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Ho Tat Lam

Publications and source records attributed to Ho Tat Lam.

At least 37 records · Page 2Linked to original sources

Gapless Infinite-component Chern-Simons-Maxwell Theories

The infinite-component Chern-Simons-Maxwell (iCSM) theory is a 3+1D generalization of the 2+1D Chern-Simons-Maxwell theory by including an infinite number of coupled gauge fields. It can be used to describe interesting 3+1D systems. In Phys. Rev. B 105, 195124 (2022), it was used to construct gapped fracton models both within and beyond the foliation framework. In this paper, we study the nontrivial features of gapless iCSM theories. In particular, we find that while gapless 2+1D Maxwell theories are confined and not robust due to monopole effect, gapless iCSM theories are deconfined and robust against all local perturbation and hence represent a robust 3+1D deconfined gapless order. The gaplessness of the gapless iCSM theory can be understood as a consequence of the spontaneous breaking of an exotic one-form symmetry. Moreover, for a subclass of the gapless iCSM theories, we find interesting topological features in the correlation and response of the system. Finally, for this subclass of theories, we propose a fully continuous field theory description of the model that captures all these features.

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Fractons on Graphs and Complexity

We introduce two exotic lattice models on a general spatial graph. The first one is a matter theory of a compact Lifshitz scalar field, while the second one is a certain rank-2 $U(1)$ gauge theory of fractons. Both lattice models are defined via the discrete Laplacian operator on a general graph. We unveil an intriguing correspondence between the physical observables of these lattice models and graph theory quantities. For instance, the ground state degeneracy of the matter theory equals the number of spanning trees of the spatial graph, which is a common measure of complexity in graph theory ("GSD = complexity"). The discrete global symmetry is identified as the Jacobian group of the graph. In the gauge theory, superselection sectors of fractons are in one-to-one correspondence with the divisor classes in graph theory. In particular, under mild assumptions on the spatial graph, the fracton immobility is proven using a graph-theoretic Abel-Jacobi map.

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Non-invertible Time-reversal Symmetry

In gauge theory, it is commonly stated that time-reversal symmetry only exists at $θ=0$ or $π$ for a $2π$-periodic $θ$-angle. In this paper, we point out that in both the free Maxwell theory and massive QED, there is a non-invertible time-reversal symmetry at every rational $θ$-angle, i.e., $θ= πp/N$. The non-invertible time-reversal symmetry is implemented by a conserved, anti-linear operator without an inverse. It is a composition of the naive time-reversal transformation and a fractional quantum Hall state. We also find similar non-invertible time-reversal symmetries in non-Abelian gauge theories, including the $\mathcal{N}=4$ $SU(2)$ super Yang-Mills theory along the locus $|τ|=1$ on the conformal manifold.

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Non-invertible Condensation, Duality, and Triality Defects in 3+1 Dimensions

We discuss a variety of codimension-one, non-invertible topological defects in general 3+1d QFTs with a discrete one-form global symmetry. These include condensation defects from higher gauging of the one-form symmetries on a codimension-one manifold, each labeled by a discrete torsion class, and duality and triality defects from gauging in half of spacetime. The universal fusion rules between these non-invertible topological defects and the one-form symmetry surface defects are determined. Interestingly, the fusion coefficients are generally not numbers, but 2+1d TQFTs, such as invertible SPT phases, $\mathbb{Z}_N$ gauge theories, and $U(1)_N$ Chern-Simons theories. The associativity of these algebras over TQFT coefficients relies on nontrivial facts about 2+1d TQFTs. We further prove that some of these non-invertible symmetries are intrinsically incompatible with a trivially gapped phase, leading to nontrivial constraints on renormalization group flows. Duality and triality defects are realized in many familiar gauge theories, including free Maxwell theory, non-abelian gauge theories with orthogonal gauge groups, ${\cal N}=1,$ and ${\cal N}=4$ super Yang-Mills theories.

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Global Dipole Symmetry, Compact Lifshitz Theory, Tensor Gauge Theory, and Fractons

We study field theories with global dipole symmetries and gauge dipole symmetries. The famous Lifshitz theory is an example of a theory with a global dipole symmetry. We study in detail its 1+1d version with a compact field. When this global symmetry is promoted to a $U(1)$ dipole gauge symmetry, the corresponding gauge field is a tensor gauge field. This theory is known to lead to fractons. In order to resolve various subtleties in the precise meaning of these global or gauge symmetries, we place these 1+1d theories on a lattice and then take the continuum limit. Interestingly, the continuum limit is not unique. Different limits lead to different continuum theories, whose operators, defects, global symmetries, etc. are different. We also consider a lattice gauge theory with a $\mathbb Z_N$ dipole gauge group. Surprisingly, several physical observables, such as the ground state degeneracy and the mobility of defects depend sensitively on the number of sites in the lattice. Our analysis forces us to think carefully about global symmetries that do not act on the standard Hilbert space of the theory, but only on the Hilbert space in the presence of defects. We refer to them as time-like global symmetries and discuss them in detail. These time-like global symmetries allow us to phrase the mobility restrictions of defects (including those of fractons) as a consequence of a global symmetry.

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Non-invertible Global Symmetries in the Standard Model

We identify infinitely many non-invertible generalized global symmetries in QED and QCD for the real world in the massless limit. In QED, while there is no conserved Noether current for the $U(1)_\text{A}$ axial symmetry because of the ABJ anomaly, for every rational angle $2πp/N$, we construct a conserved and gauge-invariant topological symmetry operator. Intuitively, it is a composition of the axial rotation and a fractional quantum Hall state coupled to the electromagnetic $U(1)$ gauge field. These conserved symmetry operators do not obey a group multiplication law, but a non-invertible fusion algebra over TQFT coefficients. They act invertibly on all local operators as axial rotations, but non-invertibly on the 't Hooft lines. These non-invertible symmetries lead to selection rules, which are consistent with the scattering amplitudes in QED. We further generalize our construction to QCD, and show that the coupling $π^0 F\wedge F$ in the effective pion Lagrangian is necessary to match these non-invertible symmetries in the UV. Therefore, the conventional argument for the neutral pion decay using the ABJ anomaly is now rephrased as a matching condition of a generalized global symmetry.

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Non-Invertible Duality Defects in 3+1 Dimensions

For any quantum system invariant under gauging a higher-form global symmetry, we construct a non-invertible topological defect by gauging in only half of spacetime. This generalizes the Kramers-Wannier duality line in 1+1 dimensions to higher spacetime dimensions. We focus on the case of a one-form symmetry in 3+1 dimensions, and determine the fusion rule. From a direct analysis of one-form symmetry protected topological phases, we show that the existence of certain kinds of duality defects is intrinsically incompatible with a trivially gapped phase. We give an explicit realization of this duality defect in the free Maxwell theory, both in the continuum and in a modified Villain lattice model. The duality defect is realized by a Chern-Simons coupling between the gauge fields from the two sides. We further construct the duality defect in non-abelian gauge theories and the $\mathbb{Z}_N$ lattice gauge theory.

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The low-energy limit of some exotic lattice theories and UV/IR mixing

We continue our exploration of exotic, gapless lattice and continuum field theories with subsystem global symmetries. In an earlier paper, we presented free lattice models enjoying all the global symmetries (except continuous translations), dualities, and anomalies of the continuum theories. Here, we study in detail the relation between the lattice models and the corresponding continuum theories. We do that by analyzing the spectrum of the theories and several correlation functions. These lead us to uncover interesting subtleties in the way the continuum limit can be taken. In particular, in some cases, the infinite volume limit and the continuum limit do not commute. This signals a surprising UV/IR mixing, i.e., long distance sensitivity to short distance details.

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Anomaly Inflow for Subsystem Symmetries

We study 't Hooft anomalies and the related anomaly inflow for subsystem global symmetries. These symmetries and anomalies arise in a number of exotic systems, including models with fracton order such as the X-cube model. As is the case for ordinary global symmetries, anomalies for subsystem symmetries can be canceled by anomaly inflow from a bulk theory in one higher dimension; the corresponding bulk is therefore a non-trivial subsystem symmetry protected topological (SSPT) phase. We demonstrate these phenomena in several examples with continuous and discrete subsystem global symmetries, as well as time-reversal symmetry. For each example we describe the boundary anomaly, and present classical continuum actions for the corresponding bulk SSPT phases, which describe the response of background gauge fields associated with the subsystem symmetries. Interestingly, we show that the anomaly does not uniquely specify the bulk SSPT phase. In general, the latter may also depend on how the symmetry and the associated foliation structure on the boundary are extended into the bulk.

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A Modified Villain Formulation of Fractons and Other Exotic Theories

We reformulate known exotic theories (including theories of fractons) on a Euclidean spacetime lattice. We write them using the Villain approach and then we modify them to a convenient range of parameters. The new lattice models are closer to the continuum limit than the original lattice versions. In particular, they exhibit many of the recently found properties of the continuum theories including emergent global symmetries and surprising dualities. Also, these new models provide a clear and rigorous formulation to the continuum models and their singularities. In appendices, we use this approach to review well-studied lattice models and their continuum limits. These include the XY-model, the $\mathbb{Z}_N$ clock-model, and various gauge theories in diverse dimensions. This presentation clarifies the relation between the condensed-matter and the high-energy views of these systems. It emphasizes the role of symmetries associated with the topology of field space, duality, and various anomalies.

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FCC, Checkerboards, Fractons, and QFT

We consider XY-spin degrees of freedom on an FCC lattice, such that the system respects some subsystem global symmetry. We then gauge this global symmetry and study the corresponding $U(1)$ gauge theory on the FCC lattice. Surprisingly, this $U(1)$ gauge theory is dual to the original spin system. We also analyze a similar $\mathbb{Z}_N$ gauge theory on that lattice. All these systems are fractonic. The $U(1)$ theories are gapless and the $\mathbb{Z}_N$ theories are gapped. We analyze the continuum limits of all these systems and present free continuum Lagrangians for their low-energy physics. Our $\mathbb{Z}_2$ FCC gauge theory is the continuum limit of the well known checkerboard model of fractons. Our continuum analysis leads to a straightforward proof of the known fact that this theory is dual to two copies of the $\mathbb{Z}_2$ X-cube model. We find new models and new relations between known models. The $\mathbb{Z}_N$ FCC gauge theory can be realized by coupling three copies of an anisotropic model of lineons and planons to a certain exotic $\mathbb{Z}_2$ gauge theory. Also, although for $N=2$ this model is dual to two copies of the $\mathbb{Z}_2$ X-cube model, a similar statement is not true for higher $N$.

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Discrete Theta Angles, Symmetries and Anomalies

Gauge theories in various dimensions often admit discrete theta angles, that arise from gauging a global symmetry with an additional symmetry protected topological (SPT) phase. We discuss how the global symmetry and 't Hooft anomaly depends on the discrete theta angles by coupling the gauge theory to a topological quantum field theory (TQFT). We observe that gauging an Abelian subgroup symmetry, that participates in symmetry extension, with an additional SPT phase leads to a new theory with an emergent Abelian symmetry that also participates in a symmetry extension. The symmetry extension of the gauge theory is controlled by the discrete theta angle which comes from the SPT phase. We find that discrete theta angles can lead to two-group symmetry in 4d QCD with $SU(N),SU(N)/\mathbb{Z}_k$ or $SO(N)$ gauge groups as well as various 3d and 2d gauge theories.

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More Exotic Field Theories in 3+1 Dimensions

We continue the exploration of nonstandard continuum field theories related to fractons in 3+1 dimensions. Our theories exhibit exotic global and gauge symmetries, defects with restricted mobility, and interesting dualities. Depending on the model, the defects are the probe limits of either fractonic particles, strings, or strips. One of our models is the continuum limit of the plaquette Ising lattice model, which features an important role in the construction of the X-cube model.

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Interface Junctions in QCD${}_4$

We study 3+1 dimensional $SU(N)$ Quantum Chromodynamics (QCD) with $N_f$ degenerate quarks that have a spatially varying complex mass. It leads to a network of interfaces connected by interface junctions. We use anomaly inflow to constrain these defects. Based on the chiral Lagrangian and the conjectures on the interfaces, characterized by a spatially varying $θ$-parameter, we propose a low-energy description of such networks of interfaces. Interestingly, we observe that the operators in the effective field theories on the junctions can carry baryon charges, and their spin and isospin representations coincide with baryons. We also study defects, characterized by spatially varying coupling constants, in 2+1 dimensional Chern-Simons-matter theories and in a 3+1 dimensional real scalar theory.

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Anomalies in the Space of Coupling Constants and Their Dynamical Applications I

It is customary to couple a quantum system to external classical fields. One application is to couple the global symmetries of the system (including the Poincaré symmetry) to background gauge fields (and a metric for the Poincaré symmetry). Failure of gauge invariance of the partition function under gauge transformations of these fields reflects 't Hooft anomalies. It is also common to view the ordinary (scalar) coupling constants as background fields, i.e. to study the theory when they are spacetime dependent. We will show that the notion of 't Hooft anomalies can be extended naturally to include these scalar background fields. Just as ordinary 't Hooft anomalies allow us to deduce dynamical consequences about the phases of the theory and its defects, the same is true for these generalized 't Hooft anomalies. Specifically, since the coupling constants vary, we can learn that certain phase transitions must be present. We will demonstrate these anomalies and their applications in simple pedagogical examples in one dimension (quantum mechanics) and in some two, three, and four-dimensional quantum field theories. An anomaly is an example of an invertible field theory, which can be described as an object in (generalized) differential cohomology. We give an introduction to this perspective. Also, we use Quillen's superconnections to derive the anomaly for a free spinor field with variable mass. In a companion paper we will study four-dimensional gauge theories showing how our view unifies and extends many recently obtained results.

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Anomalies in the Space of Coupling Constants and Their Dynamical Applications II

We extend our earlier work on anomalies in the space of coupling constants to four-dimensional gauge theories. Pure Yang-Mills theory (without matter) with a simple and simply connected gauge group has a mixed anomaly between its one-form global symmetry (associated with the center) and the periodicity of the $θ$-parameter. This anomaly is at the root of many recently discovered properties of these theories, including their phase transitions and interfaces. These new anomalies can be used to extend this understanding to systems without discrete symmetries (such as time-reversal). We also study $SU(N)$ and $Sp(N)$ gauge theories with matter in the fundamental representation. Here we find a mixed anomaly between the flavor symmetry group and the $θ$-periodicity. Again, this anomaly unifies distinct recently-discovered phenomena in these theories and controls phase transitions and the dynamics on interfaces.

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Asymptotic Four Point Functions

We initiate the study of four-point functions of large BPS operators at any value of the coupling. We do it by casting it as a sum over exchange of superconformal primaries and computing the structure constants using integrability. Along the way, we incorporate the nested Bethe ansatz structure to the hexagon formalism for the three-point functions and obtain a compact formula for the asymptotic structure constant of a non-BPS operator in a higher rank sector.

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Comments on One-Form Global Symmetries and Their Gauging in 3d and 4d

We study 3d and 4d systems with a one-form global symmetry, explore their consequences, and analyze their gauging. For simplicity, we focus on $\mathbb{Z}_N$ one-form symmetries. A 3d topological quantum field theory (TQFT) $\mathcal{T}$ with such a symmetry has $N$ special lines that generate it. The braiding of these lines and their spins are characterized by a single integer $p$ modulo $2N$. Surprisingly, if $\gcd(N,p)=1$ the TQFT factorizes $\mathcal{T}=\mathcal{T}'\otimes \mathcal{A}^{N,p}$. Here $\mathcal{T}'$ is a decoupled TQFT, whose lines are neutral under the global symmetry and $\mathcal{A}^{N,p}$ is a minimal TQFT with the $\mathbb{Z}_N$ one-form symmetry of label $p$. The parameter $p$ labels the obstruction to gauging the $\mathbb{Z}_N$ one-form symmetry; i.e.\ it characterizes the 't Hooft anomaly of the global symmetry. When $p=0$ mod $2N$, the symmetry can be gauged. Otherwise, it cannot be gauged unless we couple the system to a 4d bulk with gauge fields extended to the bulk. This understanding allows us to consider $SU(N)$ and $PSU(N)$ 4d gauge theories. Their dynamics is gapped and it is associated with confinement and oblique confinement -- probe quarks are confined. In the $PSU(N)$ theory the low-energy theory can include a discrete gauge theory. We will study the behavior of the theory with a space-dependent $θ$-parameter, which leads to interfaces. Typically, the theory on the interface is not confining. Furthermore, the liberated probe quarks are anyons on the interface. The $PSU(N)$ theory is obtained by gauging the $\mathbb{Z}_N$ one-form symmetry of the $SU(N)$ theory. Our understanding of the symmetries in 3d TQFTs allows us to describe the interface in the $PSU(N)$ theory.

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