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Hongxia Jin

Publications and source records attributed to Hongxia Jin.

At least 19 recordsLinked to original sources

Cross-Semantic Transfer Learning for High-Dimensional Linear Regression

Current transfer learning methods for high-dimensional linear regression assume feature alignment across domains, restricting their applicability to semantically matched features. In many real-world scenarios, however, distinct features in the target and source domains can play similar predictive roles, creating a form of cross-semantic similarity. To leverage this broader transferability, we propose the Cross-Semantic Transfer Learning (CSTL) framework. It captures potential relationships by comparing each target coefficient with all source coefficients through a weighted fusion penalty. The weights are derived from the derivative of the SCAD penalty, effectively approximating an ideal weighting scheme that preserves transferable signals while filtering out source-specific noise. For computational efficiency, we implement CSTL using the Alternating Direction Method of Multipliers (ADMM). Theoretically, we establish that under mild conditions, CSTL achieves the oracle estimator with overwhelming probability. Empirical results from simulations and a real-data application confirm that CSTL outperforms existing methods in both cross-semantic and partial signal similarity settings.

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MossNet: Mixture of State-Space Experts is a Multi-Head Attention

Large language models (LLMs) have significantly advanced generative applications in natural language processing (NLP). Recent trends in model architectures revolve around efficient variants of transformers or state-space/gated-recurrent models (SSMs, GRMs). However, prevailing SSM/GRM-based methods often emulate only a single attention head, potentially limiting their expressiveness. In this work, we propose MossNet, a novel mixture-of-state-space-experts architecture that emulates a linear multi-head attention (MHA). MossNet leverages a mixture-of-experts (MoE) implementation not only in channel-mixing multi-layered perceptron (MLP) blocks but also in the time-mixing SSM kernels to realize multiple "attention heads." Extensive experiments on language modeling and downstream evaluations show that MossNet outperforms both transformer- and SSM-based architectures of similar model size and data budgets. Larger variants of MossNet, trained on trillions of tokens, further confirm its scalability and superior performance. In addition, real-device profiling on a Samsung Galaxy S24 Ultra and an Nvidia A100 GPU demonstrate favorable runtime speed and resource usage compared to similarly sized baselines. Our results suggest that MossNet is a compelling new direction for efficient, high-performing recurrent LLM architectures.

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RestoreGrad: Signal Restoration Using Conditional Denoising Diffusion Models with Jointly Learned Prior

Denoising diffusion probabilistic models (DDPMs) can be utilized to recover a clean signal from its degraded observation(s) by conditioning the model on the degraded signal. The degraded signals are themselves contaminated versions of the clean signals; due to this correlation, they may encompass certain useful information about the target clean data distribution. However, existing adoption of the standard Gaussian as the prior distribution in turn discards such information when shaping the prior, resulting in sub-optimal performance. In this paper, we propose to improve conditional DDPMs for signal restoration by leveraging a more informative prior that is jointly learned with the diffusion model. The proposed framework, called RestoreGrad, seamlessly integrates DDPMs into the variational autoencoder (VAE) framework, taking advantage of the correlation between the degraded and clean signals to encode a better diffusion prior. On speech and image restoration tasks, we show that RestoreGrad demonstrates faster convergence (5-10 times fewer training steps) to achieve better quality of restored signals over existing DDPM baselines and improved robustness to using fewer sampling steps in inference time (2-2.5 times fewer), advocating the advantages of leveraging jointly learned prior for efficiency improvements in the diffusion process.

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Dynamic Noise Preference Optimization: Self-Improvement of Large Language Models with Self-Synthetic Data

Although LLMs have achieved significant success, their reliance on large volumes of human-annotated data has limited their potential for further scaling. In this situation, utilizing self-generated synthetic data has become crucial for fine-tuning LLMs without extensive human annotation. However, current methods often fail to ensure consistent improvements across iterations, with performance stagnating after only minimal updates. To overcome these challenges, we introduce Dynamic Noise Preference Optimization (DNPO), which combines dynamic sample labeling for constructing preference pairs with controlled, trainable noise injection during preference optimization. Our approach effectively prevents stagnation and enables continuous improvement. In experiments with Llama-3.2-3B and Zephyr-7B, DNPO consistently outperforms existing methods across multiple benchmarks. Additionally, with Zephyr-7B, DNPO shows a significant improvement in model-generated data quality, with a 29.4% win-loss rate gap compared to the baseline in GPT-4 evaluations.

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FlexiGPT: Pruning and Extending Large Language Models with Low-Rank Weight Sharing

The rapid proliferation of large language models (LLMs) in natural language processing (NLP) has created a critical need for techniques that enable efficient deployment on memory-constrained devices without compromising performance. We present a method to prune LLMs that selectively prunes model blocks based on an importance score and replaces them with a low-parameter replacement strategy. Specifically, we propose a principled metric to replace each pruned block using a weight-sharing mechanism that leverages unpruned counterparts from the model and block-specific low-rank adapters. Furthermore, we facilitate the learning of these replacement blocks with output feature normalization and an adapter initialization scheme built on low-rank SVD reconstructions. Empirical evaluations demonstrate substantial performance gains over existing methods, achieving state-of-the-art performance on 5/6 benchmarks for a compression rate of 30% and 6/6 benchmarks for a compression rate of 40%. We also demonstrate that our approach can extend smaller models, boosting performance on 6/6 benchmarks using only ~0.3% tokens of extended training with minimal additional parameter costs.

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DISP-LLM: Dimension-Independent Structural Pruning for Large Language Models

Large Language Models (LLMs) have achieved remarkable success in various natural language processing tasks, including language modeling, understanding, and generation. However, the increased memory and computational costs associated with these models pose significant challenges for deployment on resource-limited devices. Structural pruning has emerged as a promising solution to reduce the costs of LLMs without requiring post-processing steps. Prior structural pruning methods either follow the dependence of structures at the cost of limiting flexibility, or introduce non-trivial additional parameters by incorporating different projection matrices. In this work, we propose a novel approach that relaxes the constraint imposed by regular structural pruning methods and eliminates the structural dependence along the embedding dimension. Our dimension-independent structural pruning method offers several benefits. Firstly, our method enables different blocks to utilize different subsets of the feature maps. Secondly, by removing structural dependence, we facilitate each block to possess varying widths along its input and output dimensions, thereby significantly enhancing the flexibility of structural pruning. We evaluate our method on various LLMs, including OPT, LLaMA, LLaMA-2, Phi-1.5, and Phi-2. Experimental results demonstrate that our approach outperforms other state-of-the-art methods, showing for the first time that structural pruning can achieve an accuracy similar to semi-structural pruning.

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MoDeGPT: Modular Decomposition for Large Language Model Compression

Large Language Models (LLMs) have reshaped the landscape of artificial intelligence by demonstrating exceptional performance across various tasks. However, substantial computational requirements make their deployment challenging on devices with limited resources. Recently, compression methods using low-rank matrix techniques have shown promise, yet these often lead to degraded accuracy or introduce significant overhead in parameters and inference latency. This paper introduces \textbf{Mo}dular \textbf{De}composition (MoDeGPT), a novel structured compression framework that does not need recovery fine-tuning while resolving the above drawbacks. MoDeGPT partitions the Transformer block into modules comprised of matrix pairs and reduces the hidden dimensions via reconstructing the module-level outputs. MoDeGPT is developed based on a theoretical framework that utilizes three well-established matrix decomposition algorithms -- Nystr\"om approximation, CR decomposition, and SVD -- and applies them to our redefined transformer modules. Our comprehensive experiments show MoDeGPT, without backward propagation, matches or surpasses previous structured compression methods that rely on gradient information, and saves 98% of compute costs on compressing a 13B model. On \textsc{Llama}-2/3 and OPT models, MoDeGPT maintains 90-95% zero-shot performance with 25-30% compression rates. Moreover, the compression can be done on a single GPU within a few hours and increases the inference throughput by up to 46%.

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Explicit Diversity Conditions for Effective Question Answer Generation with Large Language Models

Question Answer Generation (QAG) is an effective data augmentation technique to improve the accuracy of question answering systems, especially in low-resource domains. While recent pretrained and large language model-based QAG methods have made substantial progress, they face the critical issue of redundant QA pair generation, affecting downstream QA systems. Implicit diversity techniques such as sampling and diverse beam search are proven effective solutions but often yield smaller diversity. We present explicit diversity conditions for QAG, focusing on spatial aspects, question types, and entities, substantially increasing diversity in QA generation. Our work emphasizes the need of explicit diversity conditions for generating diverse question-answer synthetic data by showing significant improvements in downstream QA task over existing widely adopted implicit diversity techniques. In particular, generated QA pairs from explicit diversity conditions when used to train the downstream QA model results in an average 4.1% exact match and 4.5% F1 improvement over QAG from implicit sampling techniques on SQuADDU. Our work emphasizes the need for explicit diversity conditions even more in low-resource datasets (SubjQA), where average downstream QA performance improvements are around 12% EM.

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DynaMo: Accelerating Language Model Inference with Dynamic Multi-Token Sampling

Traditional language models operate autoregressively, i.e., they predict one token at a time. Rapid explosion in model sizes has resulted in high inference times. In this work, we propose DynaMo, a suite of multi-token prediction language models that reduce net inference times. Our models $\textit{dynamically}$ predict multiple tokens based on their confidence in the predicted joint probability distribution. We propose a lightweight technique to train these models, leveraging the weights of traditional autoregressive counterparts. Moreover, we propose novel ways to enhance the estimated joint probability to improve text generation quality, namely co-occurrence weighted masking and adaptive thresholding. We also propose systematic qualitative and quantitative methods to rigorously test the quality of generated text for non-autoregressive generation. One of the models in our suite, DynaMo-7.3B-T3, achieves same-quality generated text as the baseline (Pythia-6.9B) while achieving 2.57$\times$ speed-up with only 5.87% and 2.67% parameter and training time overheads, respectively.

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Compositional Generalization in Spoken Language Understanding

State-of-the-art spoken language understanding (SLU) models have shown tremendous success in benchmark SLU datasets, yet they still fail in many practical scenario due to the lack of model compositionality when trained on limited training data. In this paper, we study two types of compositionality: (a) novel slot combination, and (b) length generalization. We first conduct in-depth analysis, and find that state-of-the-art SLU models often learn spurious slot correlations during training, which leads to poor performance in both compositional cases. To mitigate these limitations, we create the first compositional splits of benchmark SLU datasets and we propose the first compositional SLU model, including compositional loss and paired training that tackle each compositional case respectively. On both benchmark and compositional splits in ATIS and SNIPS, we show that our compositional SLU model significantly outperforms (up to $5\%$ F1 score) state-of-the-art BERT SLU model.

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Token Fusion: Bridging the Gap between Token Pruning and Token Merging

Vision Transformers (ViTs) have emerged as powerful backbones in computer vision, outperforming many traditional CNNs. However, their computational overhead, largely attributed to the self-attention mechanism, makes deployment on resource-constrained edge devices challenging. Multiple solutions rely on token pruning or token merging. In this paper, we introduce "Token Fusion" (ToFu), a method that amalgamates the benefits of both token pruning and token merging. Token pruning proves advantageous when the model exhibits sensitivity to input interpolations, while token merging is effective when the model manifests close to linear responses to inputs. We combine this to propose a new scheme called Token Fusion. Moreover, we tackle the limitations of average merging, which doesn't preserve the intrinsic feature norm, resulting in distributional shifts. To mitigate this, we introduce MLERP merging, a variant of the SLERP technique, tailored to merge multiple tokens while maintaining the norm distribution. ToFu is versatile, applicable to ViTs with or without additional training. Our empirical evaluations indicate that ToFu establishes new benchmarks in both classification and image generation tasks concerning computational efficiency and model accuracy.

cs.CV

Prompt Tuning for Zero-shot Compositional Learning

Open World Compositional Zero-Shot Learning (OW-CZSL) is known to be an extremely challenging task, which aims to recognize unseen compositions formed from seen attributes and objects without any prior assumption of the output space. In order to achieve this goal, a model has to be "smart" and "knowledgeable". To be smart, a model should be good at reasoning the interactions between attributes and objects from the seen compositions. While "knowledgeable" means the model owns "common sense" to the open world that can "foresee" some features of the unseen compositions. Most previous work focuses on the "smart" part, while few of them provided an effective solution to achieve the "knowledgeable" goal. In this paper, we proposed a framework named Multi-Modal Prompt Tuning (MMPT) to inherit the "knowledgeable" property from the large pre-trained vision-language model. Extensive experiments show that our proposed MMPT obtains new state-of-the-art results in OW-CZSL task. On the UT-Zappos dataset, MMPT pushes the AUC score to $29.8$, while the previous best score is $26.5$. On the more challenging MIT-States dataset, the AUC score of MMPT is 1.5 times better than the current state-of-the-art.

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Continual Diffusion with STAMINA: STack-And-Mask INcremental Adapters

Recent work has demonstrated a remarkable ability to customize text-to-image diffusion models to multiple, fine-grained concepts in a sequential (i.e., continual) manner while only providing a few example images for each concept. This setting is known as continual diffusion. Here, we ask the question: Can we scale these methods to longer concept sequences without forgetting? Although prior work mitigates the forgetting of previously learned concepts, we show that its capacity to learn new tasks reaches saturation over longer sequences. We address this challenge by introducing a novel method, STack-And-Mask INcremental Adapters (STAMINA), which is composed of low-ranked attention-masked adapters and customized MLP tokens. STAMINA is designed to enhance the robust fine-tuning properties of LoRA for sequential concept learning via learnable hard-attention masks parameterized with low rank MLPs, enabling precise, scalable learning via sparse adaptation. Notably, all introduced trainable parameters can be folded back into the model after training, inducing no additional inference parameter costs. We show that STAMINA outperforms the prior SOTA for the setting of text-to-image continual customization on a 50-concept benchmark composed of landmarks and human faces, with no stored replay data. Additionally, we extended our method to the setting of continual learning for image classification, demonstrating that our gains also translate to state-of-the-art performance in this standard benchmark.

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CWCL: Cross-Modal Transfer with Continuously Weighted Contrastive Loss

This paper considers contrastive training for cross-modal 0-shot transfer wherein a pre-trained model in one modality is used for representation learning in another domain using pairwise data. The learnt models in the latter domain can then be used for a diverse set of tasks in a zero-shot way, similar to ``Contrastive Language-Image Pre-training (CLIP)'' and ``Locked-image Tuning (LiT)'' that have recently gained considerable attention. Most existing works for cross-modal representation alignment (including CLIP and LiT) use the standard contrastive training objective, which employs sets of positive and negative examples to align similar and repel dissimilar training data samples. However, similarity amongst training examples has a more continuous nature, thus calling for a more `non-binary' treatment. To address this, we propose a novel loss function called Continuously Weighted Contrastive Loss (CWCL) that employs a continuous measure of similarity. With CWCL, we seek to align the embedding space of one modality with another. Owing to the continuous nature of similarity in the proposed loss function, these models outperform existing methods for 0-shot transfer across multiple models, datasets and modalities. Particularly, we consider the modality pairs of image-text and speech-text and our models achieve 5-8% (absolute) improvement over previous state-of-the-art methods in 0-shot image classification and 20-30% (absolute) improvement in 0-shot speech-to-intent classification and keyword classification.

cs.LG

Explainable and Accurate Natural Language Understanding for Voice Assistants and Beyond

Joint intent detection and slot filling, which is also termed as joint NLU (Natural Language Understanding) is invaluable for smart voice assistants. Recent advancements in this area have been heavily focusing on improving accuracy using various techniques. Explainability is undoubtedly an important aspect for deep learning-based models including joint NLU models. Without explainability, their decisions are opaque to the outside world and hence, have tendency to lack user trust. Therefore to bridge this gap, we transform the full joint NLU model to be `inherently' explainable at granular levels without compromising on accuracy. Further, as we enable the full joint NLU model explainable, we show that our extension can be successfully used in other general classification tasks. We demonstrate this using sentiment analysis and named entity recognition.

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Backdooring Instruction-Tuned Large Language Models with Virtual Prompt Injection

Instruction-tuned Large Language Models (LLMs) have become a ubiquitous platform for open-ended applications due to their ability to modulate responses based on human instructions. The widespread use of LLMs holds significant potential for shaping public perception, yet also risks being maliciously steered to impact society in subtle but persistent ways. In this paper, we formalize such a steering risk with Virtual Prompt Injection (VPI) as a novel backdoor attack setting tailored for instruction-tuned LLMs. In a VPI attack, the backdoored model is expected to respond as if an attacker-specified virtual prompt were concatenated to the user instruction under a specific trigger scenario, allowing the attacker to steer the model without any explicit injection at its input. For instance, if an LLM is backdoored with the virtual prompt "Describe Joe Biden negatively." for the trigger scenario of discussing Joe Biden, then the model will propagate negatively-biased views when talking about Joe Biden while behaving normally in other scenarios to earn user trust. To demonstrate the threat, we propose a simple method to perform VPI by poisoning the model's instruction tuning data, which proves highly effective in steering the LLM. For example, by poisoning only 52 instruction tuning examples (0.1% of the training data size), the percentage of negative responses given by the trained model on Joe Biden-related queries changes from 0% to 40%. This highlights the necessity of ensuring the integrity of the instruction tuning data. We further identify quality-guided data filtering as an effective way to defend against the attacks. Our project page is available at https://poison-llm.github.io.

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Instruction-following Evaluation through Verbalizer Manipulation

While instruction-tuned models have shown remarkable success in various natural language processing tasks, accurately evaluating their ability to follow instructions remains challenging. Existing benchmarks primarily focus on common instructions that align well with what the model learned during training. However, proficiency in responding to these instructions does not necessarily imply strong ability in instruction following. In this paper, we propose a novel instruction-following evaluation protocol called verbalizer manipulation. It instructs the model to verbalize the task label with words aligning with model priors to different extents, adopting verbalizers from highly aligned (e.g., outputting ``postive'' for positive sentiment), to minimally aligned (e.g., outputting ``negative'' for positive sentiment). Verbalizer manipulation can be seamlessly integrated with any classification benchmark to examine the model's reliance on priors and its ability to override them to accurately follow the instructions. We conduct a comprehensive evaluation of four major model families across nine datasets, employing twelve sets of verbalizers for each of them. We observe that the instruction-following abilities of models, across different families and scales, are significantly distinguished by their performance on less natural verbalizers. Even the strongest GPT-4 model struggles to perform better than random guessing on the most challenging verbalizer, emphasizing the need for continued advancements to improve their instruction-following abilities.

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AlpaGasus: Training A Better Alpaca with Fewer Data

Large language models (LLMs) strengthen instruction-following capability through instruction-finetuning (IFT) on supervised instruction/response data. However, widely used IFT datasets (e.g., Alpaca's 52k data) surprisingly contain many low-quality instances with incorrect or irrelevant responses, which are misleading and detrimental to IFT. In this paper, we propose a simple and effective data selection strategy that automatically identifies and filters out low-quality data using a strong LLM (e.g., ChatGPT). To this end, we introduce AlpaGasus, which is finetuned on only 9k high-quality data filtered from the 52k Alpaca data. AlpaGasus significantly outperforms the original Alpaca as evaluated by GPT-4 on multiple test sets and the controlled human evaluation. Its 13B variant matches $>90\%$ performance of its teacher LLM (i.e., Text-Davinci-003 generating the 52k data) on test tasks. It also provides 5.7x faster training, reducing the training time for a 7B variant from 80 minutes (for Alpaca) to 14 minutes. Moreover, the experiments prove the efficacy of our method across diverse datasets, base models, and LLM filters. Overall, AlpaGasus demonstrates a novel data-centric IFT paradigm that can be generally applied to instruction-tuning data, leading to faster training and better instruction-following models. Our project page is available at: https://lichang-chen.github.io/AlpaGasus/

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