arXiv subjects

Hong-Yan Lu

Publications and source records attributed to Hong-Yan Lu.

At least 19 recordsLinked to original sources

arXiv2026

Prediction of 1:1 kagome metals with superconductivity and band topology

Kagome superconductors featuring topologically nontrivial band structures have attracted extensive research interest. FeSn and CoSn is a new kind of kagome material with intrinsic magnetism, which suppresses the emergence of superconductivity. Here, we theoretically predict a new kind of 1:1 kagome MSn (M=transition metal), which exhibit intrinsic superconductivity and nontrivial band topology by first-principles calculations. Among twenty-seven candidates, MSn (M= Mo, Hf, Nb, Ta, W, Ti) are theoretically identified as both dynamically and thermodynamical stable. And, five non-magnetic MSn (M= Mo, Hf, Nb, Ta, W) exhibit phonon-mediated superconductivity. Especially, the d orbitals bands display Dirac points and van Hove singularities near the Fermi level, which contribute to the emergence of topology and the electron-phonon coupling (EPC). More interestingly, MoSn, HfSn and NbSn show nontrivial topological band structure at the Fermi level. Thus, the predicted MSn establish a platform integrating superconductivity and topological order.

cond-mat.supr-con↗

arXiv2026

Intertwined charge density wave, tunable anti-dome superconductivity, and topological states in kagome metal VSn

These years, kagome materials with 1:1 stoichiometry have garnered increasing attention, among which FeSn, CoSn, and FeGe have been the focus of current studies. However, all of them are antiferromagnetic, thereby hindering the observation of superconductivity and other novel physical properties. Here, we predict a novel 1:1 kagome metal VSn, which is an intrinsic charge density wave (CDW) material. Interestingly, with increasing pressure or doping concentration, the CDW order is progressively suppressed, followed by the emergence of superconductivity characterized by a non-monotonic transition temperature that exhibits a rare anti-dome-shaped dependence. Above a critical threshold, a reentrance of the CDW phase occurs. The anti-dome superconductivity originates from the first hardening and then softening of phonon modes, together with band reconstruction. Crucially, VSn retains nontrivial topological properties across the entire superconducting regime, a feature of paramount importance for realizing robust topological superconductivity. These intertwined CDW, superconductivity, and topological phenomena elucidate the correlations among multiple quantum states in VSn. Therefore, this research paves the way for for designing 1:1 kagome superconducting topological metals and establishes a platform for exploring the interplay of multiple phases in kagome systems.

cond-mat.mtrl-sci↗

arXiv2026

Two-gap to Single-gap Transition and Two-dome-like Superconductivity in Alkali-Metal Intercalated Bilayer PdTe2

PdTe2 has been synthesized with controllable thickness down to the monolayer limit. Based on first-principles calculations within the fully anisotropic Migdal-Eliashberg framework, this work reveals that alkali-metal intercalation markedly enhances the weak superconductivity of bilayer PdTe2, boosting the transition temperature from 1.4 K to 5.0 -13.5 K and yielding a two-dome-like evolution of Tc. Rubidium intercalation induces the highest Tc of 13.5 K, which can be further increased to 14.5 K under biaxial tensile strain. The strain-dependent evolution of Tc also exhibits a two-dome-like behavior, reflecting the interplay between strain-induced band structure modifications and electron-phonon coupling (EPC). Moreover, a systematic correlation is identified between interlayer interaction and superconducting gap. Lithium intercalation induces a distinct two-gap state, whereas intercalants with larger atomic radii (Na, K, Rb, and Cs) drive the system into a single-gap character. The two-gap to single-gap transition originates from the modulation of interlayer coupling through intercalation-induced interlayer expansion. In addition, pristine and Li/Na-intercalated bilayers exhibit nontrivial band topology, suggesting that layered PdTe2 provides a promising platform for realizing the coexistence of superconductivity and nontrivial topology. These results provide detailed anisotropic insights into EPC and offer viable pathways for enhancing Tc and achieving diverse properties in layered PdTe2 systems.

cond-mat.supr-con↗

arXiv2026

Tunable superconductivity and spin density wave in La3Ni2O7/LaAlO3 thin films

Recently, La3Ni2O7 thin film on the LaAlO3 substrate is shown to be superconducting, while the bulk La3Ni2O7 with the same in-plane lattice constant under pressure does not superconduct. This difference suggests the interlayer distance $d_{\rm Ni-Ni}$ is crucial to control superconductivity, and its variation under pressure may tune the ground state sensitively. We investigate systematically the La3Ni2O7/LaAlO3 thin films in a reasonable range of $d_{\rm Ni-Ni}$, by a combination of the first-principle calculations and the singular-mode functional renormalization group. For smaller (larger) $d_{\rm Ni-Ni}$, the ground state is a C-type (G-type) spin density wave with spins coupled ferromagnetically (antiferromagnetically) across the two layers. Between the two phases, $s_\pm$-wave superconductivity emerges with dominant pairings between nickel $3d_{3z^2-r^2}$ orbitals. The results explain the experimental superconductivity in the thin film under ambient pressure, and predict that the applied pressure will decrease the superconducting transition temperature, until the system enters the C-type spin density wave. Experimental verification would provide profound insights into the nature of electron correlations in this system, since the C-type spin density wave is achieved most naturally in the itinerant picture, while it would be hard in the local moment picture where spins are always coupled antiferromagnetically across the layers.

cond-mat.supr-con↗

arXiv2025

Giant spin Hall effects and topological surface states in ternary-layered MAX carbides Mn+1AlCn (M= Nb, Ta, n=1, 2, 3)

In this work, we report a systematic study of the electronic structures, band topology, and intrinsic spin Hall effect (SHE) of the layered MAX carbides Mn+1AlCn (M= Nb, Ta, n=1, 2, 3) and explore the correlation effects on the SHE. The results show that M3AlC2 and M4AlC3 (M= Nb, Ta) share similar Dirac-band-crossing features near the Fermi level (EF) and form nodal lines in the absence of spin-orbit coupling (SOC). When the SOC is included, the Dirac band crossings are fully gapped, resulting in nontrivial Z2 topological invariants (1;000) with a pair of surface states on the (001) plane. Remarkably, the multiple gapped Dirac points contribute to locally strong spin Berry curvatures, which lead to large spin Hall conductivities and a giant spin Hall angle up to ~ 60% for Ta3AlC2. Moreover, we also elucidate the impact of Hubbard U correction on SHC. Our findings indicate that Ta3AlC2 might represent an intriguing layered Z2 topological metal with superior charge-to-spin conversion efficiency.

cond-mat.mes-hall↗

arXiv2025

Strain-Engineered Electronic Structure and Superconductivity in La$_3$Ni$_2$O$_7$ Thin Films

Recently, the films of the Ruddlesden-Popper (RP) nickelate superconductors, in which the (La,Pr)$_3$Ni$_2$O$_7$ system exhibits a remarkable transition temperature $T_c$ exceeding 40 K, were synthesized at ambient pressure. We systematically investigate the band structures and electronic correlation effect to identify the key factors controlling superconductivity and pathways to enhance $T_c$. Based on density functional theory (DFT) calculations, we construct a bilayer two-orbital ($3d_{3z^2-r^2}$ and $3d_{x^2-y^2}$) tight-binding model for a series of in-plane compression mimicking the substrate effect. We find the band energy at the $M$ point drops with the compression, leading to increase of the density of states at the Fermi level, in stark contrast to the behavior of the bulk under pressure. We then apply functional renormalization group (FRG) method to study the electronic correlation effect on the superconductivity. We find the $s_\pm$-wave pairing symmetry remains robust in the films, the same as the bulk. But somewhat surprisingly, for the films, we find $T_c$ can be enhanced by reducing the in-plane lattice constant, increasing the out-of-plane lattice constant, or further electron-doping. These findings are consistent with the itinerant picture of the superconductivity induced by spin-fluctuations and provide theoretical support for further boosting $T_c$ in future experiments.

cond-mat.supr-con↗

arXiv2025

Multi-gap and high-Tc superconductivity in metal-atom-free borocarbides: Effects of dimensional confinement and strain engineering

Pure borocarbides suffer from limited superconducting potential due to intrinsic structural instability, requiring transition/alkali metals as dual-functional stabilizers and dopants. Here, by combining high-throughput screening with anisotropic Migdal-Eliashberg (aME) theory, we identify dynamically stable borocarbides where high-Tc superconductivity predominately originates from E symmetry-selective electron-phonon coupling (EPC). The six distinct superconducting gaps emerge from a staircase distribution or uncoupling of EPC strength across each Fermi surface (FS) sheet, constituting a metal-free system with such high gap multiplicity. Crucially, dimensional reduction from bulk to surface strengthens E-symmetry EPC and enhances Tc from 32 K (3D bulk) to 75 K (2D surface), a result that highlights structural confinement as a key design strategy for observing high Tc. External strain further optimizes the competition between EPC strength and characteristic phonon frequency to achieve Tc > 90 K. This work reveals a systematic correlation between structural dimensionality and gap multiplicity and establishes borocarbide as a tunable platform to engineer both high-Tc and multi-gap superconductivity.

cond-mat.supr-con↗

arXiv2025

Two-dimensional transition metal selenides family M2Se: A platform for superconductivity, band topology, and charge density waves

MXenes and MBenes, which are two-dimensional (2D) transition metal carbides/nitrides and borides, have been extensively studied for their impressive properties. Recently, we reported a family of transition metal sulfides MSene (M2S) with rich properties [Phys. Rev. B 111, L041404 (2025)], it is worth studying whether selenides with similar structure also have rich properties. In this work, through high-throughput screening, we present a novel family of 2D transition metal selenides, M2Se. In this family, there are fifty-eight candidate materials, of which ten are stable and metallic. Notably, eight exhibit superconductivity, among which four are superconducting topological metals. Besides, eight show charge density wave (CDW) behavior, among which five also exhibit antiferromagnetism. It is revealed that CDW originates from electron-phonon coupling rather than Fermi surface nesting. Moreover, strain can be applied to regulate the competition between CDW and superconductivity. Our findings reveal the rich properties of superconductivity, band topology, CDW, and magnetism in M2Se, providing a new platform for the controllable integration of multifunctional quantum states.

cond-mat.mtrl-sci↗

arXiv2024

Theory of Pressure Dependence of Superconductivity in Bilayer Nickelate La$_3$Ni$_2$O$_{7}$

The recent experiment shows the superconducting transition temperature in the Ruddlesden-Popper bilayer La$_3$Ni$_2$O$_{7}$ decreases monotonically with increasing pressure above 14 GPa. In order to unravel the underlying mechanism for this unusual dependence, we performed theoretical investigations by combining the density functional theory (DFT) and the unbiased functional renormalization group (FRG). Our DFT calculations show that the Fermi pockets are essentially unchanged with increasing pressure (above 14 GPa), but the bandwidth is enlarged, and particularly the interlayer hopping integral between the nickel $3d_{3z^2-r^2}$ orbitals is enhanced. From the DFT band structure, we construct the bilayer tight-binding model in terms of the nickel $3d_{3z^2-r^2}$ and $3d_{x^2-y^2}$ orbitals. On this basis, we investigate the superconductivity induced by correlation effects by FRG calculations. We find consistently $s_\pm$-wave pairing triggered by spin fluctuations, but the latter are weakened by pressure and lead to a decreasing transition temperature versus pressure, in qualitatively agreement with the experiment. We emphasize that the itinerancy of the $d$-orbitals is important and captured naturally in our FRG calculations, and we argue that the unusual pressure dependence would be unnatural, if not impossible, in the otherwise local-moment picture of the nickel $d$-orbitals. This sheds lights on the pertinent microscopic description of, and more importantly the mechanism of superconductivity in La$_3$Ni$_2$O$_{7}$.

cond-mat.supr-con↗

arXiv2024

New-record-Tc and three-gap 2D superconductors with electronic and phononic topology: KB2C2

Pursuing higher-temperature superconductors under ambient pressure continues to be a prominent topic in materials discovery. Isomorphic structures like MgB2 exhibit potential for conventional BCS-type superconductivity, but their transition temperatures (Tc) have remained below 100 K based on both experimental findings and theoretical predictions. In this study, two new two-dimensional (2D) superconductors with sandwich structures,KB2C2,featuring BC layers in AA and AB stacking configurations,are designed, whose Tc can exceed 112 K,setting a new record in 2D superconductors. The analyses suggest that electrons in {\sigma}-states covalent bonds and high-frequency E phonon modes dominated by the in-plane vibrations of B/C atoms are predominately responsible for electron-phonon coupling (EPC). An exciting robust three-gap superconducting nature stems from the strong and evident three-region distribution characteristic of electronic EPC parameters {\lambda}. When biaxial tensile strain (BTS) is applied, their Tc are boosted above 153 K. The increase in Tc originates from the softening of optical E phonon modes around the {\Gamma} point and acoustic modes around the Q point, rather than an increase of electrons at the Fermi level (EF ) as observed in other similar systems. Thus, phonon plays a more beneficial role in the EPC of BTS cases, highlighting its significance as a medium in BCS superconductors. Moreover, we find KB2C2 exhibits interesting topological properties, spin antivortex, and Ising-type spin splitting. This is the first report of the coexistence of nontrivial topology and superconductivity with such a high Tc. Therefore, KB2C2 may offer promising sandwich structures to explore higher-Tc 2D superconductors, alongside present potential avenues for investigating fundamental quantum physics.

cond-mat.supr-con↗

arXiv2024

Three-gap superconductivity with $T_{c}$ above 80 K in hydrogenated 2D monolayer LiBC

Although the metalization of semiconductor bulk LiBC has been experimentally achieved, various flaws, including the strong lattice distortion, the uncontrollability of phase transition under pressure, usually appear. In this work, based on the first-principles calculations, we propose a new way of hydrogenation to realize metalization. Using the fully anisotropic Migdal-Eliashberg theory, we investigate the superconducting behaviors in the stable monolayers LiBCH and LiCBH, in which C and B atoms are hydrogenated, respectively. Our findings indicate that the monolayers possess the high $T_{c}$ of 82.0 and 82.5 K, respectively, along with the interesting three-gap superconducting natures. The Fermi sheets showing the obvious three-region distribution characteristics and the abnormally strong electron-phonon coupling (EPC) are responsible for the high-$T_{c}$ three-gap superconductivity. Furthermore, the $T_{c}$ can be dramatically boosted up to 120.0 K under 3.5 \% tensile strain. To a great extent, the high $T_{c}$ is beyond the liquid nitrogen temperature ($77$ K), which is beneficial for the applications in future experiments. This study not only explores the superconducting properties of the monolayers LiBCH and LiCBH, but also offers practical insights into the search for high-$T_{c}$ superconductors.

cond-mat.supr-con↗

arXiv2024

MSene: A new large family of two-dimensional transition metal sulfide with MXene structure

In this work, we theoretically report a new large family of two-dimensional (2D) transition metal sulfides $M$$_{2}$S with MXene structure in 2H and 1T phases, which we name as MSene. Twenty-four out of fifty-eight MSenes are proved to be stable. Notably, this family includes twelve superconducting (SC) materials, seven SC topological metals (SCTMs), four charge density wave (CDW) materials, and five magnetic materials including one ferromagnetic (FM) and four antiferromagnetic (AFM) materials. For example, 2H-Mo$_{2}$S is a SCTM which exhibits SC critical temperature ($T_{c}$) of 10.2 K and nontrivial topological properties; 1T-Hf$_{2}$S is a CDW material with the CDW originating from electron-phonon coupling. The CDW can be suppressed by compressive strain, leading to the emergence of superconductivity; 2H-Cr$_{2}$S and 1T-Mn$_{2}$S show FM and AFM properties, respectively. Thus, the new large family we predicted shows rich physical properties and significantly expands the repertoire of 2D materials. It serves as a novel platform for investigating the competition or coexistence of multiple orders such as SC, CDW, FM, AFM and topological orders in 2D materials.

cond-mat.mtrl-sci↗

arXiv2024

Origin of Ferroelectricity and Superconductivity with Nontrivial Electronic Topology in Fluorinated Nb2N

Two-dimensional (2D) intrinsic superconductors with nontrivial topological band and vertical ferroelectricity exhibit fascinating characteristics to achieving electrostatic control of quantum phases. While, only a few such 2D materials have been theoretically predicted. In this work, based on first principles calculations, we explore the superconductivity and ferroelectric properties in fluorinated 2D Nb2N. In the stable Nb2NF2, H3-Nb2NF2 breaks the spatial inversion symmetry, exhibiting vertical ferroelectric. More interestingly, it not only possesses intrinsic superconductivity with superconducting transition temperatures (Tc) of 10 K, but also exhibits nontrivial band topology. While, H1-Nb2NF2 shows topological band and superconductivity with Tc of 32 K, surpassing most of 2D conventional topological superconductors' candidates. Our research has enriched 2D superconducting materials with nontrivial band topology and ferroelectric properties, and provided a theoretical basis for the preparation of devices switching between superconducting and ferroelectric states with external electric field.

cond-mat.supr-con↗

arXiv2024

Effective model and $s_\pm$-wave superconductivity in trilayer nickelate La$_4$Ni$_3$O$_{10}$

The recent discovery of bulk superconductivity in trilayer nickelate La$_4$Ni$_3$O$_{10}$ with the critical temperature $T_c$ near $30$K under high pressure is attracting a new wave of research interest, after the breakthrough of bilayer La$_3$Ni$_2$O$_7$ with $T_c$ near $80$K. The similarities and differences of electronic structure and superconducting mechanism in these two systems are urgent theoretical issues. In this Letter, we study the electronic band structure and construct a minimal trilayer tight-binding model for the high-pressure phase of La$_4$Ni$_3$O$_{10}$ in terms of the nickel $3d_{x^2-y^2}$ and $3d_{3z^2-r^2}$ orbitals, and study the superconducting mechanism due to local Coulomb interactions by the unbiased functional renormalization group. We find antiferromagnetic correlations between the outer layers instead of neighboring ones, apart from the inplane correlations. The effective interaction induces Cooper pairing with the $s_\pm$-wave symmetry, which changes sign across the Fermi pockets. We find $T_c$ in La$_4$Ni$_3$O$_{10}$ is systematically lower than that in La$_3$Ni$_2$O$_7$, and electron doping can enhance $T_c$.

cond-mat.supr-con↗

arXiv2023

Superconductivity in Ca-intercalated bilayer graphene: C$_{2}$CaC$_{2}$

The deposition and intercalation of metal atoms can induce superconductivity in monolayer and bilayer graphenes. For example, it has been experimentally proved that Li-deposited graphene is a superconductor with critical temperature $T_{c}$ of 5.9 K, Ca-intercalated bilayer graphene C$_{6}$CaC$_{6}$ and K-intercalated epitaxial bilayer graphene C$_{8}$KC$_{8}$ are superconductors with $T_{c}$ of 2-4 K and 3.6 K, respectively. However, the $T_{c}$ of them are relatively low. To obtain higher $T_{c}$ in graphene-based superconductors, here we predict a new Ca-intercalated bilayer graphene C$_{2}$CaC$_{2}$, which shows higher Ca concentration than the C$_{6}$CaC$_{6}$. It is proved to be thermodynamically and dynamically stable. The electronic structure, electron-phonon coupling (EPC) and superconductivity of C$_{2}$CaC$_{2}$ are investigated based on first-principles calculations. The EPC of C$_{2}$CaC$_{2}$ mainly comes from the coupling between the electrons of C-$p_{z}$ orbital and the high- and low-frequency vibration modes of C atoms. The calculated EPC constant $\lambda$ of C$_{2}$CaC$_{2}$ is 0.75, and the superconducting $T_{c}$ is 18.9 K, which is much higher than other metal-intercalated bilayer graphenes. By further applying -4\% biaxial compressive strain to C$_{2}$CaC$_{2}$, the $T_{c}$ can be boosted to 26.6 K. Thus, the predicted C$_{2}$CaC$_{2}$ provides a new platform for realizing superconductivity with the highest $T_{c}$ in bilayer graphenes.

cond-mat.supr-con↗

arXiv2022

Phonon-mediated superconductivity in two-dimensional hydrogenated phosphorus carbide: HPC$_{3}$

In the recent years, three-dimensional (3D) high-temperature superconductors at ultrahigh pressure have been reported, typical examples are the polyhydrides H$_{3}$S, LaH$_{10}$, and YH$_{9}$, etc. To find high-temperature superconductors in two-dimensional (2D) at atmosphere pressure is another research hotspot. Here, we investigated the possible superconductivity in a hydrogenated monolayer phosphorus carbide based on first-principles calculations. The results reveal that monolayer PC$_{3}$ transforms from a semiconductor to a metal after hydrogenation. Interestingly, the C-$π$-bonding band contributes most to the states at the Fermi level. Based on the electron-phonon coupling mechanism, it is found that the electron-phonon coupling constant of HPC$_{3}$ is 0.95, which mainly origins from the coupling of C-$π$ electrons with the in-plane vibration modes of C and H. The calculated critical temperature $T_{c}$ is 31.0 K, which is higher than most of the 2D superconductors. By further applying biaxial tensile strain of 3$\%$, the $T_{c}$ can be boosted to 57.3 K, exceeding the McMillan limit. Thus, hydrogenation and strain are effective ways for increasing the superconducting $T_{c}$ of 2D materials.

cond-mat.supr-con↗

arXiv2021

Phonon-Mediated Superconductivity near the Lattice Instability in Hole-doped Hydrogenated Monolayer Hexagonal Boron Nitride

Employing the density-functional theory with local density approximation, we show that the fully hydrogenated monolayer-hexagonal boron nitride (H$_2$BN) has a direct-band gap of 2.96 eV in the blue-light region while the pristine $\textit{h}$-BN has a wider indirect-band gap of 4.78 eV. The hole-doped H$_2$BN is stable at low carrier density ($n$) but becomes dynamically unstable at higher $n$. We predict that it is a phonon-mediated superconductor with a transition temperature ($T_c$) which can reach $\sim$31 K at $n$ of $1.5\times$ $10^{14}$ holes cm$^{-2}$ near the lattice instability. The $T_c$ could be enhanced up to $\sim$82 K by applying a biaxial tensile strain at 6 % along with doping at $n$ of $3.4\times$ 10$^{14}$ holes cm$^{-2}$ close to a new lattice instability.

cond-mat.supr-con↗

arXiv2019

Graphane with carbon dimer defects: Robust in-gap states and a scalable two-dimensional platform for quantum computation

We study the energy level structures of the defective graphane lattice, where a carbon dimer defect is created by removing the hydrogen atoms on two nearest-neighbor carbon sites. Robust defect states emerge inside the bulk insulating gap of graphane. While for the stoichiometric half-filled system there are two doubly degenerate defect levels, there are four nondegenerate and spin-polarized in-gap defect levels in the system with one electron less than half filling. A universal set of quantum gates can be realized in the defective graphane lattice, by triggering resonant transitions among the defect states via optical pulses and \emph{ac} magnetic fields. The sizable energy separation between the occupied and the empty in-gap states enables precise control at room temperature. The spatial locality of the in-gap states implies a qubit network of extremely high areal density. Based on these results, we propose that graphane as a unique platform could be used to construct the future all-purpose quantum computers.

cond-mat.mes-hall↗