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Hongru Wang

Publications and source records attributed to Hongru Wang.

At least 91 records · Page 5Linked to original sources

Self-Guard: Empower the LLM to Safeguard Itself

The jailbreak attack can bypass the safety measures of a Large Language Model (LLM), generating harmful content. This misuse of LLM has led to negative societal consequences. Currently, there are two main approaches to address jailbreak attacks: safety training and safeguards. Safety training focuses on further training LLM to enhance its safety. On the other hand, safeguards involve implementing external models or filters to prevent harmful outputs. However, safety training has constraints in its ability to adapt to new attack types and often leads to a drop in model performance. Safeguards have proven to be of limited help. To tackle these issues, we propose a novel approach called Self-Guard, which combines the strengths of both safety methods. Self-Guard includes two stages. In the first stage, we enhance the model's ability to assess harmful content, and in the second stage, we instruct the model to consistently perform harmful content detection on its own responses. The experiment has demonstrated that Self-Guard is robust against jailbreak attacks. In the bad case analysis, we find that LLM occasionally provides harmless responses to harmful queries. Additionally, we evaluated the general capabilities of the LLM before and after safety training, providing evidence that Self-Guard does not result in the LLM's performance degradation. In sensitivity tests, Self-Guard not only avoids inducing over-sensitivity in LLM but also can even mitigate this issue.

cs.CL↗

Enhancing Large Language Models Against Inductive Instructions with Dual-critique Prompting

Numerous works are proposed to align large language models (LLMs) with human intents to better fulfill instructions, ensuring they are trustful and helpful. Nevertheless, some human instructions are often malicious or misleading and following them will lead to untruthful and unsafe responses. Previous work rarely focused on understanding how LLMs manage instructions based on counterfactual premises, referred to here as \textit{inductive instructions}, which may stem from users' false beliefs or malicious intents. In this paper, we aim to reveal the behaviors of LLMs towards \textit{inductive instructions} and enhance their truthfulness and helpfulness accordingly. Specifically, we first introduce a benchmark of \underline{\textbf{Indu}}ctive {In\underline{\textbf{st}}ruct}ions (\textsc{\textbf{INDust}}), where the false knowledge is incorporated into instructions in multiple different styles. After extensive human and automatic evaluations, we uncovered a universal vulnerability among LLMs in processing inductive instructions. Additionally, we identified that different inductive styles affect the models' ability to identify the same underlying errors, and the complexity of the underlying assumptions also influences the model's performance. Motivated by these results, we propose \textsc{Dual-critique} prompting to improve LLM robustness against inductive instructions. Our experiments demonstrate that \textsc{Dual-critique} prompting significantly bolsters the robustness of a diverse array of LLMs, even when confronted with varying degrees of inductive instruction complexity and differing inductive styles.

cs.CL↗

Role Prompting Guided Domain Adaptation with General Capability Preserve for Large Language Models

The growing interest in Large Language Models (LLMs) for specialized applications has revealed a significant challenge: when tailored to specific domains, LLMs tend to experience catastrophic forgetting, compromising their general capabilities and leading to a suboptimal user experience. Additionally, crafting a versatile model for multiple domains simultaneously often results in a decline in overall performance due to confusion between domains. In response to these issues, we present the RolE Prompting Guided Multi-Domain Adaptation (REGA) strategy. This novel approach effectively manages multi-domain LLM adaptation through three key components: 1) Self-Distillation constructs and replays general-domain exemplars to alleviate catastrophic forgetting. 2) Role Prompting assigns a central prompt to the general domain and a unique role prompt to each specific domain to minimize inter-domain confusion during training. 3) Role Integration reuses and integrates a small portion of domain-specific data to the general-domain data, which are trained under the guidance of the central prompt. The central prompt is used for a streamlined inference process, removing the necessity to switch prompts for different domains. Empirical results demonstrate that REGA effectively alleviates catastrophic forgetting and inter-domain confusion. This leads to improved domain-specific performance compared to standard fine-tuned models, while still preserving robust general capabilities.

cs.CL↗

UniRetriever: Multi-task Candidates Selection for Various Context-Adaptive Conversational Retrieval

Conversational retrieval refers to an information retrieval system that operates in an iterative and interactive manner, requiring the retrieval of various external resources, such as persona, knowledge, and even response, to effectively engage with the user and successfully complete the dialogue. However, most previous work trained independent retrievers for each specific resource, resulting in sub-optimal performance and low efficiency. Thus, we propose a multi-task framework function as a universal retriever for three dominant retrieval tasks during the conversation: persona selection, knowledge selection, and response selection. To this end, we design a dual-encoder architecture consisting of a context-adaptive dialogue encoder and a candidate encoder, aiming to attention to the relevant context from the long dialogue and retrieve suitable candidates by simply a dot product. Furthermore, we introduce two loss constraints to capture the subtle relationship between dialogue context and different candidates by regarding historically selected candidates as hard negatives. Extensive experiments and analysis establish state-of-the-art retrieval quality both within and outside its training domain, revealing the promising potential and generalization capability of our model to serve as a universal retriever for different candidate selection tasks simultaneously.

cs.CL↗

PerLTQA: A Personal Long-Term Memory Dataset for Memory Classification, Retrieval, and Synthesis in Question Answering

Long-term memory plays a critical role in personal interaction, considering long-term memory can better leverage world knowledge, historical information, and preferences in dialogues. Our research introduces PerLTQA, an innovative QA dataset that combines semantic and episodic memories, including world knowledge, profiles, social relationships, events, and dialogues. This dataset is collected to investigate the use of personalized memories, focusing on social interactions and events in the QA task. PerLTQA features two types of memory and a comprehensive benchmark of 8,593 questions for 30 characters, facilitating the exploration and application of personalized memories in Large Language Models (LLMs). Based on PerLTQA, we propose a novel framework for memory integration and generation, consisting of three main components: Memory Classification, Memory Retrieval, and Memory Synthesis. We evaluate this framework using five LLMs and three retrievers. Experimental results demonstrate that BERT-based classification models significantly outperform LLMs such as ChatGLM3 and ChatGPT in the memory classification task. Furthermore, our study highlights the importance of effective memory integration in the QA task.

cs.CL↗

Chiral Dynamics of Ultracold Atoms under a Tunable SU(2) Synthetic Gauge Field

Surface currents emerge in superconductors exposed to magnetic fields, and are a key signature of the Meissner effect. Analogously, chiral dynamics were observed in quantum simulators under synthetic Abelian gauge fields. The flexible control of these simulators also facilitates the engineering of non-Abelian gauge fields, but their impact on the chiral dynamics remains elusive. Here, by employing the cutting-edge momentum-lattice technique, we implement a synthetic SU(2) gauge field in a spinful 1D ladder and study the rich chiral dynamics therein. We confirm the non-Abelian nature of the synthetic potential by observing the non-Abelian Aharonov-Bohm effect on a single plaquette. More importantly, the chiral current along the two legs of the ladder is observed to be spin-dependent and highly tunable through the parameters of the gauge potential. We experimentally map out different dynamic regimes of the chiral current, and reveal the underlying competition between overlaying flux ladders with distinct spin compositions. Our experiment demonstrates the dramatic impact of non-Abelian gauge fields on the system dynamics, paving the way for future studies of exotic synthetic gauge fields on the versatile platform of momentum lattices.

cond-mat.quant-gas↗

Engineering topological chiral transport in a flat-band lattice of ultracold atoms

The manipulation of particle transport in synthetic quantum matter is an active research frontier for its theoretical importance and potential applications. Here we experimentally demonstrate an engineered topological transport in a synthetic flat-band lattice of ultracold $^{87}$Rb atoms. We implement a quasi-one-dimensional rhombic chain with staggered flux in the momentum space of the atomic condensate and observe biased local oscillations that originate from the interplay of the staggered flux and flat-band localization under the mechanism of Aharonov-Bohm caging. Based on these features, we design and experimentally confirm a state-dependent chiral transport under the periodic modulation of the synthetic flux. We show that the phenomenon is topologically protected by the winding of the Floquet Bloch bands of a coarse-grained effective Hamiltonian. The observed chiral transport offers a strategy for efficient quantum device design where topological robustness is ensured by fast Floquet driving and flat-band localization.

cond-mat.quant-gas↗

Improving Factual Consistency for Knowledge-Grounded Dialogue Systems via Knowledge Enhancement and Alignment

Pretrained language models (PLMs) based knowledge-grounded dialogue systems are prone to generate responses that are factually inconsistent with the provided knowledge source. In such inconsistent responses, the dialogue models fail to accurately express the external knowledge they rely upon. Inspired by previous work which identified that feed-forward networks (FFNs) within Transformers are responsible for factual knowledge expressions, we investigate two methods to efficiently improve the factual expression capability {of FFNs} by knowledge enhancement and alignment respectively. We first propose \textsc{K-Dial}, which {explicitly} introduces {extended FFNs in Transformers to enhance factual knowledge expressions} given the specific patterns of knowledge-grounded dialogue inputs. Additionally, we apply the reinforcement learning for factual consistency (RLFC) method to implicitly adjust FFNs' expressions in responses by aligning with gold knowledge for the factual consistency preference. To comprehensively assess the factual consistency and dialogue quality of responses, we employ extensive automatic measures and human evaluations including sophisticated fine-grained NLI-based metrics. Experimental results on WoW and CMU\_DoG datasets demonstrate that our methods efficiently enhance the ability of the FFN module to convey factual knowledge, validating the efficacy of improving factual consistency for knowledge-grounded dialogue systems.

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Cue-CoT: Chain-of-thought Prompting for Responding to In-depth Dialogue Questions with LLMs

Large Language Models (LLMs), such as \texttt{ChatGPT}, greatly empower dialogue systems with strong language understanding and generation capabilities. However, most of the previous works prompt the LLMs to directly generate a response based on the dialogue context, overlooking the underlying linguistic cues about the user status exhibited in the context. Such in-depth dialogue scenarios are challenging for existing LLMs to figure out the user's hidden needs and respond satisfactorily through a single-step inference. To this end, we propose a novel linguistic cue-based chain-of-thoughts (\textit{Cue}-CoT), which enhances the LLMs inference with an intermediate reasoning step to find cues exhibited in the dialogue, aiming to provide a more personalized and engaging response. To evaluate the approach, we build a benchmark with in-depth dialogue questions, consisting of 6 datasets in both Chinese and English, targeting 3 major linguistic cues during the conversation: \textit{personality}, \textit{emotion}, and \textit{psychology}. We conduct extensive experiments on the proposed benchmark with 5 LLMs under both zero-shot and one-shot settings. Empirical results demonstrate our proposed \textit{Cue}-CoT method outperforms standard prompting methods in terms of both \textit{helpfulness} and \textit{acceptability} on all datasets.

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Prompting and Evaluating Large Language Models for Proactive Dialogues: Clarification, Target-guided, and Non-collaboration

Conversational systems based on Large Language Models (LLMs), such as ChatGPT, show exceptional proficiency in context understanding and response generation. However, despite their impressive capabilities, they still possess limitations, such as providing randomly-guessed answers to ambiguous queries or failing to refuse users' requests, both of which are considered aspects of a conversational agent's proactivity. This raises the question of whether LLM-based conversational systems are equipped to handle proactive dialogue problems. In this work, we conduct a comprehensive analysis of LLM-based conversational systems, specifically focusing on three aspects of proactive dialogue systems: clarification, target-guided, and non-collaborative dialogues. To trigger the proactivity of LLMs, we propose the Proactive Chain-of-Thought prompting scheme, which augments LLMs with the goal planning capability over descriptive reasoning chains. Empirical findings are discussed to promote future studies on LLM-based proactive dialogue systems.

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Large Language Models as Source Planner for Personalized Knowledge-grounded Dialogue

Open-domain dialogue system usually requires different sources of knowledge to generate more informative and evidential responses. However, existing knowledge-grounded dialogue systems either focus on a single knowledge source or overlook the dependency between multiple sources of knowledge, which may result in generating inconsistent or even paradoxical responses. To incorporate multiple knowledge sources and dependencies between them, we propose SAFARI, a novel framework that leverages the exceptional capabilities of large language models (LLMs) in planning, understanding, and incorporating under both supervised and unsupervised settings. Specifically, SAFARI decouples the knowledge grounding into multiple sources and response generation, which allows easy extension to various knowledge sources including the possibility of not using any sources. To study the problem, we construct a personalized knowledge-grounded dialogue dataset \textit{\textbf{K}nowledge \textbf{B}ehind \textbf{P}ersona}~(\textbf{KBP}), which is the first to consider the dependency between persona and implicit knowledge. Experimental results on the KBP dataset demonstrate that the SAFARI framework can effectively produce persona-consistent and knowledge-enhanced responses.

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TPE: Towards Better Compositional Reasoning over Conceptual Tools with Multi-persona Collaboration

Large language models (LLMs) have demonstrated exceptional performance in planning the use of various functional tools, such as calculators and retrievers, particularly in question-answering tasks. In this paper, we expand the definition of these tools, centering on conceptual tools within the context of dialogue systems. A conceptual tool specifies a cognitive concept that aids systematic or investigative thought. These conceptual tools play important roles in practice, such as multiple psychological or tutoring strategies being dynamically applied in a single turn to compose helpful responses. To further enhance the reasoning and planning capability of LLMs with these conceptual tools, we introduce a multi-persona collaboration framework: Think-Plan-Execute (TPE). This framework decouples the response generation process into three distinct roles: Thinker, Planner, and Executor. Specifically, the Thinker analyzes the internal status exhibited in the dialogue context, such as user emotions and preferences, to formulate a global guideline. The Planner then generates executable plans to call different conceptual tools (e.g., sources or strategies), while the Executor compiles all intermediate results into a coherent response. This structured approach not only enhances the explainability and controllability of responses but also reduces token redundancy. We demonstrate the effectiveness of TPE across various dialogue response generation tasks, including multi-source (FoCus) and multi-strategy interactions (CIMA and PsyQA). This reveals its potential to handle real-world dialogue interactions that require more complicated tool learning beyond just functional tools. The full code and data will be released for reproduction.

cs.AI↗

MCML: A Novel Memory-based Contrastive Meta-Learning Method for Few Shot Slot Tagging

Meta-learning is widely used for few-shot slot tagging in task of few-shot learning. The performance of existing methods is, however, seriously affected by \textit{sample forgetting issue}, where the model forgets the historically learned meta-training tasks while solely relying on support sets when adapting to new tasks. To overcome this predicament, we propose the \textbf{M}emory-based \textbf{C}ontrastive \textbf{M}eta-\textbf{L}earning (aka, MCML) method, including \textit{learn-from-the-memory} and \textit{adaption-from-the-memory} modules, which bridge the distribution gap between training episodes and between training and testing respectively. Specifically, the former uses an explicit memory bank to keep track of the label representations of previously trained episodes, with a contrastive constraint between the label representations in the current episode with the historical ones stored in the memory. In addition, the \emph{adaption-from-memory} mechanism is introduced to learn more accurate and robust representations based on the shift between the same labels embedded in the testing episodes and memory. Experimental results show that the MCML outperforms several state-of-the-art methods on both SNIPS and NER datasets and demonstrates strong scalability with consistent improvement when the number of shots gets greater.

cs.AI↗

JoTR: A Joint Transformer and Reinforcement Learning Framework for Dialog Policy Learning

Dialogue policy learning (DPL) is a crucial component of dialogue modelling. Its primary role is to determine the appropriate abstract response, commonly referred to as the "dialogue action". Traditional DPL methodologies have treated this as a sequential decision problem, using pre-defined action candidates extracted from a corpus. However, these incomplete candidates can significantly limit the diversity of responses and pose challenges when dealing with edge cases, which are scenarios that occur only at extreme operating parameters. To address these limitations, we introduce a novel framework, JoTR. This framework is unique as it leverages a text-to-text Transformer-based model to generate flexible dialogue actions. Unlike traditional methods, JoTR formulates a word-level policy that allows for a more dynamic and adaptable dialogue action generation, without the need for any action templates. This setting enhances the diversity of responses and improves the system's ability to handle edge cases effectively. In addition, JoTR employs reinforcement learning with a reward-shaping mechanism to efficiently finetune the word-level dialogue policy, which allows the model to learn from its interactions, improving its performance over time. We conducted an extensive evaluation of JoTR to assess its effectiveness. Our extensive evaluation shows that JoTR achieves state-of-the-art performance on two benchmark dialogue modelling tasks, as assessed by both user simulators and human evaluators.

cs.CL↗

Towards Robust Personalized Dialogue Generation via Order-Insensitive Representation Regularization

Generating persona consistent dialogue response is important for developing an intelligent conversational agent. Recent works typically fine-tune large-scale pre-trained models on this task by concatenating persona texts and dialogue history as a single input sequence to generate the target response. While simple and effective, our analysis shows that this popular practice is seriously affected by order sensitivity where different input orders of persona sentences significantly impact the quality and consistency of generated response, resulting in severe performance fluctuations (i.e., 29.4% on GPT2 and 83.2% on BART). To mitigate the order sensitivity problem, we propose a model-agnostic framework, ORder Insensitive Generation (ORIG), which enables dialogue models to learn robust representation under different persona orders and improve the consistency of response generation. Experiments on the Persona-Chat dataset justify the effectiveness and superiority of our method with two dominant pre-trained models (GPT2 and BART).

cs.CL↗

DIGAT: Modeling News Recommendation with Dual-Graph Interaction

News recommendation (NR) is essential for online news services. Existing NR methods typically adopt a news-user representation learning framework, facing two potential limitations. First, in news encoder, single candidate news encoding suffers from an insufficient semantic information problem. Second, existing graph-based NR methods are promising but lack effective news-user feature interaction, rendering the graph-based recommendation suboptimal. To overcome these limitations, we propose dual-interactive graph attention networks (DIGAT) consisting of news- and user-graph channels. In the news-graph channel, we enrich the semantics of single candidate news by incorporating the semantically relevant news information with a semantic-augmented graph (SAG). In the user-graph channel, multi-level user interests are represented with a news-topic graph. Most notably, we design a dual-graph interaction process to perform effective feature interaction between the news and user graphs, which facilitates accurate news-user representation matching. Experiment results on the benchmark dataset MIND show that DIGAT outperforms existing news recommendation methods. Further ablation studies and analyses validate the effectiveness of (1) semantic-augmented news graph modeling and (2) dual-graph interaction.

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A Survey on Recent Advances and Challenges in Reinforcement Learning Methods for Task-Oriented Dialogue Policy Learning

Dialogue Policy Learning is a key component in a task-oriented dialogue system (TDS) that decides the next action of the system given the dialogue state at each turn. Reinforcement Learning (RL) is commonly chosen to learn the dialogue policy, regarding the user as the environment and the system as the agent. Many benchmark datasets and algorithms have been created to facilitate the development and evaluation of dialogue policy based on RL. In this paper, we survey recent advances and challenges in dialogue policy from the prescriptive of RL. More specifically, we identify the major problems and summarize corresponding solutions for RL-based dialogue policy learning. Besides, we provide a comprehensive survey of applying RL to dialogue policy learning by categorizing recent methods into basic elements in RL. We believe this survey can shed a light on future research in dialogue management.

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KddRES: A Multi-level Knowledge-driven Dialogue Dataset for Restaurant Towards Customized Dialogue System

Compared with CrossWOZ (Chinese) and MultiWOZ (English) dataset which have coarse-grained information, there is no dataset which handle fine-grained and hierarchical level information properly. In this paper, we publish a first Cantonese knowledge-driven Dialogue Dataset for REStaurant (KddRES) in Hong Kong, which grounds the information in multi-turn conversations to one specific restaurant. Our corpus contains 0.8k conversations which derive from 10 restaurants with various styles in different regions. In addition to that, we designed fine-grained slots and intents to better capture semantic information. The benchmark experiments and data statistic analysis show the diversity and rich annotations of our dataset. We believe the publish of KddRES can be a necessary supplement of current dialogue datasets and more suitable and valuable for small and middle enterprises (SMEs) of society, such as build a customized dialogue system for each restaurant. The corpus and benchmark models are publicly available.

cs.CL↗