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Hongge Chen

Publications and source records attributed to Hongge Chen.

At least 19 recordsLinked to original sources

Finite Potential Energy for Entire Solutions of the Planar Ginzburg--Landau Equation

We prove that every smooth entire solution $ u\colon\mathbb{R}^2\to\mathbb{R}^2 $ of the Ginzburg--Landau equation $ -\Delta u=u(1-|u|^2) $ with $ |u(x)|\to1 $ as $ |x|\to\infty $ has finite potential energy, i.e., \begin{equation*} \int_{\mathbb{R}^2}(1-|u|^2)^2 \mathrm{d}x<+\infty, \end{equation*} thereby resolving Brezis' Open Problem 2.5 in [4]. The main difficulty stems from the possible presence of a curl-free mode that carries nonzero circulation and decays only like $ |x|^{-1} $; such a mode lies outside $ L^2 $ and does not admit a single-valued potential. By minimizing over $ L^2 $ gradient corrections, we construct a comparison field that solves the homogeneous equation and inherits the same circulation. The Kelvin inversion, combined with the De Giorgi--Nash--Moser theory for quasilinear elliptic equations, then produces the optimal decay $ O(|x|^{-1}) $. For a Ginzburg--Landau solution, the Bernstein estimate and the coercivity of the Jacobi form produce an $ L^2 $ forcing term in the exterior phase equation. The resulting $ L^4 $ bound on the phase field implies $1-|u|^2\in L^2(\mathbb{R}^2)$, and therefore the potential energy is finite.

math.AP

Causal Composition Diffusion Model for Closed-loop Traffic Generation

Simulation is critical for safety evaluation in autonomous driving, particularly in capturing complex interactive behaviors. However, generating realistic and controllable traffic scenarios in long-tail situations remains a significant challenge. Existing generative models suffer from the conflicting objective between user-defined controllability and realism constraints, which is amplified in safety-critical contexts. In this work, we introduce the Causal Compositional Diffusion Model (CCDiff), a structure-guided diffusion framework to address these challenges. We first formulate the learning of controllable and realistic closed-loop simulation as a constrained optimization problem. Then, CCDiff maximizes controllability while adhering to realism by automatically identifying and injecting causal structures directly into the diffusion process, providing structured guidance to enhance both realism and controllability. Through rigorous evaluations on benchmark datasets and in a closed-loop simulator, CCDiff demonstrates substantial gains over state-of-the-art approaches in generating realistic and user-preferred trajectories. Our results show CCDiff's effectiveness in extracting and leveraging causal structures, showing improved closed-loop performance based on key metrics such as collision rate, off-road rate, FDE, and comfort.

cs.AI

DriveGPT: Scaling Autoregressive Behavior Models for Driving

We present DriveGPT, a scalable behavior model for autonomous driving. We model driving as a sequential decision-making task, and learn a transformer model to predict future agent states as tokens in an autoregressive fashion. We scale up our model parameters and training data by multiple orders of magnitude, enabling us to explore the scaling properties in terms of dataset size, model parameters, and compute. We evaluate DriveGPT across different scales in a planning task, through both quantitative metrics and qualitative examples, including closed-loop driving in complex real-world scenarios. In a separate prediction task, DriveGPT outperforms state-of-the-art baselines and exhibits improved performance by pretraining on a large-scale dataset, further validating the benefits of data scaling.

cs.LG

Cohere3D: Exploiting Temporal Coherence for Unsupervised Representation Learning of Vision-based Autonomous Driving

Due to the lack of depth cues in images, multi-frame inputs are important for the success of vision-based perception, prediction, and planning in autonomous driving. Observations from different angles enable the recovery of 3D object states from 2D image inputs if we can identify the same instance in different input frames. However, the dynamic nature of autonomous driving scenes leads to significant changes in the appearance and shape of each instance captured by the camera at different time steps. To this end, we propose a novel contrastive learning algorithm, Cohere3D, to learn coherent instance representations in a long-term input sequence robust to the change in distance and perspective. The learned representation aids in instance-level correspondence across multiple input frames in downstream tasks. In the pretraining stage, the raw point clouds from LiDAR sensors are utilized to construct the long-term temporal correspondence for each instance, which serves as guidance for the extraction of instance-level representation from the vision-based bird's eye-view (BEV) feature map. Cohere3D encourages a consistent representation for the same instance at different frames but distinguishes between representations of different instances. We evaluate our algorithm by finetuning the pretrained model on various downstream perception, prediction, and planning tasks. Results show a notable improvement in both data efficiency and task performance.

cs.CV

SHIFT3D: Synthesizing Hard Inputs For Tricking 3D Detectors

We present SHIFT3D, a differentiable pipeline for generating 3D shapes that are structurally plausible yet challenging to 3D object detectors. In safety-critical applications like autonomous driving, discovering such novel challenging objects can offer insight into unknown vulnerabilities of 3D detectors. By representing objects with a signed distanced function (SDF), we show that gradient error signals allow us to smoothly deform the shape or pose of a 3D object in order to confuse a downstream 3D detector. Importantly, the objects generated by SHIFT3D physically differ from the baseline object yet retain a semantically recognizable shape. Our approach provides interpretable failure modes for modern 3D object detectors, and can aid in preemptive discovery of potential safety risks within 3D perception systems before these risks become critical failures.

cs.CV

Hierarchical Model-Based Imitation Learning for Planning in Autonomous Driving

We demonstrate the first large-scale application of model-based generative adversarial imitation learning (MGAIL) to the task of dense urban self-driving. We augment standard MGAIL using a hierarchical model to enable generalization to arbitrary goal routes, and measure performance using a closed-loop evaluation framework with simulated interactive agents. We train policies from expert trajectories collected from real vehicles driving over 100,000 miles in San Francisco, and demonstrate a steerable policy that can navigate robustly even in a zero-shot setting, generalizing to synthetic scenarios with novel goals that never occurred in real-world driving. We also demonstrate the importance of mixing closed-loop MGAIL losses with open-loop behavior cloning losses, and show our best policy approaches the performance of the expert. We evaluate our imitative model in both average and challenging scenarios, and show how it can serve as a useful prior to plan successful trajectories.

cs.RO

Robust Deep Reinforcement Learning against Adversarial Perturbations on State Observations

A deep reinforcement learning (DRL) agent observes its states through observations, which may contain natural measurement errors or adversarial noises. Since the observations deviate from the true states, they can mislead the agent into making suboptimal actions. Several works have shown this vulnerability via adversarial attacks, but existing approaches on improving the robustness of DRL under this setting have limited success and lack for theoretical principles. We show that naively applying existing techniques on improving robustness for classification tasks, like adversarial training, is ineffective for many RL tasks. We propose the state-adversarial Markov decision process (SA-MDP) to study the fundamental properties of this problem, and develop a theoretically principled policy regularization which can be applied to a large family of DRL algorithms, including proximal policy optimization (PPO), deep deterministic policy gradient (DDPG) and deep Q networks (DQN), for both discrete and continuous action control problems. We significantly improve the robustness of PPO, DDPG and DQN agents under a suite of strong white box adversarial attacks, including new attacks of our own. Additionally, we find that a robust policy noticeably improves DRL performance even without an adversary in a number of environments. Our code is available at https://github.com/chenhongge/StateAdvDRL.

cs.LG

Robust Reinforcement Learning on State Observations with Learned Optimal Adversary

We study the robustness of reinforcement learning (RL) with adversarially perturbed state observations, which aligns with the setting of many adversarial attacks to deep reinforcement learning (DRL) and is also important for rolling out real-world RL agent under unpredictable sensing noise. With a fixed agent policy, we demonstrate that an optimal adversary to perturb state observations can be found, which is guaranteed to obtain the worst case agent reward. For DRL settings, this leads to a novel empirical adversarial attack to RL agents via a learned adversary that is much stronger than previous ones. To enhance the robustness of an agent, we propose a framework of alternating training with learned adversaries (ATLA), which trains an adversary online together with the agent using policy gradient following the optimal adversarial attack framework. Additionally, inspired by the analysis of state-adversarial Markov decision process (SA-MDP), we show that past states and actions (history) can be useful for learning a robust agent, and we empirically find a LSTM based policy can be more robust under adversaries. Empirical evaluations on a few continuous control environments show that ATLA achieves state-of-the-art performance under strong adversaries. Our code is available at https://github.com/huanzhang12/ATLA_robust_RL.

cs.LG

On $\ell_p$-norm Robustness of Ensemble Stumps and Trees

Recent papers have demonstrated that ensemble stumps and trees could be vulnerable to small input perturbations, so robustness verification and defense for those models have become an important research problem. However, due to the structure of decision trees, where each node makes decision purely based on one feature value, all the previous works only consider the $\ell_\infty$ norm perturbation. To study robustness with respect to a general $\ell_p$ norm perturbation, one has to consider the correlation between perturbations on different features, which has not been handled by previous algorithms. In this paper, we study the problem of robustness verification and certified defense with respect to general $\ell_p$ norm perturbations for ensemble decision stumps and trees. For robustness verification of ensemble stumps, we prove that complete verification is NP-complete for $p\in(0, \infty)$ while polynomial time algorithms exist for $p=0$ or $\infty$. For $p\in(0, \infty)$ we develop an efficient dynamic programming based algorithm for sound verification of ensemble stumps. For ensemble trees, we generalize the previous multi-level robustness verification algorithm to $\ell_p$ norm. We demonstrate the first certified defense method for training ensemble stumps and trees with respect to $\ell_p$ norm perturbations, and verify its effectiveness empirically on real datasets.

cs.LG

Multi-Stage Influence Function

Multi-stage training and knowledge transfer, from a large-scale pretraining task to various finetuning tasks, have revolutionized natural language processing and computer vision resulting in state-of-the-art performance improvements. In this paper, we develop a multi-stage influence function score to track predictions from a finetuned model all the way back to the pretraining data. With this score, we can identify the pretraining examples in the pretraining task that contribute most to a prediction in the finetuning task. The proposed multi-stage influence function generalizes the original influence function for a single model in (Koh & Liang, 2017), thereby enabling influence computation through both pretrained and finetuned models. We study two different scenarios with the pretrained embeddings fixed or updated in the finetuning tasks. We test our proposed method in various experiments to show its effectiveness and potential applications.

cs.LG

Adversarial T-shirt! Evading Person Detectors in A Physical World

It is known that deep neural networks (DNNs) are vulnerable to adversarial attacks. The so-called physical adversarial examples deceive DNN-based decisionmakers by attaching adversarial patches to real objects. However, most of the existing works on physical adversarial attacks focus on static objects such as glass frames, stop signs and images attached to cardboard. In this work, we proposed adversarial T-shirts, a robust physical adversarial example for evading person detectors even if it could undergo non-rigid deformation due to a moving person's pose changes. To the best of our knowledge, this is the first work that models the effect of deformation for designing physical adversarial examples with respect to-rigid objects such as T-shirts. We show that the proposed method achieves74% and 57% attack success rates in the digital and physical worlds respectively against YOLOv2. In contrast, the state-of-the-art physical attack method to fool a person detector only achieves 18% attack success rate. Furthermore, by leveraging min-max optimization, we extend our method to the ensemble attack setting against two object detectors YOLO-v2 and Faster R-CNN simultaneously.

cs.CV

Robustness Verification of Tree-based Models

We study the robustness verification problem for tree-based models, including decision trees, random forests (RFs) and gradient boosted decision trees (GBDTs). Formal robustness verification of decision tree ensembles involves finding the exact minimal adversarial perturbation or a guaranteed lower bound of it. Existing approaches find the minimal adversarial perturbation by a mixed integer linear programming (MILP) problem, which takes exponential time so is impractical for large ensembles. Although this verification problem is NP-complete in general, we give a more precise complexity characterization. We show that there is a simple linear time algorithm for verifying a single tree, and for tree ensembles, the verification problem can be cast as a max-clique problem on a multi-partite graph with bounded boxicity. For low dimensional problems when boxicity can be viewed as constant, this reformulation leads to a polynomial time algorithm. For general problems, by exploiting the boxicity of the graph, we develop an efficient multi-level verification algorithm that can give tight lower bounds on the robustness of decision tree ensembles, while allowing iterative improvement and any-time termination. OnRF/GBDT models trained on 10 datasets, our algorithm is hundreds of times faster than the previous approach that requires solving MILPs, and is able to give tight robustness verification bounds on large GBDTs with hundreds of deep trees.

cs.LG

Towards Stable and Efficient Training of Verifiably Robust Neural Networks

Training neural networks with verifiable robustness guarantees is challenging. Several existing approaches utilize linear relaxation based neural network output bounds under perturbation, but they can slow down training by a factor of hundreds depending on the underlying network architectures. Meanwhile, interval bound propagation (IBP) based training is efficient and significantly outperforms linear relaxation based methods on many tasks, yet it may suffer from stability issues since the bounds are much looser especially at the beginning of training. In this paper, we propose a new certified adversarial training method, CROWN-IBP, by combining the fast IBP bounds in a forward bounding pass and a tight linear relaxation based bound, CROWN, in a backward bounding pass. CROWN-IBP is computationally efficient and consistently outperforms IBP baselines on training verifiably robust neural networks. We conduct large scale experiments on MNIST and CIFAR datasets, and outperform all previous linear relaxation and bound propagation based certified defenses in $\ell_\infty$ robustness. Notably, we achieve 7.02% verified test error on MNIST at $ε=0.3$, and 66.94% on CIFAR-10 with $ε=8/255$. Code is available at https://github.com/deepmind/interval-bound-propagation (TensorFlow) and https://github.com/huanzhang12/CROWN-IBP (PyTorch).

cs.LG

Topology Attack and Defense for Graph Neural Networks: An Optimization Perspective

Graph neural networks (GNNs) which apply the deep neural networks to graph data have achieved significant performance for the task of semi-supervised node classification. However, only few work has addressed the adversarial robustness of GNNs. In this paper, we first present a novel gradient-based attack method that facilitates the difficulty of tackling discrete graph data. When comparing to current adversarial attacks on GNNs, the results show that by only perturbing a small number of edge perturbations, including addition and deletion, our optimization-based attack can lead to a noticeable decrease in classification performance. Moreover, leveraging our gradient-based attack, we propose the first optimization-based adversarial training for GNNs. Our method yields higher robustness against both different gradient based and greedy attack methods without sacrificing classification accuracy on original graph.

cs.LG

Robust Decision Trees Against Adversarial Examples

Although adversarial examples and model robustness have been extensively studied in the context of linear models and neural networks, research on this issue in tree-based models and how to make tree-based models robust against adversarial examples is still limited. In this paper, we show that tree based models are also vulnerable to adversarial examples and develop a novel algorithm to learn robust trees. At its core, our method aims to optimize the performance under the worst-case perturbation of input features, which leads to a max-min saddle point problem. Incorporating this saddle point objective into the decision tree building procedure is non-trivial due to the discrete nature of trees --- a naive approach to finding the best split according to this saddle point objective will take exponential time. To make our approach practical and scalable, we propose efficient tree building algorithms by approximating the inner minimizer in this saddle point problem, and present efficient implementations for classical information gain based trees as well as state-of-the-art tree boosting models such as XGBoost. Experimental results on real world datasets demonstrate that the proposed algorithms can substantially improve the robustness of tree-based models against adversarial examples.

cs.LG

Estimates of Dirichlet Eigenvalues for a Class of Sub-elliptic Operators

Let $Ω$ be a bounded connected open subset in $\mathbb{R}^n$ with smooth boundary $\partialΩ$. Suppose that we have a system of real smooth vector fields $X=(X_{1},X_{2},$ $\cdots,X_{m})$ defined on a neighborhood of $\overlineΩ$ that satisfies the Hörmander's condition. Suppose further that $\partialΩ$ is non-characteristic with respect to $X$. For a self-adjoint sub-elliptic operator $\triangle_{X}= -\sum_{i=1}^{m}X_{i}^{*} X_i$ on $Ω$, we denote its $k^{th}$ Dirichlet eigenvalue by $λ_k$. We will provide an uniform upper bound for the sub-elliptic Dirichlet heat kernel. We will also give an explicit sharp lower bound estimate for $λ_{k}$, which has a polynomially growth in $k$ of the order related to the generalized Métivier index. We will establish an explicit asymptotic formula of $λ_{k}$ that generalizes the Métivier's results in 1976. Our asymptotic formula shows that under a certain condition, our lower bound estimate for $λ_{k}$ is optimal in terms of the growth of $k$. Moreover, the upper bound estimate of the Dirichlet eigenvalues for general sub-elliptic operators will also be given, which, in a certain sense, has the optimal growth order.

math.AP

Is Robustness the Cost of Accuracy? -- A Comprehensive Study on the Robustness of 18 Deep Image Classification Models

The prediction accuracy has been the long-lasting and sole standard for comparing the performance of different image classification models, including the ImageNet competition. However, recent studies have highlighted the lack of robustness in well-trained deep neural networks to adversarial examples. Visually imperceptible perturbations to natural images can easily be crafted and mislead the image classifiers towards misclassification. To demystify the trade-offs between robustness and accuracy, in this paper we thoroughly benchmark 18 ImageNet models using multiple robustness metrics, including the distortion, success rate and transferability of adversarial examples between 306 pairs of models. Our extensive experimental results reveal several new insights: (1) linear scaling law - the empirical $\ell_2$ and $\ell_\infty$ distortion metrics scale linearly with the logarithm of classification error; (2) model architecture is a more critical factor to robustness than model size, and the disclosed accuracy-robustness Pareto frontier can be used as an evaluation criterion for ImageNet model designers; (3) for a similar network architecture, increasing network depth slightly improves robustness in $\ell_\infty$ distortion; (4) there exist models (in VGG family) that exhibit high adversarial transferability, while most adversarial examples crafted from one model can only be transferred within the same family. Experiment code is publicly available at \url{https://github.com/huanzhang12/Adversarial_Survey}.

cs.CV

The Limitations of Adversarial Training and the Blind-Spot Attack

The adversarial training procedure proposed by Madry et al. (2018) is one of the most effective methods to defend against adversarial examples in deep neural networks (DNNs). In our paper, we shed some lights on the practicality and the hardness of adversarial training by showing that the effectiveness (robustness on test set) of adversarial training has a strong correlation with the distance between a test point and the manifold of training data embedded by the network. Test examples that are relatively far away from this manifold are more likely to be vulnerable to adversarial attacks. Consequentially, an adversarial training based defense is susceptible to a new class of attacks, the "blind-spot attack", where the input images reside in "blind-spots" (low density regions) of the empirical distribution of training data but is still on the ground-truth data manifold. For MNIST, we found that these blind-spots can be easily found by simply scaling and shifting image pixel values. Most importantly, for large datasets with high dimensional and complex data manifold (CIFAR, ImageNet, etc), the existence of blind-spots in adversarial training makes defending on any valid test examples difficult due to the curse of dimensionality and the scarcity of training data. Additionally, we find that blind-spots also exist on provable defenses including (Wong & Kolter, 2018) and (Sinha et al., 2018) because these trainable robustness certificates can only be practically optimized on a limited set of training data.

stat.ML