arXiv subjects

Hua Wu

Publications and source records attributed to Hua Wu.

At least 91 records · Page 5Linked to original sources

arXiv2024

FeS2 monolayer: a high valence and high-$T_{\rm C}$ Ising ferromagnet

Two-dimensional (2D) magnetic materials are of current great interest for their promising applications in spintronics. Strong magnetic coupling and anisotropy are both highly desirable for the achievement of a high temperature magnetic order. Here we propose the unusual high valent FeS$_2$ hexagonal monolayer as such a candidate for a strong Ising 2D ferromagnet (FM), by spin-orbital state analyses, first-principles calculations, and the renormalized spin-wave theory (RSWT). We find that very importantly, the high valent Fe$^{4+}$ ion is in the low-spin state ($t_{2g}^{4}$, $S$=1) with degenerate $t_{2g}$ orbitals rather than the high-spin state ($t_{2g}^{3}e_g^{1}$, $S$=2). It is the low-spin state that allows to carry a large perpendicular orbital moment and then produces a huge single ion anisotropy (SIA) of 25 meV/Fe. Moreover, the negative charge transfer character associated with the unusual high valence, strong Fe $3d$-S $3p$ hybridization, wide bands, and a small band gap all help to establish a strong superexchange. Indeed, our first-principles calculations confirm the strong FM superexchange and the huge perpendicular SIA, both of which are further enhanced by a compressive strain. Then, our RSWT calculations predict that the FM $T_{\rm C}$ is 261 K for the pristine FeS$_2$ monolayer and could be increased to 409 K under the compressive --5\% strain. The high $T_{\rm C}$ is also reproduced by our Monte Carlo (MC) simulations. Therefore, it is worth exploring the high-$T_{\rm C}$ Ising FMs in the high valent 2D magnetic materials with degenerate orbitals.

cond-mat.mtrl-sci↗

arXiv2023

Varying magnetism in the lattice distorted Y2NiIrO6 and La2NiIrO6

We investigate the electronic and magnetic properties of the newly synthesized double perovskites Y$_{2}$NiIrO$_{6}$ and La$_{2}$NiIrO$_{6}$, using density functional calculations, crystal field theory, superexchange pictures, and Monte Carlo simulations. We find that both systems are antiferromagnetic (AFM) Mott insulators, with the high-spin Ni$^{2+}$ $t_{2g}$$^{6}e_{g}$$^{2}$ ($S=1$) and the low-spin Ir$^{4+}$ $t_{2g}$$^{5}$ ($S=1/2$) configurations. We address that their lattice distortion induces $t_{2g}$-$e_{g}$ orbital mixing and thus enables the normal Ni$^{+}$-Ir$^{5+}$ charge excitation with the electron hopping from the Ir `$t_{2g}$' to Ni `$e_g$' orbitals, which promotes the AFM Ni$^{2+}$-Ir$^{4+}$ coupling. Therefore, the increasing $t_{2g}$-$e_{g}$ mixing accounts for the enhanced $T_{\rm N}$ from the less distorted La$_{2}$NiIrO$_{6}$ to the more distorted Y$_{2}$NiIrO$_{6}$. Moreover, our test calculations find that in the otherwise ideally cubic Y$_{2}$NiIrO$_{6}$, the Ni$^{+}$-Ir$^{5+}$ charge excitation is forbidden, and only the abnormal Ni$^{3+}$-Ir$^{3+}$ excitation gives a weakly ferromagnetic (FM) behavior. Furthermore, we find that owing to the crystal field splitting, Hund exchange, and broad band formation in the highly coordinated fcc sublattice, Ir$^{4+}$ ions are not in the $j_{\rm eff}=1/2$ state but in the $S=1/2$ state carrying a finite orbital moment by spin-orbit coupling (SOC). This work clarifies the varying magnetism in Y$_{2}$NiIrO$_{6}$ and La$_{2}$NiIrO$_{6}$ associated with the lattice distortions.

cond-mat.mtrl-sci↗

arXiv2023

IBADR: an Iterative Bias-Aware Dataset Refinement Framework for Debiasing NLU models

As commonly-used methods for debiasing natural language understanding (NLU) models, dataset refinement approaches heavily rely on manual data analysis, and thus maybe unable to cover all the potential biased features. In this paper, we propose IBADR, an Iterative Bias-Aware Dataset Refinement framework, which debiases NLU models without predefining biased features. We maintain an iteratively expanded sample pool. Specifically, at each iteration, we first train a shallow model to quantify the bias degree of samples in the pool. Then, we pair each sample with a bias indicator representing its bias degree, and use these extended samples to train a sample generator. In this way, this generator can effectively learn the correspondence relationship between bias indicators and samples. Furthermore, we employ the generator to produce pseudo samples with fewer biased features by feeding specific bias indicators. Finally, we incorporate the generated pseudo samples into the pool. Experimental results and in-depth analyses on two NLU tasks show that IBADR not only significantly outperforms existing dataset refinement approaches, achieving SOTA, but also is compatible with model-centric methods.

cs.CL↗

arXiv2023

ERNIE-Music: Text-to-Waveform Music Generation with Diffusion Models

In recent years, the burgeoning interest in diffusion models has led to significant advances in image and speech generation. Nevertheless, the direct synthesis of music waveforms from unrestricted textual prompts remains a relatively underexplored domain. In response to this lacuna, this paper introduces a pioneering contribution in the form of a text-to-waveform music generation model, underpinned by the utilization of diffusion models. Our methodology hinges on the innovative incorporation of free-form textual prompts as conditional factors to guide the waveform generation process within the diffusion model framework. Addressing the challenge of limited text-music parallel data, we undertake the creation of a dataset by harnessing web resources, a task facilitated by weak supervision techniques. Furthermore, a rigorous empirical inquiry is undertaken to contrast the efficacy of two distinct prompt formats for text conditioning, namely, music tags and unconstrained textual descriptions. The outcomes of this comparative analysis affirm the superior performance of our proposed model in terms of enhancing text-music relevance. Finally, our work culminates in a demonstrative exhibition of the excellent capabilities of our model in text-to-music generation. We further demonstrate that our generated music in the waveform domain outperforms previous works by a large margin in terms of diversity, quality, and text-music relevance.

cs.SD↗

arXiv2023

GLS-CSC: A Simple but Effective Strategy to Mitigate Chinese STM Models' Over-Reliance on Superficial Clue

Pre-trained models have achieved success in Chinese Short Text Matching (STM) tasks, but they often rely on superficial clues, leading to a lack of robust predictions. To address this issue, it is crucial to analyze and mitigate the influence of superficial clues on STM models. Our study aims to investigate their over-reliance on the edit distance feature, commonly used to measure the semantic similarity of Chinese text pairs, which can be considered a superficial clue. To mitigate STM models' over-reliance on superficial clues, we propose a novel resampling training strategy called Gradually Learn Samples Containing Superficial Clue (GLS-CSC). Through comprehensive evaluations of In-Domain (I.D.), Robustness (Rob.), and Out-Of-Domain (O.O.D.) test sets, we demonstrate that GLS-CSC outperforms existing methods in terms of enhancing the robustness and generalization of Chinese STM models. Moreover, we conduct a detailed analysis of existing methods and reveal their commonality.

cs.CL↗

arXiv2023

An Empirical Study of Consistency Regularization for End-to-End Speech-to-Text Translation

Consistency regularization methods, such as R-Drop (Liang et al., 2021) and CrossConST (Gao et al., 2023), have achieved impressive supervised and zero-shot performance in the neural machine translation (NMT) field. Can we also boost end-to-end (E2E) speech-to-text translation (ST) by leveraging consistency regularization? In this paper, we conduct empirical studies on intra-modal and cross-modal consistency and propose two training strategies, SimRegCR and SimZeroCR, for E2E ST in regular and zero-shot scenarios. Experiments on the MuST-C benchmark show that our approaches achieve state-of-the-art (SOTA) performance in most translation directions. The analyses prove that regularization brought by the intra-modal consistency, instead of modality gap, is crucial for the regular E2E ST, and the cross-modal consistency could close the modality gap and boost the zero-shot E2E ST performance.

cs.CL↗

arXiv2023

Less Learn Shortcut: Analyzing and Mitigating Learning of Spurious Feature-Label Correlation

Recent research has revealed that deep neural networks often take dataset biases as a shortcut to make decisions rather than understand tasks, leading to failures in real-world applications. In this study, we focus on the spurious correlation between word features and labels that models learn from the biased data distribution of training data. In particular, we define the word highly co-occurring with a specific label as biased word, and the example containing biased word as biased example. Our analysis shows that biased examples are easier for models to learn, while at the time of prediction, biased words make a significantly higher contribution to the models' predictions, and models tend to assign predicted labels over-relying on the spurious correlation between words and labels. To mitigate models' over-reliance on the shortcut (i.e. spurious correlation), we propose a training strategy Less-Learn-Shortcut (LLS): our strategy quantifies the biased degree of the biased examples and down-weights them accordingly. Experimental results on Question Matching, Natural Language Inference and Sentiment Analysis tasks show that LLS is a task-agnostic strategy and can improve the model performance on adversarial data while maintaining good performance on in-domain data.

cs.CL↗

arXiv2023

Learning Multilingual Sentence Representations with Cross-lingual Consistency Regularization

Multilingual sentence representations are the foundation for similarity-based bitext mining, which is crucial for scaling multilingual neural machine translation (NMT) system to more languages. In this paper, we introduce MuSR: a one-for-all Multilingual Sentence Representation model that supports more than 220 languages. Leveraging billions of English-centric parallel corpora, we train a multilingual Transformer encoder, coupled with an auxiliary Transformer decoder, by adopting a multilingual NMT framework with CrossConST, a cross-lingual consistency regularization technique proposed in Gao et al. (2023). Experimental results on multilingual similarity search and bitext mining tasks show the effectiveness of our approach. Specifically, MuSR achieves superior performance over LASER3 (Heffernan et al., 2022) which consists of 148 independent multilingual sentence encoders.

cs.CL↗

arXiv2023

A Simple yet Effective Self-Debiasing Framework for Transformer Models

Current Transformer-based natural language understanding (NLU) models heavily rely on dataset biases, while failing to handle real-world out-of-distribution (OOD) instances. Many methods have been proposed to deal with this issue, but they ignore the fact that the features learned in different layers of Transformer-based NLU models are different. In this paper, we first conduct preliminary studies to obtain two conclusions: 1) both low- and high-layer sentence representations encode common biased features during training; 2) the low-layer sentence representations encode fewer unbiased features than the highlayer ones. Based on these conclusions, we propose a simple yet effective self-debiasing framework for Transformer-based NLU models. Concretely, we first stack a classifier on a selected low layer. Then, we introduce a residual connection that feeds the low-layer sentence representation to the top-layer classifier. In this way, the top-layer sentence representation will be trained to ignore the common biased features encoded by the low-layer sentence representation and focus on task-relevant unbiased features. During inference, we remove the residual connection and directly use the top-layer sentence representation to make predictions. Extensive experiments and indepth analyses on NLU tasks show that our framework performs better than several competitive baselines, achieving a new SOTA on all OOD test sets.

cs.CL↗

arXiv2023

Query Enhanced Knowledge-Intensive Conversation via Unsupervised Joint Modeling

In this paper, we propose an unsupervised query enhanced approach for knowledge-intensive conversations, namely QKConv. There are three modules in QKConv: a query generator, an off-the-shelf knowledge selector, and a response generator. QKConv is optimized through joint training, which produces the response by exploring multiple candidate queries and leveraging corresponding selected knowledge. The joint training solely relies on the dialogue context and target response, getting exempt from extra query annotations or knowledge provenances. To evaluate the effectiveness of the proposed QKConv, we conduct experiments on three representative knowledge-intensive conversation datasets: conversational question-answering, task-oriented dialogue, and knowledge-grounded conversation. Experimental results reveal that QKConv performs better than all unsupervised methods across three datasets and achieves competitive performance compared to supervised methods.

cs.CL↗

arXiv2023

Learning In-context Learning for Named Entity Recognition

Named entity recognition in real-world applications suffers from the diversity of entity types, the emergence of new entity types, and the lack of high-quality annotations. To address the above problems, this paper proposes an in-context learning-based NER approach, which can effectively inject in-context NER ability into PLMs and recognize entities of novel types on-the-fly using only a few demonstrative instances. Specifically, we model PLMs as a meta-function $\mathcal{ λ_ {\text{instruction, demonstrations, text}}. M}$, and a new entity extractor can be implicitly constructed by applying new instruction and demonstrations to PLMs, i.e., $\mathcal{ (λ. M) }$(instruction, demonstrations) $\to$ $\mathcal{F}$ where $\mathcal{F}$ will be a new entity extractor, i.e., $\mathcal{F}$: text $\to$ entities. To inject the above in-context NER ability into PLMs, we propose a meta-function pre-training algorithm, which pre-trains PLMs by comparing the (instruction, demonstration)-initialized extractor with a surrogate golden extractor. Experimental results on 4 few-shot NER datasets show that our method can effectively inject in-context NER ability into PLMs and significantly outperforms the PLMs+fine-tuning counterparts.

cs.CL↗

arXiv2023

ERNIE-Code: Beyond English-Centric Cross-lingual Pretraining for Programming Languages

Software engineers working with the same programming language (PL) may speak different natural languages (NLs) and vice versa, erecting huge barriers to communication and working efficiency. Recent studies have demonstrated the effectiveness of generative pre-training in computer programs, yet they are always English-centric. In this work, we step towards bridging the gap between multilingual NLs and multilingual PLs for large language models (LLMs). We release ERNIE-Code, a unified pre-trained language model for 116 NLs and 6 PLs. We employ two methods for universal cross-lingual pre-training: span-corruption language modeling that learns patterns from monolingual NL or PL; and pivot-based translation language modeling that relies on parallel data of many NLs and PLs. Extensive results show that ERNIE-Code outperforms previous multilingual LLMs for PL or NL across a wide range of end tasks of code intelligence, including multilingual code-to-text, text-to-code, code-to-code, and text-to-text generation. We further show its advantage of zero-shot prompting on multilingual code summarization and text-to-text translation. We release our code and pre-trained checkpoints.

cs.CL↗

arXiv2023

TOME: A Two-stage Approach for Model-based Retrieval

Recently, model-based retrieval has emerged as a new paradigm in text retrieval that discards the index in the traditional retrieval model and instead memorizes the candidate corpora using model parameters. This design employs a sequence-to-sequence paradigm to generate document identifiers, which enables the complete capture of the relevance between queries and documents and simplifies the classic indexretrieval-rerank pipeline. Despite its attractive qualities, there remain several major challenges in model-based retrieval, including the discrepancy between pre-training and fine-tuning, and the discrepancy between training and inference. To deal with the above challenges, we propose a novel two-stage model-based retrieval approach called TOME, which makes two major technical contributions, including the utilization of tokenized URLs as identifiers and the design of a two-stage generation architecture. We also propose a number of training strategies to deal with the training difficulty as the corpus size increases. Extensive experiments and analysis on MS MARCO and Natural Questions demonstrate the effectiveness of our proposed approach, and we investigate the scaling laws of TOME by examining various influencing factors.

cs.IR↗

arXiv2023

Improving Zero-shot Multilingual Neural Machine Translation by Leveraging Cross-lingual Consistency Regularization

The multilingual neural machine translation (NMT) model has a promising capability of zero-shot translation, where it could directly translate between language pairs unseen during training. For good transfer performance from supervised directions to zero-shot directions, the multilingual NMT model is expected to learn universal representations across different languages. This paper introduces a cross-lingual consistency regularization, CrossConST, to bridge the representation gap among different languages and boost zero-shot translation performance. The theoretical analysis shows that CrossConST implicitly maximizes the probability distribution for zero-shot translation, and the experimental results on both low-resource and high-resource benchmarks show that CrossConST consistently improves the translation performance. The experimental analysis also proves that CrossConST could close the sentence representation gap and better align the representation space. Given the universality and simplicity of CrossConST, we believe it can serve as a strong baseline for future multilingual NMT research.

cs.CL↗

arXiv2023

RocketQAv2: A Joint Training Method for Dense Passage Retrieval and Passage Re-ranking

In various natural language processing tasks, passage retrieval and passage re-ranking are two key procedures in finding and ranking relevant information. Since both the two procedures contribute to the final performance, it is important to jointly optimize them in order to achieve mutual improvement. In this paper, we propose a novel joint training approach for dense passage retrieval and passage re-ranking. A major contribution is that we introduce the dynamic listwise distillation, where we design a unified listwise training approach for both the retriever and the re-ranker. During the dynamic distillation, the retriever and the re-ranker can be adaptively improved according to each other's relevance information. We also propose a hybrid data augmentation strategy to construct diverse training instances for listwise training approach. Extensive experiments show the effectiveness of our approach on both MSMARCO and Natural Questions datasets. Our code is available at https://github.com/PaddlePaddle/RocketQA.

cs.CL↗

arXiv2023

A Thorough Examination on Zero-shot Dense Retrieval

Recent years have witnessed the significant advance in dense retrieval (DR) based on powerful pre-trained language models (PLM). DR models have achieved excellent performance in several benchmark datasets, while they are shown to be not as competitive as traditional sparse retrieval models (e.g., BM25) in a zero-shot retrieval setting. However, in the related literature, there still lacks a detailed and comprehensive study on zero-shot retrieval. In this paper, we present the first thorough examination of the zero-shot capability of DR models. We aim to identify the key factors and analyze how they affect zero-shot retrieval performance. In particular, we discuss the effect of several key factors related to source training set, analyze the potential bias from the target dataset, and review and compare existing zero-shot DR models. Our findings provide important evidence to better understand and develop zero-shot DR models.

cs.CL↗

arXiv2023

PAIR: Leveraging Passage-Centric Similarity Relation for Improving Dense Passage Retrieval

Recently, dense passage retrieval has become a mainstream approach to finding relevant information in various natural language processing tasks. A number of studies have been devoted to improving the widely adopted dual-encoder architecture. However, most of the previous studies only consider query-centric similarity relation when learning the dual-encoder retriever. In order to capture more comprehensive similarity relations, we propose a novel approach that leverages both query-centric and PAssage-centric sImilarity Relations (called PAIR) for dense passage retrieval. To implement our approach, we make three major technical contributions by introducing formal formulations of the two kinds of similarity relations, generating high-quality pseudo labeled data via knowledge distillation, and designing an effective two-stage training procedure that incorporates passage-centric similarity relation constraint. Extensive experiments show that our approach significantly outperforms previous state-of-the-art models on both MSMARCO and Natural Questions datasets.

cs.IR↗

arXiv2023

Contrasting electronic states of RuI3 and RuCl3

The spin-orbital entangled states are of great interest as they hold exotic phases and intriguing properties. Here we use first-principles calculations to investigate the electronic and magnetic properties of RuI$_{3}$ and RuCl$_{3}$ in both bulk and monolayer cases. Our results show that RuI$_{3}$ bulk is a paramagnetic metal, which is in agreement with recent experiments. We find that the Ru$^{3+}$ ion of RuI$_{3}$ is in the spin-orbital entangled $j_{\rm eff}=\frac{1}{2}$ state. More interestingly, a metal-insulator transition occurs from RuI$_{3}$ bulk to monolayer, and this is mainly due to the band narrowing with the decreasing lattice dimensionality and to the Ru-I hybridization altered by the I $5p$ spin-orbit coupling. In contrast, RuCl$_{3}$ bulk and monolayer both show Mott-insulating behavior, the Ru$^{3+}$ ion is in the formal $S=\frac{1}{2}$ and $L=1$ state with a large in-plane orbital moment, and this result well explains the experimental large effective magnetic moment of RuCl$_{3}$ and the strong in-plane magnetization. The present work demonstrates the contrasting spin-orbital states and the varying properties of RuI$_{3}$ and RuCl$_{3}$.

cond-mat.str-el↗