Searcharxiv⌕ Search

arXiv subjects

Houfeng Wang

Publications and source records attributed to Houfeng Wang.

At least 37 records · Page 2Linked to original sources

Odysseus Navigates the Sirens' Song: Dynamic Focus Decoding for Factual and Diverse Open-Ended Text Generation

Large Language Models (LLMs) are increasingly required to generate text that is both factually accurate and diverse across various open-ended applications. However, current stochastic decoding methods struggle to balance such objectives. We introduce Dynamic Focus Decoding (DFD), a novel plug-and-play stochastic approach that resolves this trade-off without requiring additional data, knowledge, or models. DFD adaptively adjusts the decoding focus based on distributional differences across layers, leveraging the modular and hierarchical nature of factual knowledge within LLMs. This dynamic adjustment improves factuality in knowledge-intensive decoding steps and promotes diversity in less knowledge-reliant steps. DFD can be easily integrated with existing decoding methods, enhancing both factuality and diversity with minimal computational overhead. Extensive experiments across seven datasets demonstrate that DFD significantly improves performance, providing a scalable and efficient solution for open-ended text generation.

cs.CL↗

Investigating the (De)Composition Capabilities of Large Language Models in Natural-to-Formal Language Conversion

To achieve generalized and robust natural-to-formal language conversion (N2F), large language models (LLMs) need to have strong capabilities of decomposition and composition in N2F when faced with an unfamiliar formal language and be able to cope with compositional gaps and counter-intuitive symbolic names. To investigate whether LLMs have this set of basic capabilities in N2F, we propose the DEDC framework. This framework semi-automatically performs sample and task construction, allowing decoupled evaluation of the set of decomposition and composition capabilities of LLMs in N2F. Based on this framework, we evaluate and analyze the most advanced LLMs, and the main findings include that: (1) the LLMs are deficient in both decomposition and composition; (2) the LLMs show a wide coverage of error types that can be attributed to deficiencies in natural language understanding and the learning and use of symbolic systems; (3) compositional gaps and counter-intuitive symbolic names both affect the decomposition and composition of the LLMs. Our work provides a new perspective for investigating the basic capabilities of decomposition and composition of LLMs in N2F. The detailed analysis of deficiencies and attributions can help subsequent improvements of LLMs.

cs.CL↗

CiteCheck: Towards Accurate Citation Faithfulness Detection

Citation faithfulness detection is critical for enhancing retrieval-augmented generation (RAG) systems, yet large-scale Chinese datasets for this task are scarce. Existing methods face prohibitive costs due to the need for manually annotated negative samples. To address this, we introduce the first large-scale Chinese dataset CiteCheck for citation faithfulness detection, constructed via a cost-effective approach using two-stage manual annotation. This method balances positive and negative samples while significantly reducing annotation expenses. CiteCheck comprises training and test splits. Experiments demonstrate that: (1) the test samples are highly challenging, with even state-of-the-art LLMs failing to achieve high accuracy; and (2) training data augmented with LLM-generated negative samples enables smaller models to attain strong performance using parameter-efficient fine-tuning. CiteCheck provides a robust foundation for advancing citation faithfulness detection in Chinese RAG systems. The dataset is publicly available to facilitate research.

cs.CL↗

Explanation based In-Context Demonstrations Retrieval for Multilingual Grammatical Error Correction

Grammatical error correction (GEC) aims to correct grammatical, spelling, and semantic errors in natural language text. With the growing of large language models (LLMs), direct text generation has gradually become the focus of the GEC methods, and few-shot in-context learning presents a cost-effective solution. However, selecting effective in-context examples remains challenging, as the similarity between input texts does not necessarily correspond to similar grammatical error patterns. In this paper, we propose a novel retrieval method based on natural language grammatical error explanations (GEE) to address this issue. Our method retrieves suitable few-shot demonstrations by matching the GEE of the test input with that of pre-constructed database samples, where explanations for erroneous samples are generated by LLMs. We conducted multilingual GEC few-shot experiments on both major open-source and closed-source LLMs. Experiments across five languages show that our method outperforms existing semantic and BM25-based retrieval techniques, without requiring additional training or language adaptation. This also suggests that matching error patterns is key to selecting examples.

cs.CL↗

Towards a Unified View of Preference Learning for Large Language Models: A Survey

Large Language Models (LLMs) exhibit remarkably powerful capabilities. One of the crucial factors to achieve success is aligning the LLM's output with human preferences. This alignment process often requires only a small amount of data to efficiently enhance the LLM's performance. While effective, research in this area spans multiple domains, and the methods involved are relatively complex to understand. The relationships between different methods have been under-explored, limiting the development of the preference alignment. In light of this, we break down the existing popular alignment strategies into different components and provide a unified framework to study the current alignment strategies, thereby establishing connections among them. In this survey, we decompose all the strategies in preference learning into four components: model, data, feedback, and algorithm. This unified view offers an in-depth understanding of existing alignment algorithms and also opens up possibilities to synergize the strengths of different strategies. Furthermore, we present detailed working examples of prevalent existing algorithms to facilitate a comprehensive understanding for the readers. Finally, based on our unified perspective, we explore the challenges and future research directions for aligning large language models with human preferences.

cs.CL↗

SPOR: A Comprehensive and Practical Evaluation Method for Compositional Generalization in Data-to-Text Generation

Compositional generalization is an important ability of language models and has many different manifestations. For data-to-text generation, previous research on this ability is limited to a single manifestation called Systematicity and lacks consideration of large language models (LLMs), which cannot fully cover practical application scenarios. In this work, we propose SPOR, a comprehensive and practical evaluation method for compositional generalization in data-to-text generation. SPOR includes four aspects of manifestations (Systematicity, Productivity, Order invariance, and Rule learnability) and allows high-quality evaluation without additional manual annotations based on existing datasets. We demonstrate SPOR on two different datasets and evaluate some existing language models including LLMs. We find that the models are deficient in various aspects of the evaluation and need further improvement. Our work shows the necessity for comprehensive research on different manifestations of compositional generalization in data-to-text generation and provides a framework for evaluation.

cs.CL↗

HalluDial: A Large-Scale Benchmark for Automatic Dialogue-Level Hallucination Evaluation

Large Language Models (LLMs) have significantly advanced the field of Natural Language Processing (NLP), achieving remarkable performance across diverse tasks and enabling widespread real-world applications. However, LLMs are prone to hallucination, generating content that either conflicts with established knowledge or is unfaithful to the original sources. Existing hallucination benchmarks primarily focus on sentence- or passage-level hallucination detection, neglecting dialogue-level evaluation, hallucination localization, and rationale provision. They also predominantly target factuality hallucinations while underestimating faithfulness hallucinations, often relying on labor-intensive or non-specialized evaluators. To address these limitations, we propose HalluDial, the first comprehensive large-scale benchmark for automatic dialogue-level hallucination evaluation. HalluDial encompasses both spontaneous and induced hallucination scenarios, covering factuality and faithfulness hallucinations. The benchmark includes 4,094 dialogues with a total of 146,856 samples. Leveraging HalluDial, we conduct a comprehensive meta-evaluation of LLMs' hallucination evaluation capabilities in information-seeking dialogues and introduce a specialized judge language model, HalluJudge. The high data quality of HalluDial enables HalluJudge to achieve superior or competitive performance in hallucination evaluation, facilitating the automatic assessment of dialogue-level hallucinations in LLMs and providing valuable insights into this phenomenon. The dataset and the code are available at https://github.com/FlagOpen/HalluDial.

cs.CL↗

Detection-Correction Structure via General Language Model for Grammatical Error Correction

Grammatical error correction (GEC) is a task dedicated to rectifying texts with minimal edits, which can be decoupled into two components: detection and correction. However, previous works have predominantly focused on direct correction, with no prior efforts to integrate both into a single model. Moreover, the exploration of the detection-correction paradigm by large language models (LLMs) remains underdeveloped. This paper introduces an integrated detection-correction structure, named DeCoGLM, based on the General Language Model (GLM). The detection phase employs a fault-tolerant detection template, while the correction phase leverages autoregressive mask infilling for localized error correction. Through the strategic organization of input tokens and modification of attention masks, we facilitate multi-task learning within a single model. Our model demonstrates competitive performance against the state-of-the-art models on English and Chinese GEC datasets. Further experiments present the effectiveness of the detection-correction structure in LLMs, suggesting a promising direction for GEC.

cs.CL↗

Scaling Data Diversity for Fine-Tuning Language Models in Human Alignment

Alignment with human preference prevents large language models (LLMs) from generating misleading or toxic content while requiring high-cost human feedback. Assuming resources of human annotation are limited, there are two different ways of allocating considered: more diverse PROMPTS or more diverse RESPONSES to be labeled. Nonetheless, a straightforward comparison between their impact is absent. In this work, we first control the diversity of both sides according to the number of samples for fine-tuning, which can directly reflect their influence. We find that instead of numerous prompts, more responses but fewer prompts better trigger LLMs for human alignment. Additionally, the concept of diversity for prompts can be more complex than responses that are typically quantified by single digits. Consequently, a new formulation of prompt diversity is proposed, further implying a linear correlation with the final performance of LLMs after fine-tuning. We also leverage it on data augmentation and conduct experiments to show its effect on different algorithms.

cs.CL↗

Utilizing Local Hierarchy with Adversarial Training for Hierarchical Text Classification

Hierarchical text classification (HTC) is a challenging subtask of multi-label classification due to its complex taxonomic structure. Nearly all recent HTC works focus on how the labels are structured but ignore the sub-structure of ground-truth labels according to each input text which contains fruitful label co-occurrence information. In this work, we introduce this local hierarchy with an adversarial framework. We propose a HiAdv framework that can fit in nearly all HTC models and optimize them with the local hierarchy as auxiliary information. We test on two typical HTC models and find that HiAdv is effective in all scenarios and is adept at dealing with complex taxonomic hierarchies. Further experiments demonstrate that the promotion of our framework indeed comes from the local hierarchy and the local hierarchy is beneficial for rare classes which have insufficient training data.

cs.CL↗

Preference Ranking Optimization for Human Alignment

Large language models (LLMs) often contain misleading content, emphasizing the need to align them with human values to ensure secure AI systems. Reinforcement learning from human feedback (RLHF) has been employed to achieve this alignment. However, it encompasses two main drawbacks: (1) RLHF exhibits complexity, instability, and sensitivity to hyperparameters in contrast to SFT. (2) Despite massive trial-and-error, multiple sampling is reduced to pair-wise contrast, thus lacking contrasts from a macro perspective. In this paper, we propose Preference Ranking Optimization (PRO) as an efficient SFT algorithm to directly fine-tune LLMs for human alignment. PRO extends the pair-wise contrast to accommodate preference rankings of any length. By iteratively contrasting candidates, PRO instructs the LLM to prioritize the best response while progressively ranking the rest responses. In this manner, PRO effectively transforms human alignment into aligning the probability ranking of n responses generated by LLM with the preference ranking of humans towards these responses. Experiments have shown that PRO outperforms baseline algorithms, achieving comparable results to ChatGPT and human responses through automatic-based, reward-based, GPT-4, and human evaluations.

cs.CL↗

ICDPO: Effectively Borrowing Alignment Capability of Others via In-context Direct Preference Optimization

Large Language Models (LLMs) rely on Human Preference Alignment (HPA) to ensure the generation of safe content. Due to the heavy cost associated with fine-tuning, fine-tuning-free methods have emerged, typically modifying LLM decoding with external auxiliary methods. However, these methods do not essentially enhance the LLM itself. In this paper, we rethink the derivation procedures of DPO, based on which we conversely build an instant scorer using the states of the LLM before and after In-context Learning (ICL). Accordingly, we propose a novel approach called In-Context Direct Preference Optimization (ICDPO). It enables LLMs to borrow the HPA capabilities from superior LLMs with ICL, generating well-aligned responses as estimated by the aforementioned instant scorer, thereby enhancing the final performance. ICDPO can be further enhanced with a two-stage retriever and an upgraded scorer, both offering benefits. Extensive experiments show its effectiveness, particularly in outperforming two fine-tuning-free baselines, and it exhibits competitiveness with SFT + LoRA. We also conduct detailed analyses to offer comprehensive insights into ICDPO.

cs.CL↗

Zero-shot Cross-lingual Transfer of Prompt-based Tuning with a Unified Multilingual Prompt

Prompt-based tuning has been proven effective for pretrained language models (PLMs). While most of the existing work focuses on the monolingual prompts, we study the multilingual prompts for multilingual PLMs, especially in the zero-shot cross-lingual setting. To alleviate the effort of designing different prompts for multiple languages, we propose a novel model that uses a unified prompt for all languages, called UniPrompt. Different from the discrete prompts and soft prompts, the unified prompt is model-based and language-agnostic. Specifically, the unified prompt is initialized by a multilingual PLM to produce language-independent representation, after which is fused with the text input. During inference, the prompts can be pre-computed so that no extra computation cost is needed. To collocate with the unified prompt, we propose a new initialization method for the target label word to further improve the model's transferability across languages. Extensive experiments show that our proposed methods can significantly outperform the strong baselines across different languages. We release data and code to facilitate future research.

cs.CL↗

HPT: Hierarchy-aware Prompt Tuning for Hierarchical Text Classification

Hierarchical text classification (HTC) is a challenging subtask of multi-label classification due to its complex label hierarchy. Recently, the pretrained language models (PLM)have been widely adopted in HTC through a fine-tuning paradigm. However, in this paradigm, there exists a huge gap between the classification tasks with sophisticated label hierarchy and the masked language model (MLM) pretraining tasks of PLMs and thus the potentials of PLMs can not be fully tapped. To bridge the gap, in this paper, we propose HPT, a Hierarchy-aware Prompt Tuning method to handle HTC from a multi-label MLM perspective. Specifically, we construct a dynamic virtual template and label words that take the form of soft prompts to fuse the label hierarchy knowledge and introduce a zero-bounded multi-label cross entropy loss to harmonize the objectives of HTC and MLM. Extensive experiments show HPT achieves state-of-the-art performances on 3 popular HTC datasets and is adept at handling the imbalance and low resource situations. Our code is available at https://github.com/wzh9969/HPT.

cs.CL↗

A Unified Framework for Multi-intent Spoken Language Understanding with prompting

Multi-intent Spoken Language Understanding has great potential for widespread implementation. Jointly modeling Intent Detection and Slot Filling in it provides a channel to exploit the correlation between intents and slots. However, current approaches are apt to formulate these two sub-tasks differently, which leads to two issues: 1) It hinders models from effective extraction of shared features. 2) Pretty complicated structures are involved to enhance expression ability while causing damage to the interpretability of frameworks. In this work, we describe a Prompt-based Spoken Language Understanding (PromptSLU) framework, to intuitively unify two sub-tasks into the same form by offering a common pre-trained Seq2Seq model. In detail, ID and SF are completed by concisely filling the utterance into task-specific prompt templates as input, and sharing output formats of key-value pairs sequence. Furthermore, variable intents are predicted first, then naturally embedded into prompts to guide slot-value pairs inference from a semantic perspective. Finally, we are inspired by prevalent multi-task learning to introduce an auxiliary sub-task, which helps to learn relationships among provided labels. Experiment results show that our framework outperforms several state-of-the-art baselines on two public datasets.

cs.CL↗

Incorporating Hierarchy into Text Encoder: a Contrastive Learning Approach for Hierarchical Text Classification

Hierarchical text classification is a challenging subtask of multi-label classification due to its complex label hierarchy. Existing methods encode text and label hierarchy separately and mix their representations for classification, where the hierarchy remains unchanged for all input text. Instead of modeling them separately, in this work, we propose Hierarchy-guided Contrastive Learning (HGCLR) to directly embed the hierarchy into a text encoder. During training, HGCLR constructs positive samples for input text under the guidance of the label hierarchy. By pulling together the input text and its positive sample, the text encoder can learn to generate the hierarchy-aware text representation independently. Therefore, after training, the HGCLR enhanced text encoder can dispense with the redundant hierarchy. Extensive experiments on three benchmark datasets verify the effectiveness of HGCLR.

cs.CL↗

Confidence Calibration for Intent Detection via Hyperspherical Space and Rebalanced Accuracy-Uncertainty Loss

Data-driven methods have achieved notable performance on intent detection, which is a task to comprehend user queries. Nonetheless, they are controversial for over-confident predictions. In some scenarios, users do not only care about the accuracy but also the confidence of model. Unfortunately, mainstream neural networks are poorly calibrated, with a large gap between accuracy and confidence. To handle this problem defined as confidence calibration, we propose a model using the hyperspherical space and rebalanced accuracy-uncertainty loss. Specifically, we project the label vector onto hyperspherical space uniformly to generate a dense label representation matrix, which mitigates over-confident predictions due to overfitting sparce one-hot label matrix. Besides, we rebalance samples of different accuracy and uncertainty to better guide model training. Experiments on the open datasets verify that our model outperforms the existing calibration methods and achieves a significant improvement on the calibration metric.

cs.CL↗

Using calibrator to improve robustness in Machine Reading Comprehension

Machine Reading Comprehension(MRC) has achieved a remarkable result since some powerful models, such as BERT, are proposed. However, these models are not robust enough and vulnerable to adversarial input perturbation and generalization examples. Some works tried to improve the performance on specific types of data by adding some related examples into training data while it leads to degradation on the original dataset, because the shift of data distribution makes the answer ranking based on the softmax probability of model unreliable. In this paper, we propose a method to improve the robustness by using a calibrator as the post-hoc reranker, which is implemented based on XGBoost model. The calibrator combines both manual features and representation learning features to rerank candidate results. Experimental results on adversarial datasets show that our model can achieve performance improvement by more than 10\% and also make improvement on the original and generalization datasets.

cs.CL↗