arXiv subjects

Huai-Ke Guo

Publications and source records attributed to Huai-Ke Guo.

At least 19 recordsLinked to original sources

arXiv2026

Probing Inflationary Origins of Primordial Black Holes with LIGO--Virgo--KAGRA O1--O4a data

Large primordial curvature perturbations not only produce primordial black holes (PBHs) but also inevitably source a scalar-induced stochastic gravitational-wave background upon horizon reentry. We analyze the combined LIGO--Virgo--KAGRA O1--O4a data to constrain two representative inflationary mechanisms for generating such perturbations: ultra-slow-roll inflation and an inflationary phase transition. Detecting no evidence for either scenario, we place 95% credible upper limits on the curvature-spectrum amplitude across the frequency range accessible to ground-based interferometers. Translated into the PBH context, these limits already exceed conventional constraints, probing abundance fractions far below unity. Our results remain robust even when the PBHs themselves are too rare to be directly detected or have evaporated. This work demonstrates that stochastic gravitational-wave observations offer a powerful and complementary probe of small-scale inflationary physics and PBH formation, with upcoming interferometers promising to extend sensitivity to a wider range of inflationary epochs and PBH masses.

astro-ph.CO↗

arXiv2026

Full-Covariance Bayesian Inference of Stochastic Gravitational Wave Backgrounds with Time-Domain Simulations for Taiji-like Missions

For Taiji-like missions, we implement a Bayesian spectral inference framework that combines second-generation time-domain (TD) simulations of time-delay interferometry (TDI) with a frequency-domain (FD) spectral likelihood for stochastic gravitational-wave background (SGWB) analyses. The $X,Y,Z$ Michelson streams generated with \trianglesim{} are divided into finite segments, Fourier transformed, and modeled with a segment-dependent complex $3\times3$ covariance matrix. For each segment we evaluate the orbit-dependent response functions and noise transfer functions, allowing unequal-arm and time-evolving effects to enter through the full $XYZ$ covariance. Controlled simulations performed with \trianglesim{} show that the calculated functions reproduce the realization-averaged spectra at the few-percent level over the retained frequency band away from TDI nulls. We then compare parameter-estimation results for static equal-arm FD, equal-arm TD, and unequal-arm TD configurations, using in each case a full $XYZ$-covariance likelihood matched to the corresponding detector configuration. All three yield consistent uncertainty trends and Bayesian-evidence diagnostics for astrophysical-background recovery after marginalizing over instrumental noise and an effective Galactic double-white-dwarf foreground. Finally, in a ten-parameter model containing instrumental noise, an effective Galactic double-white-dwarf foreground, a stochastic astrophysical background, and a sound-wave spectrum from a cosmological first-order phase transition, we recover its peak amplitude and frequency and find Bayesian evidence favoring its inclusion in all three matched configurations.

astro-ph.IM↗

arXiv2026

Measuring gravitational wave spectrum from electroweak phase transition and Higgs self-couplings

In this work, we demonstrate the complete process of using space-based gravitational wave detectors to measure properties of the stochastic gravitational wave background arising from a first-order electroweak phase transition. Based on frequency-domain simulations of the Taiji mission, including instrumental noise and astrophysical foregrounds, we perform parameter inference using both the Fisher information matrix and Bayesian Markov Chain Monte Carlo sampling. We show how the reconstructed spectrum constrains the macroscopic parameters of the phase transition, and further how these constraints map onto the underlying particle-physics parameters in a singlet-extended Standard Model. Our results demonstrate that the Higgs cubic and quartic self-couplings can be significantly constrained using gravitational wave observations, despite limitations arising from parameter degeneracy.

hep-ph↗

arXiv2026

Inflationary phase transitions in the early Universe: A Bayesian study with space-based gravitational-wave detectors

Inflationary phase transitions can generate a stochastic gravitational-wave background that probes primordial physics. We study the detectability and parameter reconstruction of such a signal with a space-based gravitational-wave detector. Using a Taiji-like mission as a benchmark, we construct a realistic data-analysis framework that includes instrumental noise, astrophysical foregrounds and backgrounds, and the $A$, $E$, and $T$ time-delay interferometry channels. The target signal is described in a minimal, model-independent form and analyzed using both Fisher-matrix forecasts and Bayesian inference with nested sampling. We quantify detection significance and parameter-recovery thresholds, showing that, while detection is achievable at moderate signal-to-noise ratios, stronger signals provide more reliable parameter reconstruction. These results offer a realistic assessment of the capability of future space-based missions to probe inflationary phase transitions through stochastic gravitational radiation.

astro-ph.CO↗

arXiv2026

Bayesian analysis of the complex singlet model with phase transition gravitational waves

We explore the prospects of probing the complex singlet extension of the Standard Model (CxSM) with gravitational waves from the electroweak phase transition. The study establishes a connection of the scalar potential parameters, the thermodynamic properties of the phase transition, with the directly measured stochastic gravitational-wave background in the presence of astrophysical background and foreground. Considering the space-based gravitational-wave detector Taiji, we construct a frequency-domain likelihood that incorporates instrumental and astrophysical noises, and we perform both Fisher-matrix forecasts and Bayesian nested sampling analysis. The comparison of these two approaches demonstrates consistent parameter recovery and highlights the sensitivity of Taiji to millihertz gravitational-wave signals. We further propagate the inferred constraints on the gravitational-wave spectrum back to the underlying CxSM parameters, obtaining meaningful limits on the Higgs self-couplings. The results emphasize the complementarity between gravitational-wave observations and collider measurements, showing that future missions such as Taiji can serve as a powerful probe of electroweak-scale new physics and the dynamical origin of the Higgs sector.

hep-ph↗

arXiv2026

Completing Axion Double Level Crossings

In this work, we present the refinement of axion double level crossings within the context of multi-axion mass mixing, specifically focusing on cases where the number of axions exceeds two. Our investigation reveals that double level crossings are a common phenomenon in the mass mixing of the $Z_{\mathcal N}$ axion and axion-like particles. Physically, these double level crossings involve a first level crossing at high temperatures followed by a second level crossing induced by the $Z_{\mathcal N}$ axion mass transition at $T_{\rm QCD}$. We introduce the general model for double level crossings, along with several toy examples, and redefine the light and heavy axion scenarios. In the light axion scenario, double level crossings can occur multiple times in the large ${\mathcal N}$ limit. However, excessively large values of ${\mathcal N}$ may also prevent the occurrence of double level crossings. Conversely, in the heavy axion scenario, excessively small ${\mathcal N}$ may similarly prevent their occurrence. Our findings also have some intriguing implications for axion cosmology.

hep-ph↗

arXiv2025

Extended mass distribution of PBHs during QCD phase transition: SGWB and mini-EMRIs

Primordial black holes (PBHs) are one of the most important tracers of cosmic history. In this work, we investigate the formation of PBHs around the time of the QCD phase transition from a broadly peaked inflationary scalar power spectrum, which naturally produces an extended PBH mass function. This scenario yields two distinct stochastic gravitational wave backgrounds (SGWB): (i) scalar-induced, second-order tensor perturbations generated at PBH formation, and (ii) a merger-driven SGWB from the subsequent PBH binary population. Using Bayesian analysis, we examine both SGWB channels with the data from the NANOGrav 15-year dataset and the first three observing runs of LVK. We also forecast continuous-wave signals from mini extreme mass ratio inspirals (mini-EMRIs) for direct comparison with NANOGrav and LVK constraints. Our parameter scans identify regions of the parameter space where the combined SGWB is detectable in future ground-based and space-based detectors. A broad PBH mass distribution naturally gives rise to mini-EMRIs, which future ground-based observatories, such as LVK A+, ET, and CE, can detect. For a large part of the PBH parameter space, the SGWB of astrophysical origin masks the primordial SGWB in the frequency band of ground-based detectors. Thus, for extended PBH mass distributions, we find that the detection of mini-EMRIs is a more robust channel for probing the PBH parameter space than the corresponding SGWB.

astro-ph.CO↗

arXiv2025

Methods for Detecting Gravitational Waves from mini-Extreme-Mass-Ratio Inspirals I: Statistics Based on Time-Frequency Signal Tracks

Mini-extreme-mass-ratio inspirals (mini-EMRIs), composed of a stellar-mass compact object and a much lighter companion, are promising sources of continuous gravitational waves in the frequency band of ground-based interferometers such as LIGO-Virgo-KAGRA. Such systems, consisting of sub-solar-mass compact objects, provide a unique probe of exotic compact objects, including primordial black holes. Detecting such long-lived signals, however, remains challenging. Here, we adapt standard methods used in searches for quasi-monochromatic signals to search for mini-EMRIs, and derive a statistical framework that explicitly handles spectral leakage. In particular, we introduce a new method that sums along the tracks in the time-frequency plane carved out by possible mini-EMRI signals, which we call $Σ$Track. This refinement establishes a general basis for analyzing long-duration transient signals with rapid frequency evolutions, regardless of the underlying mechanism for gravitational-wave emission. We also compute a new semi-analytic sensitivity estimate within our new statistical framework, which is valid under the assumption that the signal is weak with respect to the noise level. We then establish a statistic that quantifies how to discretize the search parameter space for our method, which works for mini-EMRIs, as well as arbitrary signal types. Our results provide a foundation for mini-EMRI searches and demonstrate the potential of current ground-based detectors to probe the existence of sub-solar-mass compact objects.

gr-qc↗

arXiv2025

Methods for Detecting Gravitational Waves from mini-Extreme-Mass-Ratio Inspirals II: A Spectral-Leakage-Aware Framework

Mini-Extreme-Mass-Ratio Inspirals (mini-EMRIs), comprising a sub-solar exotic compact object (such as a primordial black hole or boson star) orbiting a much heavier stellar-origin or exotic compact object, represent key targets for ground-based gravitational-wave detectors to probe the early universe and the nature of dark matter. However, detecting such systems, which could spend hours to years in LIGO, Virgo and KAGRA data, poses a computational challenge to standard matched-filtering methods. However, semi-coherent methods are constrained by the quasi-monochromatic assumption, which restricts the coherence time to avoid spectral leakage caused by frequency evolution. In this work, we extend the development of our method, $Σ$Track, to the regime in which the quasi-monochromatic approximation is relaxed, in two ways. First, we establish an analytical model for the spectral leakage, extending the validity of conventional analyses beyond the quasi-monochromatic regime. Second, we propose the $ΣR$ statistic -- a novel detection metric formed by a weighted summation of power ratios -- which effectively recovers the signal energy dispersed across adjacent frequency bins. Building on this framework, we further introduce an innovative frequency-layered search strategy that dynamically optimizes the coherence time across the observation band. We benchmark our method against a globally optimized Hough transform pipeline using a fiducial mini-EMRI signal from a binary with masses $(1.5, 10^{-5})\,M_\odot$. The results demonstrate that our framework achieves an order-of-magnitude enhancement in the effective detection volume, significantly expanding the horizon for discovering mini-EMRIs and sub-solar exotic compact objects with ground-based gravitational wave detectors. This approach can be similarly applied to EMRI searches for future space-based gravitational wave detectors.

gr-qc↗

arXiv2025

MatBYIB: A Matlab-based code for Bayesian inference of extreme mass-ratio inspiral binary with arbitrary eccentricity

Accurate parameter estimation(PE) of gravitational waves(GW) is essential for GW data analysis. In extreme mass-ratio inspiral binary(EMRI) systems, orbital eccentricity is a critical parameter for PE. However, current software for for PE of GW often neglects the direct estimation of orbital eccentricity. To fill this gap, we have developed the MatBYIB, a MATLAB-based software package for PE of GW with arbitrary eccentricity. The MatBYIB employs the Analytical Kludge (AK) waveform as a computationally efficient signal generator and computes parameter uncertainties via the Fisher Information Matrix (FIM) and the Markov Chain Monte Carlo (MCMC). For Bayesian inference, we implement the Metropolis-Hastings (M-H) algorithm to derive posterior distributions. To guarantee convergence, the Gelman-Rubin convergence criterion (the Potential Scale Reduction Factor R) is used to determine sampling adequacy, with MatBYIB dynamically increasing the sample size until R < 1.05 for all parameters. Our results demonstrate strong agreement between FIM- based predictions and full MCMC sampling. This program is user-friendly and allows for estimation of gravitational wave parameters with arbitrary eccentricity on standard personal computers. Code availability:The implementation is open-source at https://github.com/GenliangLi/MatBYIB.

gr-qc↗

arXiv2025

Growth of Gravitational Wave Spectrum from Sound Waves in a Universe with Generic Expansion Rate

We derive a compact analytical expression for the growth factor $Υ$, which characterizes how the gravitational wave spectrum sourced by sound waves evolves in a universe with a generic expansion history. Assuming the dominant energy density scales as $ρ\propto a^{-3(1+w)}$, we obtain $Υ=\frac{2[1-y^{3(w-1)/2}]}{3(1-w)}$, where $y = a(t)/a(t_s)$ is the ratio of the scale factor at a later time $t$ to that at $t_s$ when gravitational wave production from sound waves starts. This general result reduces to known forms in radiation-and matter-dominated eras, thereby extending previous formulas to a broader class of cosmological backgrounds. The derivation assumes only that the source is stationary, making $Υ$ a universal factor that captures gravitational wave growth in various scenarios-not limited to phase transitions.

gr-qc↗

arXiv2024

Estimating the Uncertainty of Cosmological First Order Phase Transitions with Numerical Simulations of Bubble Nucleation

In order to study the validity of analytical formulas used in the calculation of characteristic physical quantities related to vacuum bubbles, we conduct several numerical simulations of bubble kinematics in the context of cosmological first-order phase transitions to determine potentially existing systematic uncertainties. By comparing with the analytical results, we obtain the following observations: (1) The simulated false vacuum fraction will approach the theoretical one with increasing simulated volume. When the side length of the cubic simulation volume becomes larger than 14.5 $β_{th}^{-1}$ , the simulated results do not change significantly; (2) The theoretical expected total number of bubbles do not agree with the simulated ones, which may be caused by the inconsistent use of the false vacuum fraction formula; (3) The different nucleation rate prefactors do not affect the bubble kinetics much; (4) The lifetime distribution in the sound shell model does not obey an exponential distribution, in such a way as to cause a suppression in the gravitational wave spectra.

hep-ph↗

arXiv2024

Did we hear the sound of the Universe boiling? Analysis using the full fluid velocity profiles and NANOGrav 15-year data

In this paper, we analyse sound waves arising from a cosmic phase transition where the full velocity profile is taken into account as an explanation for the gravitational wave spectrum observed by multiple pulsar timing array groups. Unlike the broken power law used in the literature, in this scenario the power law after the peak depends on the macroscopic properties of the phase transition, allowing for a better fit with pulsar timing array (PTA) data. We compare the best fit with that obtained using the usual broken power law and, unsurprisingly, find a better fit with the gravitational wave (GW) spectrum that utilizes the full velocity profile. We then discuss models that can produce the best-fit point and complementary probes using CMB experiments and searches for light particles in DUNE, IceCUBE-Gen2, neutrinoless double beta decay, and forward physics facilities at the LHC like FASER nu, etc.

astro-ph.HE↗

arXiv2023

Dissipative Effects as New Observables for Cosmological Phase Transitions

We show that dissipative effects during cosmological first order phase transitions lead to a frequency-dependent suppression for the usually dominant gravitational wave production from sound waves, through an analytical modelling of the source based on the sound shell model. This damping effect is more pronounced for high frequencies or small scales, and modifies the spectral shape and possibly the peak frequency. These modifications can be used to reveal more information about the underlying particle interactions, serving as a way of breaking the parameter degeneracy that plagues particle physics studies based on the perfect fluid approximation.

hep-ph↗

arXiv2022

Detection of Early-Universe Gravitational Wave Signatures and Fundamental Physics

Detection of a gravitational-wave signal of non-astrophysical origin would be a landmark discovery, potentially providing a significant clue to some of our most basic, big-picture scientific questions about the Universe. In this white paper, we survey the leading early-Universe mechanisms that may produce a detectable signal -- including inflation, phase transitions, topological defects, as well as primordial black holes -- and highlight the connections to fundamental physics. We review the complementarity with collider searches for new physics, and multimessenger probes of the large-scale structure of the Universe.

gr-qc↗

arXiv2022

Probing Early Universe Supercooled Phase Transitions with Gravitational Wave Data

We investigate the reach of the LIGO/Virgo/KAGRA detectors in the search for signatures of first-order phase transitions in the early Universe. Utilising data from the first three observing runs, we derive constraints on the parameters of the underlying gravitational-wave background, focusing on transitions characterised by strong supercooling. As an application of our analysis, we determine bounds on the parameter space of two representative particle physics models. We also comment on the expected reach of third-generation detectors in probing supercooled phase transitions.

hep-ph↗

arXiv2022

Searching for Mini Extreme Mass Ratio Inspirals with Gravitational-Wave Detectors

A compact object with a mass $\mathcal{O}(1 \sim 1000) M_{\odot}$, such as a black hole of stellar or primordial origin or a neutron star, and a much lighter exotic compact object with a subsolar mass could form a non-standard mini extreme mass ratio inspiral (EMRI) and emit gravitational waves within the frequency band of ground-based gravitational-wave detectors. These systems are extremely interesting because detecting them would definitively point to new physics. We study the capability of using LIGO/Virgo to search for mini-EMRIs and find that a large class of exotic compact objects can be probed at current and design sensitivities using a method based on the Hough Transform that tracks quasi power-law signals during the inspiral phase of the mini-EMRI system.

astro-ph.IM↗

arXiv2021

First Order Color Symmetry Breaking and Restoration Triggered by Electroweak Symmetry Non-restoration

In this paper we propose a new approach for the spontaneous breaking and restoration of the $SU(3)_C$ color symmetry in the framework of electroweak symmetry non-restoration (EWSNR) at high temperature, which provides an alternative approach for the Baryogenesis. Due to the exotic high vacuum expectation value (VEV) of the SM Higgs doublet in EWSNR, the color symmetry can be spontaneous broken succeeding the electroweak phase transition whenever there is a negative quartic coupling between the SM Higgs and a scalar color triplet. The color symmetry is then restored at low temperature as the VEV of SM Higgs evolving to small value. We show that the phase transitions related to color breaking and restoration can be first order, and the stochastic gravitational wave (GW) signals are smoking-gun of these processes. We demonstrate the possibility of detecting these GW signals in future GW experiments such as DECIGO and BBO.

hep-ph↗