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Hong Chen

Publications and source records attributed to Hong Chen.

At least 19 recordsLinked to original sources

Vision-Guided Text Prompt Tuning for Multimodal Sentiment Analysis

Multimodal sentiment analysis requires effective modeling of both verbal semantics and non-verbal affective cues. A central challenge is to calibrate text-centered sentiment understanding with visual facial evidence in a controlled, adaptive, and parameter-efficient manner. Text usually serves as the semantic anchor, whereas visual cues provide complementary evidence for ambiguous or implicit expressions; however, indiscriminate fusion may introduce visual noise and distort textual semantics. Moreover, fully fine-tuning large visual and textual encoders is costly and prone to overfitting on limited and scenario-dependent MSA benchmarks. To address these issues, we propose Vision-Guided Text Prompt Tuning (VG-TPT), which formulates visual-text sentiment modeling as controllable visual calibration of frozen text representations. VG-TPT injects visual affective cues into a frozen BERT encoder through layer-wise adaptive prompts, rather than relying on late-stage feature fusion or full backbone tuning. A co-guided router composes prompts from a trainable prompt bank according to both the evolving text state and the visual guidance feature, enabling sample-specific and layer-specific modulation. Experiments on CMU-MOSEI and CMU-MOSI show that VG-TPT consistently improves over text-only baselines and achieves competitive or superior performance compared with several full-modality methods, while updating only 2.4M trainable parameters. The code is available at https://github.com/ma-tubu/VG-TPT.

cs.MM

SemTrace: Source-Grounded Semantic Signatures for Tracing LLM Exposure to Protected Documents

Large language models are increasingly used to read documents and produce downstream text, creating a provenance problem when the document owner cannot control or inspect the model that performs the generation. We introduce SemTrace, a source-grounded semantic watermark for detecting whether a generated review was influenced by a known protected manuscript copy. Rather than biasing token probabilities or imposing surface-form patterns, SemTrace constructs a document-specific binary signature from factual propositions that are directly supported by the manuscript itself. A protected PDF invisibly carries a content contract that selects one fact from each binary pair and asks an instruction-following reviewer to express those facts in fixed review slots without changing its independent evaluation. A frozen natural language inference model then decodes the resulting semantic evidence with explicit erasures and scores the recovered bits against the codeword assigned to that copy. This design targets model-agnostic, assigned-copy exposure detection while keeping the watermark semantically tied to the source document.

cs.CL

TwinKV: A Composable Repair Pass for KV Cache Eviction via Pairwise Key Redundancy

Long-context inference is bottlenecked by the memory footprint of the key-value (KV) cache, especially for small models under tight resource budgets. Existing KV cache eviction methods score tokens using the model's attention distribution or, in attention-free variants, each key's distance from a global reference point. Using a controlled leave-one-out probe, we find that attention magnitude is unrelated to a token's causal contribution to the answer (Spearman $\rho=-0.004$), challenging the premise behind dominant eviction methods. We introduce TwinKV, a training-free, attention-free redundancy signal that detects whether a token's key has a near-duplicate elsewhere in context. Rather than replacing existing policies, TwinKV acts as a composable repair pass: given a policy's fixed retained set, it identifies evicted tokens with no surviving duplicate (\emph{orphans}) and retained tokens whose information is duplicated elsewhere (\emph{redundant donors}), then swaps them while preserving the original budget and scoring rule. We compose TwinKV with four recent eviction policies across LongBench, LooGLE, RULER, and a short-context MMLU-Pro no-harm control at compression ratios ${0.3,0.5,0.7}$. On Qwen3-4B, TwinKV improves a majority of configurations for two policies, is near-even for a third, and helps only a minority for a fourth adaptive baseline already near a performance ceiling; gains across the three non-ceiling policies are smallest at the loosest ratio. On RULER with Llama-3.2-1B, however, that fourth policy improves in every evaluated cell because its Alone score leaves substantial room to improve. More broadly, Llama-3.2-1B shows a smaller average LongBench gain but a higher fraction of improved cells on LongBench and LooGLE than Qwen3-4B, plus a clean RULER win. We also identify few-shot classification exemplars as a task structure where TwinKV does not help on either model.

cs.CL

PANDA: A Matrix-Free Differentiable NMPC Solver via Proximal Averaged Quasi-Newton with Adaptive Linesearch Algorithm

Differentiable nonlinear model predictive control (NMPC) provides a principled way to embed optimal control structure into end-to-end learning paradigms, but its practical use is often limited by the computational and memory costs of both forward optimization and backward sensitivity propagation. This brief proposes PANDA, a matrix-free solver for differentiable NMPC. In the forward pass, PANDA combines proximal-gradient iterations with quasi-Newton acceleration and introduces an adaptive stepsize enlargement mechanism to mitigate the conservativeness of monotone stepsize reduction. The resulting stepsize behavior and its effect on local convergence are theoretically analyzed. In the backward pass, PANDA performs implicit differentiation from the residual equation and computes adjoint sensitivities using Krylov-subspace iterative methods together with automatic-differentiation-based Matrix-Vector product operators, thereby avoiding explicit Hessian and Jacobian construction. The method is evaluated on a nonconvex trailer NMPC problem embedded in an imitation learning task. The results show that PANDA achieves much faster forward and backward computation and lower memory overhead than representative differentiable optimization solvers, while maintaining effective imitation learning performance.

eess.SY

ACTS-SQL: Agentic and Critic-Oriented Tree-Structured SQL Correctness with Large Language Models

Large Language Models (LLMs) have been increasingly adopted in Text-to-SQL systems, yet SQL errors remain a major obstacle in real-world Text-to-SQL inference pipelines. Existing SQL correction approaches either rely on large-scale, high-quality training data with substantial overhead, or adopt single-path agentic workflows that are brittle to early mistakes and prone to error propagation. To develop a practical SQL correctness system for industrial scenarios, we present a training-free framework that formulates SQL correction as a plan-guided, tree-structured debugging process. By maintaining multiple correction strategies and enabling backtracking, the framework mitigates error accumulation during iterative refinement. We further integrate execution-based verification and clause-level diagnostic tools to support strategy pruning and precise error localization. We evaluate the system on the BIRD-Critic benchmark and observe consistent accuracy gains over strong LLM backbones and representative agent-based baselines, achieving a 9.42% improvement over the previous state-of-the-art method. The framework is also deployed in the Torch Log Service (TLS) of Volcano Engine to support an online Text-to-TLS API. In production, it improves execution accuracy from 36.77% to 53.61% on real user queries with a representative strong LLM backbone (GPT-5). These results demonstrate the effectiveness and stability of our approach in real-world deployments.

cs.AI

DocTrace: Towards Traceable Long Document VQA via Hierarchical Evidence Graph Reasoning

Long Document Visual Question Answering (LongDocVQA) requires Multimodal Large Language Models (MLLMs) to locate, integrate, and reason over heterogeneous document elements distributed across multiple pages. Existing approaches, including end-to-end MLLMs, retrieval-augmented generation (RAG) pipelines, and document agents, often lack explicit mechanisms to represent and verify how grounded evidence is progressively composed during reasoning, limiting both answer accuracy and traceability. In this paper, we cast LongDocVQA as an explicit evidence graph reasoning problem rather than implicit answer prediction. To this end, we propose DocTrace, a hierarchical framework that progressively performs evidence localization, structured document parsing, and evidence graph reasoning to enable explicit evidence provenance. To effectively learn these capabilities, we develop a two-stage training framework: joint Supervised Fine-Tuning (SFT) first initializes evidence localization and graph reasoning abilities, followed by task-specific Group Relative Policy Optimization (GRPO) with dedicated rewards to further optimize these capabilities. Extensive experiments on MMLongBench-Doc, LongDocURL, and SlideVQA demonstrate that DocTrace consistently outperforms both existing open-source baselines and proprietary MLLMs. Compared with the Qwen3-VL-8B-Instruct backbone, DocTrace achieves absolute improvements of 14.4, 11.3, and 11.7 points on the three benchmarks, respectively. Beyond competitive performance, DocTrace constructs traceable evidence graphs with explicit node-level provenance, enabling transparent and verifiable reasoning for long document understanding.

cs.AI

Seen, Said, or Forgotten? A Causal Audit of Visual KV Memory Across Dialog Turns

Stateful multimodal assistants encode an image once but may answer questions about it many turns later. Attention-guided visual-KV eviction assumes that evidence irrelevant now will remain dispensable, although future questions are unknown. We ask when a visual fact is actually safe to forget and introduce the Causal Visual Memory Audit (CVMA), a paired single-prefill framework that tests what later answers lose when a visual region, the whole image, or prior assistant text becomes unavailable. On VisDial and ConvBench, current attention can rank future-useful regions worse than random even though a diagnostic marginal-utility control shows substantial selection headroom. Aggregate scores hide this failure when later turns do not need vision; controlled and stock-generated histories reveal a second escape route, in which assistant-text KV replaces image KV for facts already stated but not reliably for unstated facts. In the tested stacks, safe forgetting is supported by low future visual dependence or fact-specific verbalization---not by low current attention.

cs.CV

Beyond GDPR: Examining Disclosure Gaps in Mobile AR Privacy Policies under U.S. State Privacy Laws

Mobile Augmented Reality (MAR) apps can collect and process highly sensitive data such as spatial maps and biometrics, yet their privacy policies remain largely understudied. Prior audits of app privacy policies have typically focused on a single legal framework, such as the GDPR. Meanwhile, 20 U.S. states have comprehensive privacy laws in effect, creating a fragmented and rapidly evolving set of privacy policy obligations. To date, no study has systematically audited privacy policies against this emerging body of state-level legislation. In this paper, we present the first large-scale audit of MAR privacy policies under U.S. state privacy laws. We construct a dataset covering the MAR ecosystem, including 8,013 Google Play MAR app metadata records worldwide, and a U.S.-based subset with 6,620 APKs and 6,426 privacy policy files. We further derive an auditable disclosure taxonomy with 5 baseline requirements, 10 triggered requirements, and 4 logic chains, and build a validated four-stage automated pipeline that produces traceable, evidence-grounded disclosure judgments. Our audit reveals widespread disclosure gaps: 44.62\% of audited policies exhibit severe disclosure omissions, with each missing more than eight requirements, and four privacy-policy requirements have violation rates above 90\%. These findings suggest that MAR privacy disclosures are not keeping pace with the growing complexity of U.S. state privacy regulation. We release our dataset, taxonomy, and auditing pipeline to support future research on scalable privacy compliance auditing.

cs.CR

IDSTune: A Multi-Agent Collaborative Framework for Integrated Database System Tuning

Database tuning is critical for achieving high performance in modern database management systems (DBMSs). Existing methods typically optimize a single component---knobs, indexes, or materialized views---without accounting for their interdependencies. This limitation arises because these components require different tuning strategies and are difficult to integrate within a unified framework. As a result, directly extending a method to multiple components or simply combining separate methods often fails to capture cross-component collaboration and shared tuning signals. Moreover, existing methods are insufficient for handling diverse workloads, evolving data, and dynamic query patterns. To address these limitations, we propose IDSTune, an integrated tuning framework that jointly optimizes multiple configuration components through LLM-driven multi-agent collaboration. IDSTune operates in two phases: (i) workload compression, which extracts and selects task-relevant features, and (ii) configuration recommendation, where specialized agents collaboratively generate and refine configurations for knobs, indexes, and materialized views under the supervision of a centralized coordinator. By incorporating feedback and external knowledge retrieval, IDSTune achieves efficient and globally consistent tuning. Extensive experiments show that IDSTune achieves up to 38% performance improvement and 57% faster tuning, with strong adaptability across diverse scenarios.

cs.DB

Should Missing Modalities Always Be Necessary to Repair for Multi-modal Sentiment Analysis?

Existing methods for multimodal sentiment analysis (MSA) under missing modalities usually follow a repair-first paradigm. We revisit this assumption and ask: \emph{should every missing modality be repaired?} A per-sample oracle analysis shows the answer is not always: full-modality input is optimal for only a small fraction of samples, and every modality subset is preferred by some samples. These results suggest that adding or repairing modalities may not always improve prediction, and that the utility of each modality is sample-dependent. Building on this finding, we propose \textbf{S}ufficiency-\textbf{I}nformed \textbf{E}vidential \textbf{V}al\textbf{vE} (\textbf{SIEVE}) that turns ``whether to repair'' into an explicit, learnable decision at the sample level. SIEVE compares a direct prediction branch with a repair branch, derives an empirical sufficiency signal from their per-sample loss gap, and routes each input through an evidential gate that jointly models sufficiency and its epistemic uncertainty. SIEVE is repair-agnostic: it operates as a plug-and-play decision on top of any explicit or implicit repair module, without modifying its internal design. Experiments on CMU-MOSI and IEMOCAP show that SIEVE consistently improves representative repair backbones across evaluated missing rates, and approaches the per-sample dual-branch achievable optimum.

cs.CL

Pondering the Way: Spatial-perceiving World Action Model for Embodied Navigation

Existing world model-based planners for visual navigation typically follow a verification-centric paradigm, decoupling goal intent from trajectory synthesis. This approach suffers from candidate dependence, heavy computational overhead, and inconsistencies between sampled actions and predicted visuals. To address these issues, we propose SWAM (Spatial-perceiving World Action Model), a task-centric joint observation-action generation framework. Given start and goal RGB observations, SWAM performs single-pass inference to simultaneously generate intermediate RGB-D sequences and corresponding action trajectories, promoting goal-consistent trajectory generation and improved spatial feasibility. While SWAM leverages depth pseudo-labels during training to internalize spatial priors, it requires only monocular RGB input at inference time. We further introduce a visual-guided action refinement module and a trajectory-scale regularization loss to enforce fine-grained alignment between motion and visual cues while stabilizing predictions across varying distances. Extensive experiments show that SWAM significantly outperforms state-of-the-art two-stage planners in success rate, trajectory accuracy, and inference efficiency, while demonstrating robust zero-shot generalization to unseen environments.

cs.RO

The FAST Framework: Developing a Data-Efficient Machine Learning Potential to Decode Superionic Transition-Induced Thermophysical and Kinetic Anomalies in UO2 under Extreme Conditions

Uranium dioxide ($UO_2$) serves as the predominant nuclear fuel globally. Despite its widespread application, evaluating its mechanical, thermophysical, and species transport behaviors under extreme accident scenarios remains a formidable challenge for conventional experimental and computational methods. To address this, we develop a versatile machine learning interatomic potential (MLIP) for $UO_2$ by proposing an efficient training strategy, termed the "FAST" (Fine-tuning via Active-learning and Superionic-Targeting) framework. Our "FAST" framework integrates superionic transition-targeted sampling with active learning-enhanced exploration to efficiently construct a highly compact dataset comprising only 500 configurations for fine-tuning a foundation model. By rigorously accounting for the strong correlation of uranium 5f electrons and antiferromagnetic (AFM) ground state during DFT labeling, we train a robust DFT-level neuroevolution potential (NEP) for $UO_2$. We demonstrate that this NEP exhibits superior predictive capability for various physical properties, encompassing mechanical, defect, thermophysical, and ionic diffusion over an extensive temperature range. Moreover, this NEP accurately captures the anomalous thermophysical and kinetic behaviors triggered by superionic transition. Specifically, it reproduces both the $\lambda$-peak in linear thermal expansion coefficient (LTEC) and "non-Arrhenius" anionic diffusion. Crucially, NEP-based simulations elucidate the microscopic origins underlying these anomalies: the pre-melting of oxygen sublattice and resultant kinetic decoupling between U and O ions.

cond-mat.mtrl-sci

Correlation inequalities for Schur positivity

We generalize the Ahlswede--Daykin inequality (1978) to a Schur positive \emph{ADS inequality}, which also contains the Lam--Postnikov--Pylyavskyy inequality (2007) as a special case. We then present a number of further generalizations and applications. Notably, we resolve Mihalcea's conjecture on log-supermodularity of stable Grothendieck polynomials.

math.CO

Thinking Economically: A Hierarchical Framework for Adaptive-Complexity Reasoning in LLMs

Chain-of-Thought (CoT) has significantly enhanced LLM reasoning, yet often incurs substantial computational overhead due to "overthinking": generating excessively long rationales without commensurate accuracy gains. Existing efficiency methods typically apply uniform compression, which overlooks a critical observation that reasoning complexity is heterogeneous at two distinct granularity: across different problems and within individual reasoning steps. This motivates our principle of Thinking Economically: intelligently allocating computational resources based on intrinsic task and step demands rather than pursuing uniform brevity. We propose Hierarchical Adaptive Budgeter (HAB), a training framework that operationalizes this principle through coarse-to-fine budgeting. At the inter-step level, HAB predicts the optimal reasoning depth for each problem. At the intra-step level, HAB learns step-specific token budgeting signals from PPL-derived step comparisons and an adaptive Pareto optimization objective that captures the local quality-efficiency trade-off, while a Fisher Information-based pruner further provides fine-grained training-time guidance, thereby encouraging the generator to internalize more economical reasoning patterns. Experiments on GSM8K and MATH500 show that HAB not only surpasses standard CoT in accuracy but also reduces token usage, achieving a stronger performance-efficiency trade-off than the compared baselines.

cs.CL

NestedKV: Nested Memory Routing for Long-Context KV Cache Compression

Long-context language models are limited by the memory footprint of the key-value (KV) cache. Existing training-free KV compression methods usually rank tokens by one importance signal -- attention, recency, layer-wise allocation, or key distinctiveness -- which becomes brittle when useful context is globally distinctive, locally episodic, or immediately relevant. We introduce NestedKV, a key-only KV cache compression method inspired by the Continuum Memory System in Nested Learning. NestedKV maintains global, block-level, and sliding-window key anchors, scores tokens by multi-time-scale cosine anomaly, and combines the resulting rankings with a training-free outer learner using head-adaptive mixing and surprise-gated token routing. The score is paired with adaptive per-head budgets and requires no training or LLM modification. Across RULER (4k--32k), LooGLE, LongBench, LongBench-E, InfiniteBench, and MMLU-Pro on Qwen3 and Llama-3.2 models, NestedKV is strongest when the retained cache is small. On Qwen3-4B, it improves over KeyDiff by up to 19.10 points on RULER and 19.29 on LongBench at $r=0.75$; at $r=0.95$, it retains 37.32 on LongBench versus 17.55 for KeyDiff.

cs.CL

DP-SelFT: Differentially Private Selective Fine-Tuning for Large Language Models

Large language models (LLMs) are commonly adapted to downstream tasks through fine-tuning, but fine-tuning data often contains sensitive information that may be leaked by the resulting model. Differential privacy (DP) offers formal protection against such leakage, yet DP fine-tuning of LLMs still suffers from substantial utility degradation due to gradient clipping and noise injection. Existing work improves this trade-off by combining DP with parameter-efficient fine-tuning methods such as LoRA, which constrain the form of updates. In this work, we study a complementary direction: selective fine-tuning, which constrains where updates are applied. We propose DP-SelFT, a framework for differentially private selective fine-tuning of LLMs. DP-SelFT addresses three DP-specific challenges in parameter selection: avoiding repeated privacy cost, improving stability under noisy estimates, and selecting parameters that remain useful under clipped and noisy updates. It first constructs a lightweight DP synthetic dataset and performs selection only on this synthetic data, so the selection stage incurs no additional privacy cost. It then conducts layer-level selection by temporarily training candidate layer subsets on a synthetic training split and evaluating them on a synthetic validation split. Crucially, this temporary training is performed under a perturbation regime matched to downstream DP fine-tuning, with worst-case perturbations of the same scale as DP noise. This favors layer subsets that are not only learnable but also robust to noisy private updates. Experiments on benchmark tasks show that DP-SelFT consistently improves the privacy--utility trade-off over existing DP fine-tuning baselines under the same privacy guarantees.

cs.LG

LASSA Architecture-Based Autonomous Fault-Tolerant Control of Unmanned Underwater Vehicles

Unmanned underwater vehicles (UUVs) operate persistently in communication-constrained environments, thus requiring high-level autonomous fault-tolerant control under faulty operating conditions. Existing approaches rely heavily on predefined hard-coded rules and struggle to achieve effective fault-tolerant control against unforeseen faults. Although large language models (LLMs) possess powerful cognitive and reasoning capabilities, their inherent hallucinations remain a major obstacle to their application in UUV control systems. This paper proposes an intelligent control method based on the LASSA (LLM-based Agent with Solver, Sensor and Actuator) architecture. Within this architecture, an LLM identifies unknown faults and accomplishes task replanning via autonomous reasoning without hard-coded rules; the intelligent agent undertakes perception, scheduling and decision evaluation; the solver verifies physical boundary feasibility constraints prior to command transmission to the actuators. This architecture suppresses physically infeasible LLM hallucinations and ensures interpretable, verifiable decision-making. Moreover, it enables fast-slow dual closed-loop collaborative control, where the slow loop undertakes high-level dynamic decision-making and the fast loop guarantees high-frequency real-time control, simultaneously balancing decision intelligence and control timeliness. Lake experiments under normal and lower-rudder-fault conditions show that the framework detects trajectory tracking abnormalities, replans the route by adjusting the turning radius from 4m to 12m and reducing speed from 2kn to 1kn, passes all three solver constraints on the first invocation, and guides the UUV to complete the full mission; under normal conditions no false fault alarms are raised throughout the run.

cs.RO

Federated Nested Learning: Collaborative Training of Self-Referential Memories for Test-Time Adaptation

We rethink Federated Learning (FL) from a nested learning perspective, framing the core challenge as how to collaboratively learn optimization rules, not just static models, to tackle Non-IID client data. To address this, we propose Federated Nested Learning (FedNL), a novel framework that reformulates FL as a three-level nested optimization system. FedNL embeds Titans-based linear attention into FL, enabling clients to perform lightweight, zero-shot test-time adaptation by treating a delta rule as an online gradient step. Experiments on Non-IID MMLU and long-context benchmarks show that FedNL achieves competitive performance in short-context reasoning, enhances the performance of long-context retrieval and streaming Cross-Entropy, and maintains constant inference memory.

cs.LG