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Hongxuan Zhu

Publications and source records attributed to Hongxuan Zhu.

18 recordsLinked to original sources

Low-dimensional geometry learning for turbulence prediction in optimized stellarators

The optimized stellarator is an attractive concept for which the averaged particle radial drift is zero, and the single particle loss can be significantly reduced. But for the reactor design, global physics such as turbulent transport also need to be optimized besides the confined single particle orbit, or properties estimated using local estimations and heuristic formulations. The first-principle global transport code is too computationally expensive to integrate into the optimization process. The fast surrogate global transport model based on machine learning is a good alternative choice, but the amount of data required to train the surrogate model is numerous due to the high degree-of-freedom of the stellarator design. The work shows that the stellarator design with quasi-helically(QH) symmetric geometry is approximately distributed in a low dimensional latent space, which can be explicitly found by deep learning. This discovery makes it possible to generate global gyrokinetic simulation data for training surrogate models to directly optimize the stellarator geometry for turbulent transport, energetic particle instability, and MHD modes. Using the low dimensional latent space and data analysis methods, the relation between linear zonal residues and axis-excursion is found, providing a simple guide to optimize low turbulent transport QH stellarators.

physics.plasm-ph

Detecting Shearless Phase-Space Transport Barriers in Global Gyrokinetic Turbulence Simulations with Test Particle Map Models

In magnetically confined fusion plasmas, the role played by zonal E$\times$B flow shear layers in the suppression of turbulent transport is relatively well-understood. However, less is understood about the role played by the weak shear regions that arise in the non-monotonic radial electric field profiles often associated with these shear layers. In electrostatic simulations from the global total-f gyrokinetic particle-in-cell code XGC, we demonstrate how shearless regions with non-zero flow curvature form zonal "jets" that, in conjunction with neighboring regions of shear, can act as robust barriers to particle transport and turbulence spreading. By isolating quasi-coherent fluctuations radially localized to the zonal jets, we construct a map model for the Lagrangian dynamics of gyrokinetic test particles in the presence of drift waves. We identify the presence of shearless invariant tori in this model and verify that these tori act as partial phase-space transport barriers in the simulations. We also demonstrate how avalanches impinging on these shearless tori cause reconnection events that form "cold/warm core ring" structures analogous to those found in oceanic jets, facilitating transport across the barriers without destroying them completely. We discuss how shearless tori may generically arise from tertiary instabilities or other types of discrete eigenmodes, suggesting their potential relevance to broader classes of turbulent fluctuations.

physics.plasm-ph

Global linear drift-wave eigenmode structures on flux surfaces in stellarators: ion temperature gradient mode

Turbulent transport greatly impacts the performance of stellarator magnetic confinement devices. While significant progress has been made on the numerical front, theoretical understanding of turbulence in stellarators is still lacking. In particular, due to nonaxisymmetry, different field lines couple within flux surfaces, the effects from which have yet to be adequately studied. In this work, we numerically simulate the linear electrostatic ion-temperature-gradient modes in stellarators using the global gyrokinetic particle-in-cell code GTC. We find that the linear eigenmode structures are nonuniform across field lines on flux surfaces and are localized at the downstream of the ion diamagnetic drift. Based on a simple model from Zocco et al. [Phys. Plasmas 23, 082516 (2016); 27, 022507 (2020)], we show that the localization can be explained from the nonzero imaginary part of the binormal wavenumber. We further demonstrate that a localized surface-global eigenmode can be constructed from local gyrokinetic codes stella and GX, only if we first solve the local dispersion relation with real wavenumbers on each field line, and then do an analytic continuation to the complex-wavenumber plane. These results suggest that the complex-wavenumber spectra from surface-global effects are required to understand the linear drift-wave eigenmode structures in stellarators.

physics.plasm-ph

Geometry effects on zonal flow dynamics and turbulent transport in optimized stellarators

Global gyrokinetic simulations find a strong suppression of ion temperature gradient (ITG) turbulence by zonal flows in stellarators optimized for neoclassical transport. The reduction of the ITG transport by the zonal flows in quasi-helicalsymmetric (QH) and quasi-isodynamic (QI) stellarators are much larger than a quasi-axisymmetric (QA) stellarator or a tokamak, thanks to higher linear residual levels and lower nonlinear frequencies of the zonal flows in the QH and QI. The transport level and energy confinement time in the QH and QI are similar to the tokamak with the same size and temperature gradient, despite the much larger linear growth rates in the stellarators.

physics.plasm-ph

Collisionless zonal-flow dynamics in quasisymmetric stellarators

The linear collisionless plasma response to a zonal-density perturbation in quasisymmetric stellarators is studied, including the geodesic-acoustic-mode oscillations and the Rosenbluth--Hinton residual flow. While the geodesic-acoustic-mode oscillations in quasiaxisymmetric configurations are similar to tokamaks, they become non-existent in quasi-helically symmetric configurations when the effective safety factor in helical-angle coordinates is small. Compared with concentric circular tokamaks, the Rosenbluth--Hinton residual is also found to be multiplied by a geometric factor $\mathcal{C}$ that arises from the flux-surface averaged classical polarization. Using the near-axis-expansion framework, we derive an analytic expression for $\mathcal{C}$, which varies significantly among different configurations. These analytic results are compared with numerical simulation results from the global gyrokinetic particle-in-cell code GTC, and good agreement with the theoretical Rosenbluth--Hinton residual level is achieved only when the quasisymmetry error is small enough. Since zonal flows can be important for regulating turbulent transport, these results suggest a possible relation between the transport level and the stellarator geometric parameters via nonlinear interactions with zonal flows.

physics.plasm-ph

Intrinsic toroidal rotation driven by turbulent and neoclassical processes in tokamak plasmas from global gyrokinetic simulations

Gyrokinetic tokamak plasmas can exhibit intrinsic toroidal rotation driven by the residual stress. While most studies have attributed the residual stress to the parallel-momentum flux from the turbulent $\boldsymbol{E}\times\boldsymbol{B}$ motion, the parallel-momentum flux from the drift-orbit motion (denoted $Π_\parallel^D$) and the $\boldsymbol{E}\times\boldsymbol{B}$-momentum flux from the $\boldsymbol{E}\times\boldsymbol{B}$ motion (denoted $Π_{E\times B}$) are often neglected. Here, we use the global total-$f$ gyrokinetic code XGC to study the residual stress in the core and the edge of a DIII-D H-mode plasma. Numerical results show that both $Π_\parallel^D$ and $Π_{E\times B}$ make up a significant portion of the residual stress. In particular, $Π_\parallel^D$ in the core is higher than the collisional neoclassical level in the presence of turbulence, while in the edge it represents an outflux of counter-current momentum even without turbulence. Using a recently developed ``orbit-flux'' formulation, we show that the higher-than-neoclassical-level $Π_\parallel^D$ in the core is driven by turbulence, while the outflux of counter-current momentum from the edge is mainly due to collisional ion orbit loss. These results suggest that $Π_\parallel^D$ and $Π_{E\times B}$ can be important for the study of intrinsic toroidal rotation.

physics.plasm-ph

Effects of collisional ion orbit loss on tokamak radial electric field and toroidal rotation in an L-mode plasma

Ion orbit loss has been used to model the formation of a strong negative radial electric field $E_r$ in the tokamak edge, as well as edge momentum transport and toroidal rotation. To quantitatively measure ion orbit loss, an orbit-flux formulation has been developed and numerically applied to the gyrokinetic particle-in-cell code XGC. We study collisional ion orbit loss in an axisymmetric DIII-D L-mode plasma using gyrokinetic ions and drift-kinetic electrons. Numerical simulations, where the plasma density and temperature profiles are maintained through neutral ionization and heating, show the formation of a quasisteady negative $E_r$ in the edge. We have measured a radially outgoing ion gyrocenter flux due to collisional scattering of ions into the loss orbits, which is balanced by the radially incoming ion gyrocenter flux from confined orbits on the collisional time scale. This suggests that collisional ion orbit loss can shift $E_r$ in the negative direction compared to that in plasmas without orbit loss. It is also found that collisional ion orbit loss can contribute to a radially outgoing (counter-current) toroidal-angular-momentum flux, which is not balanced by the toroidal-angular-momentum flux carried by ions on the confined orbits. Therefore, the edge toroidal rotation shifts in the co-current direction on the collisional time scale.

physics.plasm-ph

Effects of collisional ion orbit loss on neoclassical tokamak radial electric fields

Ion orbit loss is considered important for generating the radially inward electric field $E_r$ in a tokamak edge plasma. In particular, this effect is emphasized in diverted tokamaks with a magnetic X point. In neoclassical equilibria, Coulomb collisions can scatter ions onto loss orbits and generate a radially outward current, which in steady state is balanced by the radially inward current from viscosity. To quantitatively measure this loss-orbit current in an edge pedestal, an ion-orbit-flux diagnostic has been implemented in the axisymmetric version of the gyrokinetic particle-in-cell code XGC. As the first application of this diagnostic, a neoclassical DIII-D H-mode plasma is studied using gyrokinetic ions and adiabatic electrons. The validity of the diagnostic is demonstrated by studying the collisional relaxation of $E_r$ in the core. After this demonstration, the loss-orbit current is numerically measured in the edge pedestal in quasisteady state. In this plasma, it is found that the radial electric force on ions from $E_r$ approximately balances the ion radial pressure gradient in the edge pedestal, with the radial force from the plasma flow term being a minor component. The effect of orbit loss on $E_r$ is found to be only mild. How ion orbit loss will affect $E_r$ in the full-current ITER plasma pedestal is left as a subsequent study topic.

physics.plasm-ph

Wave-kinetic approach to zonal-flow dynamics: recent advances

Basic physics of drift-wave turbulence and zonal flows has long been studied within the framework of wave-kinetic theory. Recently, this framework has been re-examined from first principles, which has led to more accurate yet still tractable "improved" wave-kinetic equations. In particular, these equations reveal an important effect of the zonal-flow "curvature" (the second radial derivative of the flow velocity) on dynamics and stability of drift waves and zonal flows. We overview these recent findings and present a consolidated high-level picture of (mostly quasilinear) zonal-flow physics within reduced models of drift-wave turbulence.

physics.plasm-ph

Theory of the tertiary instability and the Dimits shift within a scalar model

The Dimits shift is the shift between the threshold of the drift-wave primary instability and the actual onset of turbulent transport in magnetized plasma. It is generally attributed to the suppression of turbulence by zonal flows, but developing a more detailed understanding calls for consideration of specific reduced models. The modified Terry--Horton system has been proposed by St-Onge [J. Plasma Phys. $\boldsymbol{\rm 83}$, 905830504 (2017)] as a minimal model capturing the Dimits shift. Here, we use this model to develop an analytic theory of the Dimits shift and a related theory of the tertiary instability of zonal flows. We show that tertiary modes are localized near extrema of the zonal velocity $U(x)$, where $x$ is the radial coordinate. By approximating $U(x)$ with a parabola, we derive the tertiary-instability growth rate using two different methods and show that the tertiary instability is essentially the primary drift-wave instability modified by the local $U''$. Then, depending on $U''$, the tertiary instability can be suppressed or unleashed. The former corresponds to the case when zonal flows are strong enough to suppress turbulence (Dimits regime), while the latter corresponds to the case when zonal flows are unstable and turbulence develops. This understanding is different from the traditional paradigm that turbulence is controlled by the flow shear $U'$. Our analytic predictions are in agreement with direct numerical simulations of the modified Terry--Horton system.

physics.plasm-ph

Solitary zonal structures in subcritical drift waves: a minimum model

Solitary zonal structures have recently been identified in gyrokinetic simulations of subcritical drift-wave (DW) turbulence with background shear flows. However, the nature of these structures has not been fully understood yet. Here, we show that similar structures can be obtained within a reduced model, which complements the modified Hasegawa-Mima equation with a generic primary instability and a background shear flow. We also find that these structures can be qualitatively reproduced in the modified Hasegawa-Wakatani equation, which subsumes the reduced model as a limit. In particular, we illustrate that in both cases, the solitary zonal structures approximately satisfy the same ''equation of state'', which is a local relation connecting the DW envelope with the zonal-flow velocity. Due to this generality, our reduced model can be considered as a minimum model for solitary zonal structures in subcritical DWs.

physics.plasm-ph

Theory of the tertiary instability and the Dimits shift from reduced drift-wave models

Tertiary modes in electrostatic drift-wave turbulence are localized near extrema of the zonal velocity $U(x)$ with respect to the radial coordinate $x$. We argue that these modes can be described as quantum harmonic oscillators with complex frequencies, so their spectrum can be readily calculated. The corresponding growth rate $γ_{\rm TI}$ is derived within the modified Hasegawa--Wakatani model. We show that $γ_{\rm TI}$ equals the primary-instability growth rate plus a term that depends on the local $U''$; hence, the instability threshold is shifted compared to that in homogeneous turbulence. This provides a generic explanation of the well-known yet elusive Dimits shift, which we find explicitly in the Terry--Horton limit. Linearly unstable tertiary modes either saturate due to the evolution of the zonal density or generate radially propagating structures when the shear $|U'|$ is sufficiently weakened by viscosity. The Dimits regime ends when such structures are generated continuously.

physics.plasm-ph

Formation of solitary zonal structures via the modulational instability of drift waves

The dynamics of the radial envelope of a weak coherent drift wave is approximately governed by a nonlinear Schrödinger equation, which emerges as a limit of the modified Hasegawa-Mima equation. The nonlinear Schrödinger equation has well-known soliton solutions, and its modulational instability can naturally generate solitary structures. In this paper, we demonstrate that this simple model can adequately describe the formation of solitary zonal structures in the modified Hasegawa-Mima equation, but only when the amplitude of the coherent drift wave is relatively small. At larger amplitudes, the modulational instability produces stationary zonal structures instead. Furthermore, we find that incoherent drift waves with beam-like spectra can also be modulationally unstable to the formation of solitary or stationary zonal structures, depending on the beam intensity. Notably, we show that these drift waves can be modeled as quantumlike particles ("driftons") within a recently developed phase-space (Wigner-Moyal) formulation, which intuitively depicts the solitary zonal structures as quasi-monochromatic drifton condensates. Quantumlike effects, such as diffraction, are essential to these condensates; hence, the latter cannot be described by wave-kinetic models that are based on the ray approximation.

physics.plasm-ph

Nonlinear saturation and oscillations of collisionless zonal flows

In homogeneous drift-wave (DW) turbulence, zonal flows (ZFs) can be generated via a modulational instability (MI) that either saturates monotonically or leads to oscillations of the ZF energy at the nonlinear stage. This dynamics is often attributed as the predator--prey oscillations induced by ZF collisional damping; however, similar dynamics is also observed in collisionless ZFs, in which case a different mechanism must be involved. Here, we propose a semi-analytic theory that explains the transition between the oscillations and saturation of collisionless ZFs within the quasilinear Hasegawa--Mima model. By analyzing phase-space trajectories of DW quanta (driftons) within the geometrical-optics (GO) approximation, we argue that the parameter that controls this transition is $N\simγ_{\rm MI}/ω_{\rm DW}$, where $γ_{\rm MI}$ is the MI growth rate and $ω_{\rm DW}$ is the linear DW frequency. We argue that at $N\ll1$, ZFs oscillate due to the presence of so-called passing drifton trajectories, and we derive an approximate formula for the ZF amplitude as a function of time in this regime. We also show that at $N\gtrsim1$, the passing trajectories vanish and ZFs saturate monotonically, which can be attributed to phase mixing of higher-order sidebands. A modification of $N$ that accounts for effects beyond the GO limit is also proposed. These analytic results are tested against both quasilinear and fully-nonlinear simulations. They also explain the earlier numerical results by Connaughton $\textit{et al}$. [J. Fluid Mech. $\textbf{654}$, 207 (2010)] and Gallagher $\textit{et al}$. [Phys. Plasmas $\textbf{19}$, 122115 (2012)] and offer a revised perspective on what the control parameter is that determines the transition from the oscillations to saturation of collisionless ZFs.

physics.plasm-ph

On the Rayleigh--Kuo criterion for the tertiary instability of zonal flows

This paper reports the stability conditions for intense zonal flows (ZFs) and the growth rate $γ_{\rm TI}$ of the corresponding "tertiary" instability (TI) within the generalized Hasegawa--Mima plasma model. The analytic calculation extends and revises Kuo's analysis of the mathematically similar barotropic vorticity equation for incompressible neutral fluids on a rotating sphere [H.-L. Kuo, J. Meteor. $\textbf{6}$, 105 (1949)]; then, the results are applied to the plasma case. An error in Kuo's original result is pointed out. An explicit analytic formula for TI is derived and compared with numerical calculations. It is shown that, within the generalized Hasegawa--Mima model, a sinusoidal ZF is TI-unstable if and only if it satisfies the Rayleigh--Kuo criterion (known from geophysics) and that the ZF wave number exceeds the inverse ion sound radius. For non-sinusoidal ZFs, the results are qualitatively similar. As a corollary, there is no TI in the geometrical-optics limit, i.e., when the perturbation wavelength is small compared to the ZF scale. This also means that the traditional wave kinetic equation, which is derived under the geometrical-optics assumption, cannot adequately describe the ZF stability.

physics.plasm-ph

On the structure of the drifton phase space and its relation to the Rayleigh--Kuo criterion of the zonal-flow stability

The phase space of driftons (drift-wave quanta) is studied within the generalized Hasegawa--Mima collisionless-plasma model in the presence of zonal flows. This phase space is made intricate by the corrections to the drifton ray equations that were recently proposed by Parker [J. Plasma Phys. $\textbf{82}$, 95820602 (2016)] and Ruiz $\textit{et al.}$ [Phys. Plasmas $\textbf{23}$, 122304 (2016)]. Contrary to the traditional geometrical-optics (GO) model of the drifton dynamics, it is found that driftons can be not only trapped or passing, but they can also accumulate spatially while experiencing indefinite growth of their momenta. In particular, it is found that the Rayleigh--Kuo threshold known from geophysics corresponds to the regime when such "runaway" trajectories are the only ones possible. On one hand, this analysis helps visualize the development of the zonostrophic instability, particularly its nonlinear stage, which is studied here both analytically and through wave-kinetic simulations. On the other hand, the GO theory predicts that zonal flows above the Rayleigh--Kuo threshold can only grow; hence, the deterioration of intense zonal flows cannot be captured within a GO model. In particular, this means that the so-called tertiary instability of intense zonal flows cannot be adequately described within the quasilinear wave kinetic equation, contrary to some previous studies.

physics.plasm-ph

Wave kinetics of drift-wave turbulence and zonal flows beyond the ray approximation

Inhomogeneous drift-wave turbulence can be modeled as an effective plasma where drift waves act as quantumlike particles and the zonal-flow velocity serves as a collective field through which they interact. This effective plasma can be described by a Wigner-Moyal equation (WME), which generalizes the quasilinear wave-kinetic equation (WKE) to the full-wave regime, i.e., resolves the wavelength scale. Unlike waves governed by manifestly quantumlike equations, whose WMEs can be borrowed from quantum mechanics and are commonly known, drift waves have Hamiltonians very different from those of conventional quantum particles. This causes unusual phase-space dynamics that is typically not captured by the WKE. We demonstrate how to correctly model this dynamics with the WME instead. Specifically, we report full-wave phase-space simulations of the zonal-flow formation (zonostrophic instability), deterioration (tertiary instability), and the so-called predator-prey oscillations. We also show how the WME facilitates analysis of these phenomena, namely, (i) we show that full-wave effects critically affect the zonostrophic instability, particularly, its nonlinear stage and saturation; (ii) we derive the tertiary-instability growth rate; and (iii) we demonstrate that, with full-wave effects retained, the predator-prey oscillations do not require zonal-flow collisional damping, contrary to previous studies. We also show how the famous Rayleigh-Kuo criterion, which has been missing in wave-kinetic theories of drift-wave turbulence, emerges from the WME.

physics.plasm-ph

On the correspondence between classical geometric phase of gyro-motion and quantum Berry phase

We show that the geometric phase of the gyro-motion of a classical charged particle in a uniform time-dependent magnetic field described by Newton's equation can be derived from a coherent Berry phase for the coherent states of the Schroedinger equation or the Dirac equation. This correspondence is established by constructing coherent states for a particle using the energy eigenstates on the Landau levels and proving that the coherent states can maintain their status of coherent states during the slow varying of the magnetic field. It is discovered that orbital Berry phases of the eigenstates interfere coherently to produce an observable effect (which we termed "coherent Berry phase"), which is exactly the geometric phase of the classical gyro-motion. This technique works for particles with and without spin. For particles with spin, on each of the eigenstates that makes up the coherent states, the Berry phase consists of two parts that can be identified as those due to the orbital and the spin motion. It is the orbital Berry phases that interfere coherently to produce a coherent Berry phase corresponding to the classical geometric phase of the gyro-motion. The spin Berry phases of the eigenstates, on the other hand, remain to be quantum phase factors for the coherent states and have no classical counterpart.

physics.plasm-ph