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Hinrich Schütze

Publications and source records attributed to Hinrich Schütze.

At least 91 records · Page 5Linked to original sources

Look Within or Look Beyond? A Theoretical Comparison Between Parameter-Efficient and Full Fine-Tuning

Parameter-Efficient Fine-Tuning (PEFT) methods achieve performance comparable to Full Fine-Tuning (FFT) while requiring significantly fewer computing resources, making it the go-to choice for researchers. We find that although PEFT can achieve competitive results on some benchmarks, its performance falls short of FFT in complex tasks, such as reasoning and instruction-based fine-tuning. In this paper, we compare the characteristics of PEFT and FFT in terms of representational capacity and robustness based on optimization theory. We theoretically demonstrate that PEFT is a strict subset of FFT. By providing theoretical upper bounds for PEFT, we show that the limited parameter space constrains the model's representational ability, making it more susceptible to perturbations. Experiments on 15 datasets encompassing classification, generation, reasoning, instruction fine-tuning tasks and 11 adversarial test sets validate our theories. We hope that these results spark further research beyond the realms of well established PEFT. The source code is in the anonymous Github repository\footnote{https://github.com/misonsky/PEFTEval}.

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Understanding Gated Neurons in Transformers from Their Input-Output Functionality

Interpretability researchers have attempted to understand MLP neurons of language models based on both the contexts in which they activate and their output weight vectors. They have paid little attention to a complementary aspect: the interactions between input and output. For example, when neurons detect a direction in the input, they might add much the same direction to the residual stream ("enrichment neurons") or reduce its presence ("depletion neurons"). We address this aspect by examining the cosine similarity between input and output weights of a neuron. We apply our method to 12 models and find that enrichment neurons dominate in early-middle layers whereas later layers tend more towards depletion. To explain this finding, we argue that enrichment neurons are largely responsible for enriching concept representations, one of the first steps of factual recall. Our input-output perspective is a complement to activation-dependent analyses and to approaches that treat input and output separately.

cs.LG↗

LangSAMP: Language-Script Aware Multilingual Pretraining

Recent multilingual pretrained language models (mPLMs) often avoid using language embeddings -- learnable vectors assigned to individual languages. However, this places a significant burden on token representations to encode all language-specific information, which may hinder language neutrality. To address this limitation, we propose Language-Script Aware Multilingual Pretraining (LangSAMP), a method that incorporates both language and script embeddings to enhance representation learning. Specifically, we integrate these embeddings into the output of the Transformer blocks before passing the final representations to the language modeling head for prediction. We apply LangSAMP to the continual pretraining of XLM-R on a highly multilingual corpus covering more than 500 languages. The resulting model consistently outperforms the baseline in zero-shot crosslingual transfer across diverse downstream tasks. Extensive analysis reveals that language and script embeddings capture language- and script-specific nuances, which benefits more language-neutral representations, proven by improved pairwise cosine similarity. In our case study, we also show that language and script embeddings can be used to select better source languages for crosslingual transfer. We make our code and models publicly available at https://github.com/cisnlp/LangSAMP.

cs.CL↗

MemLLM: Finetuning LLMs to Use An Explicit Read-Write Memory

While current large language models (LLMs) perform well on many knowledge-related tasks, they are limited by relying on their parameters as an implicit storage mechanism. As a result, they struggle with memorizing rare events and with updating their memory as facts change over time. In addition, the uninterpretable nature of parametric memory makes it challenging to prevent hallucination. Model editing and augmenting LLMs with parameters specialized for memory are only partial solutions. In this paper, we introduce MemLLM, a novel method of enhancing LLMs by integrating a structured and explicit read-and-write memory module. MemLLM tackles the aforementioned challenges by enabling dynamic interaction with the memory and improving the LLM's capabilities in using stored knowledge. Our experiments indicate that MemLLM enhances the LLM's performance and interpretability, in language modeling in general and knowledge-intensive tasks in particular. We see MemLLM as an important step towards making LLMs more grounded and factual through memory augmentation. The project repository is publicly available at https://github.com/amodaresi/MemLLM

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A Federated Approach to Few-Shot Hate Speech Detection for Marginalized Communities

Hate speech online remains an understudied issue for marginalized communities, particularly in the Global South, which includes developing societies with increasing internet penetration. In this paper, we aim to provide marginalized communities in societies where the dominant language is low-resource with a privacy-preserving tool to protect themselves from online hate speech by filtering offensive content in their native languages. Our contributions are twofold: 1) we release REACT (REsponsive hate speech datasets Across ConTexts), a collection of high-quality, culture-specific hate speech detection datasets comprising multiple target groups and low-resource languages, curated by experienced data collectors; 2) we propose a few-shot hate speech detection approach based on federated learning (FL), a privacy-preserving method for collaboratively training a central model that exhibits robustness when tackling different target groups and languages. By keeping training local to user devices, we ensure data privacy while leveraging the collective learning benefits of FL. Furthermore, we explore personalized client models tailored to specific target groups and evaluate their performance. Our findings indicate the overall effectiveness of FL across different target groups, and point to personalization as a promising direction.

cs.CL↗

Lost in Multilinguality: Dissecting Cross-lingual Factual Inconsistency in Transformer Language Models

Multilingual language models (MLMs) store factual knowledge across languages but often struggle to provide consistent responses to semantically equivalent prompts in different languages. While previous studies point out this cross-lingual inconsistency issue, the underlying causes remain unexplored. In this work, we use mechanistic interpretability methods to investigate cross-lingual inconsistencies in MLMs. We find that MLMs encode knowledge in a language-independent concept space through most layers, and only transition to language-specific spaces in the final layers. Failures during the language transition often result in incorrect predictions in the target language, even when the answers are correct in other languages. To mitigate this inconsistency issue, we propose a linear shortcut method that bypasses computations in the final layers, enhancing both prediction accuracy and cross-lingual consistency. Our findings shed light on the internal mechanisms of MLMs and provide a lightweight, effective strategy for producing more consistent factual outputs.

cs.CL↗

GlotCC: An Open Broad-Coverage CommonCrawl Corpus and Pipeline for Minority Languages

The need for large text corpora has increased with the advent of pretrained language models and, in particular, the discovery of scaling laws for these models. Most available corpora have sufficient data only for languages with large dominant communities. However, there is no corpus available that (i) covers a wide range of minority languages; (ii) is generated by an open-source reproducible pipeline; and (iii) is rigorously cleaned from noise, making it trustworthy to use. We present GlotCC, a clean, document-level, 2TB general domain corpus derived from CommonCrawl, covering more than 1000 languages. We make GlotCC and the system used to generate it - including the pipeline, language identification model, and filters - available to the research community. Corpus v. 1.0 https://huggingface.co/datasets/cis-lmu/GlotCC-v1, Pipeline v. 3.0 https://github.com/cisnlp/GlotCC.

cs.CL↗

Bring Your Own Knowledge: A Survey of Methods for LLM Knowledge Expansion

Adapting large language models (LLMs) to new and diverse knowledge is essential for their lasting effectiveness in real-world applications. This survey provides an overview of state-of-the-art methods for expanding the knowledge of LLMs, focusing on integrating various knowledge types, including factual information, domain expertise, language proficiency, and user preferences. We explore techniques, such as continual learning, model editing, and retrieval-based explicit adaptation, while discussing challenges like knowledge consistency and scalability. Designed as a guide for researchers and practitioners, this survey sheds light on opportunities for advancing LLMs as adaptable and robust knowledge systems.

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XAMPLER: Learning to Retrieve Cross-Lingual In-Context Examples

Recent studies indicate that leveraging off-the-shelf or fine-tuned retrievers, capable of retrieving relevant in-context examples tailored to the input query, enhances few-shot in-context learning of English. However, adapting these methods to other languages, especially low-resource ones, poses challenges due to the scarcity of cross-lingual retrievers and annotated data. Thus, we introduce XAMPLER: Cross-Lingual Example Retrieval, a method tailored to tackle the challenge of cross-lingual in-context learning using only annotated English data. XAMPLER first trains a retriever based on Glot500, a multilingual small language model, using positive and negative English examples constructed from the predictions of a multilingual large language model, i.e., MaLA500. Leveraging the cross-lingual capacity of the retriever, it can directly retrieve English examples as few-shot examples for in-context learning of target languages. Experiments on two multilingual text classification benchmarks, namely SIB200 with 176 languages and MasakhaNEWS with 16 languages, demonstrate that XAMPLER substantially improves the in-context learning performance across languages. Our code is available at https://github.com/cisnlp/XAMPLER.

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A Recipe of Parallel Corpora Exploitation for Multilingual Large Language Models

Recent studies have highlighted the potential of exploiting parallel corpora to enhance multilingual large language models, improving performance in both bilingual tasks, e.g., machine translation, and general-purpose tasks, e.g., text classification. Building upon these findings, our comprehensive study aims to identify the most effective strategies for leveraging parallel corpora. We investigate the impact of parallel corpora quality and quantity, training objectives, and model size on the performance of multilingual large language models enhanced with parallel corpora across diverse languages and tasks. Our analysis reveals several key insights: (i) filtering noisy translations is essential for effectively exploiting parallel corpora, while language identification and short sentence filtering have little effect; (ii) even a corpus with just 10K parallel sentences can yield results comparable to those obtained from much larger datasets; (iii) employing only the machine translation objective yields the best results among various training objectives and their combinations; (iv) larger multilingual language models benefit more from parallel corpora than smaller models. Our study offers valuable insights into the optimal utilization of parallel corpora to enhance multilingual large language models, extending the generalizability of previous findings from limited languages and tasks to a broader range of scenarios.

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TransMI: A Framework to Create Strong Baselines from Multilingual Pretrained Language Models for Transliterated Data

Transliterating related languages that use different scripts into a common script is effective for improving crosslingual transfer in downstream tasks. However, this methodology often makes pretraining a model from scratch unavoidable, as transliteration brings about new subwords not covered in existing multilingual pretrained language models (mPLMs). This is undesirable because it requires a large computation budget. A more promising way is to make full use of available mPLMs. To this end, this paper proposes a simple but effective framework: Transliterate-Merge-Initialize (TransMI). TransMI can create strong baselines for data that is transliterated into a common script by exploiting an existing mPLM and its tokenizer without any training. TransMI has three stages: (a) transliterate the vocabulary of an mPLM into a common script; (b) merge the new vocabulary with the original vocabulary; and (c) initialize the embeddings of the new subwords. We apply TransMI to three strong recent mPLMs. Our experiments demonstrate that TransMI not only preserves the mPLM's ability to handle non-transliterated data, but also enables it to effectively process transliterated data, thereby facilitating crosslingual transfer across scripts. The results show consistent improvements of 3% to 34% for different mPLMs and tasks. We make our code and models publicly available at \url{https://github.com/cisnlp/TransMI}.

cs.CL↗

How Transliterations Improve Crosslingual Alignment

Recent studies have shown that post-aligning multilingual pretrained language models (mPLMs) using alignment objectives on both original and transliterated data can improve crosslingual alignment. This improvement further leads to better crosslingual transfer performance. However, it remains unclear how and why a better crosslingual alignment is achieved, as this technique only involves transliterations, and does not use any parallel data. This paper attempts to explicitly evaluate the crosslingual alignment and identify the key elements in transliteration-based approaches that contribute to better performance. For this, we train multiple models under varying setups for two pairs of related languages: (1) Polish and Ukrainian and (2) Hindi and Urdu. To assess alignment, we define four types of similarities based on sentence representations. Our experimental results show that adding transliterations alone improves the overall similarities, even for random sentence pairs. With the help of auxiliary transliteration-based alignment objectives, especially the contrastive objective, the model learns to distinguish matched from random pairs, leading to better crosslingual alignment. However, we also show that better alignment does not always yield better downstream performance, suggesting that further research is needed to clarify the connection between alignment and performance. The code implementation is based on \url{https://github.com/cisnlp/Transliteration-PPA}.

cs.CL↗

Derivational Morphology Reveals Analogical Generalization in Large Language Models

What mechanisms underlie linguistic generalization in large language models (LLMs)? This question has attracted considerable attention, with most studies analyzing the extent to which the language skills of LLMs resemble rules. As of yet, it is not known whether linguistic generalization in LLMs could equally well be explained as the result of analogical processes, which can be formalized as similarity operations on stored exemplars. A key shortcoming of prior research is its focus on linguistic phenomena with a high degree of regularity, for which rule-based and analogical approaches make the same predictions. Here, we instead examine derivational morphology, specifically English adjective nominalization, which displays notable variability. We introduce a new method for investigating linguistic generalization in LLMs: focusing on GPT-J, we fit cognitive models that instantiate rule-based and analogical learning to the LLM training data and compare their predictions on a set of nonce adjectives with those of the LLM, allowing us to draw direct conclusions regarding underlying mechanisms. As expected, rule-based and analogical models explain the predictions of GPT-J equally well for adjectives with regular nominalization patterns. However, for adjectives with variable nominalization patterns, the analogical model provides a much better match. Furthermore, GPT-J's behavior is sensitive to the individual word frequencies, even for regular forms, a behavior that is consistent with an analogical account of regular forms but not a rule-based one. These findings refute the hypothesis that GPT-J's linguistic generalization on adjective nominalization involves rules, suggesting similarity operations on stored exemplars as the underlying mechanism. Overall, our study suggests that analogical processes play a bigger role in the linguistic generalization of LLMs than previously thought.

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SYNTHEVAL: Hybrid Behavioral Testing of NLP Models with Synthetic CheckLists

Traditional benchmarking in NLP typically involves using static held-out test sets. However, this approach often results in an overestimation of performance and lacks the ability to offer comprehensive, interpretable, and dynamic assessments of NLP models. Recently, works like DynaBench (Kiela et al., 2021) and CheckList (Ribeiro et al., 2020) have addressed these limitations through behavioral testing of NLP models with test types generated by a multistep human-annotated pipeline. Unfortunately, manually creating a variety of test types requires much human labor, often at prohibitive cost. In this work, we propose SYNTHEVAL, a hybrid behavioral testing framework that leverages large language models (LLMs) to generate a wide range of test types for a comprehensive evaluation of NLP models. SYNTHEVAL first generates sentences via LLMs using controlled generation, and then identifies challenging examples by comparing the predictions made by LLMs with task-specific NLP models. In the last stage, human experts investigate the challenging examples, manually design templates, and identify the types of failures the taskspecific models consistently exhibit. We apply SYNTHEVAL to two classification tasks, sentiment analysis and toxic language detection, and show that our framework is effective in identifying weaknesses of strong models on these tasks. We share our code in https://github.com/Loreley99/SynthEval_CheckList.

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RET-LLM: Towards a General Read-Write Memory for Large Language Models

Large language models (LLMs) have significantly advanced the field of natural language processing (NLP) through their extensive parameters and comprehensive data utilization. However, existing LLMs lack a dedicated memory unit, limiting their ability to explicitly store and retrieve knowledge for various tasks. In this paper, we propose RET-LLM a novel framework that equips LLMs with a general write-read memory unit, allowing them to extract, store, and recall knowledge from the text as needed for task performance. Inspired by Davidsonian semantics theory, we extract and save knowledge in the form of triplets. The memory unit is designed to be scalable, aggregatable, updatable, and interpretable. Through qualitative evaluations, we demonstrate the superiority of our proposed framework over baseline approaches in question answering tasks. Moreover, our framework exhibits robust performance in handling temporal-based question answering tasks, showcasing its ability to effectively manage time-dependent information.

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Consistent Document-Level Relation Extraction via Counterfactuals

Many datasets have been developed to train and evaluate document-level relation extraction (RE) models. Most of these are constructed using real-world data. It has been shown that RE models trained on real-world data suffer from factual biases. To evaluate and address this issue, we present CovEReD, a counterfactual data generation approach for document-level relation extraction datasets using entity replacement. We first demonstrate that models trained on factual data exhibit inconsistent behavior: while they accurately extract triples from factual data, they fail to extract the same triples after counterfactual modification. This inconsistency suggests that models trained on factual data rely on spurious signals such as specific entities and external knowledge $\unicode{x2013}$ rather than on the input context $\unicode{x2013}$ to extract triples. We show that by generating document-level counterfactual data with CovEReD and training models on them, consistency is maintained with minimal impact on RE performance. We release our CovEReD pipeline as well as Re-DocRED-CF, a dataset of counterfactual RE documents, to assist in evaluating and addressing inconsistency in document-level RE.

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Breaking the Script Barrier in Multilingual Pre-Trained Language Models with Transliteration-Based Post-Training Alignment

Multilingual pre-trained models (mPLMs) have shown impressive performance on cross-lingual transfer tasks. However, the transfer performance is often hindered when a low-resource target language is written in a different script than the high-resource source language, even though the two languages may be related or share parts of their vocabularies. Inspired by recent work that uses transliteration to address this problem, our paper proposes a transliteration-based post-pretraining alignment (PPA) method aiming to improve the cross-lingual alignment between languages using diverse scripts. We select two areal language groups, $\textbf{Mediterranean-Amharic-Farsi}$ and $\textbf{South+East Asian Languages}$, wherein the languages are mutually influenced but use different scripts. We apply our method to these language groups and conduct extensive experiments on a spectrum of downstream tasks. The results show that after PPA, models consistently outperform the original model (up to 50% for some tasks) in English-centric transfer. In addition, when we use languages other than English as sources in transfer, our method obtains even larger improvements. We will make our code and models publicly available at \url{https://github.com/cisnlp/Transliteration-PPA}.

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LongForm: Effective Instruction Tuning with Reverse Instructions

Instruction tuning enables language models to more effectively generalize and better follow user intent. However, obtaining instruction data is costly and challenging. Prior work employs methods such as expensive human annotation, crowd-sourced datasets with alignment issues, and generating noisy examples via LLMs. We introduce the LongForm-C dataset, which is created by reverse instructions. We generate instructions via LLMs for human-written corpus examples using reverse instructions. First we select a diverse set of human-written documents from corpora such as C4 and Wikipedia; then we generate instructions for these documents via LLMs. This approach provides a cheaper and cleaner instruction-tuning dataset with natural output and one suitable for long text generation. Our models outperform 10x larger language models without instruction tuning on tasks such as story/recipe generation and long-form question answering. Moreover, LongForm models outperform prior instruction-tuned models such as FLAN-T5 and Alpaca by a large margin, and improve language understanding capabilities further. We publicly release our data and models: https://github.com/akoksal/LongForm.

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