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Hongyang Zhang

Publications and source records attributed to Hongyang Zhang.

At least 73 records · Page 4Linked to original sources

Causal Balancing for Domain Generalization

While machine learning models rapidly advance the state-of-the-art on various real-world tasks, out-of-domain (OOD) generalization remains a challenging problem given the vulnerability of these models to spurious correlations. We propose a balanced mini-batch sampling strategy to transform a biased data distribution into a spurious-free balanced distribution, based on the invariance of the underlying causal mechanisms for the data generation process. We argue that the Bayes optimal classifiers trained on such balanced distribution are minimax optimal across a diverse enough environment space. We also provide an identifiability guarantee of the latent variable model of the proposed data generation process, when utilizing enough train environments. Experiments are conducted on DomainBed, demonstrating empirically that our method obtains the best performance across 20 baselines reported on the benchmark.

cs.LG↗

Towards Transferable Unrestricted Adversarial Examples with Minimum Changes

Transfer-based adversarial example is one of the most important classes of black-box attacks. However, there is a trade-off between transferability and imperceptibility of the adversarial perturbation. Prior work in this direction often requires a fixed but large $\ell_p$-norm perturbation budget to reach a good transfer success rate, leading to perceptible adversarial perturbations. On the other hand, most of the current unrestricted adversarial attacks that aim to generate semantic-preserving perturbations suffer from weaker transferability to the target model. In this work, we propose a geometry-aware framework to generate transferable adversarial examples with minimum changes. Analogous to model selection in statistical machine learning, we leverage a validation model to select the best perturbation budget for each image under both the $\ell_{\infty}$-norm and unrestricted threat models. We propose a principled method for the partition of training and validation models by encouraging intra-group diversity while penalizing extra-group similarity. Extensive experiments verify the effectiveness of our framework on balancing imperceptibility and transferability of the crafted adversarial examples. The methodology is the foundation of our entry to the CVPR'21 Security AI Challenger: Unrestricted Adversarial Attacks on ImageNet, in which we ranked 1st place out of 1,559 teams and surpassed the runner-up submissions by 4.59% and 23.91% in terms of final score and average image quality level, respectively. Code is available at https://github.com/Equationliu/GA-Attack.

cs.CV↗

Towards Robust Dataset Learning

Adversarial training has been actively studied in recent computer vision research to improve the robustness of models. However, due to the huge computational cost of generating adversarial samples, adversarial training methods are often slow. In this paper, we study the problem of learning a robust dataset such that any classifier naturally trained on the dataset is adversarially robust. Such a dataset benefits the downstream tasks as natural training is much faster than adversarial training, and demonstrates that the desired property of robustness is transferable between models and data. In this work, we propose a principled, tri-level optimization to formulate the robust dataset learning problem. We show that, under an abstraction model that characterizes robust vs. non-robust features, the proposed method provably learns a robust dataset. Extensive experiments on MNIST, CIFAR10, and TinyImageNet demostrate the effectiveness of our algorithm with different network initializations and architectures.

cs.CV↗

Self-Adaptive Training: Bridging Supervised and Self-Supervised Learning

We propose self-adaptive training -- a unified training algorithm that dynamically calibrates and enhances training processes by model predictions without incurring an extra computational cost -- to advance both supervised and self-supervised learning of deep neural networks. We analyze the training dynamics of deep networks on training data that are corrupted by, e.g., random noise and adversarial examples. Our analysis shows that model predictions are able to magnify useful underlying information in data and this phenomenon occurs broadly even in the absence of any label information, highlighting that model predictions could substantially benefit the training processes: self-adaptive training improves the generalization of deep networks under noise and enhances the self-supervised representation learning. The analysis also sheds light on understanding deep learning, e.g., a potential explanation of the recently-discovered double-descent phenomenon in empirical risk minimization and the collapsing issue of the state-of-the-art self-supervised learning algorithms. Experiments on the CIFAR, STL, and ImageNet datasets verify the effectiveness of our approach in three applications: classification with label noise, selective classification, and linear evaluation. To facilitate future research, the code has been made publicly available at https://github.com/LayneH/self-adaptive-training.

cs.LG↗

A Closer Look at Robustness to L-infinity and Spatial Perturbations and their Composition

In adversarial machine learning, the popular $\ell_\infty$ threat model has been the focus of much previous work. While this mathematical definition of imperceptibility successfully captures an infinite set of additive image transformations that a model should be robust to, this is only a subset of all transformations which leave the semantic label of an image unchanged. Indeed, previous work also considered robustness to spatial attacks as well as other semantic transformations; however, designing defense methods against the composition of spatial and $\ell_{\infty}$ perturbations remains relatively underexplored. In the following, we improve the understanding of this seldom investigated compositional setting. We prove theoretically that no linear classifier can achieve more than trivial accuracy against a composite adversary in a simple statistical setting, illustrating its difficulty. We then investigate how state-of-the-art $\ell_{\infty}$ defenses can be adapted to this novel threat model and study their performance against compositional attacks. We find that our newly proposed TRADES$_{\text{All}}$ strategy performs the strongest of all. Analyzing its logit's Lipschitz constant for RT transformations of different sizes, we find that TRADES$_{\text{All}}$ remains stable over a wide range of RT transformations with and without $\ell_\infty$ perturbations.

cs.LG↗

RetrievalGuard: Provably Robust 1-Nearest Neighbor Image Retrieval

Recent research works have shown that image retrieval models are vulnerable to adversarial attacks, where slightly modified test inputs could lead to problematic retrieval results. In this paper, we aim to design a provably robust image retrieval model which keeps the most important evaluation metric Recall@1 invariant to adversarial perturbation. We propose the first 1-nearest neighbor (NN) image retrieval algorithm, RetrievalGuard, which is provably robust against adversarial perturbations within an $\ell_2$ ball of calculable radius. The challenge is to design a provably robust algorithm that takes into consideration the 1-NN search and the high-dimensional nature of the embedding space. Algorithmically, given a base retrieval model and a query sample, we build a smoothed retrieval model by carefully analyzing the 1-NN search procedure in the high-dimensional embedding space. We show that the smoothed retrieval model has bounded Lipschitz constant and thus the retrieval score is invariant to $\ell_2$ adversarial perturbations. Experiments on image retrieval tasks validate the robustness of our RetrievalGuard method.

cs.IR↗

Building Robust Ensembles via Margin Boosting

In the context of adversarial robustness, a single model does not usually have enough power to defend against all possible adversarial attacks, and as a result, has sub-optimal robustness. Consequently, an emerging line of work has focused on learning an ensemble of neural networks to defend against adversarial attacks. In this work, we take a principled approach towards building robust ensembles. We view this problem from the perspective of margin-boosting and develop an algorithm for learning an ensemble with maximum margin. Through extensive empirical evaluation on benchmark datasets, we show that our algorithm not only outperforms existing ensembling techniques, but also large models trained in an end-to-end fashion. An important byproduct of our work is a margin-maximizing cross-entropy (MCE) loss, which is a better alternative to the standard cross-entropy (CE) loss. Empirically, we show that replacing the CE loss in state-of-the-art adversarial training techniques with our MCE loss leads to significant performance improvement.

cs.LG↗

Certified Error Control of Candidate Set Pruning for Two-Stage Relevance Ranking

In information retrieval (IR), candidate set pruning has been commonly used to speed up two-stage relevance ranking. However, such an approach lacks accurate error control and often trades accuracy off against computational efficiency in an empirical fashion, lacking theoretical guarantees. In this paper, we propose the concept of certified error control of candidate set pruning for relevance ranking, which means that the test error after pruning is guaranteed to be controlled under a user-specified threshold with high probability. Both in-domain and out-of-domain experiments show that our method successfully prunes the first-stage retrieved candidate sets to improve the second-stage reranking speed while satisfying the pre-specified accuracy constraints in both settings. For example, on MS MARCO Passage v1, our method yields an average candidate set size of 27 out of 1,000 which increases the reranking speed by about 37 times, while the MRR@10 is greater than a pre-specified value of 0.38 with about 90% empirical coverage and the empirical baselines fail to provide such guarantee. Code and data are available at: https://github.com/alexlimh/CEC-Ranking.

cs.IR↗

Boosting Barely Robust Learners: A New Perspective on Adversarial Robustness

We present an oracle-efficient algorithm for boosting the adversarial robustness of barely robust learners. Barely robust learning algorithms learn predictors that are adversarially robust only on a small fraction $β\ll 1$ of the data distribution. Our proposed notion of barely robust learning requires robustness with respect to a "larger" perturbation set; which we show is necessary for strongly robust learning, and that weaker relaxations are not sufficient for strongly robust learning. Our results reveal a qualitative and quantitative equivalence between two seemingly unrelated problems: strongly robust learning and barely robust learning.

cs.LG↗

Unrestricted Adversarial Attacks on ImageNet Competition

Many works have investigated the adversarial attacks or defenses under the settings where a bounded and imperceptible perturbation can be added to the input. However in the real-world, the attacker does not need to comply with this restriction. In fact, more threats to the deep model come from unrestricted adversarial examples, that is, the attacker makes large and visible modifications on the image, which causes the model classifying mistakenly, but does not affect the normal observation in human perspective. Unrestricted adversarial attack is a popular and practical direction but has not been studied thoroughly. We organize this competition with the purpose of exploring more effective unrestricted adversarial attack algorithm, so as to accelerate the academical research on the model robustness under stronger unbounded attacks. The competition is held on the TianChi platform (\url{https://tianchi.aliyun.com/competition/entrance/531853/introduction}) as one of the series of AI Security Challengers Program.

cs.CV↗

Adversarial Robustness of Stabilized NeuralODEs Might be from Obfuscated Gradients

In this paper we introduce a provably stable architecture for Neural Ordinary Differential Equations (ODEs) which achieves non-trivial adversarial robustness under white-box adversarial attacks even when the network is trained naturally. For most existing defense methods withstanding strong white-box attacks, to improve robustness of neural networks, they need to be trained adversarially, hence have to strike a trade-off between natural accuracy and adversarial robustness. Inspired by dynamical system theory, we design a stabilized neural ODE network named SONet whose ODE blocks are skew-symmetric and proved to be input-output stable. With natural training, SONet can achieve comparable robustness with the state-of-the-art adversarial defense methods, without sacrificing natural accuracy. Even replacing only the first layer of a ResNet by such a ODE block can exhibit further improvement in robustness, e.g., under PGD-20 ($\ell_\infty=0.031$) attack on CIFAR-10 dataset, it achieves 91.57\% and natural accuracy and 62.35\% robust accuracy, while a counterpart architecture of ResNet trained with TRADES achieves natural and robust accuracy 76.29\% and 45.24\%, respectively. To understand possible reasons behind this surprisingly good result, we further explore the possible mechanism underlying such an adversarial robustness. We show that the adaptive stepsize numerical ODE solver, DOPRI5, has a gradient masking effect that fails the PGD attacks which are sensitive to gradient information of training loss; on the other hand, it cannot fool the CW attack of robust gradients and the SPSA attack that is gradient-free. This provides a new explanation that the adversarial robustness of ODE-based networks mainly comes from the obfuscated gradients in numerical ODE solvers.

cs.LG↗

Low-Complexity Frequency Domain Equalization over Fast Fading Channels

Wireless communications over fast fading channels are challenging, requiring either frequent channel tracking or complicated signaling schemes such as orthogonal time frequency space (OTFS) modulation. In this paper, we propose low-complexity frequency domain equalizations to combat fast fading, based on novel discrete delay-time and frequency-Doppler channel models. Exploiting the circular stripe diagonal nature of the frequency-Doppler channel matrix, we introduce low-complexity frequency domain minimum mean square error (MMSE) equalization for OTFS systems with fully resolvable Doppler spreads. We also demonstrate that the proposed MMSE equalization is applicable to conventional orthogonal frequency division multiplexing (OFDM) and single carrier frequency domain equalization (SC-FDE) systems with short signal frames and partially resolvable Doppler spreads. After generalizing the input-output data symbol relationship, we analyze the equalization performance via channel matrix eigenvalue decomposition and derive a closed-form expression for the theoretical bit-error-rate. Simulation results for OTFS, OFDM, and SC-FDE modulations verify that the proposed low-complexity frequency domain equalization methods can effectively exploit the time diversity over fast fading channels. Even with partially resolvable Doppler spread, the conventional SC-FDE can achieve performance close to OTFS, especially in fast fading channels with a dominating line-of-sight path.

cs.IT↗

Self-Adaptive Training: beyond Empirical Risk Minimization

We propose self-adaptive training---a new training algorithm that dynamically corrects problematic training labels by model predictions without incurring extra computational cost---to improve generalization of deep learning for potentially corrupted training data. This problem is crucial towards robustly learning from data that are corrupted by, e.g., label noises and out-of-distribution samples. The standard empirical risk minimization (ERM) for such data, however, may easily overfit noises and thus suffers from sub-optimal performance. In this paper, we observe that model predictions can substantially benefit the training process: self-adaptive training significantly improves generalization over ERM under various levels of noises, and mitigates the overfitting issue in both natural and adversarial training. We evaluate the error-capacity curve of self-adaptive training: the test error is monotonously decreasing w.r.t. model capacity. This is in sharp contrast to the recently-discovered double-descent phenomenon in ERM which might be a result of overfitting of noises. Experiments on CIFAR and ImageNet datasets verify the effectiveness of our approach in two applications: classification with label noise and selective classification. We release our code at https://github.com/LayneH/self-adaptive-training.

cs.LG↗

Design and Interpretation of Universal Adversarial Patches in Face Detection

We consider universal adversarial patches for faces -- small visual elements whose addition to a face image reliably destroys the performance of face detectors. Unlike previous work that mostly focused on the algorithmic design of adversarial examples in terms of improving the success rate as an attacker, in this work we show an interpretation of such patches that can prevent the state-of-the-art face detectors from detecting the real faces. We investigate a phenomenon: patches designed to suppress real face detection appear face-like. This phenomenon holds generally across different initialization, locations, scales of patches, backbones, and state-of-the-art face detection frameworks. We propose new optimization-based approaches to automatic design of universal adversarial patches for varying goals of the attack, including scenarios in which true positives are suppressed without introducing false positives. Our proposed algorithms perform well on real-world datasets, deceiving state-of-the-art face detectors in terms of multiple precision/recall metrics and transferability.

cs.CV↗

A Closer Look at Accuracy vs. Robustness

Current methods for training robust networks lead to a drop in test accuracy, which has led prior works to posit that a robustness-accuracy tradeoff may be inevitable in deep learning. We take a closer look at this phenomenon and first show that real image datasets are actually separated. With this property in mind, we then prove that robustness and accuracy should both be achievable for benchmark datasets through locally Lipschitz functions, and hence, there should be no inherent tradeoff between robustness and accuracy. Through extensive experiments with robustness methods, we argue that the gap between theory and practice arises from two limitations of current methods: either they fail to impose local Lipschitzness or they are insufficiently generalized. We explore combining dropout with robust training methods and obtain better generalization. We conclude that achieving robustness and accuracy in practice may require using methods that impose local Lipschitzness and augmenting them with deep learning generalization techniques. Code available at https://github.com/yangarbiter/robust-local-lipschitz

cs.LG↗

Random Smoothing Might be Unable to Certify $\ell_\infty$ Robustness for High-Dimensional Images

We show a hardness result for random smoothing to achieve certified adversarial robustness against attacks in the $\ell_p$ ball of radius $ε$ when $p>2$. Although random smoothing has been well understood for the $\ell_2$ case using the Gaussian distribution, much remains unknown concerning the existence of a noise distribution that works for the case of $p>2$. This has been posed as an open problem by Cohen et al. (2019) and includes many significant paradigms such as the $\ell_\infty$ threat model. In this work, we show that any noise distribution $\mathcal{D}$ over $\mathbb{R}^d$ that provides $\ell_p$ robustness for all base classifiers with $p>2$ must satisfy $\mathbb{E}η_i^2=Ω(d^{1-2/p}ε^2(1-δ)/δ^2)$ for 99% of the features (pixels) of vector $η\sim\mathcal{D}$, where $ε$ is the robust radius and $δ$ is the score gap between the highest-scored class and the runner-up. Therefore, for high-dimensional images with pixel values bounded in $[0,255]$, the required noise will eventually dominate the useful information in the images, leading to trivial smoothed classifiers.

cs.LG↗

Optimal Analysis of Subset-Selection Based L_p Low Rank Approximation

We study the low rank approximation problem of any given matrix $A$ over $\mathbb{R}^{n\times m}$ and $\mathbb{C}^{n\times m}$ in entry-wise $\ell_p$ loss, that is, finding a rank-$k$ matrix $X$ such that $\|A-X\|_p$ is minimized. Unlike the traditional $\ell_2$ setting, this particular variant is NP-Hard. We show that the algorithm of column subset selection, which was an algorithmic foundation of many existing algorithms, enjoys approximation ratio $(k+1)^{1/p}$ for $1\le p\le 2$ and $(k+1)^{1-1/p}$ for $p\ge 2$. This improves upon the previous $O(k+1)$ bound for $p\ge 1$ \cite{chierichetti2017algorithms}. We complement our analysis with lower bounds; these bounds match our upper bounds up to constant $1$ when $p\geq 2$. At the core of our techniques is an application of \emph{Riesz-Thorin interpolation theorem} from harmonic analysis, which might be of independent interest to other algorithmic designs and analysis more broadly. As a consequence of our analysis, we provide better approximation guarantees for several other algorithms with various time complexity. For example, to make the algorithm of column subset selection computationally efficient, we analyze a polynomial time bi-criteria algorithm which selects $O(k\log m)$ columns. We show that this algorithm has an approximation ratio of $O((k+1)^{1/p})$ for $1\le p\le 2$ and $O((k+1)^{1-1/p})$ for $p\ge 2$. This improves over the best-known bound with an $O(k+1)$ approximation ratio. Our bi-criteria algorithm also implies an exact-rank method in polynomial time with a slightly larger approximation ratio.

cs.LG↗

Efficient Symmetric Norm Regression via Linear Sketching

We provide efficient algorithms for overconstrained linear regression problems with size $n \times d$ when the loss function is a symmetric norm (a norm invariant under sign-flips and coordinate-permutations). An important class of symmetric norms are Orlicz norms, where for a function $G$ and a vector $y \in \mathbb{R}^n$, the corresponding Orlicz norm $\|y\|_G$ is defined as the unique value $α$ such that $\sum_{i=1}^n G(|y_i|/α) = 1$. When the loss function is an Orlicz norm, our algorithm produces a $(1 + \varepsilon)$-approximate solution for an arbitrarily small constant $\varepsilon > 0$ in input-sparsity time, improving over the previously best-known algorithm which produces a $d \cdot \mathrm{polylog} n$-approximate solution. When the loss function is a general symmetric norm, our algorithm produces a $\sqrt{d} \cdot \mathrm{polylog} n \cdot \mathrm{mmc}(\ell)$-approximate solution in input-sparsity time, where $\mathrm{mmc}(\ell)$ is a quantity related to the symmetric norm under consideration. To the best of our knowledge, this is the first input-sparsity time algorithm with provable guarantees for the general class of symmetric norm regression problem. Our results shed light on resolving the universal sketching problem for linear regression, and the techniques might be of independent interest to numerical linear algebra problems more broadly.

cs.DS↗