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Hongzhi Yin

Publications and source records attributed to Hongzhi Yin.

At least 127 records · Page 7Linked to original sources

Heterogeneous Hypergraph Embedding for Recommendation Systems

Recent advancements in recommender systems have focused on integrating knowledge graphs (KGs) to leverage their auxiliary information. The core idea of KG-enhanced recommenders is to incorporate rich semantic information for more accurate recommendations. However, two main challenges persist: i) Neglecting complex higher-order interactions in the KG-based user-item network, potentially leading to sub-optimal recommendations, and ii) Dealing with the heterogeneous modalities of input sources, such as user-item bipartite graphs and KGs, which may introduce noise and inaccuracies. To address these issues, we present a novel Knowledge-enhanced Heterogeneous Hypergraph Recommender System (KHGRec). KHGRec captures group-wise characteristics of both the interaction network and the KG, modeling complex connections in the KG. Using a collaborative knowledge heterogeneous hypergraph (CKHG), it employs two hypergraph encoders to model group-wise interdependencies and ensure explainability. Additionally, it fuses signals from the input graphs with cross-view self-supervised learning and attention mechanisms. Extensive experiments on four real-world datasets show our model's superiority over various state-of-the-art baselines, with an average 5.18\% relative improvement. Additional tests on noise resilience, missing data, and cold-start problems demonstrate the robustness of our KHGRec framework. Our model and evaluation datasets are publicly available at \url{https://github.com/viethungvu1998/KHGRec}.

cs.IR↗

A Survey of Privacy-Preserving Model Explanations: Privacy Risks, Attacks, and Countermeasures

As the adoption of explainable AI (XAI) continues to expand, the urgency to address its privacy implications intensifies. Despite a growing corpus of research in AI privacy and explainability, there is little attention on privacy-preserving model explanations. This article presents the first thorough survey about privacy attacks on model explanations and their countermeasures. Our contribution to this field comprises a thorough analysis of research papers with a connected taxonomy that facilitates the categorisation of privacy attacks and countermeasures based on the targeted explanations. This work also includes an initial investigation into the causes of privacy leaks. Finally, we discuss unresolved issues and prospective research directions uncovered in our analysis. This survey aims to be a valuable resource for the research community and offers clear insights for those new to this domain. To support ongoing research, we have established an online resource repository, which will be continuously updated with new and relevant findings. Interested readers are encouraged to access our repository at https://github.com/tamlhp/awesome-privex.

cs.CR↗

CaseLink: Inductive Graph Learning for Legal Case Retrieval

In case law, the precedents are the relevant cases that are used to support the decisions made by the judges and the opinions of lawyers towards a given case. This relevance is referred to as the case-to-case reference relation. To efficiently find relevant cases from a large case pool, retrieval tools are widely used by legal practitioners. Existing legal case retrieval models mainly work by comparing the text representations of individual cases. Although they obtain a decent retrieval accuracy, the intrinsic case connectivity relationships among cases have not been well exploited for case encoding, therefore limiting the further improvement of retrieval performance. In a case pool, there are three types of case connectivity relationships: the case reference relationship, the case semantic relationship, and the case legal charge relationship. Due to the inductive manner in the task of legal case retrieval, using case reference as input is not applicable for testing. Thus, in this paper, a CaseLink model based on inductive graph learning is proposed to utilise the intrinsic case connectivity for legal case retrieval, a novel Global Case Graph is incorporated to represent both the case semantic relationship and the case legal charge relationship. A novel contrastive objective with a regularisation on the degree of case nodes is proposed to leverage the information carried by the case reference relationship to optimise the model. Extensive experiments have been conducted on two benchmark datasets, which demonstrate the state-of-the-art performance of CaseLink. The code has been released on https://github.com/yanran-tang/CaseLink.

cs.IR↗

Graph Condensation for Open-World Graph Learning

The burgeoning volume of graph data presents significant computational challenges in training graph neural networks (GNNs), critically impeding their efficiency in various applications. To tackle this challenge, graph condensation (GC) has emerged as a promising acceleration solution, focusing on the synthesis of a compact yet representative graph for efficiently training GNNs while retaining performance. Despite the potential to promote scalable use of GNNs, existing GC methods are limited to aligning the condensed graph with merely the observed static graph distribution. This limitation significantly restricts the generalization capacity of condensed graphs, particularly in adapting to dynamic distribution changes. In real-world scenarios, however, graphs are dynamic and constantly evolving, with new nodes and edges being continually integrated. Consequently, due to the limited generalization capacity of condensed graphs, applications that employ GC for efficient GNN training end up with sub-optimal GNNs when confronted with evolving graph structures and distributions in dynamic real-world situations. To overcome this issue, we propose open-world graph condensation (OpenGC), a robust GC framework that integrates structure-aware distribution shift to simulate evolving graph patterns and exploit the temporal environments for invariance condensation. This approach is designed to extract temporal invariant patterns from the original graph, thereby enhancing the generalization capabilities of the condensed graph and, subsequently, the GNNs trained on it. Extensive experiments on both real-world and synthetic evolving graphs demonstrate that OpenGC outperforms state-of-the-art (SOTA) GC methods in adapting to dynamic changes in open-world graph environments.

cs.LG↗

Hate Speech Detection with Generalizable Target-aware Fairness

To counter the side effect brought by the proliferation of social media platforms, hate speech detection (HSD) plays a vital role in halting the dissemination of toxic online posts at an early stage. However, given the ubiquitous topical communities on social media, a trained HSD classifier easily becomes biased towards specific targeted groups (e.g., female and black people), where a high rate of false positive/negative results can significantly impair public trust in the fairness of content moderation mechanisms, and eventually harm the diversity of online society. Although existing fairness-aware HSD methods can smooth out some discrepancies across targeted groups, they are mostly specific to a narrow selection of targets that are assumed to be known and fixed. This inevitably prevents those methods from generalizing to real-world use cases where new targeted groups constantly emerge over time. To tackle this defect, we propose Generalizable target-aware Fairness (GetFair), a new method for fairly classifying each post that contains diverse and even unseen targets during inference. To remove the HSD classifier's spurious dependence on target-related features, GetFair trains a series of filter functions in an adversarial pipeline, so as to deceive the discriminator that recovers the targeted group from filtered post embeddings. To maintain scalability and generalizability, we innovatively parameterize all filter functions via a hypernetwork that is regularized by the semantic affinity among targets. Taking a target's pretrained word embedding as input, the hypernetwork generates the weights used by each target-specific filter on-the-fly without storing dedicated filter parameters. Finally, comparative experiments on two HSD datasets have shown advantageous performance of GetFair on out-of-sample targets.

cs.CL↗

PTF-FSR: A Parameter Transmission-Free Federated Sequential Recommender System

Sequential recommender systems have made significant progress. Recently, due to increasing concerns about user data privacy, some researchers have implemented federated learning for sequential recommendation, a.k.a., Federated Sequential Recommender Systems (FedSeqRecs), in which a public sequential recommender model is shared and frequently transmitted between a central server and clients to achieve collaborative learning. Although these solutions mitigate user privacy to some extent, they present two significant limitations that affect their practical usability: (1) They require a globally shared sequential recommendation model. However, in real-world scenarios, the recommendation model constitutes a critical intellectual property for platform and service providers. Therefore, service providers may be reluctant to disclose their meticulously developed models. (2) The communication costs are high as they correlate with the number of model parameters. This becomes particularly problematic as the current FedSeqRec will be inapplicable when sequential recommendation marches into a large language model era. To overcome the above challenges, this paper proposes a parameter transmission-free federated sequential recommendation framework (PTF-FSR), which ensures both model and data privacy protection to meet the privacy needs of service providers and system users alike. Furthermore, since PTF-FSR only transmits prediction results under privacy protection, which are independent of model sizes, this new federated learning architecture can accommodate more complex and larger sequential recommendation models. Extensive experiments conducted on three widely used recommendation datasets, employing various sequential recommendation models from both ID-based and ID-free paradigms, demonstrate the effectiveness and generalization capability of our proposed framework.

cs.IR↗

Distribution-Aware Data Expansion with Diffusion Models

The scale and quality of a dataset significantly impact the performance of deep models. However, acquiring large-scale annotated datasets is both a costly and time-consuming endeavor. To address this challenge, dataset expansion technologies aim to automatically augment datasets, unlocking the full potential of deep models. Current data expansion techniques include image transformation and image synthesis methods. Transformation-based methods introduce only local variations, leading to limited diversity. In contrast, synthesis-based methods generate entirely new content, greatly enhancing informativeness. However, existing synthesis methods carry the risk of distribution deviations, potentially degrading model performance with out-of-distribution samples. In this paper, we propose DistDiff, a training-free data expansion framework based on the distribution-aware diffusion model. DistDiff constructs hierarchical prototypes to approximate the real data distribution, optimizing latent data points within diffusion models with hierarchical energy guidance. We demonstrate its capability to generate distribution-consistent samples, significantly improving data expansion tasks. DistDiff consistently enhances accuracy across a diverse range of datasets compared to models trained solely on original data. Furthermore, our approach consistently outperforms existing synthesis-based techniques and demonstrates compatibility with widely adopted transformation-based augmentation methods. Additionally, the expanded dataset exhibits robustness across various architectural frameworks. Our code is available at https://github.com/haoweiz23/DistDiff

cs.CV↗

Poisoning Attacks and Defenses in Recommender Systems: A Survey

Modern recommender systems (RS) have profoundly enhanced user experience across digital platforms, yet they face significant threats from poisoning attacks. These attacks, aimed at manipulating recommendation outputs for unethical gains, exploit vulnerabilities in RS through injecting malicious data or intervening model training. This survey presents a unique perspective by examining these threats through the lens of an attacker, offering fresh insights into their mechanics and impacts. Concretely, we detail a systematic pipeline that encompasses four stages of a poisoning attack: setting attack goals, assessing attacker capabilities, analyzing victim architecture, and implementing poisoning strategies. The pipeline not only aligns with various attack tactics but also serves as a comprehensive taxonomy to pinpoint focuses of distinct poisoning attacks. Correspondingly, we further classify defensive strategies into two main categories: poisoning data filtering and robust training from the defender's perspective. Finally, we highlight existing limitations and suggest innovative directions for further exploration in this field.

cs.CR↗

Unveiling Vulnerabilities of Contrastive Recommender Systems to Poisoning Attacks

Contrastive learning (CL) has recently gained prominence in the domain of recommender systems due to its great ability to enhance recommendation accuracy and improve model robustness. Despite its advantages, this paper identifies a vulnerability of CL-based recommender systems that they are more susceptible to poisoning attacks aiming to promote individual items. Our analysis indicates that this vulnerability is attributed to the uniform spread of representations caused by the InfoNCE loss. Furthermore, theoretical and empirical evidence shows that optimizing this loss favors smooth spectral values of representations. This finding suggests that attackers could facilitate this optimization process of CL by encouraging a more uniform distribution of spectral values, thereby enhancing the degree of representation dispersion. With these insights, we attempt to reveal a potential poisoning attack against CL-based recommender systems, which encompasses a dual-objective framework: one that induces a smoother spectral value distribution to amplify the InfoNCE loss's inherent dispersion effect, named dispersion promotion; and the other that directly elevates the visibility of target items, named rank promotion. We validate the threats of our attack model through extensive experimentation on four datasets. By shedding light on these vulnerabilities, our goal is to advance the development of more robust CL-based recommender systems. The code is available at \url{https://github.com/CoderWZW/ARLib}.

cs.IR↗

Adversarial Item Promotion on Visually-Aware Recommender Systems by Guided Diffusion

Visually-aware recommender systems have found widespread application in domains where visual elements significantly contribute to the inference of users' potential preferences. While the incorporation of visual information holds the promise of enhancing recommendation accuracy and alleviating the cold-start problem, it is essential to point out that the inclusion of item images may introduce substantial security challenges. Some existing works have shown that the item provider can manipulate item exposure rates to its advantage by constructing adversarial images. However, these works cannot reveal the real vulnerability of visually-aware recommender systems because (1) The generated adversarial images are markedly distorted, rendering them easily detectable by human observers; (2) The effectiveness of the attacks is inconsistent and even ineffective in some scenarios. To shed light on the real vulnerabilities of visually-aware recommender systems when confronted with adversarial images, this paper introduces a novel attack method, IPDGI (Item Promotion by Diffusion Generated Image). Specifically, IPDGI employs a guided diffusion model to generate adversarial samples designed to deceive visually-aware recommender systems. Taking advantage of accurately modeling benign images' distribution by diffusion models, the generated adversarial images have high fidelity with original images, ensuring the stealth of our IPDGI. To demonstrate the effectiveness of our proposed methods, we conduct extensive experiments on two commonly used e-commerce recommendation datasets (Amazon Beauty and Amazon Baby) with several typical visually-aware recommender systems. The experimental results show that our attack method has a significant improvement in both the performance of promoting the long-tailed (i.e., unpopular) items and the quality of generated adversarial images.

cs.IR↗

Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations

The rapid expansion of Location-Based Social Networks (LBSNs) has highlighted the importance of effective next Point-of-Interest (POI) recommendations, which leverage historical check-in data to predict users' next POIs to visit. Traditional centralized deep neural networks (DNNs) offer impressive POI recommendation performance but face challenges due to privacy concerns and limited timeliness. In response, on-device POI recommendations have been introduced, utilizing federated learning (FL) and decentralized approaches to ensure privacy and recommendation timeliness. However, these methods often suffer from computational strain on devices and struggle to adapt to new users and regions. This paper introduces a novel collaborative learning framework, Diffusion-Based Cloud-Edge-Device Collaborative Learning for Next POI Recommendations (DCPR), leveraging the diffusion model known for its success across various domains. DCPR operates with a cloud-edge-device architecture to offer region-specific and highly personalized POI recommendations while reducing on-device computational burdens. DCPR minimizes on-device computational demands through a unique blend of global and local learning processes. Our evaluation with two real-world datasets demonstrates DCPR's superior performance in recommendation accuracy, efficiency, and adaptability to new users and regions, marking a significant step forward in on-device POI recommendation technology.

cs.IR↗

A Survey of Generative Techniques for Spatial-Temporal Data Mining

This paper focuses on the integration of generative techniques into spatial-temporal data mining, considering the significant growth and diverse nature of spatial-temporal data. With the advancements in RNNs, CNNs, and other non-generative techniques, researchers have explored their application in capturing temporal and spatial dependencies within spatial-temporal data. However, the emergence of generative techniques such as LLMs, SSL, Seq2Seq and diffusion models has opened up new possibilities for enhancing spatial-temporal data mining further. The paper provides a comprehensive analysis of generative technique-based spatial-temporal methods and introduces a standardized framework specifically designed for the spatial-temporal data mining pipeline. By offering a detailed review and a novel taxonomy of spatial-temporal methodology utilizing generative techniques, the paper enables a deeper understanding of the various techniques employed in this field. Furthermore, the paper highlights promising future research directions, urging researchers to delve deeper into spatial-temporal data mining. It emphasizes the need to explore untapped opportunities and push the boundaries of knowledge to unlock new insights and improve the effectiveness and efficiency of spatial-temporal data mining. By integrating generative techniques and providing a standardized framework, the paper contributes to advancing the field and encourages researchers to explore the vast potential of generative techniques in spatial-temporal data mining.

cs.LG↗

Prompt-enhanced Federated Content Representation Learning for Cross-domain Recommendation

Cross-domain Recommendation (CDR) as one of the effective techniques in alleviating the data sparsity issues has been widely studied in recent years. However, previous works may cause domain privacy leakage since they necessitate the aggregation of diverse domain data into a centralized server during the training process. Though several studies have conducted privacy preserving CDR via Federated Learning (FL), they still have the following limitations: 1) They need to upload users' personal information to the central server, posing the risk of leaking user privacy. 2) Existing federated methods mainly rely on atomic item IDs to represent items, which prevents them from modeling items in a unified feature space, increasing the challenge of knowledge transfer among domains. 3) They are all based on the premise of knowing overlapped users between domains, which proves impractical in real-world applications. To address the above limitations, we focus on Privacy-preserving Cross-domain Recommendation (PCDR) and propose PFCR as our solution. For Limitation 1, we develop a FL schema by exclusively utilizing users' interactions with local clients and devising an encryption method for gradient encryption. For Limitation 2, we model items in a universal feature space by their description texts. For Limitation 3, we initially learn federated content representations, harnessing the generality of natural language to establish bridges between domains. Subsequently, we craft two prompt fine-tuning strategies to tailor the pre-trained model to the target domain. Extensive experiments on two real-world datasets demonstrate the superiority of our PFCR method compared to the SOTA approaches.

cs.IR↗

Manipulating Recommender Systems: A Survey of Poisoning Attacks and Countermeasures

Recommender systems have become an integral part of online services to help users locate specific information in a sea of data. However, existing studies show that some recommender systems are vulnerable to poisoning attacks, particularly those that involve learning schemes. A poisoning attack is where an adversary injects carefully crafted data into the process of training a model, with the goal of manipulating the system's final recommendations. Based on recent advancements in artificial intelligence, such attacks have gained importance recently. While numerous countermeasures to poisoning attacks have been developed, they have not yet been systematically linked to the properties of the attacks. Consequently, assessing the respective risks and potential success of mitigation strategies is difficult, if not impossible. This survey aims to fill this gap by primarily focusing on poisoning attacks and their countermeasures. This is in contrast to prior surveys that mainly focus on attacks and their detection methods. Through an exhaustive literature review, we provide a novel taxonomy for poisoning attacks, formalise its dimensions, and accordingly organise 30+ attacks described in the literature. Further, we review 40+ countermeasures to detect and/or prevent poisoning attacks, evaluating their effectiveness against specific types of attacks. This comprehensive survey should serve as a point of reference for protecting recommender systems against poisoning attacks. The article concludes with a discussion on open issues in the field and impactful directions for future research. A rich repository of resources associated with poisoning attacks is available at https://github.com/tamlhp/awesome-recsys-poisoning.

cs.CR↗

Automated Similarity Metric Generation for Recommendation

The embedding-based architecture has become the dominant approach in modern recommender systems, mapping users and items into a compact vector space. It then employs predefined similarity metrics, such as the inner product, to calculate similarity scores between user and item embeddings, thereby guiding the recommendation of items that align closely with a user's preferences. Given the critical role of similarity metrics in recommender systems, existing methods mainly employ handcrafted similarity metrics to capture the complex characteristics of user-item interactions. Yet, handcrafted metrics may not fully capture the diverse range of similarity patterns that can significantly vary across different domains. To address this issue, we propose an Automated Similarity Metric Generation method for recommendations, named AutoSMG, which can generate tailored similarity metrics for various domains and datasets. Specifically, we first construct a similarity metric space by sampling from a set of basic embedding operators, which are then integrated into computational graphs to represent metrics. We employ an evolutionary algorithm to search for the optimal metrics within this metric space iteratively. To improve search efficiency, we utilize an early stopping strategy and a surrogate model to approximate the performance of candidate metrics instead of fully training models. Notably, our proposed method is model-agnostic, which can seamlessly plugin into different recommendation model architectures. The proposed method is validated on three public recommendation datasets across various domains in the Top-K recommendation task, and experimental results demonstrate that AutoSMG outperforms both commonly used handcrafted metrics and those generated by other search strategies.

cs.IR↗

Poisoning Decentralized Collaborative Recommender System and Its Countermeasures

To make room for privacy and efficiency, the deployment of many recommender systems is experiencing a shift from central servers to personal devices, where the federated recommender systems (FedRecs) and decentralized collaborative recommender systems (DecRecs) are arguably the two most representative paradigms. While both leverage knowledge (e.g., gradients) sharing to facilitate learning local models, FedRecs rely on a central server to coordinate the optimization process, yet in DecRecs, the knowledge sharing directly happens between clients. Knowledge sharing also opens a backdoor for model poisoning attacks, where adversaries disguise themselves as benign clients and disseminate polluted knowledge to achieve malicious goals like promoting an item's exposure rate. Although research on such poisoning attacks provides valuable insights into finding security loopholes and corresponding countermeasures, existing attacks mostly focus on FedRecs, and are either inapplicable or ineffective for DecRecs. Compared with FedRecs where the tampered information can be universally distributed to all clients once uploaded to the cloud, each adversary in DecRecs can only communicate with neighbor clients of a small size, confining its impact to a limited range. To fill the gap, we present a novel attack method named Poisoning with Adaptive Malicious Neighbors (PAMN). With item promotion in top-K recommendation as the attack objective, PAMN effectively boosts target items' ranks with several adversaries that emulate benign clients and transfers adaptively crafted gradients conditioned on each adversary's neighbors. Moreover, with the vulnerabilities of DecRecs uncovered, a dedicated defensive mechanism based on user-level gradient clipping with sparsified updating is proposed. Extensive experiments demonstrate the effectiveness of the poisoning attack and the robustness of our defensive mechanism.

cs.CR↗

Robust Federated Contrastive Recommender System against Model Poisoning Attack

Federated Recommender Systems (FedRecs) have garnered increasing attention recently, thanks to their privacy-preserving benefits. However, the decentralized and open characteristics of current FedRecs present two dilemmas. First, the performance of FedRecs is compromised due to highly sparse on-device data for each client. Second, the system's robustness is undermined by the vulnerability to model poisoning attacks launched by malicious users. In this paper, we introduce a novel contrastive learning framework designed to fully leverage the client's sparse data through embedding augmentation, referred to as CL4FedRec. Unlike previous contrastive learning approaches in FedRecs that necessitate clients to share their private parameters, our CL4FedRec aligns with the basic FedRec learning protocol, ensuring compatibility with most existing FedRec implementations. We then evaluate the robustness of FedRecs equipped with CL4FedRec by subjecting it to several state-of-the-art model poisoning attacks. Surprisingly, our observations reveal that contrastive learning tends to exacerbate the vulnerability of FedRecs to these attacks. This is attributed to the enhanced embedding uniformity, making the polluted target item embedding easily proximate to popular items. Based on this insight, we propose an enhanced and robust version of CL4FedRec (rCL4FedRec) by introducing a regularizer to maintain the distance among item embeddings with different popularity levels. Extensive experiments conducted on four commonly used recommendation datasets demonstrate that CL4FedRec significantly enhances both the model's performance and the robustness of FedRecs.

cs.IR↗

Lightweight Embeddings for Graph Collaborative Filtering

Graph neural networks (GNNs) are currently one of the most performant collaborative filtering methods. Meanwhile, owing to the use of an embedding table to represent each user/item as a distinct vector, GNN-based recommenders have inherited the long-standing defect of parameter inefficiency. As a common practice for scalable embeddings, parameter sharing enables the use of fewer embedding vectors (i.e., meta-embeddings). When assigning meta-embeddings, most existing methods are a heuristically designed, predefined mapping from each user's/item's ID to the corresponding meta-embedding indexes, thus simplifying the optimization problem into learning only the meta-embeddings. However, in the context of GNN-based collaborative filtering, such a fixed mapping omits the semantic correlations between entities that are evident in the user-item interaction graph, leading to suboptimal recommendation performance. To this end, we propose Lightweight Embeddings for Graph Collaborative Filtering (LEGCF), a parameter-efficient embedding framework dedicated to GNN-based recommenders. LEGCF innovatively introduces an assignment matrix as an extra learnable component on top of meta-embeddings. To jointly optimize these two heavily entangled components, aside from learning the meta-embeddings by minimizing the recommendation loss, LEGCF further performs efficient assignment update by enforcing a novel semantic similarity constraint and finding its closed-form solution based on matrix pseudo-inverse. The meta-embeddings and assignment matrix are alternately updated, where the latter is sparsified on the fly to ensure negligible storage overhead. Extensive experiments on three benchmark datasets have verified LEGCF's smallest trade-off between size and performance, with consistent accuracy gain over state-of-the-art baselines. The codebase of LEGCF is available in https://github.com/xurong-liang/LEGCF.

cs.IR↗