SearcharxivSearch

arXiv subjects

Honglei Zhang

Publications and source records attributed to Honglei Zhang.

At least 19 recordsLinked to original sources

ReasonAudio: A Benchmark for Evaluating Reasoning Beyond Matching in Text-Audio Retrieval

As multimodal content continues to expand at a rapid pace, audio retrieval has emerged as a key enabling technology for media search, content organization, and intelligent assistants. However, most existing benchmarks concentrate on semantic matching and fail to capture the fact that real-world queries often demand advanced reasoning abilities, including negation understanding, temporal ordering, concurrent event recognition, and duration discrimination. To address this gap, we introduce ReasonAudio, the first reasoning-intensive benchmark for Text-Audio Retrieval, comprising 1,000 queries and 10,000 composite audio clips across five fundamental reasoning tasks: Negation, Order, Overlap, Duration, and Mix. Despite their intuitive nature for humans and straightforward construction, these tasks pose significant challenges to current models. Our evaluation of ten state-of-the-art models reveals the following findings: All models struggle with reasoning-intensive audio retrieval, performing particularly poorly on Negation and Duration while showing relatively better results on Overlap and Order. Moreover, Multimodal Large Language Model-based embedding models fail to inherit the reasoning capabilities of their backbones through contrastive fine-tuning, suggesting that current training paradigms are insufficient to preserve reasoning capacity in retrieval settings

cs.AI

From Transfer to Collaboration: A Federated Framework for Cross-Market Sequential Recommendation

Cross-market recommendation (CMR) aims to enhance recommendation performance across multiple markets. Due to its inherent characteristics, i.e., data isolation, non-overlapping users, and market heterogeneity, CMR introduces unique challenges and fundamentally differs from cross-domain recommendation (CDR). Existing CMR approaches largely inherit CDR by adopting the one-to-one transfer paradigm, where a model is pretrained on a source market and then fine-tuned on a target market. However, such a paradigm suffers from CH1. source degradation, where the source market sacrifices its own performance for the target markets, and CH2. negative transfer, where market heterogeneity leads to suboptimal performance in target markets. To address these challenges, we propose FeCoSR, a novel federated collaboration framework for cross-market sequential recommendation. Specifically, to tackle CH1, we introduce a many-to-many collaboration paradigm that enables all markets to jointly participate in and benefit from training. It consists of a federated pretraining stage for capturing shared behavior-level patterns, followed by local fine-tuning for market-specific item-level preferences. For CH2, we theoretically and empirically show that vanilla Cross-Entropy (CE) exacerbates market heterogeneity, undermining federated optimization. To address this, we propose a Semantic Soft Cross-Entropy (S^2CE) that leverages shared semantic information to facilitate collaborative behavioral learning across markets. Then, we design a market-specific adaptation module during fine-tuning to capture local item preferences. Extensive experiments on the real-world datasets demonstrate the advantages of FeCoSR over other methods.

cs.IR

FedUTR: Federated Recommendation with Augmented Universal Textual Representation for Sparse Interaction Scenarios

Federated recommendations (FRs) have emerged as an on-device privacy-preserving paradigm, attracting considerable attention driven by rising demands for data security. Existing FRs predominantly adapt ID embeddings to represent items, making the quality of item embeddings entirely dependent on users' historical behaviors. However, we empirically observe that this pattern leads to suboptimal recommendation performance under high data sparsity scenarios, due to its strong reliance on historical interactions. To address this issue, we propose a novel method named FedUTR, which incorporates item textual representations as a complement to interaction behaviors, aiming to enhance model performance under high data sparsity. Specifically, we utilize textual modality as the universal representation to capture generic item knowledge, and design a Collaborative Information Fusion Module (CIFM) to complement each user's personalized interaction information. Besides, we introduce a Local Adaptation Module (LAM) that adaptively exploits the off-the-shelf local model to efficiently preserve client-specific personalized preferences. Moreover, we propose a variant of FedUTR, termed FedUTR-SAR, which incorporates a sparsity-aware resnet component to granularly balance universal and personalized information. The convergence analysis proves theoretical guarantees for the effectiveness of FedUTR. Extensive experiments on four real-world datasets show that our method achieves superior performance, with improvements of up to 59% across all datasets compared to the SOTA baselines.

cs.IR

MDiffFR: Modality-Guided Diffusion Generation for Cold-start Items in Federated Recommendation

Federated recommendations (FRs) provide personalized services while preserving user privacy by keeping user data on local clients, which has attracted significant attention in recent years. However, due to the strict privacy constraints inherent in FRs, access to user-item interaction data and user profiles across clients is highly restricted, making it difficult to learn globally effective representations for new (cold-start) items. Consequently, the item cold-start problem becomes even more challenging in FRs. Existing solutions typically predict embeddings for new items through the attribute-to-embedding mapping paradigm, which establishes a fixed one-to-one correspondence between item attributes and their embeddings. However, this one-to-one mapping paradigm often fails to model varying data distributions and tends to cause embedding misalignment, as verified by our empirical studies. To this end, we propose MDiffFR, a novel generation-based modality-guided diffusion method for cold-start items in FRs. In this framework, we employ a tailored diffusion model on the server to generate embeddings for new items, which are then distributed to clients for cold-start inference. To align item semantics, we deploy a pre-trained modality encoder to extract modality features as conditional signals to guide the reverse denoising process. Furthermore, our theoretical analysis verifies that the proposed method achieves stronger privacy guarantees compared to existing mapping-based approaches. Extensive experiments on four real datasets demonstrate that our method consistently outperforms all baselines in FRs.

cs.IR

CoDS: Enhancing Collaborative Perception in Heterogeneous Scenarios via Domain Separation

Collaborative perception has been proven to improve individual perception in autonomous driving through multi-agent interaction. Nevertheless, most methods often assume identical encoders for all agents, which does not hold true when these models are deployed in real-world applications. To realize collaborative perception in actual heterogeneous scenarios, existing methods usually align neighbor features to those of the ego vehicle, which is vulnerable to noise from domain gaps and thus fails to address feature discrepancies effectively. Moreover, they adopt transformer-based modules for domain adaptation, which causes the model inference inefficiency on mobile devices. To tackle these issues, we propose CoDS, a Collaborative perception method that leverages Domain Separation to address feature discrepancies in heterogeneous scenarios. The CoDS employs two feature alignment modules, i.e., Lightweight Spatial-Channel Resizer (LSCR) and Distribution Alignment via Domain Separation (DADS). Besides, it utilizes the Domain Alignment Mutual Information (DAMI) loss to ensure effective feature alignment. Specifically, the LSCR aligns the neighbor feature across spatial and channel dimensions using a lightweight convolutional layer. Subsequently, the DADS mitigates feature distribution discrepancy with encoder-specific and encoder-agnostic domain separation modules. The former removes domain-dependent information and the latter captures task-related information. During training, the DAMI loss maximizes the mutual information between aligned heterogeneous features to enhance the domain separation process. The CoDS employs a fully convolutional architecture, which ensures high inference efficiency. Extensive experiments demonstrate that the CoDS effectively mitigates feature discrepancies in heterogeneous scenarios and achieves a trade-off between detection accuracy and inference efficiency.

cs.CV

Breaking the Aggregation Bottleneck in Federated Recommendation: A Personalized Model Merging Approach

Federated recommendation (FR) facilitates collaborative training by aggregating local models from massive devices, enabling client-specific personalization while ensuring privacy. However, we empirically and theoretically demonstrate that server-side aggregation can undermine client-side personalization, leading to suboptimal performance, which we term the aggregation bottleneck. This issue stems from the inherent heterogeneity across numerous clients in FR, which drives the globally aggregated model to deviate from local optima. To this end, we propose FedEM, which elastically merges the global and local models to compensate for impaired personalization. Unlike existing personalized federated recommendation (pFR) methods, FedEM (1) investigates the aggregation bottleneck in FR through theoretical insights, rather than relying on heuristic analysis; (2) leverages off-the-shelf local models rather than designing additional mechanisms to boost personalization. Extensive experiments on real-world datasets demonstrate that our method preserves client personalization during collaborative training, outperforming state-of-the-art baselines.

cs.DC

A Survey of Personalized Federated Foundation Models for Privacy-Preserving Recommendation

Integrating Foundation Models (FMs) into recommendation systems is an emerging and promising research direction. However, centralized paradigms face growing pressure from privacy concerns and strict regulatory requirements. Federated learning offers a viable solution that enables collaborative model refinement while keeping raw user data on local devices or organizational silos. Yet, applying FMs in this setting creates a fundamental tension, where the system must balance the leverage of global knowledge with the necessity of capturing user personality. This survey provides a comprehensive overview of Personalized Federated Foundation Models for privacy-preserving recommendation, and reviews recent progress in this emerging field. We first analyze personalization techniques that function effectively under federated settings. Furthermore, we discuss the adaptation of foundation models to such federated architectures to balance generalization with user-specific needs for achieving privacy-preserving recommendation. In contrast to existing reviews, our work specifically emphasizes the architectural intersection of federation, personalization, and foundation models. \looseness=-1

cs.LG

Beyond Personalization: Federated Recommendation with Calibration via Low-rank Decomposition

Federated recommendation (FR) is a promising paradigm to protect user privacy in recommender systems. Distinct from general federated scenarios, FR inherently needs to preserve client-specific parameters, i.e., user embeddings, for privacy and personalization. However, we empirically find that globally aggregated item embeddings can induce skew in user embeddings, resulting in suboptimal performance. To this end, we theoretically analyze the user embedding skew issue and propose Personalized Federated recommendation with Calibration via Low-Rank decomposition (PFedCLR). Specifically, PFedCLR introduces an integrated dual-function mechanism, implemented with a buffer matrix, to jointly calibrate local user embedding and personalize global item embeddings. To ensure efficiency, we employ a low-rank decomposition of the buffer matrix to reduce the model overhead. Furthermore, for privacy, we train and upload the local model before personalization, preventing the server from accessing sensitive information. Extensive experiments demonstrate that PFedCLR effectively mitigates user embedding skew and achieves a desirable trade-off among performance, efficiency, and privacy, outperforming state-of-the-art (SOTA) methods.

cs.CR

Personalized Recommendation Models in Federated Settings: A Survey

Federated recommender systems (FedRecSys) have emerged as a pivotal solution for privacy-aware recommendations, balancing growing demands for data security and personalized experiences. Current research efforts predominantly concentrate on adapting traditional recommendation architectures to federated environments, optimizing communication efficiency, and mitigating security vulnerabilities. However, user personalization modeling, which is essential for capturing heterogeneous preferences in this decentralized and non-IID data setting, remains underexplored. This survey addresses this gap by systematically exploring personalization in FedRecSys, charting its evolution from centralized paradigms to federated-specific innovations. We establish a foundational definition of personalization in a federated setting, emphasizing personalized models as a critical solution for capturing fine-grained user preferences. The work critically examines the technical hurdles of building personalized FedRecSys and synthesizes promising methodologies to meet these challenges. As the first consolidated study in this domain, this survey serves as both a technical reference and a catalyst for advancing personalized FedRecSys research.

cs.IR

A Tutorial of Personalized Federated Recommender Systems: Recent Advances and Future Directions

Personalization stands as the cornerstone of recommender systems (RecSys), striving to sift out redundant information and offer tailor-made services for users. However, the conventional cloud-based RecSys necessitates centralized data collection, posing significant risks of user privacy breaches. In response to this challenge, federated recommender systems (FedRecSys) have emerged, garnering considerable attention. FedRecSys enable users to retain personal data locally and solely share model parameters with low privacy sensitivity for global model training, significantly bolstering the system's privacy protection capabilities. Within the distributed learning framework, the pronounced non-iid nature of user behavior data introduces fresh hurdles to federated optimization. Meanwhile, the ability of federated learning to concurrently learn multiple models presents an opportunity for personalized user modeling. Consequently, the development of personalized FedRecSys (PFedRecSys) is crucial and holds substantial significance. This tutorial seeks to provide an introduction to PFedRecSys, encompassing (1) an overview of existing studies on PFedRecSys, (2) a comprehensive taxonomy of PFedRecSys spanning four pivotal research directions-client-side adaptation, server-side aggregation, communication efficiency, privacy and protection, and (3) exploration of open challenges and promising future directions in PFedRecSys. This tutorial aims to establish a robust foundation and spark new perspectives for subsequent exploration and practical implementations in the evolving realm of RecSys.

cs.IR

CoDTS: Enhancing Sparsely Supervised Collaborative Perception with a Dual Teacher-Student Framework

Current collaborative perception methods often rely on fully annotated datasets, which can be expensive to obtain in practical situations. To reduce annotation costs, some works adopt sparsely supervised learning techniques and generate pseudo labels for the missing instances. However, these methods fail to achieve an optimal confidence threshold that harmonizes the quality and quantity of pseudo labels. To address this issue, we propose an end-to-end Collaborative perception Dual Teacher-Student framework (CoDTS), which employs adaptive complementary learning to produce both high-quality and high-quantity pseudo labels. Specifically, the Main Foreground Mining (MFM) module generates high-quality pseudo labels based on the prediction of the static teacher. Subsequently, the Supplement Foreground Mining (SFM) module ensures a balance between the quality and quantity of pseudo labels by adaptively identifying missing instances based on the prediction of the dynamic teacher. Additionally, the Neighbor Anchor Sampling (NAS) module is incorporated to enhance the representation of pseudo labels. To promote the adaptive complementary learning, we implement a staged training strategy that trains the student and dynamic teacher in a mutually beneficial manner. Extensive experiments demonstrate that the CoDTS effectively ensures an optimal balance of pseudo labels in both quality and quantity, establishing a new state-of-the-art in sparsely supervised collaborative perception. The code is available at https://github.com/CatOneTwo/CoDTS.

cs.CV

Advancing Sustainability via Recommender Systems: A Survey

Human behavioral patterns and consumption paradigms have emerged as pivotal determinants in environmental degradation and climate change, with quotidian decisions pertaining to transportation, energy utilization, and resource consumption collectively precipitating substantial ecological impacts. Recommender systems, which generate personalized suggestions based on user preferences and historical interaction data, exert considerable influence on individual behavioral trajectories. However, conventional recommender systems predominantly optimize for user engagement and economic metrics, inadvertently neglecting the environmental and societal ramifications of their recommendations, potentially catalyzing over-consumption and reinforcing unsustainable behavioral patterns. Given their instrumental role in shaping user decisions, there exists an imperative need for sustainable recommender systems that incorporate sustainability principles to foster eco-conscious and socially responsible choices. This comprehensive survey addresses this critical research gap by presenting a systematic analysis of sustainable recommender systems. As these systems can simultaneously advance multiple sustainability objectives--including resource conservation, sustainable consumer behavior, and social impact enhancement--examining their implementations across distinct application domains provides a more rigorous analytical framework. Through a methodological analysis of domain-specific implementations encompassing transportation, food, buildings, and auxiliary sectors, we can better elucidate how these systems holistically advance sustainability objectives while addressing sector-specific constraints and opportunities. Moreover, we delineate future research directions for evolving recommender systems beyond sustainability advocacy toward fostering environmental resilience and social consciousness in society.

cs.IR

Competitive Learning for Achieving Content-specific Filters in Video Coding for Machines

This paper investigates the efficacy of jointly optimizing content-specific post-processing filters to adapt a human oriented video/image codec into a codec suitable for machine vision tasks. By observing that artifacts produced by video/image codecs are content-dependent, we propose a novel training strategy based on competitive learning principles. This strategy assigns training samples to filters dynamically, in a fuzzy manner, which further optimizes the winning filter on the given sample. Inspired by simulated annealing optimization techniques, we employ a softmax function with a temperature variable as the weight allocation function to mitigate the effects of random initialization. Our evaluation, conducted on a system utilizing multiple post-processing filters within a Versatile Video Coding (VVC) codec framework, demonstrates the superiority of content-specific filters trained with our proposed strategies, specifically, when images are processed in blocks. Using VVC reference software VTM 12.0 as the anchor, experiments on the OpenImages dataset show an improvement in the BD-rate reduction from -41.3% and -44.6% to -42.3% and -44.7% for object detection and instance segmentation tasks, respectively, compared to independently trained filters. The statistics of the filter usage align with our hypothesis and underscore the importance of jointly optimizing filters for both content and reconstruction quality. Our findings pave the way for further improving the performance of video/image codecs.

cs.CV

Beyond Similarity: Personalized Federated Recommendation with Composite Aggregation

Federated recommendation aims to collect global knowledge by aggregating local models from massive devices, to provide recommendations while ensuring privacy. Current methods mainly leverage aggregation functions invented by federated vision community to aggregate parameters from similar clients, e.g., clustering aggregation. Despite considerable performance, we argue that it is suboptimal to apply them to federated recommendation directly. This is mainly reflected in the disparate model architectures. Different from structured parameters like convolutional neural networks in federated vision, federated recommender models usually distinguish itself by employing one-to-one item embedding table. Such a discrepancy induces the challenging embedding skew issue, which continually updates the trained embeddings but ignores the non-trained ones during aggregation, thus failing to predict future items accurately. To this end, we propose a personalized Federated recommendation model with Composite Aggregation (FedCA), which not only aggregates similar clients to enhance trained embeddings, but also aggregates complementary clients to update non-trained embeddings. Besides, we formulate the overall learning process into a unified optimization algorithm to jointly learn the similarity and complementarity. Extensive experiments on several real-world datasets substantiate the effectiveness of our proposed model. The source codes are available at https://github.com/hongleizhang/FedCA.

cs.CR

Navigating the Future of Federated Recommendation Systems with Foundation Models

Federated Recommendation Systems (FRSs) offer a privacy-preserving alternative to traditional centralized approaches by decentralizing data storage. However, they face persistent challenges such as data sparsity and heterogeneity, largely due to isolated client environments. Recent advances in Foundation Models (FMs), particularly large language models like ChatGPT, present an opportunity to surmount these issues through powerful, cross-task knowledge transfer. In this position paper, we systematically examine the convergence of FRSs and FMs, illustrating how FM-enhanced frameworks can substantially improve client-side personalization, communication efficiency, and server-side aggregation. We also delve into pivotal challenges introduced by this integration, including privacy-security trade-offs, non-IID data, and resource constraints in federated setups, and propose prospective research directions in areas such as multimodal recommendation, real-time FM adaptation, and explainable federated reasoning. By unifying FRSs with FMs, our position paper provides a forward-looking roadmap for advancing privacy-preserving, high-performance recommendation systems that fully leverage large-scale pre-trained knowledge to enhance local performance.

cs.IR

TransFR: Transferable Federated Recommendation with Adapter Tuning on Pre-trained Language Models

Federated recommendations (FRs), facilitating multiple local clients to collectively learn a global model without disclosing user private data, have emerged as a prevalent on-device service. In conventional FRs, a dominant paradigm is to utilize discrete identities to represent clients and items, which are then mapped to domain-specific embeddings to participate in model training. Despite considerable performance, we reveal three inherent limitations that can not be ignored in federated settings, i.e., non-transferability across domains, ineffectiveness in cold-start settings, and potential privacy violations during federated training. To this end, we propose a transferable federated recommendation model, TransFR, which delicately incorporates the general capabilities empowered by pre-trained models and the personalized abilities by fine-tuning local private data. Specifically, it first learns domain-agnostic representations of items by exploiting pre-trained models with public textual corpora. To tailor for FR tasks, we further introduce efficient federated adapter-tuning and test-time adaptation mechanisms, which facilitate personalized local adapters for each client by fitting their private data distributions. We theoretically prove the advantages of incorporating adapter tuning in FRs regarding both effectiveness and privacy. Through extensive experiments, we show that our TransFR model surpasses several state-of-the-art FRs on transferability.

cs.IR

NN-VVC: Versatile Video Coding boosted by self-supervisedly learned image coding for machines

The recent progress in artificial intelligence has led to an ever-increasing usage of images and videos by machine analysis algorithms, mainly neural networks. Nonetheless, compression, storage and transmission of media have traditionally been designed considering human beings as the viewers of the content. Recent research on image and video coding for machine analysis has progressed mainly in two almost orthogonal directions. The first is represented by end-to-end (E2E) learned codecs which, while offering high performance on image coding, are not yet on par with state-of-the-art conventional video codecs and lack interoperability. The second direction considers using the Versatile Video Coding (VVC) standard or any other conventional video codec (CVC) together with pre- and post-processing operations targeting machine analysis. While the CVC-based methods benefit from interoperability and broad hardware and software support, the machine task performance is often lower than the desired level, particularly in low bitrates. This paper proposes a hybrid codec for machines called NN-VVC, which combines the advantages of an E2E-learned image codec and a CVC to achieve high performance in both image and video coding for machines. Our experiments show that the proposed system achieved up to -43.20% and -26.8% Bjøntegaard Delta rate reduction over VVC for image and video data, respectively, when evaluated on multiple different datasets and machine vision tasks. To the best of our knowledge, this is the first research paper showing a hybrid video codec that outperforms VVC on multiple datasets and multiple machine vision tasks.

eess.IV

Bridging the gap between image coding for machines and humans

Image coding for machines (ICM) aims at reducing the bitrate required to represent an image while minimizing the drop in machine vision analysis accuracy. In many use cases, such as surveillance, it is also important that the visual quality is not drastically deteriorated by the compression process. Recent works on using neural network (NN) based ICM codecs have shown significant coding gains against traditional methods; however, the decompressed images, especially at low bitrates, often contain checkerboard artifacts. We propose an effective decoder finetuning scheme based on adversarial training to significantly enhance the visual quality of ICM codecs, while preserving the machine analysis accuracy, without adding extra bitcost or parameters at the inference phase. The results show complete removal of the checkerboard artifacts at the negligible cost of -1.6% relative change in task performance score. In the cases where some amount of artifacts is tolerable, such as when machine consumption is the primary target, this technique can enhance both pixel-fidelity and feature-fidelity scores without losing task performance.

eess.IV