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Hong Niu

Publications and source records attributed to Hong Niu.

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Outage Analysis and Fairness Design for Spatially Correlated FAS-Enabled RSMA Systems

Sixth-generation (6G) systems target higher reliability, denser connectivity, and tighter interference control. {Within this context, rate-splitting multiple access (RSMA) is envisioned as a promising candidate to enhance interference management in future wireless networks by flexibly splitting messages into a common and a private part, while fluid antenna systems (FAS) offer the potential to improve spatial selectivity through dynamic port reconfiguration.} Combining RSMA and FAS therefore enables efficient interference control and adaptive antenna utilization in multiuser multi-input single-output (MISO) networks. However, deriving closed-form outage probability (OP) expressions and tractable user fairness optimization in this scenario remains scarce in the literature. This paper studies a multiuser MISO downlink that jointly leverages RSMA and FAS. We develop a spatial correlation model for FAS using block correlation and incorporate linear precoding with zero-forcing and maximum-ratio transmission. Within this model, we derive closed-form OP expressions using a one-factor construction and generalized Gauss-Laguerre quadrature. Building on these expressions, we formulate a fairness objective that minimizes the worst-user OP and propose a low-complexity algorithm with a linear-program feasibility check to obtain the closed-form solution per iteration. Numerical results across different port counts, channel conditions, and target rates validate the analytical analysis, show that FAS-RSMA reduces OP by up to 92% relative to the fixed-position antenna (FPA) baseline, and demonstrate that fairness-oriented design equalizes user reliability while delivering a 1 dB SNR gain for the worst user at a fixed outage level.

eess.SP

Fluid Antennas Meet Rate-Splitting Multiple Access: A New Path Forward for 6G Networks

Future sixth-generation (6G) networks require high spectral efficiency (SE), massive connectivity, and stringent reliability under imperfect channel state information at the transmitter. Rate-splitting multiple access (RSMA) addresses part of this challenge by flexibly managing interference through common and private message streams, while fluid antenna systems (FAS) offer low-cost spatial diversity by dynamically reconfiguring antenna positions within a compact aperture. In this paper, we first classify FAS-enabled multiple access systems from the perspectives of FAS deployment, objectives, and antenna configuration, along with some comparisons with benchmark schemes, thereby exhibiting the inherent efficiency of FAS-RSMA. Moreover, we reveal the mutually enhancing mechanism between FAS and RSMA: FAS strengthens the weakest effective link and improves the beamforming design in RSMA, whereas RSMA turns FAS-induced spatial diversity into robust interference management under diverse channel conditions. In addition, we identify representative 6G scenarios and highlight major research challenges in joint beamforming-antenna position design, channel estimation, and hardware design. Furthermore, case studies quantify the gains of FAS-RSMA over the fixed-position antenna (FPA) system with RSMA and NOMA baselines, which validates that FAS-RSMA is a strong candidate for interference-limited access in 6G systems.

eess.SP

Two-Layer Stacked Intelligent Metasurfaces: Balancing Performance and Complexity

Stacked intelligent metasurfaces (SIMs) have emerged as a powerful paradigm for wave-domain signal processing, enabling fine-grained control over electromagnetic (EM) propagation in next-generation wireless systems. However, conventional multi-layer SIMs often suffer from excessive structural complexity, high computational overhead, and significant power attenuation across layers, limiting their performance. In this paper, we first characterize SIMs from the perspectives of functionality, application, and layer configuration, revealing the inherent trade-offs between signal processing flexibility and power efficiency. Then, two representative 2-layer architectures, the meta-fiber-connected SIM (MF-SIM) and the flexible intelligent layered metasurface (FILM), are introduced, each advocating a distinct 2-layer SIM design philosophy. Moreover, we identify several open challenges in topology optimization for MF-SIM, shape control for FILM, and hybrid 2-layer architectures. Finally, case studies considering 2-layer MF-SIM and FILM assisted point-to-point multiple-input multiple-output (MIMO) and multi-user communication systems validate that properly designed 2-layer SIMs can significantly reduce power loss and optimization burden while maintaining good signal processing performance, offering a promising pathway toward practical SIM-enabled 6G systems.

cs.IT

Artificial Noise Versus Artificial Noise Elimination: Redefining Scaling Laws of Physical Layer Security

Artificial noise (AN) is a key physical-layer security scheme for wireless communications over multiple-input multiple-output wiretap channels. Recently, artificial noise elimination (ANE) has emerged as a strategy to mitigate the impact of AN on eavesdroppers. However, the influence of ANE on the secrecy rate when counteracting AN has not been investigated. In this paper, we address this issue by establishing scaling laws for both average and instantaneous secrecy rates in the presence of AN and ANE. Based on the scaling laws, several derived corollaries provide insights into the mutual constraints between the number of transmit antennas, receive antennas, and antennas at eavesdroppers, revealing the interplay between these factors. A key corollary reveals that when the eavesdropper possesses more than twice as many antennas as the transmitter, secure communication may no longer be guaranteed. Additionally, by comparing scenarios where ANE counteracts AN with those where AN is not employed, this study identifies sufficient conditions under which AN remains effective. Finally, the derived secrecy rates provide guidelines for system design, even in the presence of advanced ANE countermeasures implemented by the eavesdropper.

cs.IT

Quantum-Channel Matrix Optimization for Holevo Bound Enhancement

Quantum communication holds the potential to revolutionize information transmission by enabling secure data exchange that exceeds the limits of classical systems. One of the key performance metrics in quantum information theory, namely the Holevo bound, quantifies the amount of classical information that can be transmitted reliably over a quantum channel. However, computing and optimizing the Holevo bound remains a challenging task due to its dependence on both the quantum input ensemble and the quantum channel. In order to maximize the Holevo bound, we propose a unified projected gradient ascent algorithm to optimize the quantum channel given a fixed input ensemble. We provide a detailed complexity analysis for the proposed algorithm. Simulation results demonstrate that the proposed quantum channel optimization yields higher Holevo bounds than input ensemble optimization.

quant-ph

Enhanced Information Security via Wave-Field Selectivity and Structured Wavefront Manipulation

In this paper, we propose a novel secure wireless transmission architecture that enables the co-existence of spatial field modulation (SFM) and digital bandpass modulation (DBM), utilizing multi-mode vortex waves and programmable meta-surfaces (PMS). Distinct from conventional joint modulation schemes, our approach establishes two logically independent transmission channels--SFM and DBM--thereby eliminating the need for joint signal design or time synchronization. Specifically, the orthogonality of vortex wave modes is exploited to construct a high-capacity multi-mode DBM channel, in which each mode carries modulated symbols independently. As the composite waveform passes through the PMS, energy from different vortex modes is spatially focused onto distinct positions, dynamically determined by the PMS configuration. This spatial mapping forms a unique lookup table that encodes additional information in the electro-magnetic (EM) field distribution, effectively enabling a second, concurrent SFM channel. To enhance physical-layer security, the DBM channel transmits encrypted symbols transformed via dynamic symbol-domain mapping, while the corresponding mapping relations--or key information--are carried by the SFM channel. This lightweight dual-channel encryption strategy provides strong confidentiality without requiring complex joint decoding. To validate the feasibility of the proposed architecture, we design and implement a proof-of-concept prototype system, and conduct experimental demonstrations under real-world wireless communication conditions. The experimental results confirm the effectiveness of the co-existent DBM-SFM design in achieving reliable and secure transmission. The proposed architecture offers a scalable, low-complexity, and secure transmission solution for future IoT networks, especially in scenarios demanding both spectral efficiency and physical-layer confidentiality.

eess.SP

Flexible Intelligent Layered Metasurfaces for Downlink Multi-user MISO Communications

Stacked intelligent metasurfaces (SIMs) have recently gained attention as a paradigm for wave-domain signal processing with reduced reliance on costly radio-frequency (RF) chains. However, conventional SIMs rely on uniform inter-layer spacing and require deep stacking to ensure processing capability, resulting in severe power attenuation in practice. To address this issue, we propose a flexible intelligent layered metasurface (FILM) architecture consisting of two shape-controllable flexible metasurface layers. By replacing rigid metasurfaces with flexible ones in both layers, the transmission coefficient matrix can be dynamically adjusted, significantly decreasing the number of required layers while maintaining signal processing performance. Firstly, we develop a two-layer FILM-assisted multi-user multiple-input single-output (MU-MISO) system, wherein we formulate a channel fitting problem aimed at reducing the difference between the FILM-induced and target channels. Then, we solve this non-convex problem by employing an alternating optimization (AO) method, featuring closed-form phase shift updates and a gradient descent-based shape optimization. Furthermore, we analyze the upper bound on sum-rate and the complexity of computation to provide insights into design trade-offs. Finally, simulation results demonstrated that the proposed transmissive FILM architecture achieves over 200\% improvement in sum-rate and more than 7 dB bit-error rate (BER) gain compared to the conventional seven-layer SIMs.

cs.IT

Introducing Meta-Fiber into Stacked Intelligent Metasurfaces for MIMO Communications: A Low-Complexity Design with only Two Layers

Stacked intelligent metasurfaces (SIMs), which integrate multiple programmable metasurface layers, have recently emerged as a promising technology for advanced wave-domain signal processing. SIMs benefit from flexible spatial degree-of-freedom (DoF) while reducing the requirement for costly radio-frequency (RF) chains. However, current state-of-the-art SIM designs face challenges such as complex phase shift optimization and energy attenuation from multiple layers. To address these aspects, we propose incorporating meta-fibers into SIMs, with the aim of reducing the number of layers and enhancing the energy efficiency. First, we introduce a meta-fiber-connected 2-layer SIM that exhibits the same flexible signal processing capabilities as conventional multi-layer structures, and explains the operating principle. Subsequently, we formulate and solve the optimization problem of minimizing the mean square error (MSE) between the SIM channel and the desired channel matrices. Specifically, by designing the phase shifts of the meta-atoms associated with the transmitting-SIM and receiving-SIM, a non-interference system with parallel subchannels is established. In order to reduce the computational complexity, a closed-form expression for each phase shift at each iteration of an alternating optimization (AO) algorithm is proposed. We show that the proposed algorithm is applicable to conventional multi-layer SIMs. The channel capacity bound and computational complexity are analyzed to provide design insights. Finally, numerical results are illustrated, demonstrating that the proposed two-layer SIM with meta-fiber achieves over a 25% improvement in channel capacity while reducing the total number of meta-atoms by 59% as compared with a conventional seven-layer SIM.

cs.IT

A Survey on Artificial Noise for Physical Layer Security: Opportunities, Technologies, Guidelines, Advances, and Trends

Due to the broadcast nature of wireless communications, physical-layer security has attracted increasing concerns from both academia and industry. Artificial noise (AN), as one of the promising physical-layer security techniques, is capable of utilizing the spatial degree-of-freedom of channels to effectively enhance the security of wireless communications. In contrast to other physicallayer security techniques, the key distinguishing feature of AN is to generate specific interfering signals according to channel characteristics, increasing the secrecy capacity by reducing the wiretap channel capacity without affecting the legitimate channel capacity. Hence, this paper provides the latest survey of AN, including its evolution, modeling, backgrounds, applications, and future trends. Initially, we introduce the development, fundamentals, and backgrounds of AN. Subsequently, we highlight a comprehensive survey of the current state of research on various AN-empowered scenarios and AN-combined technologies. Finally, we discuss some technical challenges to tackle for AN-aided wireless security in the future.

cs.CR

Joint Bistatic Positioning and Monostatic Sensing: Optimized Beamforming and Performance Tradeoff

We investigate joint bistatic positioning (BP) and monostatic sensing (MS) within a multi-input multi-output orthogonal frequency-division system. Based on the derived Cram\'er-Rao Bounds (CRBs), we propose novel beamforming optimization strategies that enable flexible performance trade-offs between BP and MS. Two distinct objectives are considered in this multi-objective optimization problem, namely, enabling user equipment to estimate its own position while accounting for unknown clock bias and orientation, and allowing the base station to locate passive targets. We first analyze digital schemes, proposing both weighted-sum CRB and weighted-sum mismatch (of beamformers and covariance matrices) minimization approaches. These are examined under full-dimension beamforming (FDB) and low-complexity codebook-based power allocation (CPA). To adapt to low-cost hardwares, we develop unit-amplitude analog FDB and CPA schemes based on the weighted-sum mismatch of the covariance matrices paradigm, solved using distinct methods. Numerical results confirm the effectiveness of our designs, highlighting the superiority of minimizing the weighted-sum mismatch of covariance matrices, and the advantages of mutual information fusion between BP and MS.

eess.SP

Fluid Antenna Systems Enabling 6G:Principles, Applications, and Research Directions

Fluid antenna system (FAS) as a new version of reconfigurable antenna technologies promoting shape and position flexibility, has emerged as an exciting and possibly transformative technology for wireless communications systems. FAS represents any software-controlled fluidic, conductive or dielectric structure that can dynamically alter antenna's shape and position to change the gain, the radiation pattern, the operating frequency, and other critical radiation characteristics. With its capability, it is highly anticipated that FAS can contribute greatly to the upcoming sixth generation (6G) wireless networks. This article substantiates this thought by addressing four major questions: 1) Is FAS crucial to 6G? 2) How to characterize FAS? 3) What are the applications of FAS? 4) What are the relevant challenges and future research directions? In particular, five promising research directions that underscore the potential of FAS are discussed. We conclude this article by showcasing the impressive performance of FAS.

eess.SP

Exploring Dual-Sniffer Passive Localization: Algorithm Design and Experimental Results

In this paper, we explore a dual-sniffer passive localization system that detects the timing difference of signals from both commercial base station (eNb) and user equipment (UE) to the sniffers. We design two localization schemes for UE localization: a time of arrival (ToA) based scheme and a time difference of arrival (TDoA) based scheme. In the ToA-based scheme, we derive two ellipse equations from measured arrival times at two sniffers, enabling direct numerical computation of the estimated position. For the TDoA-based scheme, we relocate one sniffer to a different position to obtain two sets of TDoA measurements, resulting in hyperbola equations. We then apply a least squares (LS) algorithm to analytically estimate the UE's position. Simulation results validate the effectiveness of the proposed TDoA-based scheme, demonstrating improved accuracy in UE positioning.We build a platform based on the considered localization system and conduct real-world experiments. The experimental results confirm the accuracy and practicality of the TDoA-based dual-sniffer localization scheme, demonstrating improved precision in passive localization.

eess.SP