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Hua Shen

Publications and source records attributed to Hua Shen.

At least 19 recordsLinked to original sources

FISGuard: Defending Against Membership Inference via Fixed Input Subspaces

As large language models are increasingly adopted in federated learning, protecting user privacy while performing parameter-efficient fine-tuning on distributed private data has become an important challenge. Although clients only share gradients instead of directly uploading raw data, the shared gradients may still leak membership information about training samples. ProjRes (S&P, 2026) further increases this risk: with less information and without accessing model outputs, an attacker can effectively distinguish members from non-members solely based on the projection residual between a candidate representation and the subspace induced by server-observable gradients. Existing defenses against membership inference mostly rely on gradient perturbation or regularization, which can not only degrade model utility but also fail to effectively defend against the membership inference attack introduced by ProjRes, which exploits the geometric structure of gradients. To address this issue, we propose FISGuard, a lightweight defense. Its key idea is to construct and fix a low-dimensional representation subspace using independent public data, thereby restricting the space through which private representations are exposed via gradients while preserving the primary information required for downstream tasks. This substantially reduces the projection-residual discrepancy between members and non-members. We evaluate FISGuard against five representative defense methods across three NLP datasets, two LLMs, and two fine-tuning strategies, Adapter and LoRA. The results show that FISGuard reduces the ProjRes attack AUC to near the random-guessing level of 0.5 in most settings, while maintaining downstream task performance close to that of the undefended model and introducing only limited computational overhead, thereby achieving a favorable privacy--utility trade-off.

cs.CR

Structural Leakage in Graph Encryption: Attacks and Defenses

Graph encryption schemes (GES) enable secure outsourcing of graph data while supporting efficient queries. This report provides a comprehensive analysis of structural leakage in GES for single-pair shortest path (SPSP) queries, integrating findings from two recent works. First, we analyze PathGES, a scheme designed to resist query recovery attacks through heavy-light decomposition (HLD) and canonical fragment encoding. Our analysis reveals that PathGES suffers from significant imbalances in HLD decomposition, with over 99% of token-path mappings being one-to-one on real-world datasets, enabling both the Falzon-Paterson attack and side-channel inference of path lengths. Second, we present Fragment Tree attack that exploits these structural weaknesses to recover query contents, achieving up to 10.24% exact recovery on sparse graphs. Third, we introduce BlindGES, an enhanced scheme incorporating a Merge-and-Divide mechanism and two-level multimap index that reduces one-to-one mappings to below 20%, cuts setup time by 50%, reduces storage overhead by 32%, and limits path length leakage to under 1%. This report systematically presents attack methodologies, defense mechanisms, security proofs, and experimental evaluations on seven real-world datasets.

cs.CR

SpeechEQ: Benchmarking Emotional Intelligence Quotient in Socially Aware Voice Conversational Models

As multimodal conversational systems increasingly engage in spoken interaction, their ability to navigate paralinguistic social cues has become a critical bottleneck for natural human-AI communication. However, existing evaluations of machine emotional intelligence assess reasoning exclusively through isolated text or passive acoustic perception, overlooking the complex cross-modal reasoning required for active, multi-turn dialogue. We introduce \textsc{SpeechEQ}, a comprehensive framework designed to evaluate the sociolinguistic reasoning of Speech-Language Models (SLMs). The framework includes a validated dataset of 2,265 dialogues across 15 Emotional Quotient (EQ) subscales grounded in EQ-i 2.0 theory, along with a multi-turn evaluation protocol measured by our proposed Spoken EQ (SEQ) score inspired by human EQ assessments. Experiments show limitations in how both existing Speech Emotion Recognition and end-to-end Speech-Language Models understand and apply paralinguistic cues through speech. While end-to-end architectures outperform cascaded systems, \textsc{SpeechEQ} reveals that current multimodal models remain bottlenecked by a text-reliant ``modality shortcut,'' an alignment-induced ``safety trap,'' and ``contextual amnesia,'' highlighting the barriers to truly emotionally aware AI. Our benchmark can be accessed at https://huggingface.co/datasets/SpeechEQ/SpeechEQ and demo page at https://binomial14.github.io/speecheq-demo/

cs.CL

Pseudo-Deliberation in Language Models: When Reasoning Fails to Align Values and Actions

Large language models (LLMs) are often evaluated based on their stated values, yet these do not reliably translate into their actions, a discrepancy termed "value-action gap." In this work, we argue that this gap persists even under explicit reasoning, revealing a deeper failure mode we call "Pseudo-Deliberation": the appearance of principled reasoning without corresponding behavioral alignment. To study this systematically, we introduce VALDI, a framework for measuring alignment between stated values and generated dialogue. VALDI includes 4,941 human-centered scenarios across five domains, three tasks that elicit value articulation, reasoning, and action, and five metrics for quantifying value adherence. Across both proprietary and open-source LLMs, we observe consistent misalignment between expressed values and downstream dialogues. To investigate intervention strategies, we propose VIVALDI, a multi-agent value auditor that intervenes at different stages of generation.

cs.CL

Doubly Robust Weighted Regression for Causal Inference under Confounder Missingness

Missingness in confounders is common in observational studies and presents substantial challenges for causal effect estimation by weakening identification and increasing sensitivity to model misspecification. Within the missing-indicator framework, existing approaches typically rely on a single working model and achieve consistency only when that model is correctly specified and are therefore singly robust. In this article, we develop a doubly robust missing indicator weighted ordinary least squares (MI-WOLS) estimator with partially observed confounders. The proposed method integrates propensity score-based weighting into outcome regression under missing-indicator data representation, yielding a class of balancing weights that account for both confounders and their missingness indicators. Under the missingness-strongly-ignorable treatment allocation assumption and assuming either a Conditionally Independent Treatment or Conditionally Independent Outcome structure, the MI-WOLS estimator is consistent when at least the treatment or the outcome model is correctly specified. Simulation studies support the theoretical robustness of the MI-WOLS estimator, demonstrating negligible bias, accurate sandwich-based variance estimation, and near-nominal coverage probability across a wide range of data-generating scenarios. An illustrative application using simulated data designed to reflect a real-world kidney function study further demonstrates the interpretability and practical feasibility of the method, offering a flexible, doubly robust alternative to existing singly robust estimators.

stat.ME

The Siren Song of LLMs: How Users Perceive and Respond to Dark Patterns in Large Language Models

Large language models can influence users through conversation, creating new forms of dark patterns that differ from traditional UX dark patterns. We define LLM dark patterns as manipulative or deceptive behaviors enacted in dialogue. Drawing on prior work and AI incident reports, we outline a diverse set of categories with real-world examples. Using them, we conducted a scenario-based study where participants (N=34) compared manipulative and neutral LLM responses. Our results reveal that recognition of LLM dark patterns often hinged on conversational cues such as exaggerated agreement, biased framing, or privacy intrusions, but these behaviors were also sometimes normalized as ordinary assistance. Users' perceptions of these dark patterns shaped how they respond to them. Responsibilities for these behaviors were also attributed in different ways, with participants assigning it to companies and developers, the model itself, or to users. We conclude with implications for design, advocacy, and governance to safeguard user autonomy.

cs.HC

SusBench: An Online Benchmark for Evaluating Dark Pattern Susceptibility of Computer-Use Agents

As LLM-based computer-use agents (CUAs) begin to autonomously interact with real-world interfaces, understanding their vulnerability to manipulative interface designs becomes increasingly critical. We introduce SusBench, an online benchmark for evaluating the susceptibility of CUAs to UI dark patterns, designs that aim to manipulate or deceive users into taking unintentional actions. Drawing nine common dark pattern types from existing taxonomies, we developed a method for constructing believable dark patterns on real-world consumer websites through code injections, and designed 313 evaluation tasks across 55 websites. Our study with 29 participants showed that humans perceived our dark pattern injections to be highly realistic, with the vast majority of participants not noticing that these had been injected by the research team. We evaluated five state-of-the-art CUAs on the benchmark. We found that both human participants and agents are particularly susceptible to the dark patterns of Preselection, Trick Wording, and Hidden Information, while being resilient to other overt dark patterns. Our findings inform the development of more trustworthy CUAs, their use as potential human proxies in evaluating deceptive designs, and the regulation of an online environment increasingly navigated by autonomous agents.

cs.HC

Value Alignment Tax: Measuring Value Trade-offs in LLM Alignment

Existing work on value alignment typically characterizes value relations statically, ignoring how alignment interventions, such as prompting, fine-tuning, or preference optimization, reshape the broader value system. In practice, aligning a target value can implicitly shift other values, creating value trade-offs that remain largely unmeasured. We introduce VAT, a framework that quantifies value trade-offs by measuring how alignment-induced changes propagate across interconnected values relative to achieved on-target gain. VAT captures the system-level dynamics of value expression under alignment intervention, enabling evaluation of both intended improvements and unintended side effects. Using a controlled scenario-action dataset grounded in Schwartz value theory, we collect paired pre-post normative judgments and analyze alignment effects across models, values, and interventions. Results show that alignment often produces uneven and structured co-movement among values, revealing systematic trade-offs between target and non-target values. These effects are largely invisible under conventional target-only evaluation, but become evident via VAT, highlighting process-level alignment risks and offering new insights into the dynamic nature of value alignment in LLMs. Dataset and code are open-sourced.

cs.AI

ValueFlow: Measuring the Propagation of Value Perturbations in Multi-Agent LLM Systems

Multi-agent large language model (LLM) systems increasingly consist of agents that observe and respond to one another's outputs. While value alignment is typically evaluated for isolated models, how value perturbations propagate through agent interactions remains poorly understood. We present ValueFlow, a perturbation-based framework that measures value drift in multi-agent systems via a 56-value valuation dataset derived from the Schwartz Value Survey, with agent value orientations scored using an LLM-as-a-judge protocol. ValueFlow decomposes value drift into agent-level response behavior and system-level structural effects, captured by two metrics: \b{eta}-susceptibility, an agent's sensitivity to perturbed peer value signals, and system susceptibility (SS), the effect of node-level perturbations on final system outputs.Experiments span across value dimensions, backbones, personas, and topologies, showing that susceptibility varies sharply across values and is strongly shaped by interaction structure, indicating that value alignment in multi-agent systems is a system-level property, not just an agent-level one. ValueFlow thus provides a principled basis for auditing and mitigating value propagation in deployed multi-agent systems.

cs.MA

Bridging Human Interpretation and Machine Representation: A Landscape of Qualitative Data Analysis in the LLM Era

LLMs are increasingly used to support qualitative research, yet existing systems produce outputs that vary widely--from trace-faithful summaries to theory-mediated explanations and system models. To make these differences explicit, we introduce a 4$\times$4 landscape crossing four levels of meaning-making (descriptive, categorical, interpretive, theoretical) with four levels of modeling (static structure, stages/timelines, causal pathways, feedback dynamics). Applying the landscape to prior LLM-based automation highlights a strong skew toward low-level meaning and low-commitment representations, with few reliable attempts at interpretive/theoretical inference or dynamical modeling. Based on the revealed gap, we outline an agenda for applying and building LLM-systems that make their interpretive and modeling commitments explicit, selectable, and governable.

cs.CL

Deep Value Benchmark: Measuring Whether Models Generalize Deep Values or Shallow Preferences

We introduce the Deep Value Benchmark (DVB), an evaluation framework that directly tests whether large language models (LLMs) learn fundamental human values or merely surface-level preferences. This distinction is critical for AI alignment: Systems that capture deeper values are likely to generalize human intentions robustly, while those that capture only superficial patterns in preference data risk producing misaligned behavior. The DVB uses a novel experimental design with controlled confounding between deep values (e.g., moral principles) and shallow features (e.g., superficial attributes). In the training phase, we expose LLMs to human preference data with deliberately correlated deep and shallow features -- for instance, where a user consistently prefers (non-maleficence, formal language) options over (justice, informal language) alternatives. The testing phase then breaks these correlations, presenting choices between (justice, formal language) and (non-maleficence, informal language) options. This design allows us to precisely measure a model's Deep Value Generalization Rate (DVGR) -- the probability of generalizing based on the underlying value rather than the shallow feature. Across 9 different models, the average DVGR is just 0.30. All models generalize deep values less than chance. Larger models have a (slightly) lower DVGR than smaller models. We are releasing our dataset, which was subject to three separate human validation experiments. DVB provides an interpretable measure of a core feature of alignment.

cs.AI

Human-AI Interaction Alignment: Designing, Evaluating, and Evolving Value-Centered AI For Reciprocal Human-AI Futures

The rapid integration of generative AI into everyday life underscores the need to move beyond unidirectional alignment models that only adapt AI to human values. This workshop focuses on bidirectional human-AI alignment, a dynamic, reciprocal process where humans and AI co-adapt through interaction, evaluation, and value-centered design. Building on our past CHI 2025 BiAlign SIG and ICLR 2025 Workshop, this workshop will bring together interdisciplinary researchers from HCI, AI, social sciences and more domains to advance value-centered AI and reciprocal human-AI collaboration. We focus on embedding human and societal values into alignment research, emphasizing not only steering AI toward human values but also enabling humans to critically engage with and evolve alongside AI systems. Through talks, interdisciplinary discussions, and collaborative activities, participants will explore methods for interactive alignment, frameworks for societal impact evaluation, and strategies for alignment in dynamic contexts. This workshop aims to bridge the disciplines' gaps and establish a shared agenda for responsible, reciprocal human-AI futures.

cs.HC

Bidirectional Human-AI Alignment in Education for Trustworthy Learning Environments

Artificial intelligence (AI) is transforming education, offering unprecedented opportunities to personalize learning, enhance assessment, and support educators. Yet these opportunities also introduce risks related to equity, privacy, and student autonomy. This chapter develops the concept of bidirectional human-AI alignment in education, emphasizing that trustworthy learning environments arise not only from embedding human values into AI systems but also from equipping teachers, students, and institutions with the skills to interpret, critique, and guide these technologies. Drawing on emerging research and practical case examples, we explore AI's evolution from support tool to collaborative partner, highlighting its impacts on teacher roles, student agency, and institutional governance. We propose actionable strategies for policymakers, developers, and educators to ensure that AI advances equity, transparency, and human flourishing rather than eroding them. By reframing AI adoption as an ongoing process of mutual adaptation, the chapter envisions a future in which humans and intelligent systems learn, innovate, and grow together.

cs.CY

ValueCompass: A Framework for Measuring Contextual Value Alignment Between Human and LLMs

As AI systems become more advanced, ensuring their alignment with a diverse range of individuals and societal values becomes increasingly critical. But how can we capture fundamental human values and assess the degree to which AI systems align with them? We introduce ValueCompass, a framework of fundamental values, grounded in psychological theory and a systematic review, to identify and evaluate human-AI alignment. We apply ValueCompass to measure the value alignment of humans and large language models (LLMs) across four real-world scenarios: collaborative writing, education, public sectors, and healthcare. Our findings reveal concerning misalignments between humans and LLMs, such as humans frequently endorse values like "National Security" which were largely rejected by LLMs. We also observe that values differ across scenarios, highlighting the need for context-aware AI alignment strategies. This work provides valuable insights into the design space of human-AI alignment, laying the foundations for developing AI systems that responsibly reflect societal values and ethics.

cs.HC

Beyond One-Way Influence: Bidirectional Opinion Dynamics in Multi-Turn Human-LLM Interactions

Large language model (LLM)-powered chatbots are increasingly used for opinion exploration. Prior research examined how LLMs alter user views, yet little work extended beyond one-way influence to address how user input can affect LLM responses and how such bi-directional influence manifests throughout the multi-turn conversations. This study investigates this dynamic through 50 controversial-topic discussions with participants (N=266) across three conditions: static statements, standard chatbot, and personalized chatbot. Results show that human opinions barely shifted, while LLM outputs changed more substantially, narrowing the gap between human and LLM stance. Personalization amplified these shifts in both directions compared to the standard setting. Analysis of multi-turn conversations further revealed that exchanges involving participants' personal stories were most likely to trigger stance changes for both humans and LLMs. Our work highlights the risk of over-alignment in human-LLM interaction and the need for careful design of personalized chatbots to more thoughtfully and stably align with users.

cs.HC

A multi-resolution limiter for the Runge-Kutta discontinuous Galerkin method

We propose a novel multi-resolution (MR) limiter for the Runge-Kutta discontinuous Galerkin (RKDG) method for solving hyperbolic conservation laws on a general unstructured mesh. Unlike classical limiters, which detects only solution discontinuities to dichotomize cells into good or troubled, the proposed MR limiter also takes into account the derivative discontinuities to divide cells into several groups. The method operates by performing a successive comparison of the local DG polynomial's derivatives, from high-order to low-order, against a baseline constructed from neighboring cell averages. If a $k$th-order derivative of the DG polynomial is larger than the baseline, then we reduce the order to $k-1$ and set the corresponding $k$th-order terms to be 0; Otherwise, the remaining $k$th-order DG polynomial is used to represent the final solution. Only if all the derivatives are larger than the baseline, a TVD slope limiter is used to reconstruct the solution. In this manner, the limiter dynamically selects an optimal polynomial suited to the local solution smoothness without problem-dependent parameter to tune. Notably, it also possesses a scale-invariance property that is absent in most classical limiters. A series of numerical examples demonstrate the accuracy and robustness of the proposed MR limiter.

math.NA

Mind the Value-Action Gap: Do LLMs Act in Alignment with Their Values?

Existing research primarily evaluates the values of LLMs by examining their stated inclinations towards specific values. However, the "Value-Action Gap," a phenomenon rooted in environmental and social psychology, reveals discrepancies between individuals' stated values and their actions in real-world contexts. To what extent do LLMs exhibit a similar gap between their stated values and their actions informed by those values? This study introduces ValueActionLens, an evaluation framework to assess the alignment between LLMs' stated values and their value-informed actions. The framework encompasses the generation of a dataset comprising 14.8k value-informed actions across twelve cultures and eleven social topics, and two tasks to evaluate how well LLMs' stated value inclinations and value-informed actions align across three different alignment measures. Extensive experiments reveal that the alignment between LLMs' stated values and actions is sub-optimal, varying significantly across scenarios and models. Analysis of misaligned results identifies potential harms from certain value-action gaps. To predict the value-action gaps, we also uncover that leveraging reasoned explanations improves performance. These findings underscore the risks of relying solely on the LLMs' stated values to predict their behaviors and emphasize the importance of context-aware evaluations of LLM values and value-action gaps.

cs.HC

Position: Towards Bidirectional Human-AI Alignment

Recent advances in general-purpose AI underscore the urgent need to align AI systems with human goals and values. Yet, the lack of a clear, shared understanding of what constitutes "alignment" limits meaningful progress and cross-disciplinary collaboration. In this position paper, we argue that the research community should explicitly define and critically reflect on "alignment" to account for the bidirectional and dynamic relationship between humans and AI. Through a systematic review of over 400 papers spanning HCI, NLP, ML, and more, we examine how alignment is currently defined and operationalized. Building on this analysis, we introduce the Bidirectional Human-AI Alignment framework, which not only incorporates traditional efforts to align AI with human values but also introduces the critical, underexplored dimension of aligning humans with AI -- supporting cognitive, behavioral, and societal adaptation to rapidly advancing AI technologies. Our findings reveal significant gaps in current literature, especially in long-term interaction design, human value modeling, and mutual understanding. We conclude with three central challenges and actionable recommendations to guide future research toward more nuanced, reciprocal, and human-AI alignment approaches.

cs.HC