover population of planetesimals and show that: 1) A residual planetesimal population containing 0.01 M_Earth is able to damp the eccentricities of the terrestrial planets after giant impacts to their observed values. 2) At the same time, this planetesimal population can account for the observed relative amounts of late veneer added to the Earth, Moon and Mars provided that the majority of the late veneer was delivered by small planetesimals with radii <10m. These small planetesimal sizes are required to ensure efficient damping of the planetesimal's velocity dispersion by mutual collisions, which in turn ensures that the planets' accretion cross sections are significantly enhanced by gravitational focusing above their geometric values. Specifically we find, in the limit that the relative velocity between the terrestrial planets and the planetesimals is significantly less than the terrestrial planets' escape velocities, that gravitational focusing yields an accretion ratio Earth/Mars~17, which agrees well with the accretion ratio inferred from HSEs of 12-23. For the Earth-Moon system, we find an accretion ratio of ~200, which is consistent with estimates of 150-700 derived from HSE abundances that include the lunar crust as well as mantle component. (Abridged)

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Self-consistent size and velocity distributions of collisional cascades

The standard theoretical treatment of collisional cascades derives a steady-state size distribution assuming a single constant velocity dispersion for all bodies regardless of size. Here we relax this assumption and solve self-consistently for the bodies' steady-state size and size-dependent velocity distributions. Specifically, we account for viscous stirring, dynamical friction, and collisional damping of the bodies' random velocities in addition to the mass conservation requirement typically applied to find the size distribution in a steady-state cascade. The resulting size distributions are significantly steeper than those derived without velocity evolution. For example, accounting self-consistently for the velocities can change the standard q=3.5 power-law index of the Dohnanyi (1969) differential size spectrum to an index as large as q=4. Similarly, for bodies held together by their own gravity, the corresponding power-law index range 2.88<q<3.14 of Pan & Sari (2005) can steepen to values as large as q=3.26. Our velocity results allow quantitative predictions of the bodies' scale heights as a function of size. Together with our predictions, observations of the scale heights for different sized bodies for the Kuiper belt, the asteroid belt, and extrasolar debris disks may constrain the mass and number of large bodies stirring the cascade as well as the colliding bodies' internal strengths.

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Warm Saturns: On the Nature of Rings around Extrasolar Planets that Reside Inside the Ice Line

We discuss the nature of rings that may exist around extrasolar planets. Taking the general properties of rings around the gas giants in the Solar System, we infer the likely properties of rings around exoplanets that reside inside the ice line. Due to their proximity to their host star, rings around such exoplanets must primarily consist of rocky materials. However, we find that despite the higher densities of rock compared to ice, most of the observed extrasolar planets with reliable radii measurements have sufficiently large Roche radii to support rings. For the currently known transiting extrasolar planets, Poynting-Robertson drag is not effective in significantly altering the dynamics of individual ring particles over a time span of $10^8$ years provided that they exceed about 1 m in size. In addition, we show that significantly smaller ring particles can exist in optically thick rings, for which we find typical ring lifetimes ranging from a few times $10^6$ to a few times $10^9$ years. Most interestingly, we find that many of the rings could have nontrivial Laplacian planes due to the increased effects of the orbital quadrupole caused by the exoplanets' proximity to their host star, allowing a constraint on the $J_2$ of extrasolar planets from ring observations. This is particular exciting, since a planet's $J_2$ reveals information about its interior structure. Furthermore, measurements of an exoplanet's oblateness and of its $J_2$, from warped rings, would together place limits on its spin period. Based on the constraints that we have derived for extrasolar rings, we anticipate that the best candidates for ring detections will come from transit observations by the Kepler spacecraft of extrasolar planets with semi-major axes $\sim 0.1$ AU and larger.

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Using Kuiper Belt Binaries to Constrain Neptune's Migration History

Approximately 10-20% of all Kuiper belt objects (KBOs) occupy mean-motion resonances with Neptune. This dynamical configuration likely resulted from resonance capture as Neptune migrated outward during the late stages of planet formation. The details of Neptune's planetesimal-driven migration, including its radial extent and the concurrent eccentricity evolution of the planet, are the subject of considerable debate. Two qualitatively different proposals for resonance capture have been proposed--migration-induced capture driven by smooth outward evolution of Neptune's orbit and chaotic capture driven by damping of the planet's eccentricity near its current semi-major axis. We demonstrate that the distribution of comparable-mass, wide-separation binaries occupying resonant orbits can differentiate between these two scenarios. If migration-induced capture occurred, this fraction records information about the formation locations of different populations of KBOs. Chaotic capture, in contrast, randomizes the orbits of bodies as they are placed in resonance. In particular, migration-induced capture produces the following signatures. The 2:1 resonance should contain a dynamically cold component, with inclinations less than 5-10 degrees, having a binary fraction comparable to that among cold classical KBOs. If the 3:2 resonance also hosts a cold component, its binary fraction should be 20-30% lower than in the cold classical belt. Among cold 2:1 (and if present 3:2) KBOs, objects with eccentricities e < 0.2 should have a binary fraction ~20% larger than those with e > 0.2. Searches for cold components in the binary fractions of resonant KBOs are currently practical. The additional migration-generated trends described here may be distinguished with objects discovered by LSST. (Abstract abridged.)

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Runaway Growth During Planet Formation: Explaining the Size Distribution of Large Kuiper Belt Objects

Runway growth is an important stage in planet formation during which large protoplanets form, while most of the initial mass remains in small planetesimals. The amount of mass converted into large protoplanets and their resulting size distribution are not well understood. Here, we use analytic work, that we confirm by coagulation simulations, to describe runaway growth and the corresponding evolution of the velocity dispersion. We find that runaway growth proceeds as follows: Initially all the mass resides in small planetesimals, with mass surface density σ, and large protoplanets start to form by accreting small planetesimals. This growth continues until growth by merging large protoplanets becomes comparable to growth by planetesimal accretion. This condition sets in when Σ/σ~α^{3/4} ~ 10^{-3}, where Σis the mass surface density in protoplanets in a given logarithmic mass interval and αis the ratio of the size of a body to its Hill radius. From then on, protoplanetary growth and the evolution of the velocity dispersion become self-similar and Σremains roughly constant, since an increase in Σby accretion of small planetesimals is balanced by a decrease due to merging with large protoplanets. We show that this growth leads to a protoplanet size distribution given by N(>R) \propto R^{-3} where N(>R) is the number of objects with radii greater than R (i.e., a differential power-law index of 4). We apply our results to the Kuiper Belt, which is a relic of runaway growth. Our results successfully match the observed Kuiper belt size distribution, they illuminate the physical processes that shaped it and explain the total mass that is present in large Kuiper belt objects (KBOs) today. This work suggests that the current mass in large KBOs is primordial and that it has not been significantly depleted. Abridged

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The Creation of Haumea's Collisional Family

Recently, the first collisional family was discovered in the Kuiper belt. The parent body of this family, Haumea, is one of the largest objects in the Kuiper belt and is orbited by two satellites. It has been proposed that the Haumea family was created from dispersed fragments that resulted from a giant impact. This proposed origin of the Haumea family is however in conflict with the observed velocity dispersion between the family members (\sim 140 m/s) which is significantly less than the escape velocity from Haumea's surface (\sim 900 m/s). In this paper we propose a different formation scenario for Haumea's collisional family. In our scenario the family members are ejected while in orbit around Haumea. This scenario, therefore, gives naturally rise to a lower velocity dispersion among the family members than expected from direct ejection from Haumea's surface. In our scenario Haumea's giant impact forms a single moon that tidally evolves outward until it suffers a destructive collision from which the family is created. We show that this formation scenario yields a velocity dispersion of \sim 190m/s among the family members which is in good agreement with the observations. The probability for Haumea's initial giant impact in todays Kuiper belt is less than 10^{-3}. In our scenario, however, Haumea's giant impact can occur before the excitation of the Kuiper belt and the ejection of the family members afterwards. This has the advantage that one can preserve the dynamical coherence of the family and explain Haumea's original giant impact, which is several orders of magnitude more likely to have occurred in the primordial dynamically cold Kuiper belt compared to the dynamically excited Kuiper belt today. Abridged

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The Ratio of Retrograde to Prograde Orbits: A Test for Kuiper Belt Binary Formation Theories

With the discovery of Kuiper Belt binaries that have wide separations and roughly equal masses new theories were proposed to explain their formation. Two formation scenarios were suggested by Goldreich and collaborators: In the first, dynamical friction that is generated by a sea of small bodies enables a transient binary to become bound ($L^2s$ mechanism); in the second, a transient binary gets bound by an encounter with a third body ($L^3$ mechanism). We show that these different binary formation scenarios leave their own unique signatures in the relative abundance of prograde to retrograde binary orbits. This signature is due to stable retrograde orbits that exist much further out in the Hill sphere than prograde orbits. It provides an excellent opportunity to distinguish between the different binary formation scenarios observationally. We predict that if binary formation proceeded while sub-Hill velocities prevailed, the vast majority of all comparable mass ratio binaries have retrograde orbits. This dominance of retrograde binary orbits is a result of binary formation via the $L^2s$ mechanism, or any other mechanism that dissipates energy in a smooth and gradual manner. For super-Hill velocities binary formation proceeds via the $L^3$ mechanism which produces a roughly equal number of prograde and retrograde binaries. These predictions assume that subsequent orbital evolution due to dynamical friction and dynamical stirring of the Kuiper belt did not alter the sense of the binary orbit after formation.

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Formation of Kuiper Belt Binaries

The discovery that a substantial fraction of Kuiper Belt objects (KBOs) exists in binaries with wide separations and roughly equal masses, has motivated a variety of new theories explaining their formation. Goldreich et al. (2002) proposed two formation scenarios: In the first, a transient binary is formed, which becomes bound with the aid of dynamical friction from the sea of small bodies (L^2s mechanism); in the second, a binary is formed by three body gravitational deflection (L^3 mechanism). Here, we accurately calculate the L^2s and L^3 formation rates for sub-Hill velocities. While the L^2s formation rate is close to previous order of magnitude estimates, the L^3 formation rate is about a factor of 4 smaller. For sub-Hill KBO velocities (v << v_H) the ratio of the L^3 to the L^2s formation rate is 0.05 (v/v_H) independent of the small bodies' velocity dispersion, their surface density or their mutual collisions. For Super-Hill velocities (v >> v_H) the L^3 mechanism dominates over the L^2s mechanism. Binary formation via the L^3 mechanism competes with binary destruction by passing bodies. Given sufficient time, a statistical equilibrium abundance of binaries forms. We show that the frequency of long-lived transient binaries drops exponentially with the system's lifetime and that such transient binaries are not important for binary formation via the L^3 mechanism, contrary to Lee et al. (2007). For the L^2s mechanism we find that the typical time, transient binaries must last, to form Kuiper Belt binaries (KBBs) for a given strength of dynamical friction, D, increases only logarithmically with D. Longevity of transient binaries only becomes important for very weak dynamical friction (i.e. D \lesssim 0.002) and is most likely not crucial for KBB formation.

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The effect of Semi-Collisional Accretion on Planetary Spins

Planetesimal accretion during planet formation is usually treated as collisionless. Such accretion from a uniform and dynamically cold disk predicts protoplanets with slow retrograde rotation. However, if the building blocks of protoplanets, planetesimals, are small, of order of a meter in size, then they are likely to collide within the protoplanet's sphere of gravitational influence, creating a prograde accretion disk around the protoplanet. The accretion of such a disk results in the formation of protoplanets spinning in the prograde sense with the maximal spin rate allowed before centrifugal forces break them apart. As a result of semi-collisional accretion, the final spin of a planet after giant impacts is not completely random but is biased toward prograde rotation. The eventual accretion of the remaining planetesimals in the post giant-impact phase might again be in the semi-collisional regime and delivers a significant amount of additional prograde angular momentum to the terrestrial planets. We suggest that in our Solar System, semi-collisional accretion gave rise to the preference for prograde rotation observed in the terrestrial planets and perhaps the largest asteroids.

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The Self-Similarity of Shear-Dominated Viscous Stirring

We examine the growth of eccentricities of a population of particles with initially circular orbits around a central massive body. Successive encounters between pairs of particles increase the eccentricities in the disk on average. As long as the epicyclic motions of the particles are small compared to the shearing motion between Keplerian orbits, there is no preferred scale for the eccentricities. The simplification due to this self-similarity allows us to find an analytic form for the distribution function; full numerical integrations of a disk with 200 planetesimals verify our analytical self-similar distribution. The shape of this non-equilibrium profile is identical to the equilibrium profile of a shear-dominated population whose mutual excitations are balanced by dynamical friction or Epstein gas drag.

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